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Kovack Advisors, Inc.

SEC CIK
0001728321
最新申報
2026/7/28

2021 年第 4 季持倉

持倉截至 2021/12/31，2022/1/18 申報。只含多頭部位，變化是跟 2021 年第 3 季比股數。

機構總覽
持股檔數
693
較 2021 年第 3 季 +11
總值
$10.3 億
較 2021 年第 3 季 +$1.14 億 (+12.4%)
申報日
2022/1/18
SEC
Kovack Advisors, Inc. 在 2021 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
iShares Russell Mid-Cap Growth ETF464287481ETF2,861$33.0 萬<0.1%+382+15.4%加碼–
AFLAflac IncStock5,688$33.2 萬<0.1%+10.0%加碼歷史
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP5,810$33.5 萬<0.1%−26−0.4%減碼–
iShares Core MSCI EM IMI UCITS ETF (Acc)G49507836ETF9,415$33.5 萬<0.1%00.0%不變–
MARMarriott International IncStock2,035$33.6 萬<0.1%+670+49.1%加碼歷史
ESSEssex Property Trust, Inc.COM955$33.6 萬<0.1%+955新進歷史
PGRProgressive CorpStock3,297$33.8 萬<0.1%00.0%不變歷史
Invesco Exchange Traded FD T46137V373S&P500 EQL STP1,994$33.9 萬<0.1%−23,536−92.2%減碼–
NSCNorfolk Southern CorpStock1,143$34.0 萬<0.1%+212+22.8%加碼歷史
ROKURoku, IncCOM CL A1,492$34.0 萬<0.1%−320−17.7%減碼歷史
COFCapital One Financial CorpStock2,358$34.2 萬<0.1%−759−24.4%減碼歷史
Sila Realty Trust Inc Class A146280102COM54,163$34.8 萬<0.1%+862+1.6%加碼–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL7,710$34.9 萬<0.1%+509+7.1%加碼–
VOXXVOXX International CorpCL A34,300$34.9 萬<0.1%+34,300新進歷史
VMRKVivmark ResidentialSH BEN INT3,872$35.0 萬<0.1%+3,872新進歷史
TPVGTriplePoint Venture Growth BDC Corp.COM19,594$35.2 萬<0.1%+2,644+15.6%加碼歷史
EXPEExpedia Group, Inc.Stock1,952$35.3 萬<0.1%+147+8.1%加碼歷史
SPDR Series Trust78468R622ST BLOO HIGH ETF3,249$35.3 萬<0.1%+124+4.0%加碼–
First Trust Financials Alphadex Fund33734X135ETF7,670$35.5 萬<0.1%+7,670新進–
ARIApollo Commercial Real Estate Finance, Inc.COM27,269$35.9 萬<0.1%+585+2.2%加碼歷史
PEOAdams Natural Resources Fund, Inc.COM21,755$35.9 萬<0.1%−243−1.1%減碼歷史
FASTFastenal CoStock5,646$36.2 萬<0.1%+5,646新進歷史
EQIXEquinix IncCOM428$36.2 萬<0.1%+17+4.1%加碼歷史
iShares Core S&P Mid-Cap ETF464287507ETF1,283$36.3 萬<0.1%−7,122−84.7%減碼–
VEEVVeeva Systems IncStock1,420$36.3 萬<0.1%−28−1.9%減碼歷史
INFNInfinera CorpCOM37,800$36.3 萬<0.1%+37,800新進歷史
LITELumentum Holdings Inc.COM3,445$36.4 萬<0.1%+3+0.1%加碼歷史
TJXTJX Companies IncStock4,863$36.9 萬<0.1%+24+0.5%加碼歷史
Vanguard Consumer Discretionary ETF92204A108ETF1,088$37.1 萬<0.1%+150+16.0%加碼–
LANDGladstone Land CorpCOM10,992$37.1 萬<0.1%+10,992新進歷史
JRONuveen Floating Rate Income Opportunity FundCOM SHS36,588$37.1 萬<0.1%−4,059−10.0%減碼歷史
PIMCO ETF Tr72201R7830-5 HIGH YIELD3,755$37.2 萬<0.1%−425−10.2%減碼–
NUENucor CorpCOM3,267$37.3 萬<0.1%+722+28.4%加碼歷史
Vanguard Star FDS921909768VG TL INTL STK F5,869$37.3 萬<0.1%+1,978+50.8%加碼–
FNFFidelity National Financial, Inc.COM SHS7,181$37.5 萬<0.1%+7,181新進歷史
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD14,460$37.5 萬<0.1%+720+5.2%加碼–
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,336$37.6 萬<0.1%−60−4.3%減碼–
Invesco Exchange Traded FD T46137V233S&P 500 TOP 501,020$37.7 萬<0.1%−50−4.7%減碼–
First Tr Exchange-Traded FD33738R886DORSEY WRIGHT16,280$37.8 萬<0.1%+1,630+11.1%加碼–
RTXRTX CorpStock4,402$37.9 萬<0.1%+183+4.3%加碼歷史
ADIAnalog Devices IncStock2,165$38.1 萬<0.1%−5,913−73.2%減碼歷史
Ssga Active ETF Tr78467V608ST STR BL LN ETF8,400$38.3 萬<0.1%−1,430−14.5%減碼–
TTWOTake Two Interactive Software IncCOM2,158$38.4 萬<0.1%+2,158新進歷史
AMBAAmbarella IncSHS1,895$38.4 萬<0.1%+1,895新進歷史
RELLRichardson Electronics, Ltd.COM28,400$38.4 萬<0.1%−18,400−39.3%減碼歷史
QRVOQorvo, Inc.Stock2,464$38.5 萬<0.1%−325−11.7%減碼歷史
AEMAgnico Eagle Mines LtdStock7,236$38.5 萬<0.1%+10.0%加碼歷史
TYTRI-CONTINENTAL CorpCOM11,598$38.5 萬<0.1%+1,072+10.2%加碼歷史
TDYTeledyne Technologies IncCOM884$38.6 萬<0.1%+2+0.2%加碼歷史
SWKSSkyworks Solutions, Inc.Stock2,502$38.8 萬<0.1%+46+1.9%加碼歷史
PAYCPaycom Software, Inc.Stock940$39.0 萬<0.1%−1,123−54.4%減碼歷史
State Street Materials Select Sector SPDR ETF81369Y100ETF4,337$39.3 萬<0.1%+155+3.7%加碼–
JFRNuveen Floating Rate Income FundCOM38,600$39.3 萬<0.1%+2,000+5.5%加碼歷史
HTGCHercules Capital, Inc.COM23,771$39.4 萬<0.1%−937−3.8%減碼歷史
TWTRTwitter, Inc.COM9,120$39.4 萬<0.1%+4,205+85.6%加碼歷史
GLADGladstone Capital CorpCOM34,044$39.5 萬<0.1%+12,706+59.5%加碼歷史
ProShares Tr74348A608SHT 7-10 YR TR16,300$39.6 萬<0.1%+16,300新進–
COUPCoupa Software IncCOM2,519$39.8 萬<0.1%−1,567−38.4%減碼歷史
FTHYFirst Trust High Yield Opportunities 2027 Term FundCOM19,700$39.8 萬<0.1%−1,750−8.2%減碼歷史
LICYLi-Cycle Holdings Corp.COMMON SHARES40,074$39.9 萬<0.1%+9,005+29.0%加碼歷史
GSKGSK plcSPONSORED ADR9,102$40.1 萬<0.1%−1,065−10.5%減碼歷史
LHXL3HARRIS Technologies, Inc.Stock1,889$40.3 萬<0.1%+301+19.0%加碼歷史
iShares Core S&P 500 UCITS ETF (Acc)G4955H110ETF835$40.3 萬<0.1%00.0%不變–
Business Dev Corporation of Amer12325J101Closed End Funds75,682$40.5 萬<0.1%+1,890+2.6%加碼–
iShares Russell 1000 Growth ETF464287614ETF1,329$40.6 萬<0.1%+21+1.6%加碼–
State Street Communication Services Select Sector SPDR ETF81369Y852ETF5,225$40.6 萬<0.1%+182+3.6%加碼–
BLDRBuilders FirstSource, Inc.Stock4,736$40.6 萬<0.1%+4,736新進歷史
WBAWalgreens Boots Alliance, Inc.COM7,850$40.9 萬<0.1%+1,973+33.6%加碼歷史
CGCarlyle Group Inc.COM7,504$41.2 萬<0.1%−18−0.2%減碼歷史
Paramount Global92556H206CL B13,765$41.5 萬<0.1%+2,819+25.8%加碼–
Vanguard Communication Services ETF92204A884ETF3,121$42.3 萬<0.1%−14,160−81.9%減碼–
Vanguard Mun BD FDS922907746TAX EXEMPT BD7,729$42.4 萬<0.1%+577+8.1%加碼–
JPCNuveen Preferred & Income Opportunities FundCOM43,626$42.6 萬<0.1%00.0%不變歷史
STZConstellation Brands, Inc.Stock1,701$42.7 萬<0.1%−1,917−53.0%減碼歷史
iShares Inc46434G863ESG AWR MSCI EM10,913$43.4 萬<0.1%−2,289−17.3%減碼–
ULTAUlta Beauty, Inc.Stock1,054$43.5 萬<0.1%−246−18.9%減碼歷史
First Tr Exch Traded FD III33739P889HORIZON DMST ETF12,160$43.6 萬<0.1%+1,210+11.1%加碼–
Roche Hldg Ltd ADR771195104COM8,460$43.7 萬<0.1%+26+0.3%加碼–
First Tr Exchange Traded FD33738R696DORSEYWRIGHT MOM12,976$43.9 萬<0.1%+12,976新進–
ProShares Tr74347B250PSHS SH MDCAP40019,400$43.9 萬<0.1%+19,400新進–
Healthcare Realty Trust Inc42225P501CL A NEW13,177$44.0 萬<0.1%+1,126+9.3%加碼–
iShares Core MSCI Emerging Markets ETF46434G103ETF7,371$44.1 萬<0.1%+336+4.8%加碼–
UTFCohen & Steers Infrastructure Fund IncCOM15,613$44.5 萬<0.1%−394−2.5%減碼歷史
FISVFiserv IncStock4,308$44.7 萬<0.1%+661+18.1%加碼歷史
DZSIDZS Inc.COM27,600$44.8 萬<0.1%+27,600新進歷史
WMSAdvanced Drainage Systems, Inc.COM3,303$45.0 萬<0.1%+3,303新進歷史
iShares Tr464288513IBOXX HI YD ETF5,200$45.2 萬<0.1%−24−0.5%減碼–
TYLTyler Technologies IncCOM848$45.6 萬<0.1%+20+2.4%加碼歷史
iShares Tr464288158SHRT NAT MUN ETF4,298$46.1 萬<0.1%−9−0.2%減碼–
VRTXVertex Pharmaceuticals IncStock2,105$46.2 萬<0.1%+2,105新進歷史
DVNDevon Energy CorpStock10,497$46.2 萬<0.1%+10,497新進歷史
iShares Tr464288414NATIONAL MUN ETF3,989$46.4 萬<0.1%+459+13.0%加碼–
MCHPMicrochip Technology IncStock5,372$46.8 萬<0.1%+392+7.9%加碼依 2 比 1 拆股換算歷史
SESea LtdSPONSORD ADS2,097$46.9 萬<0.1%+74+3.7%加碼歷史
First Tr Exchng Traded FD VI33740F847FT VEST US EQT12,095$47.1 萬<0.1%+12,095新進–
Victory Portfolios II92647N824VCSHS US EQ INCM6,763$47.1 萬<0.1%+1,312+24.1%加碼–
ORLYO Reilly Automotive IncStock668$47.2 萬<0.1%+58+9.5%加碼歷史
CSXCSX CorpStock12,574$47.3 萬<0.1%+5,848+86.9%加碼歷史
ELVElevance Health, Inc.Stock1,029$47.7 萬<0.1%+46+4.7%加碼歷史
COPConocoPhillipsStock6,625$47.8 萬<0.1%+727+12.3%加碼歷史

選擇權（14 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

Kovack Advisors, Inc. 在 2021 年第 4 季的選擇權部位
證券類別賣權買權
First Trust Cloud Computing ETF33734X192ETF$142.3 萬–
CSCOCisco Systems, Inc.Stock$1.40 萬$9.80 萬
ANFAbercrombie & Fitch CoCL A$1.80 萬$6.20 萬
AMZNAmazon Com IncStock$7.70 萬–
TSLATesla, Inc.Stock$3.20 萬–
PFEPfizer IncStock–$3.00 萬
FFord Motor CoStock–$2.90 萬
AAPLApple Inc.Stock$0$1.30 萬
DOCUDocuSign, Inc.Stock$5,000–
DBDDiebold Nixdorf, IncCOM–$4,000
DOWDow Inc.Stock–$2,000
MATMattel IncCOM–$2,000
BPBP PLCADR$1,000$0
TGTTarget CorpStock$1,000–

2021 年第 3 季之後清倉（75 檔）

2021 年第 3 季季末還持有、這份申報已經沒有的部位。

Kovack Advisors, Inc. 在 2021 年第 3 季之後清倉的部位
證券類別2021 年第 3 季股數2021 年第 3 季市值2021 年第 3 季佔組合 %紀錄
Global X FDS37954Y228CLEANTECH ETF192,556$359.1 萬0.4%–
SPDR Ser Tr78468R655S&P KENSHO CLEAN38,187$358.8 萬0.4%–
Zix Corp98974P100COM357,950$253.1 萬0.3%–
First Trust Cloud Computing ETF33734X192ETF14,340$151.1 萬0.2%–
SPDR Series Trust78468R408ST TERM HIGH ETF41,661$114.1 萬0.1%–
UPSTUpstart Holdings, Inc.COM3,155$99.8 萬0.1%歷史
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS32,059$67.7 萬0.1%歷史
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund27,975$64.3 萬0.1%–
SGENSeagen Inc.COM3,724$63.2 萬0.1%歷史
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874BULSHS 2022 HY26,191$60.9 萬0.1%–
SPLKSplunk IncCOM3,855$55.8 萬0.1%歷史
NVRONevro CorpCOM4,700$54.7 萬0.1%歷史
BSCLBILI Social International, Inc.BULSHS 2021 CB23,430$49.4 萬0.1%歷史
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB22,895$49.3 萬0.1%–
PKGPackaging Corp of AmericaStock3,030$41.6 萬<0.1%歷史
iShares Tr464288588MBS ETF3,600$38.9 萬<0.1%–
iShares Tr464289883CORE 30 70 ETF9,617$38.0 萬<0.1%–
EMREmerson Electric CoStock3,984$37.5 萬<0.1%歷史
CCLCarnival Corp Ltd.UNIT 99/99/999914,739$36.9 萬<0.1%歷史
MKTXMarketaxess Holdings IncCOM872$36.7 萬<0.1%歷史
ACVVirtus Diversified Income & Convertible FundCOM10,500$35.6 萬<0.1%歷史
Legg Mason ETF Invt Tr52468L810WESTN ASET TTL13,000$35.0 萬<0.1%–
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN10010,223$33.8 萬<0.1%–
iShares Tr464287580US CONSUM DISCRE4,335$33.5 萬<0.1%–
FUBOFuboTV Inc.COM13,800$33.1 萬<0.1%歷史
iShares Tr464288851US OIL GS EX ETF5,703$33.1 萬<0.1%–
Invesco Exch Traded FD Tr II46138E107EQUAL WEGT 0-309,000$32.7 萬<0.1%–
JDJD.com, Inc.SPON ADS CL A4,522$32.7 萬<0.1%歷史
Invesco Exchange Traded FD T46137V621FINL PFD ETF17,188$32.6 萬<0.1%–
iShares Tr46435G672CORE INTL AGGR5,906$32.5 萬<0.1%–
CMICummins IncStock1,418$31.8 萬<0.1%歷史
NPTNNeophotonics CorpCOM36,500$31.8 萬<0.1%歷史
First Tr Exchange-Traded FD33734X150INDLS PROD DUR5,522$31.7 萬<0.1%–
DALDelta Air Lines, Inc.COM NEW7,280$31.0 萬<0.1%歷史
iShares U.S. Regional Banks ETF464288778ETF5,066$30.7 萬<0.1%–
TMDXTransMedics Group, Inc.COM9,200$30.4 萬<0.1%歷史
ZMZoom Communications, Inc.Stock1,127$29.5 萬<0.1%歷史
DKNGDraftKings Inc.COM CL A6,077$29.3 萬<0.1%歷史
TBBAT&T Inc.5.35% GBL NTS DUE 01/11/6610,900$28.6 萬<0.1%歷史
MDYSPDR S&P Midcap 400 ETF TrustETF591$28.4 萬<0.1%歷史
Fidelity Merrimack STR Tr316188309TOTAL BD ETF5,341$28.4 萬<0.1%–
CGNXCognex CorpCOM3,516$28.2 萬<0.1%歷史
AALAmerican Airlines Group Inc.Stock13,477$27.7 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD8,351$27.5 萬<0.1%–
Innovator U.S. Equity Ultra Buffer ETF - October45782C821ETF9,712$27.0 萬<0.1%–
HPHelmerich & Payne, Inc.COM9,776$26.8 萬<0.1%歷史
RHRHCOM400$26.7 萬<0.1%歷史
KDMNKadmon Holdings, Inc.COM30,000$26.1 萬<0.1%歷史
EXASExact Sciences CorpCOM2,635$25.2 萬<0.1%歷史
SYYSysco CorpStock3,150$24.7 萬<0.1%歷史
Steadfast Apartment REIT, Inc.85780P101COMMON STOCK15,664$24.4 萬<0.1%–
LYBLyondellBasell Industries N.V.SHS - A -2,582$24.2 萬<0.1%歷史
LUVSouthwest Airlines CoCOM4,704$24.2 萬<0.1%歷史
HBANHuntington Bancshares IncCOM15,236$23.6 萬<0.1%歷史
YUMCYum China Holdings, Inc.COM4,045$23.5 萬<0.1%歷史
DMTKDermTech, Inc.COM7,300$23.4 萬<0.1%歷史
VTAInvesco Dynamic Credit Opportunities FundCOM19,938$23.3 萬<0.1%歷史
CHTRCharter Communications, Inc.CL A316$23.0 萬<0.1%歷史
RCLRoyal Caribbean Cruises LtdCOM2,505$22.3 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF3,035$22.2 萬<0.1%–
CTVACorteva, Inc.Stock5,238$22.0 萬<0.1%歷史
VTRVentas, Inc.REIT3,876$21.4 萬<0.1%歷史
MDLZMondelez International, Inc.Stock3,621$21.1 萬<0.1%歷史
iShares Tr4642874407-10 YR TRSY BD1,802$20.8 萬<0.1%–
KMIKinder Morgan, Inc.Stock12,358$20.7 萬<0.1%歷史
LBRDKLiberty Broadband CorpCOM SER C1,200$20.7 萬<0.1%歷史
JGHNuveen Global High Income FundSHS12,700$20.4 萬<0.1%歷史
CSGPCostar Group, Inc.COM2,348$20.2 萬<0.1%歷史
Griffin American Healthcare398183103COM32,842$18.4 萬<0.1%–
ZNGAZynga IncCL A23,420$17.6 萬<0.1%歷史
PBIPitney Bowes IncCOM21,272$15.3 萬<0.1%歷史
SANBanco Santander, S.A.ADR20,478$7.40 萬<0.1%歷史
ATP Oil & Gas Corp00208J108COM71,860$00.0%–
Advanced Viral Resh Corp Com007928104COM20,000$00.0%–
Anr - Contingent Rev Pymt Thru03634H118RT25,269$00.0%–