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Kovack Advisors, Inc.

SEC CIK
0001728321
最新申報
2026/7/28

2021 年第 3 季持倉

持倉截至 2021/9/30,2021/11/3 申報。只含多頭部位,變化是跟 2021 年第 2 季比股數。

機構總覽
持股檔數
682
較 2021 年第 2 季 +9
總值
$9.19 億
較 2021 年第 2 季 +$4,157 萬 (+4.7%)
申報日
2021/11/3
SEC
Kovack Advisors, Inc. 在 2021 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
BMYBristol Myers Squibb CoStock19,765$117.0 萬0.1%−5,865−22.9%減碼歷史
NFLXNetflix IncStock1,927$117.6 萬0.1%+620+47.4%加碼歷史
Vanguard World FD921910816MEGA GRWTH IND5,022$117.9 萬0.1%−223−4.3%減碼–
BPBP PLCADR43,237$118.2 萬0.1%+1,641+3.9%加碼歷史
iShares Tr464288570ESG MSCI KLD ETF14,239$118.5 萬0.1%+806+6.0%加碼–
SNOWSnowflake Inc.Stock4,086$123.6 萬0.1%+227+5.9%加碼歷史
GEGeneral Electric CoStock12,211$125.8 萬0.1%−694−5.4%減碼依 1 比 8 拆股換算歷史
Invesco Exch Traded FD Tr II46138E511PFD ETF83,982$126.2 萬0.1%+10,085+13.6%加碼–
COHUCohu IncCOM39,550$126.3 萬0.1%+3,975+11.2%加碼歷史
NETCloudflare, Inc.CL A COM11,372$128.1 萬0.1%+3,833+50.8%加碼歷史
EWEdwards Lifesciences CorpStock11,350$128.5 萬0.1%+7,328+182.2%加碼歷史
First Tr Exchange-Traded FD33738D101NO AMER ENERGY54,427$128.8 萬0.1%+1,609+3.0%加碼–
iShares Tr464287770U.S. FIN SVC ETF6,930$130.4 萬0.1%+4,371+170.8%加碼–
EGYVaalco Energy IncCOM NEW444,000$130.5 萬0.1%+8,900+2.0%加碼歷史
BSTBlackRock Science & Technology TrustSHS25,374$132.4 萬0.1%+7,179+39.5%加碼歷史
iShares Tr464287291GLOBAL TECH ETF23,608$133.8 萬0.1%−746−3.1%減碼依 6 比 1 拆股換算–
iShares Tr464288687PFD AND INCM SEC34,624$134.4 萬0.1%+8,527+32.7%加碼–
ADIAnalog Devices IncStock8,078$135.3 萬0.1%+6,744+505.5%加碼歷史
Strategy Shares Nasdaq 7HANDL Index ETF86280R506ETF54,454$135.8 萬0.1%+1,478+2.8%加碼–
FTNTFortinet, Inc.Stock4,708$137.5 萬0.1%+258+5.8%加碼歷史
MNDTMandiant, Inc.COM77,450$137.9 萬0.1%+6,950+9.9%加碼歷史
WMWaste Management IncStock9,300$138.9 萬0.2%+91+1.0%加碼歷史
KOCoca Cola CoStock26,483$139.0 萬0.2%+1,377+5.5%加碼歷史
VSHVishay Intertechnology IncCOM70,500$141.6 萬0.2%+2,750+4.1%加碼歷史
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF16,855$143.9 萬0.2%+16+0.1%加碼–
TMOThermo Fisher Scientific Inc.Stock2,565$146.5 萬0.2%+199+8.4%加碼歷史
CMCSAComcast CorpStock26,283$147.0 萬0.2%+18,989+260.3%加碼歷史
MCDMcDonalds CorpStock6,113$147.4 萬0.2%+205+3.5%加碼歷史
ETSYEtsy IncCOM7,139$148.5 萬0.2%+1,938+37.3%加碼歷史
First Trust Cloud Computing ETF33734X192ETF14,340$151.1 萬0.2%−63−0.4%減碼–
BLKBlackRock, Inc.COM1,826$153.1 萬0.2%+232+14.6%加碼歷史
WisdomTree Tr97717W307US LARGECAP DIVD13,029$155.4 萬0.2%+66+0.5%加碼–
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW25,992$155.8 萬0.2%−3,608−12.2%減碼–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF8,768$157.3 萬0.2%−236−2.6%減碼–
SBUXStarbucks CorpStock14,388$158.7 萬0.2%+626+4.5%加碼歷史
MRKMerck & Co., Inc.Stock21,209$159.3 萬0.2%+1,237+6.2%加碼歷史
VECOVeeco Instruments IncCOM71,800$159.5 萬0.2%−700−1.0%減碼歷史
DDOGDatadog, Inc.CL A COM11,304$159.8 萬0.2%+1,064+10.4%加碼歷史
BACBank of America CorpStock37,836$160.6 萬0.2%−3,930−9.4%減碼歷史
Vanguard Information Technology ETF92204A702ETF4,048$162.4 萬0.2%+230+6.0%加碼–
DAIOData I/O CorpCOM250,302$163.4 萬0.2%−53,313−17.6%減碼歷史
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT10,929$163.7 萬0.2%+2,060+23.2%加碼–
EXTRExtreme Networks IncCOM166,400$163.9 萬0.2%−19,200−10.3%減碼歷史
IBMInternational Business Machines CorpStock12,058$167.5 萬0.2%+867+7.7%加碼歷史
iShares Tr464289875CORE 40 MODE ETF37,443$167.5 萬0.2%−3,277−8.0%減碼–
State Street Financial Select Sector SPDR ETF81369Y605ETF44,825$168.2 萬0.2%+1,867+4.3%加碼–
ANFAbercrombie & Fitch CoCL A44,719$168.3 萬0.2%−500−1.1%減碼歷史
iShares U.S. Treasury Bond ETF46429B267ETF64,871$172.1 萬0.2%−11,384−14.9%減碼–
LMTLockheed Martin CorpStock5,016$173.1 萬0.2%+111+2.3%加碼歷史
State Street SPDR S&P Homebuilders ETF78464A888ETF24,737$177.5 萬0.2%−1,945−7.3%減碼–
iShares Tr464287754US INDUSTRIALS16,578$177.6 萬0.2%+913+5.8%加碼–
iShares Tr464289867CORE 60 BALA ETF33,207$184.2 萬0.2%−3,816−10.3%減碼–
DAKTDaktronics IncCOM339,500$184.3 萬0.2%+113,900+50.5%加碼歷史
ABNBAirbnb, Inc.Stock11,116$186.5 萬0.2%−279−2.4%減碼歷史
DOCUDocuSign, Inc.Stock7,250$186.6 萬0.2%−1,702−19.0%減碼歷史
iShares Tr464287622RUS 1000 ETF7,859$190.0 萬0.2%−781−9.0%減碼–
STWDStarwood Property Trust, Inc.COM77,941$190.3 萬0.2%+738+1.0%加碼歷史
First Tr Exch Traded FD III33740J104ULTRA SHT DUR MU95,000$191.6 萬0.2%+25,000+35.7%加碼–
iShares S&P 500 Growth ETF464287309ETF26,186$193.5 萬0.2%−1,182−4.3%減碼–
AVGOBroadcom Inc.Stock4,093$198.5 萬0.2%+329+8.7%加碼歷史
ABTAbbott LaboratoriesStock16,836$198.9 萬0.2%+2,378+16.4%加碼歷史
Vanguard Short-Term Bond ETF921937827ETF24,496$200.7 萬0.2%+2,480+11.3%加碼–
QCOMQualcomm IncStock15,576$200.9 萬0.2%+534+3.6%加碼歷史
IDXXIDEXX Laboratories IncCOM3,231$200.9 萬0.2%−2,242−41.0%減碼歷史
iShares U S ETF Tr46431W507SHOR DURA BD ETF40,811$204.6 萬0.2%−2,490−5.8%減碼–
iShares Tr46435G425ESG AWR MSCI USA20,810$204.9 萬0.2%+5,547+36.3%加碼–
iShares Tr464287150CORE S&P TTL STK21,012$206.7 萬0.2%−442−2.1%減碼–
First Tr Exchng Traded FD VI33740F755FT LADD BUFF ETF91,537$210.1 萬0.2%+91,537新進–
AMATApplied Materials IncStock16,564$213.2 萬0.2%+8,703+110.7%加碼歷史
EPDEnterprise Products Partners L.P.Stock98,856$213.9 萬0.2%+1,860+1.9%加碼歷史
TWLOTwilio IncCL A6,772$216.1 萬0.2%+64+1.0%加碼歷史
iShares U.S. Medical Devices ETF464288810ETF34,520$216.7 萬0.2%00.0%不變依 6 比 1 拆股換算–
State Street Energy Select Sector SPDR ETF81369Y506ETF41,691$217.2 萬0.2%+15,747+60.7%加碼–
AMDAdvanced Micro Devices IncStock21,407$220.3 萬0.2%+8,347+63.9%加碼歷史
PEPPepsiCo IncStock14,677$220.8 萬0.2%+3,729+34.1%加碼歷史
iShares Core S&P Mid-Cap ETF464287507ETF8,405$221.1 萬0.2%−10.0%減碼–
ProShares Tr74347B425SHORT S&P 500 NE145,272$221.2 萬0.2%+145,272新進–
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT11,516$221.8 萬0.2%+500+4.5%加碼–
State Street Health Care Select Sector SPDR ETF81369Y209ETF18,066$230.0 萬0.3%+2,562+16.5%加碼–
Fidelity Comwlth Tr315912808NASDAQ COMPSIT41,390$232.5 萬0.3%−2,721−6.2%減碼–
NOKNokia CorpSPONSORED ADR429,214$233.9 萬0.3%−75,745−15.0%減碼歷史
OKTAOkta, Inc.CL A9,889$234.7 萬0.3%+1,340+15.7%加碼歷史
BABoeing CoStock10,758$236.6 萬0.3%−787−6.8%減碼歷史
HONHoneywell International IncCOM11,209$238.0 萬0.3%+877+8.5%加碼歷史
Vanguard Malvern FDS922020805STRM INFPROIDX45,362$238.5 萬0.3%+1,126+2.5%加碼–
INTCIntel CorpStock45,177$240.7 萬0.3%+2,105+4.9%加碼歷史
MAMastercard IncStock6,985$242.9 萬0.3%+1,458+26.4%加碼歷史
Vanguard Communication Services ETF92204A884ETF17,281$243.3 萬0.3%−4,072−19.1%減碼–
iShares Tr464287788U.S. FINLS ETF29,714$245.3 萬0.3%−11,563−28.0%減碼–
U.S. Global Jets ETF26922A842ETF104,167$246.1 萬0.3%−3,682−3.4%減碼–
Invesco Actively Managed Exc46090A705S&P500 DOWNSID70,088$250.4 萬0.3%+20,622+41.7%加碼–
TTDTrade Desk, Inc.Stock35,836$251.9 萬0.3%−880−2.4%減碼歷史
iShares Tr464288646ISHS 1-5YR INVS46,309$253.0 萬0.3%−4,025−8.0%減碼–
Zix Corp98974P100COM357,950$253.1 萬0.3%+72,250+25.3%加碼–
PGProcter & Gamble CoStock19,032$266.1 萬0.3%+1,252+7.0%加碼歷史
First Tr Exchange-Traded FD336920103US EQTY OPPT ETF22,255$274.6 萬0.3%+80.0%加碼–
PANWPalo Alto Networks IncStock5,854$280.4 萬0.3%+29+0.5%加碼歷史
iShares MSCI USA Min Vol Factor ETF46429B697ETF38,709$284.5 萬0.3%+2,251+6.2%加碼–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD34,543$284.7 萬0.3%−4,590−11.7%減碼–
iShares Tr464287119MORNINGSTAR GRWT43,518$285.3 萬0.3%−813−1.8%減碼–

選擇權(22 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Kovack Advisors, Inc. 在 2021 年第 3 季的選擇權部位
證券類別賣權買權
CLFCleveland-Cliffs Inc.COM$32.1 萬–
ANFAbercrombie & Fitch CoCL A$3,000$9.80 萬
CSCOCisco Systems, Inc.Stock$5.00 萬$4.80 萬
AMZNAmazon Com IncStock$4.80 萬–
FFord Motor CoStock–$1.90 萬
METAMeta Platforms, Inc.Stock$1.30 萬–
PFEPfizer IncStock–$7,000
AAPLApple Inc.Stock$3,000$4,000
CCLCarnival Corp Ltd.UNIT 99/99/9999–$6,000
GESGuess IncCOM–$6,000
DOWDow Inc.Stock–$4,000
MCDMcDonalds CorpStock–$4,000
AALAmerican Airlines Group Inc.Stock–$3,000
DOCUDocuSign, Inc.Stock$3,000–
CRWDCrowdStrike Holdings, Inc.Stock$2,000–
PBIPitney Bowes IncCOM–$2,000
MATMattel IncCOM–$2,000
DBDDiebold Nixdorf, IncCOM–$2,000
KOCoca Cola CoStock$1,000–
BPBP PLCADR–$1,000
BABoeing CoStock$1,000$0
AZNAstraZeneca PLCSPONSORED ADR–$1,000

2021 年第 2 季之後清倉(66 檔)

2021 年第 2 季季末還持有、這份申報已經沒有的部位。

Kovack Advisors, Inc. 在 2021 年第 2 季之後清倉的部位
證券類別2021 年第 2 季股數2021 年第 2 季市值2021 年第 2 季佔組合 %紀錄
DLWR Ivy SC an TCH CL I466001807CL INSTL11,320$129.1 萬0.1%–
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET8,694$83.9 萬0.1%歷史
UNMUnum GroupStock26,086$74.1 萬0.1%歷史
DBXDropbox, Inc.CL A23,513$71.3 萬0.1%歷史
Ivy FDS Inc Hi Inc FD CL I466000122MUTUAL84,380$60.5 萬0.1%–
GLWCorning IncCOM13,014$53.2 萬0.1%歷史
NVCRNovoCure LtdORD SHS2,308$51.2 萬0.1%歷史
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL6,368$49.1 萬0.1%–
ADXAdams Diversified Equity Fund, Inc.COM24,000$47.4 萬0.1%歷史
Telephone & Data System 5.875879433795NTS15,050$39.6 萬<0.1%–
USBUS Bancorp DECOM NEW6,592$37.6 萬<0.1%歷史
Qwest 6 75 NTS74913G873NTS14,000$37.5 萬<0.1%–
PBCTPeople's United Financial, Inc.COM20,269$34.7 萬<0.1%歷史
PDACPeridot Acquisition Corp.SHS CL A27,811$33.9 萬<0.1%歷史
VanEck ETF Trust92189H607OIL SERVICES ETF1,277$33.3 萬<0.1%–
FIGSFIGS, Inc.CL A6,524$32.7 萬<0.1%歷史
LMNDLemonade, Inc.Stock2,930$32.1 萬<0.1%歷史
NIONIO Inc.ADR5,974$31.8 萬<0.1%歷史
KLICKulicke & Soffa Industries IncCOM5,137$31.4 萬<0.1%歷史
ZZillow Group, Inc.CL C CAP STK2,547$31.1 萬<0.1%歷史
STNEStoneCo Ltd.COM4,635$31.1 萬<0.1%歷史
iShares Inc464286426MSCI EM ASIA ETF3,356$31.0 萬<0.1%–
ESIElement Solutions IncCOM13,200$30.9 萬<0.1%歷史
MER.PKBank of America CorpEquities11,425$30.9 萬<0.1%歷史
First Trust Financials Alphadex Fund33734X135ETF6,877$30.0 萬<0.1%–
Assured Guaranty Mun Hldgs 5 60 NTS04623A403NTS11,590$29.7 萬<0.1%–
SPDR Series Trust78468R556SP O&G EXPL PRO3,053$29.5 萬<0.1%–
HAYWHayward Holdings, Inc.COM11,176$29.1 萬<0.1%歷史
KRKroger CoStock6,912$26.5 萬<0.1%歷史
VIAVViavi Solutions Inc.COM14,925$26.4 萬<0.1%歷史
WEXWEX Inc.COM1,358$26.3 萬<0.1%歷史
WYWeyerhaeuser CoCOM NEW7,329$25.2 萬<0.1%歷史
CHDChurch & Dwight Co IncCOM2,866$24.4 萬<0.1%歷史
First Tr Exchange Traded FD33738R837NASDQ PHRMTCLS9,380$24.3 萬<0.1%–
QVC 6 250 SNR Secd NTS747262400NTS9,102$24.1 萬<0.1%–
ETF Managers Tr26924G508ETFMG ALTR HRVST11,458$23.6 萬<0.1%–
CRSPCRISPR Therapeutics AGNAMEN AKT1,434$23.2 萬<0.1%歷史
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD5,230$23.2 萬<0.1%–
BYNDBeyond Meat, Inc.COM1,473$23.2 萬<0.1%歷史
First Tr Exchange-Traded Alp33733C108SHS ISSUED FRST3,225$22.9 萬<0.1%–
First Tr Exchange-Traded Alp33737M409SML CAP VAL ALPH4,496$22.9 萬<0.1%–
HNWPioneer Diversified High Income Fund, Inc.COM14,921$22.7 萬<0.1%歷史
Delaware Ivy MD CP GR CL I466001609CL INSTL4,845$22.0 萬<0.1%–
RBLXRoblox CorpStock2,436$21.9 萬<0.1%歷史
APPSDigital Turbine, Inc.COM NEW2,850$21.7 萬<0.1%歷史
EAElectronic Arts Inc.COM1,510$21.7 萬<0.1%歷史
ETF Managers Tr26924G102PRIME JUNIR SLVR14,125$21.5 萬<0.1%–
ILMNIllumina, Inc.COM452$21.4 萬<0.1%歷史
ATVIActivision Blizzard, Inc.COM2,241$21.4 萬<0.1%歷史
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM7,765$21.1 萬<0.1%歷史
SVCService Properties TrustCOM SH BEN INT16,728$21.1 萬<0.1%歷史
Credit Suisse Group225401108SPONSORED ADR20,098$21.1 萬<0.1%–
FCXFreeport-McMoran IncStock5,664$21.0 萬<0.1%歷史
XYLXylem Inc.COM1,750$21.0 萬<0.1%歷史
SFIXStitch Fix, Inc.Stock3,431$20.7 萬<0.1%歷史
SCCOSouthern Copper CorpStock3,201$20.6 萬<0.1%歷史
Barrick Gold Corp067901108COM9,977$20.6 萬<0.1%–
RPMRPM International IncCOM2,324$20.6 萬<0.1%歷史
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF5,186$20.5 萬<0.1%–
PAIWestern Asset Investment Grade Income Fund Inc.COM13,000$20.3 萬<0.1%歷史
TDToronto Dominion BankStock2,873$20.1 萬<0.1%歷史
BKTBlackRock Income Trust, Inc.COM21,238$13.5 萬<0.1%歷史
Inventrust Pptys Corp46124J102COM65,349$8.50 萬<0.1%–
NWBONorthwest Biotherapeutics IncCOM25,000$3.70 萬<0.1%歷史
Hospitality Invs Ord44107J108COM43,544$2.20 萬<0.1%–
Dean Foods Co New Com New242370203Common Stock33,000$1,000<0.1%–