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Livermore
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Kovack Advisors, Inc.

SEC CIK
0001728321
最新申報
2026/7/28

2021 年第 3 季持倉

持倉截至 2021/9/30，2021/11/3 申報。只含多頭部位，變化是跟 2021 年第 2 季比股數。

機構總覽
持股檔數
682
較 2021 年第 2 季 +9
總值
$9.19 億
較 2021 年第 2 季 +$4,157 萬 (+4.7%)
申報日
2021/11/3
SEC
Kovack Advisors, Inc. 在 2021 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
TMUST-Mobile US, Inc.Stock3,842$49.1 萬0.1%+2,031+112.1%加碼歷史
MATMattel IncCOM26,572$49.3 萬0.1%00.0%不變歷史
iShares Tr464287721U.S. TECH ETF4,866$49.3 萬0.1%+38+0.8%加碼–
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB22,895$49.3 萬0.1%+2,798+13.9%加碼–
BSCLBILI Social International, Inc.BULSHS 2021 CB23,430$49.4 萬0.1%+2,836+13.8%加碼歷史
CDWCDW CorpCOM2,748$50.0 萬0.1%+2,748新進歷史
COFCapital One Financial CorpStock3,117$50.5 萬0.1%+505+19.3%加碼歷史
ARK ETF Tr00214Q302GENOMIC REV ETF6,814$50.9 萬0.1%+758+12.5%加碼–
ARK Next Generation Technology ETF00214Q401ETF3,688$51.2 萬0.1%−117−3.1%減碼–
Schwab U.S. Large-Cap Value ETF808524409ETF7,602$51.3 萬0.1%00.0%不變–
iShares Tr46432F388MSCI USA VALUE5,133$51.7 萬0.1%−255−4.7%減碼–
iShares Tr464287556ISHARES BIOTECH3,252$52.6 萬0.1%+12+0.4%加碼–
NVRNVR IncCOM110$52.7 萬0.1%+110新進歷史
AEPAmerican Electric Power Co IncStock6,515$52.9 萬0.1%+525+8.8%加碼歷史
iShares Tr464287515EXPANDED TECH1,328$53.0 萬0.1%−16−1.2%減碼–
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF8,540$53.5 萬0.1%−1,304−13.2%減碼–
RIORio Tinto PLCADR8,015$53.6 萬0.1%+15+0.2%加碼歷史
CCICrown Castle Inc.REIT3,094$53.6 萬0.1%+10.0%加碼歷史
TDOCTeladoc Health, Inc.COM4,236$53.7 萬0.1%+561+15.3%加碼歷史
First Tr Exchange-Traded FD336917109SHS16,558$54.2 萬0.1%+16,558新進–
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT1,826$54.4 萬0.1%+35+2.0%加碼–
AMPAmeriprise Financial IncCOM2,068$54.6 萬0.1%+2,068新進歷史
iShares Inc46434G863ESG AWR MSCI EM13,202$54.7 萬0.1%−916−6.5%減碼–
NVRONevro CorpCOM4,700$54.7 萬0.1%+4,700新進歷史
Vanguard Morningstar Small-Cap ETF922908751ETF2,508$54.8 萬0.1%+124+5.2%加碼–
KKellanovaStock8,652$55.3 萬0.1%+8,652新進歷史
SHWSherwin Williams CoCOM1,981$55.4 萬0.1%+1,981新進歷史
First Tr Ftse Epra / Nareit33736N101COM11,055$55.5 萬0.1%+944+9.3%加碼–
QMCOQuantum CorpCOM NEW107,200$55.5 萬0.1%+82,650+336.7%加碼歷史
BTIBritish American Tobacco p.l.c.SPONSORED ADR15,795$55.7 萬0.1%+15,795新進歷史
First Tr Exchange-Traded FD33734X200DJ GLBL DIVID22,277$55.7 萬0.1%+41+0.2%加碼–
SPLKSplunk IncCOM3,855$55.8 萬0.1%+2,202+133.2%加碼歷史
First Tr Exchange-Traded FD33734X101CONSUMR DISCRE9,483$56.1 萬0.1%+3,977+72.2%加碼–
GNLGlobal Net Lease, Inc.COM NEW35,065$56.2 萬0.1%+3,607+11.5%加碼歷史
JAKKJakks Pacific IncCOM NEW47,320$56.2 萬0.1%+3,640+8.3%加碼歷史
iShares Tr46434V613CORE UNIVRSL USD10,652$56.7 萬0.1%+912+9.4%加碼–
ROKURoku, IncCOM CL A1,812$56.8 萬0.1%−27−1.5%減碼歷史
iShares Tr46432F875MRNGSTR INC ETF23,745$56.9 萬0.1%+25+0.1%加碼–
TSMTaiwan Semiconductor Manufacturing Co LtdADR5,125$57.2 萬0.1%+21+0.4%加碼歷史
CIMChimera Investment CorpCOM NEW38,539$57.2 萬0.1%+976+2.6%加碼歷史
Schwab U.S. Large-Cap Growth ETF808524300ETF3,877$57.4 萬0.1%+439+12.8%加碼–
SYKStryker CorpStock2,180$57.5 萬0.1%−112−4.9%減碼歷史
XIFRXPLR Infrastructure, LPCOM UNIT PART IN7,625$57.5 萬0.1%+322+4.4%加碼歷史
Royal Dutch Shell PLC780259206SPONS ADR A12,945$57.7 萬0.1%−2,037−13.6%減碼–
ENBEnbridge IncStock14,662$58.4 萬0.1%+1,527+11.6%加碼歷史
AMGNAmgen IncStock2,745$58.4 萬0.1%−15−0.5%減碼歷史
GOFGuggenheim Strategic Opportunities FundCOM SBI30,502$58.4 萬0.1%+3,404+12.6%加碼歷史
iShares Tr4642874571 3 YR TREAS BD6,845$59.0 萬0.1%00.0%不變–
First Tr Exch Traded FD III33739P855INSTL PFD SECS28,771$59.4 萬0.1%+4,643+19.2%加碼–
UTGReaves Utility Income FundCOM SH BEN INT18,305$60.0 萬0.1%+18,305新進歷史
SNPSSynopsys IncCOM2,008$60.1 萬0.1%+2,008新進歷史
DOVDOVER CorpCOM3,899$60.6 萬0.1%+28+0.7%加碼歷史
ORCLOracle CorpStock6,981$60.8 萬0.1%−225−3.1%減碼歷史
First Tr Exchng Traded FD VI33740U802FT VEST U.S.19,850$60.8 萬0.1%+1,850+10.3%加碼–
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874BULSHS 2022 HY26,191$60.9 萬0.1%+2,495+10.5%加碼–
ETHEGrayscale Ethereum Staking ETFETF21,508$61.1 萬0.1%+8,500+65.3%加碼歷史
WPCW. P. Carey Inc.COM8,363$61.1 萬0.1%00.0%不變歷史
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF2,122$61.2 萬0.1%−45−2.1%減碼–
American Centy ETF Tr025072810FOCUSED DYNAMIC7,478$61.3 萬0.1%−330−4.2%減碼–
Alps ETF Tr00162Q452ALERIAN MLP18,473$61.6 萬0.1%+9,201+99.2%加碼–
WSTWest Pharmaceutical Services IncCOM1,479$62.8 萬0.1%+92+6.6%加碼歷史
SPDR Series Trust78464A763ST STR SP DIV5,363$63.0 萬0.1%−141−2.6%減碼–
SGENSeagen Inc.COM3,724$63.2 萬0.1%+3,724新進歷史
DUKDuke Energy CORPStock6,483$63.3 萬0.1%+80+1.2%加碼歷史
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF8,314$63.4 萬0.1%+1,543+22.8%加碼–
Sprott ETF Trust85210B102GOLD MINERS ETF25,600$63.6 萬0.1%−1,000−3.8%減碼–
Vanguard BD Index FDS921937793LONG TERM BOND6,223$63.7 萬0.1%+421+7.3%加碼–
ZVRAZevra Therapeutics, Inc.COM NEW68,260$63.7 萬0.1%+7,881+13.1%加碼歷史
AXPAmerican Express CoStock3,824$64.1 萬0.1%−279−6.8%減碼歷史
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF13,207$64.3 萬0.1%+2,006+17.9%加碼–
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund27,975$64.3 萬0.1%+2,604+10.3%加碼–
SESea LtdSPONSORD ADS2,023$64.5 萬0.1%−7−0.3%減碼歷史
DEDeere & CoStock1,937$64.9 萬0.1%−11−0.6%減碼歷史
AXONAxon Enterprise, Inc.COM3,706$64.9 萬0.1%−25−0.7%減碼歷史
NXPINXP Semiconductors N.V.COM3,323$65.1 萬0.1%+2,307+227.1%加碼歷史
ABRArbor Realty Trust IncCOM35,177$65.2 萬0.1%+3,610+11.4%加碼歷史
SLViShares Silver TrustETF31,806$65.3 萬0.1%+824+2.7%加碼歷史
JPMorgan Ultra-Short Income ETF46641Q837ETF13,088$66.4 萬0.1%+5,245+66.9%加碼–
TROWPrice T Rowe Group IncStock3,388$66.6 萬0.1%+1,599+89.4%加碼歷史
iShares Tr46435G532MSCI GBL SUS DEV6,929$66.6 萬0.1%+6,929新進–
CCitigroup IncStock9,522$66.8 萬0.1%+47+0.5%加碼歷史
Flexshares Tr33939L506IBOXX 3R TARGT25,500$67.1 萬0.1%00.0%不變–
CVSCVS Health CorpStock7,951$67.5 萬0.1%−33−0.4%減碼歷史
ITWIllinois Tool Works IncStock3,274$67.7 萬0.1%+642+24.4%加碼歷史
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS32,059$67.7 萬0.1%+3,040+10.5%加碼歷史
CEFSprott Physical Gold & Silver TrustPHYSICAL GOLD AN40,178$68.8 萬0.1%+15,117+60.3%加碼歷史
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF10,178$70.1 萬0.1%+230+2.3%加碼–
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP15,394$70.2 萬0.1%−94−0.6%減碼歷史
CLMCornerstone Strategic Investment Fund, Inc.COM55,231$70.7 萬0.1%−7,415−11.8%減碼歷史
iShares IV PLC Edge MSCI ETFG4955M762ETF71,200$70.8 萬0.1%00.0%不變–
iShares MSCI USA Momentum Factor ETF46432F396ETF4,037$70.9 萬0.1%−624−13.4%減碼–
ADPAutomatic Data Processing IncStock3,569$71.4 萬0.1%+2,517+239.3%加碼歷史
SBGISinclair, Inc.CL A22,620$71.7 萬0.1%+2,733+13.7%加碼歷史
APOApollo Global Management, Inc.COM CL A11,663$71.8 萬0.1%+531+4.8%加碼歷史
RTLNecessity Retail REIT, Inc.COM CLASS A90,196$72.5 萬0.1%+6,470+7.7%加碼歷史
SCHWSchwab Charles CorpStock10,048$73.2 萬0.1%+10,048新進歷史
Dimensional U.S. Core Equity 2 ETF25434V708ETF27,802$73.9 萬0.1%−192−0.7%減碼–
iShares Tr464287762US HLTHCARE ETF2,678$73.9 萬0.1%+169+6.7%加碼–
MOAltria Group, Inc.Stock16,331$74.3 萬0.1%+479+3.0%加碼歷史
iShares Tr46435U366SELF DRIVNG EV15,543$74.8 萬0.1%+6,798+77.7%加碼–

選擇權（22 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

Kovack Advisors, Inc. 在 2021 年第 3 季的選擇權部位
證券類別賣權買權
CLFCleveland-Cliffs Inc.COM$32.1 萬–
ANFAbercrombie & Fitch CoCL A$3,000$9.80 萬
CSCOCisco Systems, Inc.Stock$5.00 萬$4.80 萬
AMZNAmazon Com IncStock$4.80 萬–
FFord Motor CoStock–$1.90 萬
METAMeta Platforms, Inc.Stock$1.30 萬–
PFEPfizer IncStock–$7,000
AAPLApple Inc.Stock$3,000$4,000
CCLCarnival Corp Ltd.UNIT 99/99/9999–$6,000
GESGuess IncCOM–$6,000
DOWDow Inc.Stock–$4,000
MCDMcDonalds CorpStock–$4,000
AALAmerican Airlines Group Inc.Stock–$3,000
DOCUDocuSign, Inc.Stock$3,000–
CRWDCrowdStrike Holdings, Inc.Stock$2,000–
PBIPitney Bowes IncCOM–$2,000
MATMattel IncCOM–$2,000
DBDDiebold Nixdorf, IncCOM–$2,000
KOCoca Cola CoStock$1,000–
BPBP PLCADR–$1,000
BABoeing CoStock$1,000$0
AZNAstraZeneca PLCSPONSORED ADR–$1,000

2021 年第 2 季之後清倉（66 檔）

2021 年第 2 季季末還持有、這份申報已經沒有的部位。

Kovack Advisors, Inc. 在 2021 年第 2 季之後清倉的部位
證券類別2021 年第 2 季股數2021 年第 2 季市值2021 年第 2 季佔組合 %紀錄
DLWR Ivy SC an TCH CL I466001807CL INSTL11,320$129.1 萬0.1%–
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET8,694$83.9 萬0.1%歷史
UNMUnum GroupStock26,086$74.1 萬0.1%歷史
DBXDropbox, Inc.CL A23,513$71.3 萬0.1%歷史
Ivy FDS Inc Hi Inc FD CL I466000122MUTUAL84,380$60.5 萬0.1%–
GLWCorning IncCOM13,014$53.2 萬0.1%歷史
NVCRNovoCure LtdORD SHS2,308$51.2 萬0.1%歷史
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL6,368$49.1 萬0.1%–
ADXAdams Diversified Equity Fund, Inc.COM24,000$47.4 萬0.1%歷史
Telephone & Data System 5.875879433795NTS15,050$39.6 萬<0.1%–
USBUS Bancorp DECOM NEW6,592$37.6 萬<0.1%歷史
Qwest 6 75 NTS74913G873NTS14,000$37.5 萬<0.1%–
PBCTPeople's United Financial, Inc.COM20,269$34.7 萬<0.1%歷史
PDACPeridot Acquisition Corp.SHS CL A27,811$33.9 萬<0.1%歷史
VanEck ETF Trust92189H607OIL SERVICES ETF1,277$33.3 萬<0.1%–
FIGSFIGS, Inc.CL A6,524$32.7 萬<0.1%歷史
LMNDLemonade, Inc.Stock2,930$32.1 萬<0.1%歷史
NIONIO Inc.ADR5,974$31.8 萬<0.1%歷史
KLICKulicke & Soffa Industries IncCOM5,137$31.4 萬<0.1%歷史
ZZillow Group, Inc.CL C CAP STK2,547$31.1 萬<0.1%歷史
STNEStoneCo Ltd.COM4,635$31.1 萬<0.1%歷史
iShares Inc464286426MSCI EM ASIA ETF3,356$31.0 萬<0.1%–
ESIElement Solutions IncCOM13,200$30.9 萬<0.1%歷史
MER.PKBank of America CorpEquities11,425$30.9 萬<0.1%歷史
First Trust Financials Alphadex Fund33734X135ETF6,877$30.0 萬<0.1%–
Assured Guaranty Mun Hldgs 5 60 NTS04623A403NTS11,590$29.7 萬<0.1%–
SPDR Series Trust78468R556SP O&G EXPL PRO3,053$29.5 萬<0.1%–
HAYWHayward Holdings, Inc.COM11,176$29.1 萬<0.1%歷史
KRKroger CoStock6,912$26.5 萬<0.1%歷史
VIAVViavi Solutions Inc.COM14,925$26.4 萬<0.1%歷史
WEXWEX Inc.COM1,358$26.3 萬<0.1%歷史
WYWeyerhaeuser CoCOM NEW7,329$25.2 萬<0.1%歷史
CHDChurch & Dwight Co IncCOM2,866$24.4 萬<0.1%歷史
First Tr Exchange Traded FD33738R837NASDQ PHRMTCLS9,380$24.3 萬<0.1%–
QVC 6 250 SNR Secd NTS747262400NTS9,102$24.1 萬<0.1%–
ETF Managers Tr26924G508ETFMG ALTR HRVST11,458$23.6 萬<0.1%–
CRSPCRISPR Therapeutics AGNAMEN AKT1,434$23.2 萬<0.1%歷史
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD5,230$23.2 萬<0.1%–
BYNDBeyond Meat, Inc.COM1,473$23.2 萬<0.1%歷史
First Tr Exchange-Traded Alp33733C108SHS ISSUED FRST3,225$22.9 萬<0.1%–
First Tr Exchange-Traded Alp33737M409SML CAP VAL ALPH4,496$22.9 萬<0.1%–
HNWPioneer Diversified High Income Fund, Inc.COM14,921$22.7 萬<0.1%歷史
Delaware Ivy MD CP GR CL I466001609CL INSTL4,845$22.0 萬<0.1%–
RBLXRoblox CorpStock2,436$21.9 萬<0.1%歷史
APPSDigital Turbine, Inc.COM NEW2,850$21.7 萬<0.1%歷史
EAElectronic Arts Inc.COM1,510$21.7 萬<0.1%歷史
ETF Managers Tr26924G102PRIME JUNIR SLVR14,125$21.5 萬<0.1%–
ILMNIllumina, Inc.COM452$21.4 萬<0.1%歷史
ATVIActivision Blizzard, Inc.COM2,241$21.4 萬<0.1%歷史
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM7,765$21.1 萬<0.1%歷史
SVCService Properties TrustCOM SH BEN INT16,728$21.1 萬<0.1%歷史
Credit Suisse Group225401108SPONSORED ADR20,098$21.1 萬<0.1%–
FCXFreeport-McMoran IncStock5,664$21.0 萬<0.1%歷史
XYLXylem Inc.COM1,750$21.0 萬<0.1%歷史
SFIXStitch Fix, Inc.Stock3,431$20.7 萬<0.1%歷史
SCCOSouthern Copper CorpStock3,201$20.6 萬<0.1%歷史
Barrick Gold Corp067901108COM9,977$20.6 萬<0.1%–
RPMRPM International IncCOM2,324$20.6 萬<0.1%歷史
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF5,186$20.5 萬<0.1%–
PAIWestern Asset Investment Grade Income Fund Inc.COM13,000$20.3 萬<0.1%歷史
TDToronto Dominion BankStock2,873$20.1 萬<0.1%歷史
BKTBlackRock Income Trust, Inc.COM21,238$13.5 萬<0.1%歷史
Inventrust Pptys Corp46124J102COM65,349$8.50 萬<0.1%–
NWBONorthwest Biotherapeutics IncCOM25,000$3.70 萬<0.1%歷史
Hospitality Invs Ord44107J108COM43,544$2.20 萬<0.1%–
Dean Foods Co New Com New242370203Common Stock33,000$1,000<0.1%–