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Kovack Advisors, Inc.

SEC CIK
0001728321
最新申報
2026/7/28

2021 年第 3 季持倉

持倉截至 2021/9/30，2021/11/3 申報。只含多頭部位，變化是跟 2021 年第 2 季比股數。

機構總覽
持股檔數
682
較 2021 年第 2 季 +9
總值
$9.19 億
較 2021 年第 2 季 +$4,157 萬 (+4.7%)
申報日
2021/11/3
SEC
Kovack Advisors, Inc. 在 2021 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
RCSPIMCO Strategic Income Fund, Inc.CEF49,432$34.8 萬<0.1%−1,654−3.2%減碼歷史
LHXL3HARRIS Technologies, Inc.Stock1,588$35.0 萬<0.1%+653+69.8%加碼歷史
First Tr Exch Traded FD III33739P889HORIZON DMST ETF10,950$35.0 萬<0.1%+1,775+19.3%加碼–
Legg Mason ETF Invt Tr52468L810WESTN ASET TTL13,000$35.0 萬<0.1%00.0%不變–
VSTOVista Outdoor Inc.COM8,695$35.0 萬<0.1%−45−0.5%減碼歷史
Victory Portfolios II92647N824VCSHS US EQ INCM5,451$35.1 萬<0.1%−1,200−18.0%減碼–
TYTRI-CONTINENTAL CorpCOM10,526$35.1 萬<0.1%−12,500−54.3%減碼歷史
Invesco Exchange Traded FD T46137V233S&P 500 TOP 501,070$35.3 萬<0.1%+93+9.5%加碼–
ACVVirtus Diversified Income & Convertible FundCOM10,500$35.6 萬<0.1%−1,500−12.5%減碼歷史
CGCarlyle Group Inc.COM7,522$35.6 萬<0.1%+68+0.9%加碼歷史
VTRSViatris IncStock26,355$35.7 萬<0.1%+2,237+9.3%加碼歷史
Healthcare Realty Trust Inc42225P501CL A NEW12,051$35.7 萬<0.1%+20.0%加碼–
iShares Russell 1000 Growth ETF464287614ETF1,308$35.8 萬<0.1%+31+2.4%加碼–
iShares Tr464288794US BR DEL SE ETF3,427$35.8 萬<0.1%+88+2.6%加碼–
ZSZscaler, Inc.Stock1,368$35.9 萬<0.1%+409+42.6%加碼歷史
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD13,740$36.0 萬<0.1%00.0%不變–
Westpac Banking Corp961214301SPONSORED ADR19,500$36.1 萬<0.1%00.0%不變–
iShares Tr464288281JPMORGAN USD EMG3,285$36.2 萬<0.1%−173−5.0%減碼–
RTXRTX CorpStock4,219$36.3 萬<0.1%−136−3.1%減碼歷史
CHXChampionX CorpCOM16,240$36.3 萬<0.1%+4,500+38.3%加碼歷史
LICYLi-Cycle Holdings Corp.COMMON SHARES31,069$36.4 萬<0.1%+31,069新進歷史
PLTRPalantir Technologies Inc.Stock15,186$36.5 萬<0.1%−23−0.2%減碼歷史
ELVElevance Health, Inc.Stock983$36.6 萬<0.1%+15+1.5%加碼歷史
SNAPSnap IncStock4,955$36.6 萬<0.1%−15−0.3%減碼歷史
MKTXMarketaxess Holdings IncCOM872$36.7 萬<0.1%−146−14.3%減碼歷史
JFRNuveen Floating Rate Income FundCOM36,600$36.9 萬<0.1%−3,469−8.7%減碼歷史
CCLCarnival Corp Ltd.UNIT 99/99/999914,739$36.9 萬<0.1%+1,361+10.2%加碼歷史
iShares Core S&P 500 UCITS ETF (Acc)G4955H110ETF835$37.0 萬<0.1%00.0%不變–
AGNCAGNC Investment Corp.REIT23,537$37.1 萬<0.1%+886+3.9%加碼歷史
ORLYO Reilly Automotive IncStock610$37.3 萬<0.1%+610新進歷史
Global X FDS37954Y483NASDAQ 100 COVER16,917$37.3 萬<0.1%+16,917新進–
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP5,836$37.4 萬<0.1%−946−13.9%減碼–
EMREmerson Electric CoStock3,984$37.5 萬<0.1%−67−1.7%減碼歷史
CARRCarrier Global CorpStock7,242$37.5 萬<0.1%−67−0.9%減碼歷史
AEMAgnico Eagle Mines LtdStock7,235$37.5 萬<0.1%+1,002+16.1%加碼歷史
DBDDiebold Nixdorf, IncCOM37,233$37.6 萬<0.1%−25−0.1%減碼歷史
TDYTeledyne Technologies IncCOM882$37.9 萬<0.1%00.0%不變歷史
TYLTyler Technologies IncCOM828$38.0 萬<0.1%+61+8.0%加碼歷史
iShares Tr464289883CORE 30 70 ETF9,617$38.0 萬<0.1%−650−6.3%減碼–
MCHPMicrochip Technology IncStock2,490$38.2 萬<0.1%+99+4.1%加碼歷史
Roche Hldg Ltd ADR771195104COM8,434$38.3 萬<0.1%00.0%不變–
iShares Tr464288752US HOME CONS ETF5,813$38.5 萬<0.1%−20−0.3%減碼–
TXNTexas Instruments IncStock2,015$38.7 萬<0.1%+2,015新進歷史
ARK Blockchain & Fintech Innovation ETF00214Q708ETF7,858$38.8 萬<0.1%+210+2.7%加碼–
GSKGSK plcSPONSORED ADR10,167$38.8 萬<0.1%+1,178+13.1%加碼歷史
iShares Tr464288588MBS ETF3,600$38.9 萬<0.1%−223−5.8%減碼–
First Tr Exchange-Traded FD33734X176TECH ALPHADEX3,163$38.9 萬<0.1%00.0%不變–
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,396$39.1 萬<0.1%00.0%不變–
Vanguard Mun BD FDS922907746TAX EXEMPT BD7,152$39.2 萬<0.1%+23+0.3%加碼–
FISVFiserv IncStock3,647$39.6 萬<0.1%+543+17.5%加碼歷史
ARIApollo Commercial Real Estate Finance, Inc.COM26,684$39.6 萬<0.1%+189+0.7%加碼歷史
MSMorgan StanleyStock4,077$39.7 萬<0.1%+210+5.4%加碼歷史
COPConocoPhillipsStock5,898$40.0 萬<0.1%+5,898新進歷史
MRVLMarvell Technology, Inc.COM6,630$40.0 萬<0.1%−598−8.3%減碼歷史
ATKRAtkore Inc.COM4,631$40.3 萬<0.1%+4,631新進歷史
State Street Communication Services Select Sector SPDR ETF81369Y852ETF5,043$40.4 萬<0.1%−1,017−16.8%減碼–
SWKSSkyworks Solutions, Inc.Stock2,456$40.5 萬<0.1%+129+5.5%加碼歷史
WECWec Energy Group, Inc.Stock4,596$40.5 萬<0.1%+290+6.7%加碼歷史
JRONuveen Floating Rate Income Opportunity FundCOM SHS40,647$40.6 萬<0.1%−3,345−7.6%減碼歷史
First Trust Rising Dividend Achievers ETF33738R506ETF8,623$40.9 萬<0.1%−2,047−19.2%減碼–
iShares Tr464288414NATIONAL MUN ETF3,530$41.0 萬<0.1%+1,170+49.6%加碼–
HTGCHercules Capital, Inc.COM24,708$41.0 萬<0.1%+432+1.8%加碼歷史
UBERUber Technologies, IncStock9,268$41.5 萬<0.1%+1,225+15.2%加碼歷史
PIMCO ETF Tr72201R7830-5 HIGH YIELD4,180$41.5 萬<0.1%+33+0.8%加碼–
PKGPackaging Corp of AmericaStock3,030$41.6 萬<0.1%+3,030新進歷史
VEEVVeeva Systems IncStock1,448$41.7 萬<0.1%+23+1.6%加碼歷史
PWRQuanta Services, Inc.COM3,700$42.1 萬<0.1%+3,700新進歷史
YUMYum Brands IncStock3,450$42.2 萬<0.1%+10.0%加碼歷史
ETNEaton Corp plcStock2,892$43.2 萬<0.1%−267−8.5%減碼歷史
JPCNuveen Preferred & Income Opportunities FundCOM43,626$43.2 萬<0.1%−369−0.8%減碼歷史
Paramount Global92556H206CL B10,946$43.2 萬<0.1%−389−3.4%減碼–
iShares Core MSCI Emerging Markets ETF46434G103ETF7,035$43.4 萬<0.1%−390−5.3%減碼–
iShares Russell 2000 Growth ETF464287648ETF1,478$43.4 萬<0.1%+187+14.5%加碼–
UTFCohen & Steers Infrastructure Fund IncCOM16,007$43.4 萬<0.1%−493−3.0%減碼歷史
MKCMcCormick & Co IncStock5,378$43.6 萬<0.1%+10+0.2%加碼歷史
APDAir Products & Chemicals, Inc.Stock1,708$43.8 萬<0.1%−60−3.4%減碼歷史
JQCNuveen Credit Strategies Income FundCOM SHS67,218$44.1 萬<0.1%−16,963−20.2%減碼歷史
FTHYFirst Trust High Yield Opportunities 2027 Term FundCOM21,450$44.1 萬<0.1%−2,400−10.1%減碼歷史
BGSB&G Foods, Inc.COM14,797$44.2 萬<0.1%+2,583+21.1%加碼歷史
NEMNEWMONT CorpStock8,180$44.4 萬<0.1%+1,004+14.0%加碼歷史
GMGeneral Motors CoCOM8,573$45.2 萬<0.1%+1,234+16.8%加碼歷史
Ssga Active ETF Tr78467V608ST STR BL LN ETF9,830$45.2 萬<0.1%+325+3.4%加碼–
RELLRichardson Electronics, Ltd.COM46,800$45.3 萬<0.1%−22,300−32.3%減碼歷史
ODFLOld Dominion Freight Line, Inc.COM1,596$45.6 萬<0.1%+461+40.6%加碼歷史
iShares Tr464288513IBOXX HI YD ETF5,224$45.7 萬<0.1%+359+7.4%加碼–
ANSSAnsys IncCOM1,341$45.7 萬<0.1%+1,341新進歷史
PMPhilip Morris International Inc.Stock4,867$46.1 萬0.1%−3,061−38.6%減碼歷史
iShares Tr464288158SHRT NAT MUN ETF4,307$46.3 萬0.1%+114+2.7%加碼–
MUMicron Technology IncStock6,531$46.4 萬0.1%+1,086+19.9%加碼歷史
AONAon plcCL A1,622$46.4 萬0.1%+1,622新進歷史
QRVOQorvo, Inc.Stock2,789$46.6 萬0.1%−18−0.6%減碼歷史
ORealty Income CorpREIT7,180$46.6 萬0.1%−177−2.4%減碼歷史
ULTAUlta Beauty, Inc.Stock1,300$46.9 萬0.1%−59−4.3%減碼歷史
OKEONEOK IncCOM8,240$47.8 萬0.1%+8,240新進歷史
WDAYWorkday, Inc.CL A1,938$48.4 萬0.1%+1+0.1%加碼歷史
UNPUnion Pacific CorpStock2,475$48.5 萬0.1%−180−6.8%減碼歷史
UISUnisys CorpCOM NEW19,325$48.6 萬0.1%−2,550−11.7%減碼歷史
CRFCornerstone Total Return Fund IncCOM39,233$48.7 萬0.1%+898+2.3%加碼歷史
WDCWestern Digital CorpCOM8,634$48.7 萬0.1%+4,071+89.2%加碼歷史
Janus Detroit STR Tr47103U886HENDRSN SHRT ETF9,720$48.8 萬0.1%−46−0.5%減碼–

選擇權（22 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

Kovack Advisors, Inc. 在 2021 年第 3 季的選擇權部位
證券類別賣權買權
CLFCleveland-Cliffs Inc.COM$32.1 萬–
ANFAbercrombie & Fitch CoCL A$3,000$9.80 萬
CSCOCisco Systems, Inc.Stock$5.00 萬$4.80 萬
AMZNAmazon Com IncStock$4.80 萬–
FFord Motor CoStock–$1.90 萬
METAMeta Platforms, Inc.Stock$1.30 萬–
PFEPfizer IncStock–$7,000
AAPLApple Inc.Stock$3,000$4,000
CCLCarnival Corp Ltd.UNIT 99/99/9999–$6,000
GESGuess IncCOM–$6,000
DOWDow Inc.Stock–$4,000
MCDMcDonalds CorpStock–$4,000
AALAmerican Airlines Group Inc.Stock–$3,000
DOCUDocuSign, Inc.Stock$3,000–
CRWDCrowdStrike Holdings, Inc.Stock$2,000–
PBIPitney Bowes IncCOM–$2,000
MATMattel IncCOM–$2,000
DBDDiebold Nixdorf, IncCOM–$2,000
KOCoca Cola CoStock$1,000–
BPBP PLCADR–$1,000
BABoeing CoStock$1,000$0
AZNAstraZeneca PLCSPONSORED ADR–$1,000

2021 年第 2 季之後清倉（66 檔）

2021 年第 2 季季末還持有、這份申報已經沒有的部位。

Kovack Advisors, Inc. 在 2021 年第 2 季之後清倉的部位
證券類別2021 年第 2 季股數2021 年第 2 季市值2021 年第 2 季佔組合 %紀錄
DLWR Ivy SC an TCH CL I466001807CL INSTL11,320$129.1 萬0.1%–
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET8,694$83.9 萬0.1%歷史
UNMUnum GroupStock26,086$74.1 萬0.1%歷史
DBXDropbox, Inc.CL A23,513$71.3 萬0.1%歷史
Ivy FDS Inc Hi Inc FD CL I466000122MUTUAL84,380$60.5 萬0.1%–
GLWCorning IncCOM13,014$53.2 萬0.1%歷史
NVCRNovoCure LtdORD SHS2,308$51.2 萬0.1%歷史
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL6,368$49.1 萬0.1%–
ADXAdams Diversified Equity Fund, Inc.COM24,000$47.4 萬0.1%歷史
Telephone & Data System 5.875879433795NTS15,050$39.6 萬<0.1%–
USBUS Bancorp DECOM NEW6,592$37.6 萬<0.1%歷史
Qwest 6 75 NTS74913G873NTS14,000$37.5 萬<0.1%–
PBCTPeople's United Financial, Inc.COM20,269$34.7 萬<0.1%歷史
PDACPeridot Acquisition Corp.SHS CL A27,811$33.9 萬<0.1%歷史
VanEck ETF Trust92189H607OIL SERVICES ETF1,277$33.3 萬<0.1%–
FIGSFIGS, Inc.CL A6,524$32.7 萬<0.1%歷史
LMNDLemonade, Inc.Stock2,930$32.1 萬<0.1%歷史
NIONIO Inc.ADR5,974$31.8 萬<0.1%歷史
KLICKulicke & Soffa Industries IncCOM5,137$31.4 萬<0.1%歷史
ZZillow Group, Inc.CL C CAP STK2,547$31.1 萬<0.1%歷史
STNEStoneCo Ltd.COM4,635$31.1 萬<0.1%歷史
iShares Inc464286426MSCI EM ASIA ETF3,356$31.0 萬<0.1%–
ESIElement Solutions IncCOM13,200$30.9 萬<0.1%歷史
MER.PKBank of America CorpEquities11,425$30.9 萬<0.1%歷史
First Trust Financials Alphadex Fund33734X135ETF6,877$30.0 萬<0.1%–
Assured Guaranty Mun Hldgs 5 60 NTS04623A403NTS11,590$29.7 萬<0.1%–
SPDR Series Trust78468R556SP O&G EXPL PRO3,053$29.5 萬<0.1%–
HAYWHayward Holdings, Inc.COM11,176$29.1 萬<0.1%歷史
KRKroger CoStock6,912$26.5 萬<0.1%歷史
VIAVViavi Solutions Inc.COM14,925$26.4 萬<0.1%歷史
WEXWEX Inc.COM1,358$26.3 萬<0.1%歷史
WYWeyerhaeuser CoCOM NEW7,329$25.2 萬<0.1%歷史
CHDChurch & Dwight Co IncCOM2,866$24.4 萬<0.1%歷史
First Tr Exchange Traded FD33738R837NASDQ PHRMTCLS9,380$24.3 萬<0.1%–
QVC 6 250 SNR Secd NTS747262400NTS9,102$24.1 萬<0.1%–
ETF Managers Tr26924G508ETFMG ALTR HRVST11,458$23.6 萬<0.1%–
CRSPCRISPR Therapeutics AGNAMEN AKT1,434$23.2 萬<0.1%歷史
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD5,230$23.2 萬<0.1%–
BYNDBeyond Meat, Inc.COM1,473$23.2 萬<0.1%歷史
First Tr Exchange-Traded Alp33733C108SHS ISSUED FRST3,225$22.9 萬<0.1%–
First Tr Exchange-Traded Alp33737M409SML CAP VAL ALPH4,496$22.9 萬<0.1%–
HNWPioneer Diversified High Income Fund, Inc.COM14,921$22.7 萬<0.1%歷史
Delaware Ivy MD CP GR CL I466001609CL INSTL4,845$22.0 萬<0.1%–
RBLXRoblox CorpStock2,436$21.9 萬<0.1%歷史
APPSDigital Turbine, Inc.COM NEW2,850$21.7 萬<0.1%歷史
EAElectronic Arts Inc.COM1,510$21.7 萬<0.1%歷史
ETF Managers Tr26924G102PRIME JUNIR SLVR14,125$21.5 萬<0.1%–
ILMNIllumina, Inc.COM452$21.4 萬<0.1%歷史
ATVIActivision Blizzard, Inc.COM2,241$21.4 萬<0.1%歷史
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM7,765$21.1 萬<0.1%歷史
SVCService Properties TrustCOM SH BEN INT16,728$21.1 萬<0.1%歷史
Credit Suisse Group225401108SPONSORED ADR20,098$21.1 萬<0.1%–
FCXFreeport-McMoran IncStock5,664$21.0 萬<0.1%歷史
XYLXylem Inc.COM1,750$21.0 萬<0.1%歷史
SFIXStitch Fix, Inc.Stock3,431$20.7 萬<0.1%歷史
SCCOSouthern Copper CorpStock3,201$20.6 萬<0.1%歷史
Barrick Gold Corp067901108COM9,977$20.6 萬<0.1%–
RPMRPM International IncCOM2,324$20.6 萬<0.1%歷史
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF5,186$20.5 萬<0.1%–
PAIWestern Asset Investment Grade Income Fund Inc.COM13,000$20.3 萬<0.1%歷史
TDToronto Dominion BankStock2,873$20.1 萬<0.1%歷史
BKTBlackRock Income Trust, Inc.COM21,238$13.5 萬<0.1%歷史
Inventrust Pptys Corp46124J102COM65,349$8.50 萬<0.1%–
NWBONorthwest Biotherapeutics IncCOM25,000$3.70 萬<0.1%歷史
Hospitality Invs Ord44107J108COM43,544$2.20 萬<0.1%–
Dean Foods Co New Com New242370203Common Stock33,000$1,000<0.1%–