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Kovack Advisors, Inc.

SEC CIK
0001728321
最新申報
2026/7/28

2021 年第 2 季持倉

持倉截至 2021/6/30，2021/7/29 申報。只含多頭部位，變化是跟 2021 年第 1 季比股數。

機構總覽
持股檔數
673
較 2021 年第 1 季 +65
總值
$8.78 億
較 2021 年第 1 季 +$1.09 億 (+14.1%)
申報日
2021/7/29
SEC
Kovack Advisors, Inc. 在 2021 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
Anr - Contingent Rev Pymt Thru03634H118RT25,269$00.0%00.0%不變–
Sierra Income Corp Com82632T100COMMON32,256$00.0%+36+0.1%加碼–
Business Dev Corporation of Amer12325J101Closed End Funds73,740$1,000<0.1%+6,598+9.8%加碼–
Dean Foods Co New Com New242370203Common Stock33,000$1,000<0.1%00.0%不變–
HCMCHealthier Choices Management Corp.COM750,000$1,000<0.1%+750,000新進歷史
Max Sound Corp.57776X109COM300,000$1,000<0.1%+300,000新進–
PPJ Healthcare Enterprises Ord69353D505ORD500,000$1,000<0.1%+500,000新進–
Biotech Medics Ord090699307ORD80,000$5,000<0.1%00.0%不變–
FS Energy and Power Fund30264D109COM56,699$8,000<0.1%+2,311+4.2%加碼–
Highlands REIT, Inc.43110A104COM66,160$9,000<0.1%+7,184+12.2%加碼–
Grilled Cheese Truck Ord39850T105ORD40,000$1.70 萬<0.1%00.0%不變–
Hospitality Invs Ord44107J108COM43,544$2.20 萬<0.1%+5,425+14.2%加碼–
NWBONorthwest Biotherapeutics IncCOM25,000$3.70 萬<0.1%+25,000新進歷史
TLPHTalphera, Inc.COM41,000$5.70 萬<0.1%+15,500+60.8%加碼歷史
SANBanco Santander, S.A.ADR20,478$8.00 萬<0.1%+20,478新進歷史
Inventrust Pptys Corp46124J102COM65,349$8.50 萬<0.1%+7,184+12.4%加碼–
KDMNKadmon Holdings, Inc.COM27,000$10.4 萬<0.1%−1,000−3.6%減碼歷史
NCMINational CineMedia, Inc.COM23,237$11.8 萬<0.1%00.0%不變歷史
IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUNDCOM22,143$13.2 萬<0.1%−1,050−4.5%減碼歷史
BKTBlackRock Income Trust, Inc.COM21,238$13.5 萬<0.1%+21,238新進歷史
ORCOrchid Island Capital, Inc.COM27,628$14.3 萬<0.1%+27,628新進歷史
PBTPermian Basin Royalty TrustUNIT BEN INT25,750$14.5 萬<0.1%+1,500+6.2%加碼歷史
PNNTPennantpark Investment CorpCOM23,500$15.7 萬<0.1%+3,300+16.3%加碼歷史
QMCOQuantum CorpCOM NEW24,550$16.9 萬<0.1%00.0%不變歷史
GUTGabelli Utility TrustCOM21,905$17.4 萬<0.1%+21,905新進歷史
NSLNuveen Senior Income FundCOM29,400$17.4 萬<0.1%+29,400新進歷史
PBIPitney Bowes IncCOM21,272$18.7 萬<0.1%00.0%不變歷史
MNManning & Napier, Inc.CL A24,704$19.4 萬<0.1%00.0%不變歷史
TDToronto Dominion BankStock2,873$20.1 萬<0.1%−521−15.4%減碼歷史
NUENucor CorpCOM2,100$20.1 萬<0.1%+2,100新進歷史
BBBLACKBERRY LtdCOM16,470$20.1 萬<0.1%+16,470新進歷史
LHXL3HARRIS Technologies, Inc.Stock935$20.2 萬<0.1%+935新進歷史
PIMCO Active Bond Exchange-Traded Fund72201R775ETF1,831$20.3 萬<0.1%+1,831新進–
PAIWestern Asset Investment Grade Income Fund Inc.COM13,000$20.3 萬<0.1%+13,000新進歷史
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF5,186$20.5 萬<0.1%+5,186新進–
SCCOSouthern Copper CorpStock3,201$20.6 萬<0.1%+100+3.2%加碼歷史
Barrick Gold Corp067901108COM9,977$20.6 萬<0.1%+9,977新進–
RPMRPM International IncCOM2,324$20.6 萬<0.1%−225−8.8%減碼歷史
SFIXStitch Fix, Inc.Stock3,431$20.7 萬<0.1%+3,431新進歷史
ZSZscaler, Inc.Stock959$20.7 萬<0.1%−645−40.2%減碼歷史
TFCTruist Financial CorpCOM3,725$20.7 萬<0.1%+3,725新進歷史
iShares Tr4642874407-10 YR TRSY BD1,798$20.8 萬<0.1%−362−16.8%減碼–
ADPAutomatic Data Processing IncStock1,052$20.9 萬<0.1%+1,052新進歷史
NXPINXP Semiconductors N.V.COM1,016$20.9 萬<0.1%+1,016新進歷史
Invesco Exch Traded FD Tr II46138E610KBW HIG DV YLD10,130$20.9 萬<0.1%+10,130新進–
FCXFreeport-McMoran IncStock5,664$21.0 萬<0.1%−1,278−18.4%減碼歷史
XYLXylem Inc.COM1,750$21.0 萬<0.1%+1,750新進歷史
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM7,765$21.1 萬<0.1%+7,765新進歷史
SVCService Properties TrustCOM SH BEN INT16,728$21.1 萬<0.1%−3,107−15.7%減碼歷史
Credit Suisse Group225401108SPONSORED ADR20,098$21.1 萬<0.1%+20,098新進–
NAZNuveen Arizona Quality Municipal Income FundCOM13,008$21.1 萬<0.1%+13,008新進歷史
RCLRoyal Caribbean Cruises LtdCOM2,505$21.4 萬<0.1%−451−15.3%減碼歷史
ILMNIllumina, Inc.COM452$21.4 萬<0.1%+452新進歷史
ATVIActivision Blizzard, Inc.COM2,241$21.4 萬<0.1%+2,241新進歷史
ETF Managers Tr26924G102PRIME JUNIR SLVR14,125$21.5 萬<0.1%00.0%不變–
First Tr Exchange Traded FD33734X143HLTH CARE ALPH1,854$21.7 萬<0.1%+1,854新進–
APPSDigital Turbine, Inc.COM NEW2,850$21.7 萬<0.1%−2,950−50.9%減碼歷史
EAElectronic Arts Inc.COM1,510$21.7 萬<0.1%00.0%不變歷史
Vanguard Star FDS921909768VG TL INTL STK F3,322$21.8 萬<0.1%+76+2.3%加碼–
RBLXRoblox CorpStock2,436$21.9 萬<0.1%+2,436新進歷史
Delaware Ivy MD CP GR CL I466001609CL INSTL4,845$22.0 萬<0.1%+4,845新進–
VTRVentas, Inc.REIT3,873$22.1 萬<0.1%+3+0.1%加碼歷史
NGVTIngevity CorpCOM2,721$22.1 萬<0.1%+72+2.7%加碼歷史
REGNRegeneron Pharmaceuticals, Inc.COM395$22.1 萬<0.1%+395新進歷史
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD8,901$22.1 萬<0.1%+426+5.0%加碼歷史
WBAWalgreens Boots Alliance, Inc.COM4,200$22.1 萬<0.1%+142+3.5%加碼歷史
PHParker-Hannifin CorpStock722$22.2 萬<0.1%+1+0.1%加碼歷史
ETOEaton Vance Tax-Advantaged Global Dividend Opportunities FundCOM7,566$22.2 萬<0.1%+7,566新進歷史
JGHNuveen Global High Income FundSHS13,700$22.2 萬<0.1%+13,700新進歷史
CLFCleveland-Cliffs Inc.COM10,350$22.3 萬<0.1%+10,350新進歷史
iShares Russell 1000 Value ETF464287598ETF1,414$22.4 萬<0.1%+1,414新進–
PAAPlains All American Pipeline LPUNIT LTD PARTN19,721$22.4 萬<0.1%+19,721新進歷史
OTISOtis Worldwide CorpStock2,750$22.5 萬<0.1%+2,750新進歷史
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT4,093$22.7 萬<0.1%−566−12.1%減碼歷史
HNWPioneer Diversified High Income Fund, Inc.COM14,921$22.7 萬<0.1%−2,460−14.2%減碼歷史
RSGRepublic Services, Inc.COM2,071$22.8 萬<0.1%−11−0.5%減碼歷史
First Tr Exchange-Traded Alp33733C108SHS ISSUED FRST3,225$22.9 萬<0.1%+3,225新進–
First Tr Exchange-Traded Alp33737M409SML CAP VAL ALPH4,496$22.9 萬<0.1%+4,496新進–
ADIAnalog Devices IncStock1,334$23.0 萬<0.1%+1,334新進歷史
Vanguard Financials ETF92204A405ETF2,548$23.1 萬<0.1%+2,548新進–
CRSPCRISPR Therapeutics AGNAMEN AKT1,434$23.2 萬<0.1%+1,434新進歷史
iShares Tr464287333GLOBAL FINLS ETF2,993$23.2 萬<0.1%+2,993新進–
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD5,230$23.2 萬<0.1%+5,230新進–
BYNDBeyond Meat, Inc.COM1,473$23.2 萬<0.1%+1,473新進歷史
GSBDGoldman Sachs BDC, Inc.SHS11,900$23.3 萬<0.1%00.0%不變歷史
ETF Managers Tr26924G508ETFMG ALTR HRVST11,458$23.6 萬<0.1%+227+2.0%加碼–
CTVACorteva, Inc.Stock5,339$23.7 萬<0.1%+5,339新進歷史
TPVGTriplePoint Venture Growth BDC Corp.COM15,700$23.8 萬<0.1%+15,700新進歷史
DNPDNP Select Income Fund IncCOM22,772$23.8 萬<0.1%+22,772新進歷史
SPDR Series Trust78464A284ST NUVE HIGH ETF3,914$23.8 萬<0.1%+3+0.1%加碼–
ARK ETF Tr00214Q203AUTNMUS TECHNLGY2,773$23.9 萬<0.1%+202+7.9%加碼–
VBFInvesco Bond FundCOM11,500$23.9 萬<0.1%+11,500新進歷史
SPLKSplunk IncCOM1,653$23.9 萬<0.1%+1,653新進歷史
MTNVail Resorts IncCOM757$24.0 萬<0.1%+20+2.7%加碼歷史
CHWYChewy, Inc.CL A3,026$24.1 萬<0.1%−1,624−34.9%減碼歷史
DMTKDermTech, Inc.COM5,800$24.1 萬<0.1%+5,800新進歷史
QVC 6 250 SNR Secd NTS747262400NTS9,102$24.1 萬<0.1%+9,102新進–
TMDXTransMedics Group, Inc.COM7,300$24.2 萬<0.1%−500−6.4%減碼歷史
First Tr Exchange Traded FD33738R837NASDQ PHRMTCLS9,380$24.3 萬<0.1%+120+1.3%加碼–
ASMLASML Holding NVADR354$24.4 萬<0.1%+354新進歷史

選擇權（29 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

Kovack Advisors, Inc. 在 2021 年第 2 季的選擇權部位
證券類別賣權買權
OKEONEOK IncCOM–$30.2 萬
ANFAbercrombie & Fitch CoCL A–$18.5 萬
QRVOQorvo, Inc.Stock–$2.50 萬
FFord Motor CoStock–$2.40 萬
GESGuess IncCOM–$1.30 萬
DOWDow Inc.Stock–$8,000
CSCOCisco Systems, Inc.Stock–$8,000
AAPLApple Inc.Stock$5,000$3,000
CCLCarnival Corp Ltd.UNIT 99/99/9999–$8,000
BABoeing CoStock$3,000$2,000
TTDTrade Desk, Inc.Stock–$5,000
MATMattel IncCOM–$5,000
PBIPitney Bowes IncCOM–$4,000
AALAmerican Airlines Group Inc.Stock–$3,000
MCDMcDonalds CorpStock–$3,000
VSTOVista Outdoor Inc.COM–$3,000
BPBP PLCADR–$2,000
ARK Innovation ETF00214Q104ETF$0$2,000
COUPCoupa Software IncCOM–$2,000
JNJJohnson & JohnsonStock–$1,000
KOCoca Cola CoStock$1,000$0
ABNBAirbnb, Inc.Stock–$1,000
ENBEnbridge IncStock–$1,000
NVDANVIDIA CorpStock$1,000–
WFCWells Fargo & CompanyStock–$1,000
PFEPfizer IncStock–$1,000
PYPLPayPal Holdings, Inc.Stock–$1,000
DBDDiebold Nixdorf, IncCOM–$1,000
WBAWalgreens Boots Alliance, Inc.COM–$1,000

2021 年第 1 季之後清倉（42 檔）

2021 年第 1 季季末還持有、這份申報已經沒有的部位。

Kovack Advisors, Inc. 在 2021 年第 1 季之後清倉的部位
證券類別2021 年第 1 季股數2021 年第 1 季市值2021 年第 1 季佔組合 %紀錄
iShares Tr464287812US CONSM STAPLES10,732$189.9 萬0.2%–
iShares Tr464287275GBL COMM SVC ETF13,296$106.9 萬0.1%–
iShares Tr464288604MRGSTR SM CP GR1,908$57.3 萬0.1%–
FS KKR Cap Corp II35952V303COM25,119$49.1 萬0.1%–
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF8,789$40.4 萬0.1%–
PAASPan American Silver CorpStock12,700$38.1 萬<0.1%歷史
LTCLTC Properties IncREIT8,300$34.6 萬<0.1%歷史
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR24,947$33.5 萬<0.1%歷史
LUVSouthwest Airlines CoCOM5,460$33.3 萬<0.1%歷史
Invesco Exchange Traded FD T46137V522RYMND JMS SB 15,695$33.0 萬<0.1%–
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI12,830$29.8 萬<0.1%–
NQPNuveen Pennsylvania Quality Municipal Income FundCOM20,640$29.6 萬<0.1%歷史
CSGPCostar Group, Inc.COM353$29.0 萬<0.1%歷史
Waddell & Reed Finl Inc930059100CL A11,540$28.9 萬<0.1%–
CERNCERNER CorpCOM4,007$28.8 萬<0.1%歷史
SPRUSpruce Power Holding CorpCOM CL A31,800$28.6 萬<0.1%歷史
STAGSTAG Industrial, Inc.COM8,076$27.1 萬<0.1%歷史
DXCMDexcom IncCOM748$26.9 萬<0.1%歷史
ProShares Tr74347B425SHORT S&P 500 NE15,902$26.7 萬<0.1%–
Dimensional ETF Trust25434V104US CORE EQT MKT9,320$26.3 萬<0.1%–
MLMMartin Marietta Materials IncCOM752$25.3 萬<0.1%歷史
Vanguard Scottsdale FDS92206C623VNG RUS2000GRW1,085$23.7 萬<0.1%–
Invesco Exch Traded FD Tr II46138E172S&P SMLCP STAP2,307$23.2 萬<0.1%–
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP3,307$23.0 萬<0.1%–
ACBAurora Cannabis IncCOM24,681$23.0 萬<0.1%歷史
First Tr Exchange-Traded FD33736G106GBL WND ENRG ETF9,910$22.4 萬<0.1%–
FFCFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCCOM9,470$22.2 萬<0.1%歷史
OKEONEOK IncCOM4,233$21.4 萬<0.1%歷史
Office Pptys I Pfd38376A202PFDs, REITs,8,450$21.3 萬<0.1%–
NVSNovartis AGADR2,444$20.9 萬<0.1%歷史
HBANHuntington Bancshares IncCOM13,233$20.8 萬<0.1%歷史
First Tr Exchange Traded FD33733A102CHINDIA ETF3,382$20.8 萬<0.1%–
SRESempraStock1,558$20.7 萬<0.1%歷史
GMSGMS Inc.COM4,967$20.7 萬<0.1%歷史
ETF Managers Tr26924G201PRIME CYBR SCRTY3,759$20.6 萬<0.1%–
VRTVertiv Holdings CoCOM CL A10,193$20.4 萬<0.1%歷史
KHCKraft Heinz CoStock5,037$20.1 萬<0.1%歷史
LWLamb Weston Holdings, Inc.Stock2,584$20.0 萬<0.1%歷史
ATP Oil & Gas Corp00208J108COM70,860$00.0%–
Advanced Viral Resh Corp Com007928104COM20,000$00.0%–
IBIZ Technology45103B205COM200,000$00.0%–
Image Innovations Hldgs Inc Com45248A104COM74,000$00.0%–