跳到主要內容

AE Wealth Management LLC

SEC CIK
0001697723
最新申報
2026/8/3

2021 年第 3 季持倉

持倉截至 2021/9/30,2021/11/1 申報。只含多頭部位,變化是跟 2021 年第 2 季比股數。

機構總覽
持股檔數
1,591
較 2021 年第 2 季 +36
總值
$121.3 億
較 2021 年第 2 季 +$6.94 億 (+6.1%)
申報日
2021/11/1
SEC
AE Wealth Management LLC 在 2021 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
Vanguard S&P 500 ETF922908363ETF1,126,617$4.44 億3.7%−27,135−2.4%減碼–
AAPLApple Inc.Stock2,175,127$3.08 億2.5%+80,528+3.8%加碼歷史
iShares Core S&P 500 ETF464287200ETF652,331$2.81 億2.3%+109,045+20.1%加碼–
iShares Russell Top 200 Growth ETF464289438ETF1,816,051$2.77 億2.3%−327,443−15.3%減碼–
Invesco QQQ Trust Series I46090E103ETF720,556$2.58 億2.1%+205,589+39.9%加碼–
Vanguard Morningstar Growth ETF922908736ETF786,349$2.28 億1.9%+228,543+41.0%加碼–
State Street SPDR Portfolio S&P 500 ETF78464A854ETF3,922,491$1.98 億1.6%+503,924+14.7%加碼–
SPYSPDR S&P 500 ETF TrustETF429,996$1.85 億1.5%+286,197+199.0%加碼歷史
iShares Tr464289420RUS TP200 VL ETF2,414,221$1.58 億1.3%−210,120−8.0%減碼–
MSFTMicrosoft CorpStock549,352$1.55 億1.3%+28,039+5.4%加碼歷史
Vanguard Mortgage-Backed Securities ETF92206C771ETF2,674,669$1.43 億1.2%−3520.0%減碼–
iShares Tr46428743220 YR TR BD ETF952,056$1.37 億1.1%+6,705+0.7%加碼–
Vanguard Ftse Developed Markets ETF921943858ETF2,609,455$1.32 億1.1%−7,835−0.3%減碼–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF2,093,548$1.26 億1.0%−133,503−6.0%減碼–
AMZNAmazon Com IncStock32,835$1.08 億0.9%+3,167+10.7%加碼歷史
GLDSPDR Gold TrustETF647,462$1.06 億0.9%+58,935+10.0%加碼歷史
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF1,600,616$1.02 億0.8%+437,334+37.6%加碼–
iShares MSCI USA Momentum Factor ETF46432F396ETF538,833$9,462 萬0.8%+298,008+123.7%加碼–
iShares Tr464288885EAFE GRWTH ETF881,973$9,390 萬0.8%+176,182+25.0%加碼–
iShares Tr464288877EAFE VALUE ETF1,819,342$9,251 萬0.8%−46,643−2.5%減碼–
iShares Core U.S. Aggregate Bond ETF464287226ETF784,566$9,009 萬0.7%−170,694−17.9%減碼–
iShares Russell 2000 ETF464287655ETF402,370$8,802 萬0.7%+38,888+10.7%加碼–
Vanguard Ftse Emerging Markets ETF922042858ETF1,748,677$8,745 萬0.7%−30,764−1.7%減碼–
iShares Russell Mid-Cap Value ETF464287473ETF762,644$8,637 萬0.7%+39,451+5.5%加碼–
iShares Core MSCI Emerging Markets ETF46434G103ETF1,339,832$8,275 萬0.7%+71,182+5.6%加碼–
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF910,034$7,767 萬0.6%+782,912+615.9%加碼–
Vanguard Morningstar Small-Cap Growth ETF922908595ETF276,084$7,735 萬0.6%+176,522+177.3%加碼–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS996,457$6,731 萬0.6%−68,314−6.4%減碼–
JPMorgan Ultra-Short Income ETF46641Q837ETF1,285,299$6,519 萬0.5%+214,495+20.0%加碼–
iShares Core S&P Small Cap ETF464287804ETF573,180$6,259 萬0.5%+76,234+15.3%加碼–
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS1,019,153$6,259 萬0.5%+216,684+27.0%加碼–
Vanguard Information Technology ETF92204A702ETF154,346$6,194 萬0.5%−11,347−6.8%減碼–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF1,588,116$6,194 萬0.5%+235,084+17.4%加碼–
Advisorshares Tr00768Y420ALPHA DNA EQUITY2,313,313$6,191 萬0.5%+74,397+3.3%加碼–
iShares Tips Bond ETF464287176ETF484,247$6,183 萬0.5%+141,578+41.3%加碼–
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF687,110$6,147 萬0.5%+682,279+14,122.9%加碼–
iShares S&P 100 ETF464287101ETF302,328$5,969 萬0.5%+302,328新進–
Schwab Fundamental U.S. Large Company ETF808524771ETF1,094,444$5,905 萬0.5%+109,857+11.2%加碼–
iShares Core S&P U.S. Growth ETF464287671ETF568,391$5,821 萬0.5%+468,520+469.1%加碼–
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX658,362$5,821 萬0.5%+11,473+1.8%加碼–
iShares Tr464289875CORE 40 MODE ETF1,290,787$5,775 萬0.5%+1,088,371+537.7%加碼–
iShares Tr46435G425ESG AWR MSCI USA576,280$5,674 萬0.5%+161,367+38.9%加碼–
Vanguard Morningstar Total Stock Market ETF922908769ETF241,857$5,371 萬0.4%+80,852+50.2%加碼–
Aim ETF Products Trust00888H802ALLIA US JAN ETF2,032,089$5,337 萬0.4%+275,877+15.7%加碼–
State Street Technology Select Sector SPDR ETF81369Y803ETF354,621$5,295 萬0.4%+26,276+8.0%加碼–
iShares Tr464289867CORE 60 BALA ETF952,783$5,285 萬0.4%+915,248+2,438.4%加碼–
Vanguard World FD921910816MEGA GRWTH IND220,807$5,185 萬0.4%−233,359−51.4%減碼–
VVisa Inc.Stock232,416$5,177 萬0.4%+9,140+4.1%加碼歷史
Schwab US Tips ETF808524870ETF822,721$5,149 萬0.4%+731,762+804.5%加碼–
Vanguard Morningstar Value ETF922908744ETF373,812$5,060 萬0.4%+98,823+35.9%加碼–
iShares Tr464288414NATIONAL MUN ETF423,479$4,920 萬0.4%+37,099+9.6%加碼–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1143,945$4,870 萬0.4%−25,972−15.3%減碼歷史
iShares Tr464288273EAFE SML CP ETF640,565$4,766 萬0.4%+1,580+0.2%加碼–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT890,773$4,506 萬0.4%−157,252−15.0%減碼–
HDHome Depot, Inc.Stock137,204$4,504 萬0.4%+418+0.3%加碼歷史
iShares Tr4642886613 7 YR TREAS BD336,615$4,382 萬0.4%+26,716+8.6%加碼–
MAMastercard IncStock122,796$4,269 萬0.4%+8,192+7.1%加碼歷史
NVDANVIDIA CorpStock203,371$4,213 萬0.3%+6,799+3.5%加碼依 4 比 1 拆股換算歷史
METAMeta Platforms, Inc.Stock123,473$4,191 萬0.3%+7,471+6.4%加碼歷史
PGProcter & Gamble CoStock298,050$4,167 萬0.3%+25,447+9.3%加碼歷史
GOOGLAlphabet Inc.Stock15,007$4,012 萬0.3%+331+2.3%加碼歷史
DISWalt Disney CoStock236,885$4,007 萬0.3%+26,059+12.4%加碼歷史
iShares Russell Mid-Cap Growth ETF464287481ETF354,298$3,971 萬0.3%−46,414−11.6%減碼–
Tidal ETF Tr886364751EUCLID CAP GRWT1,502,534$3,960 萬0.3%−94,786−5.9%減碼–
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD713,012$3,818 萬0.3%−68,672−8.8%減碼–
iShares Tr46434V613CORE UNIVRSL USD712,388$3,793 萬0.3%+245,302+52.5%加碼–
Vanguard High Dividend Yield Index ETF921946406ETF363,448$3,756 萬0.3%−78,754−17.8%減碼–
TSLATesla, Inc.Stock48,382$3,752 萬0.3%+1,000+2.1%加碼歷史
JPMJPMorgan Chase & CoStock227,098$3,717 萬0.3%+15,289+7.2%加碼歷史
Vanguard Total International Bond ETF92203J407ETF645,669$3,678 萬0.3%+80,767+14.3%加碼–
iShares U.S. Treasury Bond ETF46429B267ETF1,382,184$3,667 萬0.3%−172,009−11.1%減碼–
XOMExxonMobil Holdings CorpCOM612,954$3,605 萬0.3%+69,920+12.9%加碼歷史
iShares Russell Midcap ETF464287499ETF458,018$3,583 萬0.3%+58,790+14.7%加碼–
Aim ETF Products Trust00888H703ALLIANZIM US EQT1,301,004$3,563 萬0.3%+171,551+15.2%加碼–
TAT&T Inc.Stock1,293,918$3,495 萬0.3%+97,615+8.2%加碼歷史
CVXChevron CorpStock342,654$3,476 萬0.3%+33,670+10.9%加碼歷史
Vanguard Short-Term Bond ETF921937827ETF417,029$3,417 萬0.3%−608,871−59.3%減碼–
GOOGAlphabet Inc.Stock12,779$3,406 萬0.3%+452+3.7%加碼歷史
JNJJohnson & JohnsonStock209,970$3,391 萬0.3%+7,940+3.9%加碼歷史
WisdomTree Tr97717X511YIELD ENHANCD US644,536$3,346 萬0.3%−38,393−5.6%減碼–
State Street Financial Select Sector SPDR ETF81369Y605ETF889,445$3,338 萬0.3%+60,277+7.3%加碼–
WisdomTree Tr97717X198US CORP BOND FD616,421$3,327 萬0.3%+44,661+7.8%加碼–
PFEPfizer IncStock754,947$3,247 萬0.3%+32,305+4.5%加碼歷史
Tidal ETF Tr886364660ZEGA BUY AND HED1,627,216$3,230 萬0.3%+1,627,216新進–
Vanguard Total Bond Market ETF921937835ETF376,261$3,215 萬0.3%−48,669−11.5%減碼–
Vanguard Real Estate ETF922908553ETF306,219$3,117 萬0.3%−48,082−13.6%減碼–
iShares Core S&P Mid-Cap ETF464287507ETF116,737$3,071 萬0.3%+10,872+10.3%加碼–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT204,712$3,067 萬0.3%+37,652+22.5%加碼–
ACNAccenture plcStock94,634$3,028 萬0.2%−256−0.3%減碼歷史
VZVerizon Communications IncStock551,810$2,980 萬0.2%+36,944+7.2%加碼歷史
BRK.BBerkshire Hathaway IncStock107,952$2,946 萬0.2%−6,245−5.5%減碼歷史
WisdomTree Tr97717X172US HGH YLD CORP559,401$2,944 萬0.2%+13,442+2.5%加碼–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF162,454$2,915 萬0.2%−3,258−2.0%減碼–
PINSPinterest, Inc.CL A563,613$2,872 萬0.2%+13,029+2.4%加碼歷史
iShares Core MSCI Eafe ETF46432F842ETF381,190$2,830 萬0.2%+83,938+28.2%加碼–
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF96,844$2,791 萬0.2%+626+0.7%加碼–
PYPLPayPal Holdings, Inc.Stock107,093$2,787 萬0.2%+102+0.1%加碼歷史
WMTWalmart Inc.Stock199,729$2,784 萬0.2%+13,939+7.5%加碼歷史
SPDR Series Trust78464A805ST STR PR SP1500522,827$2,771 萬0.2%+13,027+2.6%加碼–
KOCoca Cola CoStock525,891$2,759 萬0.2%+50,756+10.7%加碼歷史

選擇權(22 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

AE Wealth Management LLC 在 2021 年第 3 季的選擇權部位
證券類別賣權買權
SPYSPDR S&P 500 ETF TrustETF$32.2 萬$792.5 萬
iShares Russell 2000 ETF464287655ETF$173.9 萬$10.8 萬
iShares Tr464288513IBOXX HI YD ETF$46.5 萬–
TSLATesla, Inc.Stock$6.00 萬–
UNHUnitedHealth Group IncStock$4.80 萬–
SPDR Series Trust78468R408ST TERM HIGH ETF$2.10 萬–
PGProcter & Gamble CoStock$1.90 萬–
RCLRoyal Caribbean Cruises LtdCOM–$1.00 萬
VLOValero Energy CorpStock–$5,000
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF–$4,000
UALUnited Airlines Holdings, Inc.COM–$4,000
CVSCVS Health CorpStock–$3,000
AAPLApple Inc.Stock–$3,000
NTRSNorthern Trust CorpCOM$3,000–
USOUnited States Oil Fund, LPUNITS–$2,000
NEENextera Energy IncStock–$1,000
JPMJPMorgan Chase & CoStock$1,000–
State Street Utilities Select Sector SPDR ETF81369Y886ETF$1,000–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1–$1,000
TRMBTrimble Inc.COM–$1,000
ROSTRoss Stores, Inc.COM–$1,000
iShares Tr4642874571 3 YR TREAS BD$1,000–

2021 年第 2 季之後清倉(123 檔)

2021 年第 2 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 123 檔。

AE Wealth Management LLC 在 2021 年第 2 季之後清倉的部位
證券類別2021 年第 2 季股數2021 年第 2 季市值2021 年第 2 季佔組合 %紀錄
iShares Tr464288802ESG OPTIMIZED126,544$1,209 萬0.1%–
Invesco S&P 500 Quality ETF46137V241ETF152,880$743.0 萬0.1%–
MKTXMarketaxess Holdings IncCOM10,525$487.9 萬<0.1%歷史
iShares Tr464287341GLOBAL ENERG ETF179,459$477.2 萬<0.1%–
Ssga Active ETF Tr78467V202ST STR INCOM ETF109,669$390.7 萬<0.1%–
iShares Tr46435G656ADAPTIVE ETF110,836$367.2 萬<0.1%–
PBIPitney Bowes IncCOM314,452$275.8 萬<0.1%歷史
iShares Tr464287572GLOBAL 100 ETF31,338$222.5 萬<0.1%–
iShares Inc46434G822MSCI JAPAN ETF28,913$195.3 萬<0.1%–
SRCLStericycle IncCOM19,219$137.5 萬<0.1%歷史
WisdomTree Tr97717Y725MORTGAGE PLUS BD22,782$115.9 萬<0.1%–
WisdomTree Tr97717X651US S CAP QTY DIV23,523$109.3 萬<0.1%–
WisdomTree Tr97717Y857US MULTIFACTOR26,248$103.2 萬<0.1%–
NICENICE Ltd.SPONSORED ADR4,148$102.6 萬<0.1%歷史
TPRTapestry, Inc.COM22,789$99.1 萬<0.1%歷史
WisdomTree Tr97717W760INTL SMCAP DIV12,910$96.4 萬<0.1%–
WORKSlack Technologies, Inc.COM CL A20,572$91.1 萬<0.1%歷史
Ssga Active Tr78470P200ST STR TOTAL ETF17,544$87.3 萬<0.1%–
CRSRCorsair Gaming, Inc.COM26,092$86.9 萬<0.1%歷史
OSKOshkosh CorpCOM6,960$86.7 萬<0.1%歷史
ENTGEntegris IncCOM6,694$82.3 萬<0.1%歷史
Pacer FDS Tr69374H741DATA AND INFRAST20,406$82.3 萬<0.1%–
AXTAAxalta Coating Systems Ltd.COM26,845$81.9 萬<0.1%歷史
Amplify ETF Tr032108888BLACKSWAN GRWT23,437$80.3 萬<0.1%–
FNDFloor & Decor Holdings, Inc.CL A7,588$80.2 萬<0.1%歷史
FIVNFive9, Inc.COM4,243$77.8 萬<0.1%歷史
BCBrunswick CorpCOM7,374$73.5 萬<0.1%歷史
FLFoot Locker, Inc.COM11,757$72.5 萬<0.1%歷史
DBIDesigner Brands Inc.CL A43,364$71.8 萬<0.1%歷史
First Tr Exchange Traded FD33738R860NASDAQ BK ETF22,914$71.1 萬<0.1%–
SLABSilicon Laboratories Inc.Stock4,613$70.7 萬<0.1%歷史
CGNXCognex CorpCOM7,961$66.9 萬<0.1%歷史
CIENCiena CorpCOM NEW11,761$66.9 萬<0.1%歷史
Alps ETF Tr00162Q478DISRUPTIVE TECH13,727$66.7 萬<0.1%–
EVRIEveri Holdings Inc.COM26,337$65.7 萬<0.1%歷史
Agf Invts Tr00110G408US MARKET NETRL38,532$65.2 萬<0.1%–
MNDTMandiant, Inc.COM31,915$64.5 萬<0.1%歷史
FLEXFlex Ltd.Stock35,943$64.2 萬<0.1%歷史
Churchill Capital Corp IV171439102CL A22,174$63.9 萬<0.1%–
MKSIMKS IncCOM3,583$63.8 萬<0.1%歷史
SPDR Ser Tr78468R689S&P KENSHO SMART10,173$63.2 萬<0.1%–
TXRHTexas Roadhouse, Inc.COM6,561$63.1 萬<0.1%歷史
SNBRQSleep Number CorpCOM5,718$62.9 萬<0.1%歷史
EATBrinker International, IncStock10,084$62.4 萬<0.1%歷史
SITMSITIME CorpCOM4,877$61.7 萬<0.1%歷史
XRAYDentsply Sirona Inc.Stock9,721$61.5 萬<0.1%歷史
WGOWinnebago Industries IncCOM8,966$60.9 萬<0.1%歷史
BJRIBJs RESTAURANTS INCCOM12,330$60.6 萬<0.1%歷史
UCTTUltra Clean Holdings, Inc.COM11,271$60.5 萬<0.1%歷史
BRKRBruker CorpCOM7,947$60.4 萬<0.1%歷史
JNPRJuniper Networks IncCOM21,813$59.7 萬<0.1%歷史
MXIMMaxim Integrated Products IncCOM5,655$59.6 萬<0.1%歷史
First Tr Exchange-Traded FD33736Q104UT COM SHS ETF10,718$59.2 萬<0.1%–
iShares Inc464286772MSCI STH KOR ETF6,305$58.7 萬<0.1%–
ESTCElastic N.V.ORD SHS4,021$58.6 萬<0.1%歷史
CMBMFCambium Networks CorpSHS11,832$57.2 萬<0.1%歷史
ANFAbercrombie & Fitch CoCL A12,031$55.9 萬<0.1%歷史
LESLLeslie's, Inc.COM20,319$55.9 萬<0.1%歷史
ICHRIchor Holdings, Ltd.SHS10,109$54.4 萬<0.1%歷史
SPDR Series Trust78464A755ST STR SP METAL12,129$52.2 萬<0.1%–
BILLBILL Holdings, Inc.Stock2,846$52.1 萬<0.1%歷史
WisdomTree Tr97717X560EQUITY PREMIUM15,480$49.2 萬<0.1%–
Global X FDS37954Y426CANNABIS ETF34,665$47.8 萬<0.1%–
iShares Tr464288737GLB CNSM STP ETF7,733$47.3 萬<0.1%–
Direxion Shs ETF Tr25460G831DAILY JR GLD MIN5,754$46.9 萬<0.1%–
iShares Tr464288182MSCI AC ASIA ETF4,903$46.3 萬<0.1%–
LPXLouisiana-Pacific CorpCOM7,423$44.8 萬<0.1%歷史
TGLSTecnoglass Holdings Inc.ORD SHS20,880$44.7 萬<0.1%歷史
ZDGEZedge, Inc.CL B23,611$43.5 萬<0.1%歷史
VanEck Vectors ETF Tr92189H839SOCIAL SENTIMENT15,125$40.4 萬<0.1%–
GRWGGrowGeneration Corp.COM8,047$38.7 萬<0.1%歷史
Pgim ETF Tr69344A107PGIM ULTRA SH BD7,557$37.6 萬<0.1%–
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW6,958$37.2 萬<0.1%–
LYVLive Nation Entertainment, Inc.COM4,078$35.7 萬<0.1%歷史
CTRECareTrust REIT, Inc.COM14,882$34.6 萬<0.1%歷史
RTLRRattler Midstream LPCOM UNITS31,630$34.5 萬<0.1%歷史
ETF Managers Tr26924G771ETFMG TRAVEL TEC11,546$34.4 萬<0.1%–
Global X FDS37954Y285TELMDC&DIG ETF17,501$33.8 萬<0.1%–
BBWIBath & Body Works, Inc.COM4,644$33.5 萬<0.1%歷史
ZNGAZynga IncCL A31,414$33.4 萬<0.1%歷史
ATOAtmos Energy CorpCOM3,453$33.2 萬<0.1%歷史
SAMBoston Beer Co IncCL A321$32.8 萬<0.1%歷史
EPRTEssential Properties Realty Trust, Inc.COM11,992$32.4 萬<0.1%歷史
CODICompass Diversified HoldingsSH BEN INT12,580$32.1 萬<0.1%歷史
LWLamb Weston Holdings, Inc.Stock3,884$31.3 萬<0.1%歷史
ETF Ser Solutions26922A230HOYA CAP HOUSI7,741$31.1 萬<0.1%–
TWSTTwist Bioscience CorpCOM2,280$30.4 萬<0.1%歷史
SASRSandy Spring Bancorp IncCOM6,829$30.1 萬<0.1%歷史
APPSDigital Turbine, Inc.COM NEW3,933$29.9 萬<0.1%歷史
ALEAllete IncCOM NEW4,124$28.9 萬<0.1%歷史
Direxion Shs ETF Tr25460G732MOONSHOT INNOVAT7,732$28.3 萬<0.1%–
CPBCAMPBELL'S CoCOM6,105$27.8 萬<0.1%歷史
HOGHarley-Davidson, Inc.COM6,052$27.7 萬<0.1%歷史
CHDChurch & Dwight Co IncCOM3,176$27.1 萬<0.1%歷史
KNOPKNOT Offshore Partners LPCOM UNITS13,484$26.9 萬<0.1%歷史
EAElectronic Arts Inc.COM1,732$24.9 萬<0.1%歷史
WisdomTree Tr97717W406US AI ENHANCED2,454$23.9 萬<0.1%–
ASBAssociated Banc-CorpCOM11,237$23.0 萬<0.1%歷史
Global X FDS37954Y624AUTONMOUS EV ETF8,115$23.0 萬<0.1%–
TLSTelos CorpCOM6,626$22.5 萬<0.1%歷史