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Livermore
Livermore
中文EN

Private Advisor Group, LLC

SEC CIK
0001567755
最新申報
2026/7/27

2021 年第 4 季持倉

持倉截至 2021/12/31，2022/2/10 申報。只含多頭部位，變化是跟 2021 年第 3 季比股數。

機構總覽
持股檔數
2,108
較 2021 年第 3 季 +103
總值
$133.2 億
較 2021 年第 3 季 −$24.1 億 (−15.3%)
申報日
2022/2/10
SEC
Private Advisor Group, LLC 在 2021 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
PTENPatterson Uti Energy IncCOM12,783$10.8 萬<0.1%−13,667−51.7%減碼歷史
OISOil States International, IncCOM21,972$10.9 萬<0.1%−6,868−23.8%減碼歷史
KOSKosmos Energy Ltd.COM31,482$10.9 萬<0.1%−5,986−16.0%減碼歷史
GANGAN LtdORD SHS11,857$10.9 萬<0.1%−1,620−12.0%減碼歷史
JFRNuveen Floating Rate Income FundCOM10,809$11.0 萬<0.1%+52+0.5%加碼歷史
OSUROrasure Technologies IncCOM12,654$11.0 萬<0.1%−38,668−75.3%減碼歷史
SMMSalient Midstream & MLP FundSH BEN INT16,326$11.0 萬<0.1%−28,260−63.4%減碼歷史
NYMXFNymox Pharmaceutical CorpCOM85,100$11.1 萬<0.1%−85,100−50.0%減碼歷史
NCNANuCana plcSPONSORED ADR47,050$11.2 萬<0.1%+47,050新進歷史
SRNESorrento Therapeutics, Inc.COM NEW24,055$11.2 萬<0.1%−12,745−34.6%減碼歷史
BFLYButterfly Network, Inc.COM CL A16,779$11.3 萬<0.1%+16,779新進歷史
FRBKRepublic First Bancorp IncCOM30,740$11.4 萬<0.1%00.0%不變歷史
LYGLloyds Banking Group plcSPONSORED ADR45,339$11.5 萬<0.1%−34,030−42.9%減碼歷史
FATFat Brands, IncCOM10,928$11.6 萬<0.1%−10,928−50.0%減碼歷史
HROWHarrow, Inc.COM13,683$11.8 萬<0.1%+172+1.3%加碼歷史
REALTheRealReal, Inc.COM10,160$11.8 萬<0.1%+10,160新進歷史
PFNPIMCO Income Strategy Fund IICOM12,422$11.9 萬<0.1%00.0%不變歷史
ASXASE Technology Holding Co., Ltd.SPONSORED ADS15,283$12.0 萬<0.1%−14,346−48.4%減碼歷史
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS15,147$12.1 萬<0.1%−1,195−7.3%減碼歷史
GLADGladstone Capital CorpCOM10,483$12.1 萬<0.1%00.0%不變歷史
SCYXScynexis IncCOM NEW20,000$12.2 萬<0.1%−20,000−50.0%減碼歷史
MFGMizuho Financial Group IncSPONSORED ADR49,300$12.6 萬<0.1%−49,834−50.3%減碼歷史
TELLTellurian Inc.COM41,099$12.7 萬<0.1%+7,576+22.6%加碼歷史
MVISMicrovision, Inc.COM NEW25,480$12.8 萬<0.1%−25,125−49.6%減碼歷史
XFLTXAI Floating Rate & Alternative Income TrustCOM14,773$13.2 萬<0.1%+3,437+30.3%加碼歷史
MNKDMannkind CorpCOM NEW30,560$13.4 萬<0.1%+20,488+203.4%加碼歷史
AIOTPowerfleet, Inc.COM28,477$13.5 萬<0.1%−3,006−9.5%減碼歷史
WIAWestern Asset Inflation-Linked Income FundCOM SH BEN INT10,390$13.8 萬<0.1%00.0%不變歷史
Nuveen CR Opportunities 202267075U102COM17,375$14.1 萬<0.1%00.0%不變–
RKTRocket Companies, Inc.Stock10,136$14.2 萬<0.1%+10,136新進歷史
CRONCronos Group Inc.COM36,156$14.2 萬<0.1%−46−0.1%減碼歷史
SEVNSeven Hills Realty TrustCOM13,800$14.3 萬<0.1%+13,800新進歷史
KMFKayne Anderson NextGen Energy & Infrastructure, Inc.COM20,150$14.5 萬<0.1%−12,650−38.6%減碼歷史
ProShares Tr74347B714SHORT QQQ NEW13,450$14.5 萬<0.1%+13,450新進–
MYIBlackRock Muniyield Quality Fund III, Inc.COM10,150$15.0 萬<0.1%+10,150新進歷史
NPKINPK International Inc.COM SHS51,527$15.1 萬<0.1%−40,985−44.3%減碼歷史
CFFNCapitol Federal Financial, Inc.COM13,310$15.1 萬<0.1%−405−3.0%減碼歷史
MTNBMatinas BioPharma Holdings, Inc.COM149,941$15.1 萬<0.1%−70,991−32.1%減碼歷史
BRMKBroadmark Realty Capital Inc.COM16,183$15.2 萬<0.1%−13,554−45.6%減碼歷史
BTGB2GOLD CorpCOM38,825$15.3 萬<0.1%+28,599+279.7%加碼歷史
MFLBlackRock Muniholdings Investment Quality FundCOM10,398$15.5 萬<0.1%+10,398新進歷史
MHNBlackRock Muniholdings New York Quality Fund, Inc.COM10,950$15.6 萬<0.1%−1,650−13.1%減碼歷史
PGENPrecigen, Inc.COM43,091$16.0 萬<0.1%+20,236+88.5%加碼歷史
DBDeutsche Bank AktiengesellschaftNAMEN AKT12,881$16.1 萬<0.1%+10.0%加碼歷史
DVAXDynavax Technologies CorpCOM NEW11,472$16.1 萬<0.1%+11,472新進歷史
SANBanco Santander, S.A.ADR49,259$16.2 萬<0.1%−26,281−34.8%減碼歷史
QIPTQuipt Home Medical Corp.COM28,988$16.3 萬<0.1%+345+1.2%加碼歷史
Crescent PT Energy Corp22576C101COM30,950$16.6 萬<0.1%−37,298−54.7%減碼–
CGENCompugen LtdORD38,850$16.7 萬<0.1%−4,500−10.4%減碼歷史
Lux Health Tech Acquisition55068A100COM CL A17,000$16.7 萬<0.1%−500−2.9%減碼–
AIVApartment Investment & Management CoCL A21,770$16.8 萬<0.1%−21,232−49.4%減碼歷史
ACBAurora Cannabis IncCOM30,985$16.8 萬<0.1%+8,956+40.7%加碼歷史
OXLCOxford Lane Capital Corp.COM21,923$16.9 萬<0.1%+7,514+52.1%加碼歷史
BCSBarclays PLCADR16,530$17.1 萬<0.1%−14,327−46.4%減碼歷史
FNBFNB CorpCOM14,181$17.2 萬<0.1%+94+0.7%加碼歷史
NBWNeuberger Berman California Municipal Fund Inc.COM12,275$17.2 萬<0.1%00.0%不變歷史
NMRNomura Holdings IncSPONSORED ADR40,068$17.3 萬<0.1%−37,518−48.4%減碼歷史
GRXGabelli Healthcare & WellnessRx TrustSHS12,738$17.3 萬<0.1%+12,738新進歷史
IGRCbre Global Real Estate Income FundCOM17,735$17.4 萬<0.1%+1,430+8.8%加碼歷史
FBPFirst BancorpCOM NEW12,697$17.5 萬<0.1%+12,697新進歷史
INGING Groep NVSPONSORED ADR12,713$17.7 萬<0.1%+12,713新進歷史
VLYValley National BancorpCOM12,859$17.7 萬<0.1%00.0%不變歷史
GAPGap IncCOM10,101$17.8 萬<0.1%+975+10.7%加碼歷史
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT10,487$17.9 萬<0.1%00.0%不變歷史
EIMEaton Vance Municipal Bond FundCOM13,252$18.0 萬<0.1%+1,281+10.7%加碼歷史
AGIAlamos Gold IncStock23,591$18.2 萬<0.1%−16,018−40.4%減碼歷史
ORMPOramed Pharmaceuticals Inc.COM NEW12,752$18.2 萬<0.1%+575+4.7%加碼歷史
QSIQuantum-Si IncCOM CL A23,385$18.4 萬<0.1%−17,135−42.3%減碼歷史
ECATBlackRock ESG Capital Allocation Term TrustSHS BEN INT10,000$18.7 萬<0.1%+10,000新進歷史
GCVGabelli Convertible & Income Securities Fund IncCOM27,200$18.7 萬<0.1%+3,000+12.4%加碼歷史
NPCTNuveen Core Plus Impact FundCOM BEN INT10,330$18.9 萬<0.1%+10,330新進歷史
NUVNuveen Municipal Value Fund IncCOM18,319$19.0 萬<0.1%+73+0.4%加碼歷史
NXDTNexpoint Diversified Real Estate TrustCOM NEW14,027$19.0 萬<0.1%+14,027新進歷史
MCWMister Car Wash, Inc.COM10,431$19.0 萬<0.1%+57+0.5%加碼歷史
PFOFlaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INCCOM15,003$19.1 萬<0.1%+3,318+28.4%加碼歷史
AWFAlliancebernstein Global High Income Fund IncCOM15,863$19.2 萬<0.1%+15,863新進歷史
GGZGabelli Global Small & Mid Cap Value TrustCOM12,140$19.3 萬<0.1%−9,100−42.8%減碼歷史
MNDTMandiant, Inc.Stock11,094$19.5 萬<0.1%+750+7.3%加碼歷史
CNHCNH Industrial N.V.SHS10,086$19.6 萬<0.1%00.0%不變歷史
FUBOFuboTV Inc.COM12,783$19.8 萬<0.1%+12,783新進歷史
THWabrdn World Healthcare FundBEN INT SHS12,229$19.9 萬<0.1%+12,229新進歷史
VanEck ETF Trust92189F429PREFERRED SECURT9,129$20.0 萬<0.1%+9,129新進–
iShares Tr464287713US TELECOM ETF6,122$20.1 萬<0.1%−1,555−20.3%減碼–
SAFESafehold Inc.COM2,522$20.1 萬<0.1%−3,128−55.4%減碼歷史
HEHawaiian Electric Industries IncCOM4,872$20.2 萬<0.1%+4,872新進歷史
GXOGXO Logistics, Inc.Stock2,230$20.3 萬<0.1%+2,230新進歷史
ProShares Tr74347X633ULTRA FNCLS NEW3,000$20.3 萬<0.1%+3,000新進–
BINIBollinger Innovations, Inc.COMMON STOCK38,755$20.3 萬<0.1%+38,755新進歷史
Cornerstone Building Brands, Inc.21925D109COM11,688$20.4 萬<0.1%−876−7.0%減碼–
Flagstar Bank, National Association649445103COM16,747$20.4 萬<0.1%−50−0.3%減碼–
ALLEAllegion plcORD SHS1,546$20.5 萬<0.1%+1,546新進歷史
SPSCSPS Commerce IncCOM1,440$20.5 萬<0.1%−1,516−51.3%減碼歷史
BBTBeacon Financial CorpCOM7,195$20.5 萬<0.1%−3,594−33.3%減碼歷史
SHAKShake Shack Inc.CL A2,834$20.5 萬<0.1%+174+6.5%加碼歷史
STFCState Auto Financial CORPCOM3,966$20.5 萬<0.1%−3,942−49.8%減碼歷史
TTECTTEC Holdings, Inc.COM2,277$20.6 萬<0.1%−59−2.5%減碼歷史
XIFRXPLR Infrastructure, LPCOM UNIT PART IN2,442$20.6 萬<0.1%+2,442新進歷史
ENVEnvestnet, Inc.COM2,595$20.6 萬<0.1%−75−2.8%減碼歷史
iShares Tr464287184CHINA LG-CAP ETF5,671$20.7 萬<0.1%−34,564−85.9%減碼–
Kraneshares Tr500767827ELEC VEH FUTUR4,426$20.7 萬<0.1%+4,426新進–

選擇權（33 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

Private Advisor Group, LLC 在 2021 年第 4 季的選擇權部位
證券類別賣權買權
SLViShares Silver TrustETF–$1,284 萬
Invesco QQQ Trust Series I46090E103ETF$53.9 萬–
PYPLPayPal Holdings, Inc.Stock–$48.1 萬
TSLATesla, Inc.Stock$27.6 萬–
WFCWells Fargo & CompanyStock–$24.1 萬
AAPLApple Inc.Stock$12.2 萬$1.70 萬
ARK Innovation ETF00214Q104ETF$12.9 萬$0
VanEck ETF Trust92189F106GOLD MINERS ETF–$7.90 萬
MSFTMicrosoft CorpStock$6.10 萬–
MSCIMSCI Inc.Stock$5.50 萬–
BFXBowflex Inc.COM–$5.40 萬
SPYSPDR S&P 500 ETF TrustETF$4.50 萬–
ProShares Tr74348A210SHRT RUSSELL2000$4.50 萬–
PENNPENN Entertainment, Inc.COM–$3.80 萬
DDOGDatadog, Inc.CL A COM–$3.00 萬
VanEck Semiconductor ETF92189F676ETF$2.80 萬–
AMDAdvanced Micro Devices IncStock$1.30 萬$1.30 萬
NVDANVIDIA CorpStock$2.50 萬–
ZZillow Group, Inc.CL C CAP STK–$2.40 萬
Advisorshares Tr00768Y453PURE US CANN ETF–$2.30 萬
SSRMSSR Mining Inc.Stock–$1.70 萬
INTCIntel CorpStock–$1.40 萬
FFord Motor CoStock–$1.30 萬
SCHWSchwab Charles CorpStock–$9,000
CRWDCrowdStrike Holdings, Inc.Stock–$7,000
BNYBank of New York Mellon CorpStock–$6,000
EPDEnterprise Products Partners L.P.Stock–$4,000
METAMeta Platforms, Inc.Stock–$4,000
ENBEnbridge IncStock–$4,000
ATVIActivision Blizzard, Inc.COM–$4,000
VRTVertiv Holdings CoCOM CL A–$2,000
PCTPureCycle Technologies, Inc.COM–$1,000
INFIInfinity Pharmaceuticals, Inc.COM–$1,000

2021 年第 3 季之後清倉（96 檔）

2021 年第 3 季季末還持有、這份申報已經沒有的部位。

Private Advisor Group, LLC 在 2021 年第 3 季之後清倉的部位
證券類別2021 年第 3 季股數2021 年第 3 季市值2021 年第 3 季佔組合 %紀錄
iShares Tr46435G789IBONDS DEC2021213,659$546.5 萬<0.1%–
BSCLBILI Social International, Inc.BULSHS 2021 CB212,929$449.1 萬<0.1%歷史
iShares Tr46434VBK5IBONDS DEC21 ETF170,603$422.0 萬<0.1%–
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS162,105$342.5 萬<0.1%歷史
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund97,330$223.8 萬<0.1%–
Abrdn ETFs003261104BBRG ALL COMD K176,484$214.6 萬<0.1%–
VanEck Vectors ETF Tr92189F403RUSSIA ETF54,907$166.5 萬<0.1%–
iShares Inc464286814MSCI NETHERL ETF28,598$140.8 萬<0.1%–
iShares Inc464286624MSCI THAILND ETF18,374$137.0 萬<0.1%–
iShares Inc464286509MSCI CDA ETF36,957$134.1 萬<0.1%–
DECKDeckers Outdoor CorpCOM3,613$130.1 萬<0.1%歷史
ETF Managers Tr26924G102PRIME JUNIR SLVR106,036$125.3 萬<0.1%–
MORNMorningstar, Inc.COM4,512$116.9 萬<0.1%歷史
KSUKansas City SouthernCOM NEW4,281$115.7 萬<0.1%歷史
SESea LtdSPONSORD ADS2,982$95.0 萬<0.1%歷史
Global X FDS37954Y467E COMMERCE ETF27,174$82.0 萬<0.1%–
LEOBNY Mellon Strategic Municipals, Inc.COM86,798$75.6 萬<0.1%歷史
APPSDigital Turbine, Inc.COM NEW9,295$63.8 萬<0.1%歷史
OBTOrange County Bancorp, Inc.COM18,000$63.2 萬<0.1%歷史
EMEEMCOR Group, Inc.Stock5,276$60.9 萬<0.1%歷史
FLFoot Locker, Inc.COM12,792$58.4 萬<0.1%歷史
ProShares Tr74347R206PSHS ULTRA QQQ7,850$57.2 萬<0.1%–
TLSTelos CorpCOM19,860$56.4 萬<0.1%歷史
XECCimarex Energy CoCOM6,343$55.4 萬<0.1%歷史
VTAInvesco Dynamic Credit Opportunities FundCOM45,687$53.4 萬<0.1%歷史
AEOAmerican Eagle Outfitters IncCOM20,678$53.3 萬<0.1%歷史
DJPBarclays Bank PLCDJUBS CMDT ETN3617,806$52.1 萬<0.1%歷史
XLRNAcceleron Pharma IncCOM2,974$51.2 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F862FT VEST US EQT13,926$50.8 萬<0.1%–
SPDR Series Trust78464A714ST STR SP RETAIL5,542$50.1 萬<0.1%–
CVNACarvana Co.CL A1,600$48.2 萬<0.1%歷史
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF9,135$47.8 萬<0.1%–
MSONMisonix IncCOM18,500$46.8 萬<0.1%歷史
WKHSWorkhorse Group Inc.COM NEW58,773$45.0 萬<0.1%歷史
Dimensional ETF Trust25434V104US CORE EQT MKT14,482$43.6 萬<0.1%–
KLICKulicke & Soffa Industries IncCOM7,441$43.4 萬<0.1%歷史
COUPCoupa Software IncCOM1,961$43.0 萬<0.1%歷史
CXPColumbia Property Trust, Inc.COM NEW22,474$42.7 萬<0.1%歷史
COLBColumbia Banking System, Inc.COM11,200$42.6 萬<0.1%歷史
GDRXGoodRx Holdings, Inc.COM CL A9,915$40.7 萬<0.1%歷史
VXXBarclays Bank PLCETF14,510$40.4 萬<0.1%歷史
RNGRingCentral, Inc.CL A1,855$40.3 萬<0.1%歷史
RMR Mortgage Tr76970B101COM36,600$37.8 萬<0.1%–
LMNDLemonade, Inc.Stock5,459$36.6 萬<0.1%歷史
Invesco Exch TRD SLF Idx FD46138J569BULSHS 2021 MUNI13,465$34.0 萬<0.1%–
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY5,011$33.0 萬<0.1%–
Nuveen Diversified Divid & I6706EP105COM31,800$32.9 萬<0.1%–
Credit Suisse AG Nassau BRH22542D423LG CAP GRTH ENH464$32.6 萬<0.1%–
APAMArtisan Partners Asset Management Inc.CL A6,581$32.2 萬<0.1%歷史
PFLTPennantPark Floating Rate Capital Ltd.COM23,809$30.5 萬<0.1%歷史
ROICRetail Opportunity Investments CorpCOM16,496$28.7 萬<0.1%歷史
First Tr Exchange-Traded FD33736G106GBL WND ENRG ETF13,577$28.4 萬<0.1%–
EDITEditas Medicine, Inc.COM6,296$25.9 萬<0.1%歷史
Nushares ETF Tr67092P854ESG HI TLD CRP10,173$25.1 萬<0.1%–
WENWendy's CoStock11,508$25.0 萬<0.1%歷史
DBLDoubleLine Opportunistic Credit FundCOM12,439$24.5 萬<0.1%歷史
First Tr Exch Traded FD III33739P830SHRT DUR MNG MUN11,402$23.8 萬<0.1%–
GRWGGrowGeneration Corp.COM9,660$23.8 萬<0.1%歷史
CoreSite Realty Corp21870Q105COM1,632$22.6 萬<0.1%–
FVRRFiverr International Ltd.ORD SHS1,230$22.5 萬<0.1%歷史
WisdomTree Tr97717W208US HIGH DIVIDEND2,832$21.8 萬<0.1%–
JPMorgan Chase & Co46625H365ALERIAN ML ETN11,959$21.7 萬<0.1%–
TUTelus CorpCOM9,837$21.6 萬<0.1%歷史
CANGCango Inc.ADS53,000$21.3 萬<0.1%歷史
INMDInMode Ltd.SHS1,324$21.1 萬<0.1%歷史
VERVEREIT, Inc.COM4,653$21.0 萬<0.1%歷史
iShares Tr464288562RESIDENTIAL MULT2,418$20.7 萬<0.1%–
First Tr Exchng Traded FD VI33740F706EQTCOMPAS TACT9,570$20.5 萬<0.1%–
CHMGChemung Financial CorpCOM4,485$20.3 萬<0.1%歷史
ENLCEnLink Midstream, LLCCOM UNIT REP LTD29,794$20.3 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E545MSCI GBL TIMBR5,623$20.3 萬<0.1%–
AVNWAviat Networks, Inc.COM NEW6,110$20.1 萬<0.1%歷史
UAUnder Armour, Inc.CL C10,498$18.4 萬<0.1%歷史
SBRASabra Health Care REIT, Inc.REIT12,095$17.8 萬<0.1%歷史
FSMFortuna Mining Corp.COM45,256$17.8 萬<0.1%歷史
DHTDHT Holdings, Inc.SHS NEW26,655$17.4 萬<0.1%歷史
AQNAlgonquin Power & Utilities Corp.COM11,052$16.2 萬<0.1%歷史
AMRSAmyris, Inc.COM NEW11,700$16.1 萬<0.1%歷史
APRNBlue Apron Holdings, Inc.CL A NEW21,400$15.8 萬<0.1%歷史
RPAIRetail Properties of America, Inc.CL A11,189$14.4 萬<0.1%歷史
RESRPC IncCOM28,223$13.8 萬<0.1%歷史
NKLANikola CorpCOM10,481$11.2 萬<0.1%歷史
MEHCQChrome Holding Co.CLASS A COM12,250$11.1 萬<0.1%歷史
HumanCo Acquisition Corp.44487N208UNIT 12/08/202310,000$10.2 萬<0.1%–
CMUMFS High Yield Municipal TrustSH BEN INT18,785$8.60 萬<0.1%歷史
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM10,418$8.30 萬<0.1%歷史
APPHAppHarvest, Inc.COM12,477$8.10 萬<0.1%歷史
UWMCUWM Holdings CorpCOM CL A10,563$7.30 萬<0.1%歷史
Maverix Metals Inc57776F405COM NEW16,000$7.20 萬<0.1%–
MCFContango Oil & Gas CoCOM NEW14,012$6.40 萬<0.1%歷史
Camber Energy Inc13200M508COM14,600$5.60 萬<0.1%–
ELOXEloxx Pharmaceuticals, Inc.COM32,510$5.20 萬<0.1%歷史
ATHXAthersys, IncCOM29,860$4.10 萬<0.1%歷史
RIGLRigel Pharmaceuticals IncCOM NEW10,000$3.60 萬<0.1%歷史
Naked Brand Group LimitedQ6519T117SHS NEW29,417$2.10 萬<0.1%–
Advaxis Inc007624307COM NEW17,046$9,000<0.1%–