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Livermore
Livermore
中文EN

Private Advisor Group, LLC

SEC CIK
0001567755
最新申報
2026/7/27

2021 年第 4 季持倉

持倉截至 2021/12/31，2022/2/10 申報。只含多頭部位，變化是跟 2021 年第 3 季比股數。

機構總覽
持股檔數
2,108
較 2021 年第 3 季 +103
總值
$133.2 億
較 2021 年第 3 季 −$24.1 億 (−15.3%)
申報日
2022/2/10
SEC
Private Advisor Group, LLC 在 2021 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
Bristol Myers Squibb Co110122140RIGHT 12/30/203015,000$3,000<0.1%−15,000−50.0%減碼–
BFXBowflex Inc.COM753$5,000<0.1%−873−53.7%減碼歷史
AMPEAmpio Pharmaceuticals, Inc.COM10,000$6,000<0.1%−500−4.8%減碼歷史
SNMPEvolve Transition Infrastructure LPCOM UNITS REP B10,000$6,000<0.1%00.0%不變歷史
TYMETyme Technologies, Inc.COM10,000$6,000<0.1%+10,000新進歷史
Eros STX Global CorporationG3788M114SHS NEW26,702$6,000<0.1%+26,702新進–
PTNPalatin Technologies IncCOM PAR $ .0114,707$7,000<0.1%−14,040−48.8%減碼歷史
CARMCarisma Therapeutics Inc.COM10,000$8,000<0.1%00.0%不變歷史
NMTR9 Meters Biopharma, Inc.COM10,000$1.00 萬<0.1%00.0%不變歷史
Prospect Cap Corp74348TAR3NOTE 4.950% 7/1–$1.10 萬<0.1%–––
Hexo Corp428304307COM NEW19,760$1.40 萬<0.1%+6,610+50.3%加碼–
Prospect Cap Corp74348TAT9NOTE 6.375% 3/0–$1.40 萬<0.1%–新進–
Otonomo Technologies Ltd.M7571L111*W EXP 08/13/20242,500$1.40 萬<0.1%+12,000+39.3%加碼–
Longview Acquisition Corp. II54319Q113*W EXP 99/99/99917,216$1.50 萬<0.1%−17,216−50.0%減碼–
TOONKartoon Studios, Inc.COM15,205$1.60 萬<0.1%+950+6.7%加碼歷史
IBIOiBio, Inc.COM NEW31,326$1.70 萬<0.1%+14,751+89.0%加碼歷史
ATOSAtossa Therapeutics, Inc.COM11,205$1.80 萬<0.1%00.0%不變歷史
SNDLSNDL Inc.COM34,899$2.00 萬<0.1%+1,575+4.7%加碼歷史
MUXMcEwen Inc.COM24,200$2.10 萬<0.1%+8,000+49.4%加碼歷史
OIGOrion180 Insurance Group Inc.COM10,220$2.20 萬<0.1%+10,220新進歷史
EVGNEvogene Ltd.SHS14,013$2.30 萬<0.1%−500−3.4%減碼歷史
STEXStreamex Corp.COM NEW11,870$2.60 萬<0.1%−450−3.7%減碼歷史
DRRXDurect CorpCOM26,608$2.60 萬<0.1%−6,058−18.5%減碼歷史
SOLOElectrameccanica Vehicles Corp.COM NEW11,335$2.60 萬<0.1%+11,335新進歷史
AWHLAspira Women's Health Inc.COM15,094$2.70 萬<0.1%+15,094新進歷史
PRETQPennsylvania Real Estate Investment TrustSH BEN INT26,533$2.70 萬<0.1%00.0%不變歷史
BIORBiora Therapeutics, Inc.COM13,169$2.80 萬<0.1%+13,169新進歷史
Predictive Oncology Inc74039M200COM NEW31,805$3.00 萬<0.1%00.0%不變–
XXII22nd Century Group, Inc.COM10,500$3.20 萬<0.1%+10,500新進歷史
BDSIBiodelivery Sciences International IncCOM10,800$3.30 萬<0.1%00.0%不變歷史
CYPHCypherpunk Technologies Inc.COM11,000$3.60 萬<0.1%+11,000新進歷史
DFTXDefinium Therapeutics, Inc.COM25,710$3.60 萬<0.1%−34,794−57.5%減碼歷史
SCORComscore, Inc.COM11,013$3.70 萬<0.1%−11,129−50.3%減碼歷史
TRUETrueCar, Inc.COM11,012$3.70 萬<0.1%−9,026−45.0%減碼歷史
PALIPalisade Bio, Inc.COM28,500$3.70 萬<0.1%+4,949+21.0%加碼歷史
BNGOBionano Genomics, Inc.COM12,650$3.80 萬<0.1%+350+2.8%加碼歷史
New Gold Inc Cda644535106COM25,500$3.80 萬<0.1%−27,700−52.1%減碼–
SEACSeachange International IncCOM25,169$4.00 萬<0.1%−55,799−68.9%減碼歷史
XWELXWELL, Inc.COM20,021$4.00 萬<0.1%−10,021−33.4%減碼歷史
Theravance Inc88338TAB0NOTE 2.125% 1/1–$4.40 萬<0.1%–新進–
VLDRVelodyne Lidar, Inc.COM10,019$4.60 萬<0.1%+10,019新進歷史
IDID Auto, Inc.COM CL A20,000$4.80 萬<0.1%+20,000新進歷史
PSFEPaysafe LtdORD12,389$4.80 萬<0.1%+12,389新進歷史
SNFIStark Novus Financial Inc.COM CL A14,665$5.10 萬<0.1%−65,560−81.7%減碼歷史
AUDAudacy, Inc.COM20,062$5.20 萬<0.1%00.0%不變歷史
TCRRTCR2 Therapeutics Inc.COM11,023$5.20 萬<0.1%+11,023新進歷史
PAVMPAVmed Inc.COM22,608$5.60 萬<0.1%−6,735−23.0%減碼歷史
SABASaba Capital Income & Opportunities Fund IICOM11,392$5.90 萬<0.1%+11,392新進歷史
INVZInnoviz Technologies Ltd.SHS10,000$6.30 萬<0.1%+10,000新進歷史
DUOTDuos Technologies Group, Inc.COM12,350$6.30 萬<0.1%+12,350新進歷史
AGFSAgroFresh Solutions, Inc.COM31,864$6.30 萬<0.1%00.0%不變歷史
CTXRCitius Pharmaceuticals, Inc.COM NEW40,714$6.30 萬<0.1%00.0%不變歷史
CLSDClearside Biomedical, Inc.COM23,000$6.30 萬<0.1%00.0%不變歷史
PLPlanet Labs PBCCOM CL A10,400$6.40 萬<0.1%+10,400新進歷史
THTarget Hospitality Corp.COM18,807$6.70 萬<0.1%−20,371−52.0%減碼歷史
Global X FDS37954Y426CANNABIS ETF11,775$6.90 萬<0.1%+11,775新進–
BKCCBlackRock Capital Investment CorpCOM17,841$7.10 萬<0.1%00.0%不變歷史
CLNEClean Energy Fuels Corp.COM11,754$7.20 萬<0.1%−4,990−29.8%減碼歷史
Adamas Trust, Inc.649604501COM PAR $.0219,115$7.20 萬<0.1%−12,193−38.9%減碼–
TEITempleton Emerging Markets Income FundCOM10,000$7.30 萬<0.1%−20,400−67.1%減碼歷史
Micro Focus Intl PLC594837403SPON ADR NEW13,135$7.30 萬<0.1%−11,723−47.2%減碼–
INFIInfinity Pharmaceuticals, Inc.COM33,500$7.50 萬<0.1%−17,000−33.7%減碼歷史
PPTFranklin Premier Income TrustSH BEN INT17,869$7.60 萬<0.1%−1,335−7.0%減碼歷史
FCELFuelcell Energy IncCOM14,768$7.70 萬<0.1%−8,138−35.5%減碼歷史
INSGInseego Corp.COM13,139$7.70 萬<0.1%−5,100−28.0%減碼歷史
UPWheels Up Experience Inc.COMMON STOCK16,700$7.70 萬<0.1%+4,900+41.5%加碼歷史
VBIVVBI Vaccines Inc/BCCOM NEW33,565$7.90 萬<0.1%+1,000+3.1%加碼歷史
Perella Weinberg Partners71367G110*W EXP 12/31/20222,316$7.90 萬<0.1%00.0%不變–
Arrival GroupL0423Q108SHS10,800$8.00 萬<0.1%+10,800新進–
SWNSouthwestern Energy CoCOM17,493$8.10 萬<0.1%−14,157−44.7%減碼歷史
NRONeuberger Real Estate Securities Income Fund IncCOM15,521$8.20 萬<0.1%+15,521新進歷史
SURFSurface Oncology, Inc.COM17,245$8.20 萬<0.1%00.0%不變歷史
ZNGAZynga IncCL A12,856$8.20 萬<0.1%−18,554−59.1%減碼歷史
RIGTransocean Ltd.REGISTERED SHS30,817$8.50 萬<0.1%−5,000−14.0%減碼歷史
Transglobe Energy Corp893662106COM28,152$8.50 萬<0.1%−9,081−24.4%減碼–
GUTGabelli Utility TrustCOM10,625$8.80 萬<0.1%00.0%不變歷史
UUUUEnergy Fuels IncCOM NEW11,506$8.80 萬<0.1%+633+5.8%加碼歷史
AEGAegon Ltd.NY REGISTRY SHS17,806$8.80 萬<0.1%−16,670−48.4%減碼歷史
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR15,223$8.90 萬<0.1%−8,787−36.6%減碼歷史
SGMOQSangamo Therapeutics, IncCOM11,766$8.90 萬<0.1%−18,284−60.8%減碼歷史
CRMDCorMedix Inc.COM20,079$9.10 萬<0.1%+1,700+9.2%加碼歷史
KOPNKopin CorpCOM22,358$9.10 萬<0.1%+2,500+12.6%加碼歷史
MMTAberdeen Multi-Market Income FundSH BEN INT14,384$9.20 萬<0.1%00.0%不變歷史
ADILAdial Pharmaceuticals, Inc.COM34,150$9.20 萬<0.1%−1,250−3.5%減碼歷史
NMLNeuberger Energy Infrastructure & Income Fund Inc.COM17,771$9.30 萬<0.1%−2,100−10.6%減碼歷史
PMMFranklin Managed Municipal Income TrustCOM10,752$9.40 萬<0.1%00.0%不變歷史
TELFYTelefonica S ASPONSORED ADR22,168$9.40 萬<0.1%−17,903−44.7%減碼歷史
FTFFranklin Ltd Duration Income TrustCOM10,400$9.50 萬<0.1%00.0%不變歷史
CECOCeco Environmental CorpCOM15,180$9.50 萬<0.1%00.0%不變歷史
MLSSMilestone Scientific Inc.COM NEW45,950$9.50 萬<0.1%−1,150−2.4%減碼歷史
ZVRAZevra Therapeutics, Inc.COM NEW10,926$9.50 萬<0.1%+136+1.3%加碼歷史
HYLNHyliion Holdings Corp.COMMON STOCK15,500$9.60 萬<0.1%+3,000+24.0%加碼歷史
NWGNatWest Group plcSPONS ADR 2 ORD15,805$9.60 萬<0.1%−15,372−49.3%減碼歷史
CXCemex SAB de CVSPON ADR NEW14,428$9.80 萬<0.1%+14,428新進歷史
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY14,666$10.2 萬<0.1%−34,756−70.3%減碼–
BGRBlackRock Energy & Resources TrustCOM10,922$10.4 萬<0.1%+10,922新進歷史
EVGOEVgo Inc.CL A COM10,509$10.4 萬<0.1%+10,509新進歷史
PCTTWPureCycle Technologies, Inc.*W EXP 01/28/20229,162$10.5 萬<0.1%−9,902−25.3%減碼歷史
SENSSenseonics Holdings, Inc.COM40,095$10.7 萬<0.1%−15,249−27.6%減碼歷史
SVMSilvercorp Metals IncCOM28,672$10.8 萬<0.1%−3,132−9.8%減碼歷史

選擇權（33 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

Private Advisor Group, LLC 在 2021 年第 4 季的選擇權部位
證券類別賣權買權
SLViShares Silver TrustETF–$1,284 萬
Invesco QQQ Trust Series I46090E103ETF$53.9 萬–
PYPLPayPal Holdings, Inc.Stock–$48.1 萬
TSLATesla, Inc.Stock$27.6 萬–
WFCWells Fargo & CompanyStock–$24.1 萬
AAPLApple Inc.Stock$12.2 萬$1.70 萬
ARK Innovation ETF00214Q104ETF$12.9 萬$0
VanEck ETF Trust92189F106GOLD MINERS ETF–$7.90 萬
MSFTMicrosoft CorpStock$6.10 萬–
MSCIMSCI Inc.Stock$5.50 萬–
BFXBowflex Inc.COM–$5.40 萬
SPYSPDR S&P 500 ETF TrustETF$4.50 萬–
ProShares Tr74348A210SHRT RUSSELL2000$4.50 萬–
PENNPENN Entertainment, Inc.COM–$3.80 萬
DDOGDatadog, Inc.CL A COM–$3.00 萬
VanEck Semiconductor ETF92189F676ETF$2.80 萬–
AMDAdvanced Micro Devices IncStock$1.30 萬$1.30 萬
NVDANVIDIA CorpStock$2.50 萬–
ZZillow Group, Inc.CL C CAP STK–$2.40 萬
Advisorshares Tr00768Y453PURE US CANN ETF–$2.30 萬
SSRMSSR Mining Inc.Stock–$1.70 萬
INTCIntel CorpStock–$1.40 萬
FFord Motor CoStock–$1.30 萬
SCHWSchwab Charles CorpStock–$9,000
CRWDCrowdStrike Holdings, Inc.Stock–$7,000
BNYBank of New York Mellon CorpStock–$6,000
EPDEnterprise Products Partners L.P.Stock–$4,000
METAMeta Platforms, Inc.Stock–$4,000
ENBEnbridge IncStock–$4,000
ATVIActivision Blizzard, Inc.COM–$4,000
VRTVertiv Holdings CoCOM CL A–$2,000
PCTPureCycle Technologies, Inc.COM–$1,000
INFIInfinity Pharmaceuticals, Inc.COM–$1,000

2021 年第 3 季之後清倉（96 檔）

2021 年第 3 季季末還持有、這份申報已經沒有的部位。

Private Advisor Group, LLC 在 2021 年第 3 季之後清倉的部位
證券類別2021 年第 3 季股數2021 年第 3 季市值2021 年第 3 季佔組合 %紀錄
iShares Tr46435G789IBONDS DEC2021213,659$546.5 萬<0.1%–
BSCLBILI Social International, Inc.BULSHS 2021 CB212,929$449.1 萬<0.1%歷史
iShares Tr46434VBK5IBONDS DEC21 ETF170,603$422.0 萬<0.1%–
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS162,105$342.5 萬<0.1%歷史
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund97,330$223.8 萬<0.1%–
Abrdn ETFs003261104BBRG ALL COMD K176,484$214.6 萬<0.1%–
VanEck Vectors ETF Tr92189F403RUSSIA ETF54,907$166.5 萬<0.1%–
iShares Inc464286814MSCI NETHERL ETF28,598$140.8 萬<0.1%–
iShares Inc464286624MSCI THAILND ETF18,374$137.0 萬<0.1%–
iShares Inc464286509MSCI CDA ETF36,957$134.1 萬<0.1%–
DECKDeckers Outdoor CorpCOM3,613$130.1 萬<0.1%歷史
ETF Managers Tr26924G102PRIME JUNIR SLVR106,036$125.3 萬<0.1%–
MORNMorningstar, Inc.COM4,512$116.9 萬<0.1%歷史
KSUKansas City SouthernCOM NEW4,281$115.7 萬<0.1%歷史
SESea LtdSPONSORD ADS2,982$95.0 萬<0.1%歷史
Global X FDS37954Y467E COMMERCE ETF27,174$82.0 萬<0.1%–
LEOBNY Mellon Strategic Municipals, Inc.COM86,798$75.6 萬<0.1%歷史
APPSDigital Turbine, Inc.COM NEW9,295$63.8 萬<0.1%歷史
OBTOrange County Bancorp, Inc.COM18,000$63.2 萬<0.1%歷史
EMEEMCOR Group, Inc.Stock5,276$60.9 萬<0.1%歷史
FLFoot Locker, Inc.COM12,792$58.4 萬<0.1%歷史
ProShares Tr74347R206PSHS ULTRA QQQ7,850$57.2 萬<0.1%–
TLSTelos CorpCOM19,860$56.4 萬<0.1%歷史
XECCimarex Energy CoCOM6,343$55.4 萬<0.1%歷史
VTAInvesco Dynamic Credit Opportunities FundCOM45,687$53.4 萬<0.1%歷史
AEOAmerican Eagle Outfitters IncCOM20,678$53.3 萬<0.1%歷史
DJPBarclays Bank PLCDJUBS CMDT ETN3617,806$52.1 萬<0.1%歷史
XLRNAcceleron Pharma IncCOM2,974$51.2 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F862FT VEST US EQT13,926$50.8 萬<0.1%–
SPDR Series Trust78464A714ST STR SP RETAIL5,542$50.1 萬<0.1%–
CVNACarvana Co.CL A1,600$48.2 萬<0.1%歷史
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF9,135$47.8 萬<0.1%–
MSONMisonix IncCOM18,500$46.8 萬<0.1%歷史
WKHSWorkhorse Group Inc.COM NEW58,773$45.0 萬<0.1%歷史
Dimensional ETF Trust25434V104US CORE EQT MKT14,482$43.6 萬<0.1%–
KLICKulicke & Soffa Industries IncCOM7,441$43.4 萬<0.1%歷史
COUPCoupa Software IncCOM1,961$43.0 萬<0.1%歷史
CXPColumbia Property Trust, Inc.COM NEW22,474$42.7 萬<0.1%歷史
COLBColumbia Banking System, Inc.COM11,200$42.6 萬<0.1%歷史
GDRXGoodRx Holdings, Inc.COM CL A9,915$40.7 萬<0.1%歷史
VXXBarclays Bank PLCETF14,510$40.4 萬<0.1%歷史
RNGRingCentral, Inc.CL A1,855$40.3 萬<0.1%歷史
RMR Mortgage Tr76970B101COM36,600$37.8 萬<0.1%–
LMNDLemonade, Inc.Stock5,459$36.6 萬<0.1%歷史
Invesco Exch TRD SLF Idx FD46138J569BULSHS 2021 MUNI13,465$34.0 萬<0.1%–
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY5,011$33.0 萬<0.1%–
Nuveen Diversified Divid & I6706EP105COM31,800$32.9 萬<0.1%–
Credit Suisse AG Nassau BRH22542D423LG CAP GRTH ENH464$32.6 萬<0.1%–
APAMArtisan Partners Asset Management Inc.CL A6,581$32.2 萬<0.1%歷史
PFLTPennantPark Floating Rate Capital Ltd.COM23,809$30.5 萬<0.1%歷史
ROICRetail Opportunity Investments CorpCOM16,496$28.7 萬<0.1%歷史
First Tr Exchange-Traded FD33736G106GBL WND ENRG ETF13,577$28.4 萬<0.1%–
EDITEditas Medicine, Inc.COM6,296$25.9 萬<0.1%歷史
Nushares ETF Tr67092P854ESG HI TLD CRP10,173$25.1 萬<0.1%–
WENWendy's CoStock11,508$25.0 萬<0.1%歷史
DBLDoubleLine Opportunistic Credit FundCOM12,439$24.5 萬<0.1%歷史
First Tr Exch Traded FD III33739P830SHRT DUR MNG MUN11,402$23.8 萬<0.1%–
GRWGGrowGeneration Corp.COM9,660$23.8 萬<0.1%歷史
CoreSite Realty Corp21870Q105COM1,632$22.6 萬<0.1%–
FVRRFiverr International Ltd.ORD SHS1,230$22.5 萬<0.1%歷史
WisdomTree Tr97717W208US HIGH DIVIDEND2,832$21.8 萬<0.1%–
JPMorgan Chase & Co46625H365ALERIAN ML ETN11,959$21.7 萬<0.1%–
TUTelus CorpCOM9,837$21.6 萬<0.1%歷史
CANGCango Inc.ADS53,000$21.3 萬<0.1%歷史
INMDInMode Ltd.SHS1,324$21.1 萬<0.1%歷史
VERVEREIT, Inc.COM4,653$21.0 萬<0.1%歷史
iShares Tr464288562RESIDENTIAL MULT2,418$20.7 萬<0.1%–
First Tr Exchng Traded FD VI33740F706EQTCOMPAS TACT9,570$20.5 萬<0.1%–
CHMGChemung Financial CorpCOM4,485$20.3 萬<0.1%歷史
ENLCEnLink Midstream, LLCCOM UNIT REP LTD29,794$20.3 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E545MSCI GBL TIMBR5,623$20.3 萬<0.1%–
AVNWAviat Networks, Inc.COM NEW6,110$20.1 萬<0.1%歷史
UAUnder Armour, Inc.CL C10,498$18.4 萬<0.1%歷史
SBRASabra Health Care REIT, Inc.REIT12,095$17.8 萬<0.1%歷史
FSMFortuna Mining Corp.COM45,256$17.8 萬<0.1%歷史
DHTDHT Holdings, Inc.SHS NEW26,655$17.4 萬<0.1%歷史
AQNAlgonquin Power & Utilities Corp.COM11,052$16.2 萬<0.1%歷史
AMRSAmyris, Inc.COM NEW11,700$16.1 萬<0.1%歷史
APRNBlue Apron Holdings, Inc.CL A NEW21,400$15.8 萬<0.1%歷史
RPAIRetail Properties of America, Inc.CL A11,189$14.4 萬<0.1%歷史
RESRPC IncCOM28,223$13.8 萬<0.1%歷史
NKLANikola CorpCOM10,481$11.2 萬<0.1%歷史
MEHCQChrome Holding Co.CLASS A COM12,250$11.1 萬<0.1%歷史
HumanCo Acquisition Corp.44487N208UNIT 12/08/202310,000$10.2 萬<0.1%–
CMUMFS High Yield Municipal TrustSH BEN INT18,785$8.60 萬<0.1%歷史
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM10,418$8.30 萬<0.1%歷史
APPHAppHarvest, Inc.COM12,477$8.10 萬<0.1%歷史
UWMCUWM Holdings CorpCOM CL A10,563$7.30 萬<0.1%歷史
Maverix Metals Inc57776F405COM NEW16,000$7.20 萬<0.1%–
MCFContango Oil & Gas CoCOM NEW14,012$6.40 萬<0.1%歷史
Camber Energy Inc13200M508COM14,600$5.60 萬<0.1%–
ELOXEloxx Pharmaceuticals, Inc.COM32,510$5.20 萬<0.1%歷史
ATHXAthersys, IncCOM29,860$4.10 萬<0.1%歷史
RIGLRigel Pharmaceuticals IncCOM NEW10,000$3.60 萬<0.1%歷史
Naked Brand Group LimitedQ6519T117SHS NEW29,417$2.10 萬<0.1%–
Advaxis Inc007624307COM NEW17,046$9,000<0.1%–