CWM, LLC

SEC CIK: 0001535847
最新申報: 2026/5/14

SEC 申報列表（在新分頁開啟）

2024 年第 2 季持倉

持倉截至 2024/6/30，2024/7/10 申報。只含多頭部位，變化是跟 2024 年第 1 季比股數。

持股檔數: 4,958; 較 2024 年第 1 季 +201
總值: $212.0 億; 較 2024 年第 1 季 +$6.47 億 (+3.1%)
申報日: 2024/7/10; SEC

CWM, LLC 在 2024 年第 2 季的持倉
證券	類別	股數	市值	佔組合 %	股數變化	動作	紀錄
VERXVertex, Inc.	Stock	12	$0	0.0%	+12	新進	歷史
Fidelity MSCI Materials Index ETF316092881	ETF	10	$0	0.0%	−2,093−99.5%	減碼	–
PAYPaymentus Holdings, Inc.	Stock	8	$0	0.0%	+8	新進	歷史
Siren Nexgen Economy ETF829658202	ETF	10	$0	0.0%	00.0%	不變	–
AOUTAmerican Outdoor Brands, Inc.	COM	40	$0	0.0%	00.0%	不變	歷史
AAOIApplied Optoelectronics, Inc.	COM	9	$0	0.0%	+9	新進	歷史
BEEMBeam Global	COM	18	$0	0.0%	00.0%	不變	歷史
ZYMEZymeworks Inc.	COM	31	$0	0.0%	+24+342.9%	加碼	歷史
MKTWMarketwise, Inc.	COM CL A	388	$0	0.0%	+382+6,366.7%	加碼	歷史
CANCanaan Inc.	SPONSORED ADS	120	$0	0.0%	00.0%	不變	歷史
AEVAAeva Technologies, Inc.	COM NEW	76	$0	0.0%	+76	新進	歷史
iShares Inc464286780	MSCI STH AFR ETF	10	$0	0.0%	00.0%	不變	–
ECEcopetrol S.A.	SPONSORED ADS	22	$0	0.0%	00.0%	不變	歷史
TMQTrilogy Metals Inc.	COM	75	$0	0.0%	00.0%	不變	歷史
Kraneshares Trust500767306	CSI CHI INTERNET	8	$0	0.0%	−100−92.6%	減碼	–
CGONCG Oncology, Inc.	COM	12	$0	0.0%	+12	新進	歷史
SYRESpyre Therapeutics, Inc.	COM NEW	1	$0	0.0%	+1	新進	歷史
PGCPeapack Gladstone Financial Corp	COM	3	$0	0.0%	−45−93.8%	減碼	歷史
EWTXEdgewise Therapeutics, Inc.	COM	5	$0	0.0%	+2+66.7%	加碼	歷史
Innovator ETFs Trust45782C532	US EQTY ULTRA B	8	$0	0.0%	+8	新進	–
TPGTPG Inc.	COM CL A	6	$0	0.0%	+6	新進	歷史
VISNVistance Networks, Inc.	COM	239	$0	0.0%	+212+785.2%	加碼	歷史
SQFTWPresidio Property Trust, Inc.	*W EXP 01/24/202	5,124	$0	0.0%	00.0%	不變	歷史
iShares Inc464286814	MSCI NETHERL ETF	9	$0	0.0%	00.0%	不變	–
CRNXCrinetics Pharmaceuticals, Inc.	COM	11	$0	0.0%	+11	新進	歷史
HROWHarrow, Inc.	COM	6	$0	0.0%	+6	新進	歷史
DYNDyne Therapeutics, Inc.	COM	10	$0	0.0%	+8+400.0%	加碼	歷史
IMRXImmuneering Corp	CLASS A COM	29	$0	0.0%	+27+1,350.0%	加碼	歷史
AXGNAxogen, Inc.	COM	17	$0	0.0%	+17	新進	歷史
Invesco Exch Traded FD Tr II46138E420	RUSEL 1000 EQL	2	$0	0.0%	00.0%	不變	–
KYMRKymera Therapeutics, Inc.	COM	3	$0	0.0%	00.0%	不變	歷史
WisdomTree Tr97717W430	HEDGED HI YLD BD	14	$0	0.0%	+14	新進	–
MMUWestern Asset Managed Municipals Fund Inc.	COM	22	$0	0.0%	+22	新進	歷史
FTSFortis Inc.	COM	9	$0	0.0%	+9	新進	歷史
LFSTLifeStance Health Group, Inc.	COM	37	$0	0.0%	+37	新進	歷史
Aim ETF Products Trust00888H661	ALLIANZIM US EQT	14	$0	0.0%	+14	新進	–
AVAHAveanna Healthcare Holdings, Inc.	COM	73	$0	0.0%	+64+711.1%	加碼	歷史
SNSharkNinja, Inc.	COM SHS	2	$0	0.0%	+2	新進	歷史
FDUSFidus Investment Corp	COM	1	$0	0.0%	00.0%	不變	歷史
Dimensional ETF Trust25434V617	WORLD EQUITY ETF	3	$0	0.0%	+3	新進	–
CPERUnited States Commodity Index Funds Trust	CM REP COPP FD	1	$0	0.0%	−339−99.7%	減碼	歷史
Advisorshares Tr00768Y453	PURE US CANN ETF	20	$0	0.0%	00.0%	不變	–
XMTRXometry, Inc.	CLASS A COM	13	$0	0.0%	−53−80.3%	減碼	歷史
NRGVEnergy Vault Holdings, Inc.	COM	370	$0	0.0%	+178+92.7%	加碼	歷史
ASTSAST SpaceMobile, Inc.	COM CL A	3	$0	0.0%	+3	新進	歷史
REALTheRealReal, Inc.	COM	54	$0	0.0%	00.0%	不變	歷史
Simplify Exchange Traded Fun82889N640	TREASURY OPT INC	7	$0	0.0%	+7	新進	–
APGEApogee Therapeutics, Inc.	COM	10	$0	0.0%	+9+900.0%	加碼	歷史
IBRXImmunityBio, Inc.	COM	13	$0	0.0%	+13	新進	歷史
SVRASavara Inc	COM	8	$0	0.0%	+8	新進	歷史
COGTCogent Biosciences, Inc.	COM	15	$0	0.0%	+15	新進	歷史
CELCCelcuity Inc.	COM	11	$0	0.0%	+8+266.7%	加碼	歷史
VMOInvesco Municipal Opportunity Trust	COM	1	$0	0.0%	−89−98.9%	減碼	歷史
ROIVRoivant Sciences Ltd.	SHS	24	$0	0.0%	+11+84.6%	加碼	歷史
Aim ETF Products Trust00888H877	ALLIANZIM US EQT	6	$0	0.0%	+6	新進	–
Abrdn ETFs003261203	BBRG ALL COMMDY	1	$0	0.0%	00.0%	不變	–
TBLATaboola.com Ltd.	ORD SHS	82	$0	0.0%	+62+310.0%	加碼	歷史
WisdomTree Tr97717W380	INTRST RATE HDGE	6	$0	0.0%	+6	新進	–
XENEXenon Pharmaceuticals Inc.	COM	7	$0	0.0%	+7	新進	歷史
EVLVEvolv Technologies Holdings, Inc.	COM CL A	153	$0	0.0%	−40−20.7%	減碼	歷史
RBBNRibbon Communications Inc.	COM	117	$0	0.0%	+95+431.8%	加碼	歷史
AVKAdvent Convertible & Income Fund	COM	40	$0	0.0%	00.0%	不變	歷史
Procure ETF Trust II74280R205	SPACE ETF	2	$0	0.0%	00.0%	不變	–
TBITrueBlue, Inc.	COM	29	$0	0.0%	+28+2,800.0%	加碼	歷史
VanEck ETF Trust92189F452	MORTGAGE REIT	13	$0	0.0%	00.0%	不變	–
GDYNGrid Dynamics Holdings, Inc.	CL A	19	$0	0.0%	+19	新進	歷史
STGWStagwell Inc	COM CL A	20	$0	0.0%	+19+1,900.0%	加碼	歷史
PPTAPerpetua Resources Corp.	COM	50	$0	0.0%	+43+614.3%	加碼	歷史
Diana Shipping Inc.Y2066G138	*W EXP 12/14/202	415	$0	0.0%	−4−1.0%	減碼	–
iShares U S ETF Tr46431W606	IT RT HDG HGYL	1	$0	0.0%	00.0%	不變	–
AURAurora Innovation, Inc.	CLASS A COM	166	$0	0.0%	+51+44.3%	加碼	歷史
LKFTLakefront Biotherapeutics NV	SPON ADR	8	$0	0.0%	00.0%	不變	歷史
PLCEChildrens Place, Inc.	COM	13	$0	0.0%	+13	新進	歷史
SLNOSoleno Therapeutics Inc	COM	2	$0	0.0%	+2	新進	歷史
FDMT4D Molecular Therapeutics, Inc.	COM	6	$0	0.0%	+6	新進	歷史
MASS908 Devices Inc.	COM	34	$0	0.0%	+34	新進	歷史
ACRSAclaris Therapeutics, Inc.	COM	268	$0	0.0%	+191+248.1%	加碼	歷史
ACRVAcrivon Therapeutics, Inc.	COMMON STOCK	23	$0	0.0%	+20+666.7%	加碼	歷史
ALLOAllogene Therapeutics, Inc.	COM	61	$0	0.0%	+61	新進	歷史
PINEAlpine Income Property Trust, Inc.	COM	20	$0	0.0%	+20	新進	歷史
ALTIAlTi Global, Inc.	CL A	44	$0	0.0%	+41+1,366.7%	加碼	歷史
ABATAmerican Battery Technology Co	COM NEW	67	$0	0.0%	00.0%	不變	歷史
ARLAmerican Realty Investors Inc	COM	23	$0	0.0%	+23	新進	歷史
CRMTAmericas Carmart Inc	COM	8	$0	0.0%	+8	新進	歷史
ASRVAmeriserv Financial Inc	COM	93	$0	0.0%	+1+1.1%	加碼	歷史
AOMRAngel Oak Mortgage REIT, Inc.	COM	15	$0	0.0%	+15	新進	歷史
SPRYARS Pharmaceuticals, Inc.	COM	37	$0	0.0%	+37	新進	歷史
AVIRAtea Pharmaceuticals, Inc.	COM	20	$0	0.0%	+20	新進	歷史
ATOMAtomera Inc	COM	43	$0	0.0%	+39+975.0%	加碼	歷史
BLDPBallard Power Systems Inc.	COM	130	$0	0.0%	−850−86.7%	減碼	歷史
BMEABiomea Fusion, Inc.	COM	19	$0	0.0%	+19	新進	歷史
BTMDbiote Corp.	CLASS A COM	32	$0	0.0%	+29+966.7%	加碼	歷史
BDTXBlack Diamond Therapeutics, Inc.	COM	9	$0	0.0%	00.0%	不變	歷史
BRBSBlue Ridge Bankshares, Inc.	COM	99	$0	0.0%	+1+1.0%	加碼	歷史
BWMNBowman Consulting Group Ltd.	COM	12	$0	0.0%	+9+300.0%	加碼	歷史
RILYBRC Group Holdings, Inc.	COM	17	$0	0.0%	+12+240.0%	加碼	歷史
CABACabaletta Bio, Inc.	COM	5	$0	0.0%	+4+400.0%	加碼	歷史
CDZICadiz Inc	COM NEW	97	$0	0.0%	+97	新進	歷史
BCALCalifornia BanCorp	COM	23	$0	0.0%	+23	新進	歷史
CRBUCaribou Biosciences, Inc.	COM	171	$0	0.0%	+170+17,000.0%	加碼	歷史

選擇權（2 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

CWM, LLC 在 2024 年第 2 季的選擇權部位
證券	類別	賣權	買權
SPYSPDR S&P 500 ETF Trust	ETF	$28.8 萬	$1,154 萬
DOCNDigitalOcean Holdings, Inc.	COM	–	$1,000

2024 年第 1 季之後清倉（157 檔）

2024 年第 1 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔，共 157 檔。

CWM, LLC 在 2024 年第 1 季之後清倉的部位
證券	類別	2024 年第 1 季股數	2024 年第 1 季市值	2024 年第 1 季佔組合 %	紀錄
PXDPioneer Natural Resources Co	COM	9,040	$237.3 萬	<0.1%	歷史
VanEck ETF Trust92189F486	IG FLOA RATE ETF	48,316	$123.3 萬	<0.1%	–
Ea Series Trust02072L375	TBG DIVID FO ETF	23,602	$69.7 萬	<0.1%	–
Columbia ETF Tr I19761L607	MULTI SEC MUNI	32,220	$66.6 萬	<0.1%	–
ETF Managers Tr26924G409	PRIME MOBILE PAY	9,055	$47.7 萬	<0.1%	–
ETF Managers Tr26924G201	PRIME CYBR SCRTY	6,960	$44.6 萬	<0.1%	–
COOCooper Companies, Inc.	COM NEW	3,637	$36.9 萬	<0.1%	歷史
Columbia ETF Tr I19761L300	SUSTANABLE US	7,536	$33.6 萬	<0.1%	–
LBAILakeland Bancorp Inc	COM	17,542	$21.2 萬	<0.1%	歷史
DOORMasonite International Corp	COM	1,494	$19.6 萬	<0.1%	歷史
JPMorgan Chase & Co46625H365	ALERIAN ML ETN	6,535	$18.6 萬	<0.1%	–
OZBelpointe PREP, LLC	UNIT RP LTD LB A	2,520	$15.3 萬	<0.1%	歷史
KAMNKAMAN Corp	COM	2,677	$12.3 萬	<0.1%	歷史
QGENQiagen N.V.	SHS NEW	2,236	$9.60 萬	<0.1%	歷史
iShares Tr464288356	CALIF MUN BD ETF	1,659	$9.50 萬	<0.1%	–
SWAVShockwave Medical, Inc.	COM	273	$8.90 萬	<0.1%	歷史
LAZLazard, Inc.	SHS A	1,969	$8.20 萬	<0.1%	歷史
WNS Hldgs Ltd92932M101	SPON ADR	1,484	$7.50 萬	<0.1%	–
Innovator ETFs Trust45782C565	US EQTY ULTRA BU	1,993	$6.50 萬	<0.1%	–
MDCSekisui House U.S., Inc.	COM	1,000	$6.30 萬	<0.1%	歷史
Fidelity Merrimack STR Tr316188408	LOW DURTIN ETF	1,250	$6.20 萬	<0.1%	–
HPIJohn Hancock Preferred Income Fund	SH BEN INT	3,466	$5.80 萬	<0.1%	歷史
BCATBlackRock Capital Allocation Term Trust	COM	3,500	$5.80 萬	<0.1%	歷史
Fidelity Covington Trust31609A107	ENHANCED LARGE	1,765	$5.20 萬	<0.1%	–
Alps ETF Tr00162Q593	MED BREAKTHGH	1,400	$5.00 萬	<0.1%	–
First Tr Exchange-Traded FD33738D606	LNG DUR OPRTUN	2,303	$4.90 萬	<0.1%	–
CPECallon Petroleum Co	COM	1,254	$4.50 萬	<0.1%	歷史
iShares Tr46436E551	ESG SELECT SCRE	1,066	$4.40 萬	<0.1%	–
Invesco Exchange Traded FD T46137V753	FOOD & BEVERAGE	903	$4.40 萬	<0.1%	–
Investment Managers Ser Tr I46144X107	AXS CHANGE FINAN	1,172	$4.30 萬	<0.1%	–
American Centy ETF Tr025072208	US QUALITY VAL	650	$3.80 萬	<0.1%	–
Fidelity Covington Trust31609A503	ENH MID COR ETF	1,196	$3.70 萬	<0.1%	–
First Tr Energy Income & Gro33738G104	COM	2,210	$3.60 萬	<0.1%	–
Fidelity Covington Trust316092527	SML MID MLTFCT	857	$3.30 萬	<0.1%	–
Aim ETF Products Trust00888H836	US LRG CP BUF10	900	$2.70 萬	<0.1%	–
AELAmerican National Group Inc.	COM	467	$2.60 萬	<0.1%	歷史
Nushares ETF Tr67092P888	NUVEEN ESG EMRGN	852	$2.30 萬	<0.1%	–
EADAllspring Income Opportunities Fund	INC OPPTY FD	3,032	$2.00 萬	<0.1%	歷史
Invesco Exchange Traded FD T46137V118	GBL LISTED PVT	276	$1.80 萬	<0.1%	–
Proshares Ultrapro Short Qqq - US ETP74347G432	Exchange-Traded Fund	1,700	$1.80 萬	<0.1%	–
Natura &CO Hldg S A63884N108	ADS	2,409	$1.70 萬	<0.1%	–
Dimensional ETF Trust25434V823	US REAL ESTA ETF	729	$1.60 萬	<0.1%	–
iShares Inc464286285	JP MRGN EM HI BD	400	$1.50 萬	<0.1%	–
CMBTCmb.tech NV	SHS	847	$1.40 萬	<0.1%	歷史
iShares Tr46429B507	MSCI IRELAND ETF	186	$1.30 萬	<0.1%	–
Vanguard Intl Equity Index F922042866	FTSE PACIFIC ETF	160	$1.20 萬	<0.1%	–
Goldman Sachs ETF Tr381430305	ACTIVEBETA EUR	341	$1.20 萬	<0.1%	–
SPSP Plus Corp	COM	225	$1.20 萬	<0.1%	歷史
Innovator ETFs Trust45782C326	US EQTY BUFR MAY	322	$1.10 萬	<0.1%	–
AFBAlliancebernstein National Municipal Income Fund	COM	1,000	$1.10 萬	<0.1%	歷史
FMNFederated Hermes Premier Municipal Income Fund	COM	1,000	$1.10 萬	<0.1%	歷史
TGBTrekor Metals Ltd	COM	5,000	$1.10 萬	<0.1%	歷史
Aim ETF Products Trust00888H851	US LRGCP B10 NOV	340	$1.00 萬	<0.1%	–
FSMFortuna Mining Corp.	COM	2,673	$1.00 萬	<0.1%	歷史
NSNuStar Energy L.P.	UNIT COM	372	$9,000	<0.1%	歷史
iShares Tr464288794	US BR DEL SE ETF	72	$8,000	<0.1%	–
Harbor ETF Trust41151J109	ARES SYSTEMATIC	156	$7,000	<0.1%	–
RBB FD Inc74933W601	MOTLEY FOL ETF	143	$7,000	<0.1%	–
ETF Managers Tr26924G508	ETFMG ALTR HRVST	1,781	$7,000	<0.1%	–
First Tr MLP & Energy Incom33739B104	COM	700	$7,000	<0.1%	–
UNGUnited States Natural Gas Fund, LP	UNIT PAR	510	$7,000	<0.1%	歷史
First Tr Exchange-Traded FD33739G103	MNGD FUTRS STRGY	118	$6,000	<0.1%	–
MDRXVeradigm Inc.	COM	755	$6,000	<0.1%	歷史
Global X FDS37954Y350	X EMERGING MKT	285	$6,000	<0.1%	–
NMSNuveen Minnesota Quality Municipal Income Fund	SHS	573	$6,000	<0.1%	歷史
IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND	COM	1,064	$6,000	<0.1%	歷史
EGLEEagle Bulk Shipping Inc.	COM	92	$6,000	<0.1%	歷史
RBB FD Inc74933W635	MOTLEY FOOL GBL	184	$6,000	<0.1%	–
Invesco Exch Traded FD Tr II46138E594	KBW PREM YIELD	250	$5,000	<0.1%	–
iShares Tr46435G417	CR 5 10 YR ETF	108	$5,000	<0.1%	–
OIAInvesco Municipal Income Opportunities Trust	COM	830	$5,000	<0.1%	歷史
MPTIM-tron Industries, Inc.	COM	150	$5,000	<0.1%	歷史
CMAXCareMax, Inc.	COM CL A	1,135	$5,000	<0.1%	歷史
Listed FD Tr53656F417	ROUNDHILL BALL	440	$5,000	<0.1%	–
IIMInvesco Value Municipal Income Trust	COM	353	$4,000	<0.1%	歷史
Innovator ETFs Trust45782C664	US EQTY BUF SEP	109	$4,000	<0.1%	–
First Tr Exchange Trad FD VI33740Y101	ALT ABSLT STRG	138	$4,000	<0.1%	–
BWMXBetterware de Mexico, S.A.P.I. de C.V	SHS	180	$4,000	<0.1%	歷史
AGTIAgiliti, Inc.	COM	348	$4,000	<0.1%	歷史
TXTernium S.A.	SPONSORED ADS	61	$3,000	<0.1%	歷史
HESMHess Midstream LP	CL A SHS	73	$3,000	<0.1%	歷史
DACDanaos Corp	SHS	35	$3,000	<0.1%	歷史
NECBNorthEast Community Bancorp, Inc.	COM	216	$3,000	<0.1%	歷史
OTLKOutlook Therapeutics, Inc.	COM NEW	283	$3,000	<0.1%	歷史
PFIEProfire Energy Inc	COM	1,464	$3,000	<0.1%	歷史
Exscientia PLC30223G102	ADS	450	$3,000	<0.1%	–
TGANTransphorm, Inc.	COM	649	$3,000	<0.1%	歷史
BLCOBausch & Lomb Corp	COMMON SHARES	183	$3,000	<0.1%	歷史
Flexshares Tr33939L886	ULTR SHO INC FD	33	$2,000	<0.1%	–
Innovator ETFs Trust45782C409	US EQTY BUFR JAN	44	$2,000	<0.1%	–
HURCHurco Companies Inc	COM	100	$2,000	<0.1%	歷史
Global X FDS37954Y772	LNTY THMTC ETF	75	$2,000	<0.1%	–
ELTKEltek Ltd	SHS	146	$2,000	<0.1%	歷史
ADTHAdTheorent Holding Company, Inc.	COM	758	$2,000	<0.1%	歷史
Invesco Exch Traded FD Tr II46138G888	SHORT TERM ETF	10	$1,000	<0.1%	–
TACTransalta Corp	COM	133	$1,000	<0.1%	歷史
Angel Oak Funds Trust03463K760	INCOME ETF	30	$1,000	<0.1%	–
J P Morgan Exchange Traded F46641Q779	US MOMENTUM	16	$1,000	<0.1%	–
Franklin Templeton ETF Tr35473P488	US TREAS BD ETF	46	$1,000	<0.1%	–
Angel Oak Funds Trust03463K752	OAK ULTRASHORT	17	$1,000	<0.1%	–