CWM, LLC
- SEC CIK
- 0001535847
- 最新申報
- 2026/5/14
2021 年第 4 季持倉
持倉截至 2021/12/31，2022/1/31 申報。只含多頭部位。
- 持股檔數
- 3,701
- 2021 年第 3 季沒有申報
- 總值
- $142.0 億
- 2021 年第 3 季沒有申報
CWM, LLC 沒有申報 2021 年第 3 季的 13F，這一季的持倉沒辦法跟上一季比較，所以不顯示股數變化與動作。
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| CNACna Financial Corp | COM | 5 | $0 | 0.0% | – | – | 歷史 |
| CCSIConsensus Cloud Solutions, Inc. | COM | 5 | $0 | 0.0% | – | – | 歷史 |
| LOCOEl Pollo Loco Holdings, Inc. | COM | 29 | $0 | 0.0% | – | – | 歷史 |
| EVGOEVgo Inc. | CL A COM | 50 | $0 | 0.0% | – | – | 歷史 |
| FATEFate Therapeutics Inc | COM | 4 | $0 | 0.0% | – | – | 歷史 |
| FTHMFathom Holdings Inc. | COM | 22 | $0 | 0.0% | – | – | 歷史 |
| GOTUGaotu Techedu Inc. | SPONSORED ADS | 31 | $0 | 0.0% | – | – | 歷史 |
| IPIIntrepid Potash, Inc. | COM | 10 | $0 | 0.0% | – | – | 歷史 |
| IOVAIovance Biotherapeutics, Inc. | COM | 12 | $0 | 0.0% | – | – | 歷史 |
| KROSKeros Therapeutics, Inc. | COM | 8 | $0 | 0.0% | – | – | 歷史 |
| KODKodiak Sciences Inc. | COM | 2 | $0 | 0.0% | – | – | 歷史 |
| LSFLaird Superfood, Inc. | COM STK | 11 | $0 | 0.0% | – | – | 歷史 |
| LELands' End, Inc. | COM | 5 | $0 | 0.0% | – | – | 歷史 |
| LCTXLineage Cell Therapeutics, Inc. | COM | 35 | $0 | 0.0% | – | – | 歷史 |
| MNKDMannkind Corp | COM NEW | 29 | $0 | 0.0% | – | – | 歷史 |
| MGPIMGP Ingredients Inc | COM | 2 | $0 | 0.0% | – | – | 歷史 |
| NABLN-able, Inc. | COMMON STOCK | 5 | $0 | 0.0% | – | – | 歷史 |
| NRDSNerdwallet, Inc. | COM CL A | 3 | $0 | 0.0% | – | – | 歷史 |
| NBPNovaBridge Biosciences | SPONSORED ADS | 10 | $0 | 0.0% | – | – | 歷史 |
| NUSNu Skin Enterprises, Inc. | CL A | 3 | $0 | 0.0% | – | – | 歷史 |
| LPROOpen Lending Corp | COM | 17 | $0 | 0.0% | – | – | 歷史 |
| OPRXOptimizeRx Corp | COM NEW | 8 | $0 | 0.0% | – | – | 歷史 |
| LUNGPulmonx Corp | COM | 5 | $0 | 0.0% | – | – | 歷史 |
| PRPLPurple Innovation, Inc. | COM | 17 | $0 | 0.0% | – | – | 歷史 |
| RLMDRelmada Therapeutics, Inc. | COM | 19 | $0 | 0.0% | – | – | 歷史 |
| RPAYRepay Holdings Corp | COM CL A | 8 | $0 | 0.0% | – | – | 歷史 |
| RUSHBRush Enterprises Inc | CL B | 4 | $0 | 0.0% | – | – | 歷史 |
| JBSSSanfilippo John B & Son Inc | COM | 3 | $0 | 0.0% | – | – | 歷史 |
| SCHLScholastic Corp | COM | 5 | $0 | 0.0% | – | – | 歷史 |
| SDGRSchrodinger, Inc. | COM | 5 | $0 | 0.0% | – | – | 歷史 |
| SHLSShoals Technologies Group, Inc. | CL A | 4 | $0 | 0.0% | – | – | 歷史 |
| LABStandard Biotools Inc. | COM | 40 | $0 | 0.0% | – | – | 歷史 |
| TEADTeads Holding Co. | COM | 24 | $0 | 0.0% | – | – | 歷史 |
| TRTootsie Roll Industries Inc | COM | 13 | $0 | 0.0% | – | – | 歷史 |
| UVVUniversal Corp | COM | 5 | $0 | 0.0% | – | – | 歷史 |
| VERIVeritone, Inc. | COM | 17 | $0 | 0.0% | – | – | 歷史 |
| VYGRVoyager Therapeutics, Inc. | COM | 45 | $0 | 0.0% | – | – | 歷史 |
| WHGWestwood Holdings Group Inc | COM | 22 | $0 | 0.0% | – | – | 歷史 |
| WVVIWillamette Valley Vineyards Inc | COM | 3 | $0 | 0.0% | – | – | 歷史 |
| YEXTYext, Inc. | COM | 50 | $0 | 0.0% | – | – | 歷史 |
| AGDabrdn Global Dynamic Dividend Fund | COM | 3 | $0 | 0.0% | – | – | 歷史 |
| SERSerina Therapeutics, Inc. | COM | 200 | $0 | 0.0% | – | – | 歷史 |
| UAVSAgEagle Aerial Systems Inc. | COM | 100 | $0 | 0.0% | – | – | 歷史 |
| ALLKAllakos Inc. | COM | 5 | $0 | 0.0% | – | – | 歷史 |
| MDRXVeradigm Inc. | COM | 10 | $0 | 0.0% | – | – | 歷史 |
| LGTYLogility Supply Chain Solutions, Inc | CL A | 15 | $0 | 0.0% | – | – | 歷史 |
| AMWLAmerican Well Corp | CL A | 21 | $0 | 0.0% | – | – | 歷史 |
| AIRCApartment Income REIT Corp. | COM | 4 | $0 | 0.0% | – | – | 歷史 |
| AFTApollo Senior Floating Rate Fund Inc. | COM | 2 | $0 | 0.0% | – | – | 歷史 |
| AIFApollo Tactical Income Fund Inc. | COM | 17 | $0 | 0.0% | – | – | 歷史 |
| AMTIApplied Molecular Transport Inc. | COM | 29 | $0 | 0.0% | – | – | 歷史 |
| AQBAquabounty Technologies Inc | COM NEW | 13 | $0 | 0.0% | – | – | 歷史 |
| ASXCAsensus Surgical, Inc. | COM | 154 | $0 | 0.0% | – | – | 歷史 |
| AINCAshford Inc. | COM | 4 | $0 | 0.0% | – | – | 歷史 |
| AWHLAspira Women's Health Inc. | COM | 242 | $0 | 0.0% | – | – | 歷史 |
| ACGPAssociated Capital Group, Inc. | CL A | 2 | $0 | 0.0% | – | – | 歷史 |
| BCELAtreca, Inc. | CL A COM | 10 | $0 | 0.0% | – | – | 歷史 |
| BGCBGC Group, Inc. | CL A | 26 | $0 | 0.0% | – | – | 歷史 |
| BKYIBio Key International Inc | COM NEW | 27 | $0 | 0.0% | – | – | 歷史 |
| BYMBlackRock Municipal Income Quality Trust | COM | 7 | $0 | 0.0% | – | – | 歷史 |
| BKNBlackRock Investment Quality Municipal Trust, Inc. | COM | 13 | $0 | 0.0% | – | – | 歷史 |
| MQTBlackRock Muniyield Quality Fund II, Inc. | COM | 15 | $0 | 0.0% | – | – | 歷史 |
| MFLBlackRock Muniholdings Investment Quality Fund | COM | 4 | $0 | 0.0% | – | – | 歷史 |
| DSUBlackRock Debt Strategies Fund, Inc. | COM NEW | 18 | $0 | 0.0% | – | – | 歷史 |
| BLUEbluebird bio, Inc. | COM | 32 | $0 | 0.0% | – | – | 歷史 |
| BOXLBoxlight Corp | COM CL A | 250 | $0 | 0.0% | – | – | 歷史 |
| IMNNImunon, Inc. | COM PAR NEW | 1 | $0 | 0.0% | – | – | 歷史 |
| CRBPCorbus Pharmaceuticals Holdings, Inc. | COM | 101 | $0 | 0.0% | – | – | 歷史 |
| COWNCowen Inc. | CL A NEW | 8 | $0 | 0.0% | – | – | 歷史 |
| DCPHDeciphera Pharmaceuticals, Inc. | COM | 24 | $0 | 0.0% | – | – | 歷史 |
| Del Taco Restaurants, Inc.245496104 | COM | 24 | $0 | 0.0% | – | – | – |
| DMTKDermTech, Inc. | COM | 23 | $0 | 0.0% | – | – | 歷史 |
| DCTDuck Creek Technologies, Inc. | SHS | 5 | $0 | 0.0% | – | – | 歷史 |
| DPGDuff & Phelps Utility & Infrastructure Fund Inc. | COM | 9 | $0 | 0.0% | – | – | 歷史 |
| EVOPEVO Payments, Inc. | CL A COM | 7 | $0 | 0.0% | – | – | 歷史 |
| WATTEnergous Corp | COM | 200 | $0 | 0.0% | – | – | 歷史 |
| FARMFarmer Brothers Co | COM | 30 | $0 | 0.0% | – | – | 歷史 |
| FBRXForte Biosciences, Inc. | COM | 66 | $0 | 0.0% | – | – | 歷史 |
| GBLGamco Investors, Inc. Et Al | CL A COM | 2 | $0 | 0.0% | – | – | 歷史 |
| Global X FDS37950E341 | GLB X GURU INDEX | 3 | $0 | 0.0% | – | – | – |
| GNLNGreenlane Holdings, Inc. | CL A | 285 | $0 | 0.0% | – | – | 歷史 |
| Hexo Corp428304307 | COM NEW | 230 | $0 | 0.0% | – | – | – |
| ITCIIntra-Cellular Therapies, Inc. | COM | 5 | $0 | 0.0% | – | – | 歷史 |
| IVCInvacare Holdings Corp | COM | 36 | $0 | 0.0% | – | – | 歷史 |
| iShares Tr46429B200 | CHINA SM-CAP ETF | 1 | $0 | 0.0% | – | – | – |
| iShares Inc46434G814 | MSCI MLY ETF NEW | 1 | $0 | 0.0% | – | – | – |
| KLDOKaleido Biosciences, Inc. | COM | 12 | $0 | 0.0% | – | – | 歷史 |
| KWKennedy-Wilson Holdings, Inc. | COM | 8 | $0 | 0.0% | – | – | 歷史 |
| SCDLMP Capital & Income Fund Inc. | COM | 25 | $0 | 0.0% | – | – | 歷史 |
| Macquarie Global Infrastruct55608D101 | COM | 4 | $0 | 0.0% | – | – | – |
| Meridian Bioscience Inc589584101 | COM | 20 | $0 | 0.0% | – | – | – |
| MGIMoneygram International Inc | COM NEW | 5 | $0 | 0.0% | – | – | 歷史 |
| NGLNGL Energy Partners LP | COM UNIT REPST | 200 | $0 | 0.0% | – | – | 歷史 |
| NCNOnCino, Inc. | COM | 3 | $0 | 0.0% | – | – | 歷史 |
| NDLSNOODLES & Co | COM CL A | 1 | $0 | 0.0% | – | – | 歷史 |
| JPINuveen Preferred Securities & Income Opportunities Fund | COM | 2 | $0 | 0.0% | – | – | 歷史 |
| IMDXInsight Molecular Diagnostics Inc. | COM | 100 | $0 | 0.0% | – | – | 歷史 |
| VIVSVivoSim Labs, INC. | COM NEW | 80 | $0 | 0.0% | – | – | 歷史 |
| OMOutset Medical, Inc. | COM | 3 | $0 | 0.0% | – | – | 歷史 |
| PASGPassage BIO, Inc. | COM | 5 | $0 | 0.0% | – | – | 歷史 |
選擇權（22 檔）
同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。
| 證券 | 類別 | 賣權 | 買權 |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $78.1 萬 | $295.0 萬 |
| AMDAdvanced Micro Devices Inc | Stock | – | $1.80 萬 |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | – | $1.80 萬 |
| SONYSony Group Corp | SPONSORED ADR | – | $1.30 萬 |
| FFord Motor Co | Stock | – | $1.00 萬 |
| Global X Lithium & Battery Tech ETF37954Y855 | ETF | – | $9,000 |
| AAPLApple Inc. | Stock | $1,000 | $8,000 |
| AMZNAmazon Com Inc | Stock | – | $5,000 |
| METAMeta Platforms, Inc. | Stock | – | $4,000 |
| TGTTarget Corp | Stock | – | $4,000 |
| INTCIntel Corp | Stock | $2,000 | – |
| iShares U.S. Medical Devices ETF464288810 | ETF | – | $2,000 |
| PLTRPalantir Technologies Inc. | Stock | – | $2,000 |
| Global X FDS37954Y624 | AUTONMOUS EV ETF | – | $2,000 |
| USOUnited States Oil Fund, LP | UNITS | – | $2,000 |
| SNAPSnap Inc | Stock | – | $1,000 |
| MSFTMicrosoft Corp | Stock | $1,000 | – |
| DISWalt Disney Co | Stock | – | $1,000 |
| UBERUber Technologies, Inc | Stock | – | $1,000 |
| LYFTLyft, Inc. | CL A COM | – | $1,000 |
| iShares Tr464287556 | ISHARES BIOTECH | – | $1,000 |
| MDBMongoDB, Inc. | CL A | $1,000 | – |