CWM, LLC
- SEC CIK
- 0001535847
- 最新申報
- 2026/5/14
2021 年第 4 季持倉
持倉截至 2021/12/31，2022/1/31 申報。只含多頭部位。
- 持股檔數
- 3,701
- 2021 年第 3 季沒有申報
- 總值
- $142.0 億
- 2021 年第 3 季沒有申報
CWM, LLC 沒有申報 2021 年第 3 季的 13F，這一季的持倉沒辦法跟上一季比較，所以不顯示股數變化與動作。
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| Motley Fool Small-Cap Growth ETF74933W874 | ETF | 5 | $0 | 0.0% | – | – | – |
| State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367 | ETF | 1 | $0 | 0.0% | – | – | – |
| LNTHLantheus Holdings, Inc. | Stock | 6 | $0 | 0.0% | – | – | 歷史 |
| LINDLindblad Expeditions Holdings, Inc. | Stock | 9 | $0 | 0.0% | – | – | 歷史 |
| HUCKHuckleberry.ai, Inc. | Stock | 8 | $0 | 0.0% | – | – | 歷史 |
| BEEMBeam Global | COM | 18 | $0 | 0.0% | – | – | 歷史 |
| ESPREsperion Therapeutics, Inc. | COM | 50 | $0 | 0.0% | – | – | 歷史 |
| SBSWSibanye Stillwater Ltd | SPONSORED ADR | 27 | $0 | 0.0% | – | – | 歷史 |
| NXPNuveen Select Tax Free Income Portfolio | SH BEN INT | 2 | $0 | 0.0% | – | – | 歷史 |
| PRVAPrivia Health Group, Inc. | COM | 5 | $0 | 0.0% | – | – | 歷史 |
| ARRYArray Technologies, Inc. | COM SHS | 5 | $0 | 0.0% | – | – | 歷史 |
| KTFDWS Municipal Income Trust | COM | 3 | $0 | 0.0% | – | – | 歷史 |
| ARDCAres Dynamic Credit Allocation Fund, Inc. | COM | 19 | $0 | 0.0% | – | – | 歷史 |
| ARQTArcutis Biotherapeutics, Inc. | COM | 22 | $0 | 0.0% | – | – | 歷史 |
| CALXCalix, Inc | COM | 4 | $0 | 0.0% | – | – | 歷史 |
| CIIBlackRock Enhanced Large Cap Core Fund, Inc. | COM | 5 | $0 | 0.0% | – | – | 歷史 |
| Townebank Portsmouth Va89214P109 | COM | 12 | $0 | 0.0% | – | – | – |
| iShares Inc464286400 | MSCI BRAZIL ETF | 9 | $0 | 0.0% | – | – | – |
| ERIEErie Indemnity Co | CL A | 1 | $0 | 0.0% | – | – | 歷史 |
| NTBBank of N.T. Butterfield & Son Ltd | SHS NEW | 4 | $0 | 0.0% | – | – | 歷史 |
| TALOTalos Energy Inc. | COM | 17 | $0 | 0.0% | – | – | 歷史 |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 8 | $0 | 0.0% | – | – | – |
| CARGCarGurus, Inc. | COM CL A | 5 | $0 | 0.0% | – | – | 歷史 |
| FRABlackRock Floating Rate Income Strategies Fund, Inc. | COM | 5 | $0 | 0.0% | – | – | 歷史 |
| AGYSAgilysys Inc | COM | 9 | $0 | 0.0% | – | – | 歷史 |
| FOURShift4 Payments, Inc. | CL A | 6 | $0 | 0.0% | – | – | 歷史 |
| EODAllspring Global Dividend Opportunity Fund | COM | 84 | $0 | 0.0% | – | – | 歷史 |
| FIBKFirst Interstate Bancsystem Inc | COM | 3 | $0 | 0.0% | – | – | 歷史 |
| VISNVistance Networks, Inc. | COM | 40 | $0 | 0.0% | – | – | 歷史 |
| CUZCousins Properties Inc | COM NEW | 6 | $0 | 0.0% | – | – | 歷史 |
| WSBCWesbanco Inc | COM | 13 | $0 | 0.0% | – | – | 歷史 |
| CGNTCognyte Software Ltd. | ORD SHS | 2 | $0 | 0.0% | – | – | 歷史 |
| ESNTEssent Group Ltd. | COM | 3 | $0 | 0.0% | – | – | 歷史 |
| ISDPGIM High Yield Bond Fund, Inc. | COM | 27 | $0 | 0.0% | – | – | 歷史 |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 17 | $0 | 0.0% | – | – | 歷史 |
| ALHCAlignment Healthcare, Inc. | COM | 7 | $0 | 0.0% | – | – | 歷史 |
| EHIWestern Asset Global High Income Fund Inc. | COM | 12 | $0 | 0.0% | – | – | 歷史 |
| HYTBlackRock Corporate High Yield Fund, Inc. | COM | 29 | $0 | 0.0% | – | – | 歷史 |
| GGBGerdau S.A. | SPON ADR REP PFD | 95 | $0 | 0.0% | – | – | 歷史 |
| INSMINSMED Inc | COM PAR $.01 | 14 | $0 | 0.0% | – | – | 歷史 |
| EBSEmergent BioSolutions Inc. | COM | 3 | $0 | 0.0% | – | – | 歷史 |
| PAHCPhibro Animal Health Corp | CL A COM | 22 | $0 | 0.0% | – | – | 歷史 |
| COURCoursera, Inc. | COM | 5 | $0 | 0.0% | – | – | 歷史 |
| SHCSotera Health Co | COM | 5 | $0 | 0.0% | – | – | 歷史 |
| LXFRLuxfer Holdings PLC | SHS | 12 | $0 | 0.0% | – | – | 歷史 |
| DUOLDuolingo, Inc. | CL A COM | 3 | $0 | 0.0% | – | – | 歷史 |
| KFRCKforce Inc | COM | 3 | $0 | 0.0% | – | – | 歷史 |
| BBIOBridgeBio Pharma, Inc. | COM | 15 | $0 | 0.0% | – | – | 歷史 |
| SONOSonos Inc | COM | 4 | $0 | 0.0% | – | – | 歷史 |
| AVXLAnavex Life Sciences Corp. | COM NEW | 28 | $0 | 0.0% | – | – | 歷史 |
| LEVILevi Strauss & Co | CL A COM STK | 4 | $0 | 0.0% | – | – | 歷史 |
| iShares Inc464286871 | MSCI HONG KG ETF | 11 | $0 | 0.0% | – | – | – |
| FTITechnipFMC plc | COM | 44 | $0 | 0.0% | – | – | 歷史 |
| XMTRXometry, Inc. | CLASS A COM | 8 | $0 | 0.0% | – | – | 歷史 |
| ADXAdams Diversified Equity Fund, Inc. | COM | 9 | $0 | 0.0% | – | – | 歷史 |
| URBNUrban Outfitters Inc | COM | 12 | $0 | 0.0% | – | – | 歷史 |
| HIXWestern Asset High Income Fund II Inc. | COM | 4 | $0 | 0.0% | – | – | 歷史 |
| JGHNuveen Global High Income Fund | SHS | 17 | $0 | 0.0% | – | – | 歷史 |
| LEGNLegend Biotech Corp | SPONSORED ADS | 10 | $0 | 0.0% | – | – | 歷史 |
| AGIOAgios Pharmaceuticals, Inc. | COM | 7 | $0 | 0.0% | – | – | 歷史 |
| PCTYPaylocity Holding Corp | COM | 1 | $0 | 0.0% | – | – | 歷史 |
| SBIWestern Asset Intermediate Muni Fund Inc. | COM | 10 | $0 | 0.0% | – | – | 歷史 |
| PACBPacific Biosciences of California, Inc. | COM | 19 | $0 | 0.0% | – | – | 歷史 |
| KOFCoca Cola Femsa SAB de CV | SPONS ADS REP | 6 | $0 | 0.0% | – | – | 歷史 |
| TSHATaysha Gene Therapies, Inc. | COM SHS | 25 | $0 | 0.0% | – | – | 歷史 |
| UMHUmh Properties, Inc. | COM | 10 | $0 | 0.0% | – | – | 歷史 |
| PHKPIMCO High Income Fund | COM SHS | 2 | $0 | 0.0% | – | – | 歷史 |
| ESIElement Solutions Inc | COM | 7 | $0 | 0.0% | – | – | 歷史 |
| JPCNuveen Preferred & Income Opportunities Fund | COM | 41 | $0 | 0.0% | – | – | 歷史 |
| PSNParsons Corp | COM | 14 | $0 | 0.0% | – | – | 歷史 |
| STXSStereotaxis, Inc. | COM NEW | 67 | $0 | 0.0% | – | – | 歷史 |
| SUNSunoco LP | COM UT REP LP | 1 | $0 | 0.0% | – | – | 歷史 |
| CSTLCastle Biosciences Inc | COM | 2 | $0 | 0.0% | – | – | 歷史 |
| TEITempleton Emerging Markets Income Fund | COM | 3 | $0 | 0.0% | – | – | 歷史 |
| XPROExpro Ltd | COM | 7 | $0 | 0.0% | – | – | 歷史 |
| CNXCNX Resources Corp | COM | 36 | $0 | 0.0% | – | – | 歷史 |
| IARTIntegra Lifesciences Holdings Corp | COM NEW | 4 | $0 | 0.0% | – | – | 歷史 |
| ENICEnel Chile S.A. | SPONSORED ADR | 269 | $0 | 0.0% | – | – | 歷史 |
| VanEck ETF Trust92189F452 | MORTGAGE REIT | 13 | $0 | 0.0% | – | – | – |
| Fidelity Covington Trust316092329 | FIDELITY MAGELAN | 6 | $0 | 0.0% | – | – | – |
| iShares Tr464288372 | GLB INFRASTR ETF | 4 | $0 | 0.0% | – | – | – |
| STGWStagwell Inc | COM CL A | 47 | $0 | 0.0% | – | – | 歷史 |
| BCXBlackRock Resources & Commodities Strategy Trust | SHS | 13 | $0 | 0.0% | – | – | 歷史 |
| iShares U S ETF Tr46431W606 | IT RT HDG HGYL | 1 | $0 | 0.0% | – | – | – |
| LKFTLakefront Biotherapeutics NV | SPON ADR | 8 | $0 | 0.0% | – | – | 歷史 |
| BWBabcock & Wilcox Enterprises, Inc. | COM | 10 | $0 | 0.0% | – | – | 歷史 |
| AMTXAemetis, Inc | COM NEW | 19 | $0 | 0.0% | – | – | 歷史 |
| ALLOAllogene Therapeutics, Inc. | COM | 14 | $0 | 0.0% | – | – | 歷史 |
| ASRVAmeriserv Financial Inc | COM | 86 | $0 | 0.0% | – | – | 歷史 |
| ATEXAnterix Inc. | COM | 2 | $0 | 0.0% | – | – | 歷史 |
| APYXApyx Medical Corp | COM | 37 | $0 | 0.0% | – | – | 歷史 |
| ABUSArbutus Biopharma Corp | COM | 10 | $0 | 0.0% | – | – | 歷史 |
| RCUSArcus Biosciences, Inc. | COM | 10 | $0 | 0.0% | – | – | 歷史 |
| AMBPArdagh Metal Packaging S.A. | SHS | 18 | $0 | 0.0% | – | – | 歷史 |
| ATOMAtomera Inc | COM | 19 | $0 | 0.0% | – | – | 歷史 |
| CARAvis Budget Group, Inc. | COM | 2 | $0 | 0.0% | – | – | 歷史 |
| BDTXBlack Diamond Therapeutics, Inc. | COM | 9 | $0 | 0.0% | – | – | 歷史 |
| BBWBuild-A-Bear Workshop Inc | COM | 16 | $0 | 0.0% | – | – | 歷史 |
| BYRNByrna Technologies Inc. | COM NEW | 25 | $0 | 0.0% | – | – | 歷史 |
| CERSCerus Corp | COM | 21 | $0 | 0.0% | – | – | 歷史 |
選擇權（22 檔）
同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。
| 證券 | 類別 | 賣權 | 買權 |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $78.1 萬 | $295.0 萬 |
| AMDAdvanced Micro Devices Inc | Stock | – | $1.80 萬 |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | – | $1.80 萬 |
| SONYSony Group Corp | SPONSORED ADR | – | $1.30 萬 |
| FFord Motor Co | Stock | – | $1.00 萬 |
| Global X Lithium & Battery Tech ETF37954Y855 | ETF | – | $9,000 |
| AAPLApple Inc. | Stock | $1,000 | $8,000 |
| AMZNAmazon Com Inc | Stock | – | $5,000 |
| METAMeta Platforms, Inc. | Stock | – | $4,000 |
| TGTTarget Corp | Stock | – | $4,000 |
| INTCIntel Corp | Stock | $2,000 | – |
| iShares U.S. Medical Devices ETF464288810 | ETF | – | $2,000 |
| PLTRPalantir Technologies Inc. | Stock | – | $2,000 |
| Global X FDS37954Y624 | AUTONMOUS EV ETF | – | $2,000 |
| USOUnited States Oil Fund, LP | UNITS | – | $2,000 |
| SNAPSnap Inc | Stock | – | $1,000 |
| MSFTMicrosoft Corp | Stock | $1,000 | – |
| DISWalt Disney Co | Stock | – | $1,000 |
| UBERUber Technologies, Inc | Stock | – | $1,000 |
| LYFTLyft, Inc. | CL A COM | – | $1,000 |
| iShares Tr464287556 | ISHARES BIOTECH | – | $1,000 |
| MDBMongoDB, Inc. | CL A | $1,000 | – |