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Livermore
Livermore
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Cetera Advisor Networks LLC

SEC CIK
0001534468
最新申報
2024/5/24

2021 年第 3 季持倉

持倉截至 2021/9/30，2021/11/16 申報。只含多頭部位，變化是跟 2021 年第 2 季比股數。

機構總覽
持股檔數
1,945
較 2021 年第 2 季 +61
總值
$73.9 億
較 2021 年第 2 季 +$2.99 億 (+4.2%)
申報日
2021/11/16
SEC
Cetera Advisor Networks LLC 在 2021 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
Angel Oak Finl Strategies IN03464A118RIGHT 10/14/202111,108$2,000<0.1%+11,108新進–
CARMCarisma Therapeutics Inc.COM14,800$1.20 萬<0.1%+14,800新進歷史
MUXMcEwen Inc.COM13,545$1.40 萬<0.1%+1,750+14.8%加碼歷史
TYMETyme Technologies, Inc.COM17,200$1.80 萬<0.1%00.0%不變歷史
CNVSCineverse Corp.COM NEW10,000$2.50 萬<0.1%00.0%不變歷史
PETVPetVivo Holdings, Inc.COM10,000$2.70 萬<0.1%+10,000新進歷史
ABEVAmbev S.A.SPONSORED ADR10,508$2.90 萬<0.1%+10,508新進歷史
CTXRCitius Pharmaceuticals, Inc.COM NEW15,000$3.00 萬<0.1%+1,000+7.1%加碼歷史
DHFBNY Mellon High Yield Strategies FundSH BEN INT10,300$3.30 萬<0.1%+10,300新進歷史
AMPEAmpio Pharmaceuticals, Inc.COM20,000$3.30 萬<0.1%+10,000+100.0%加碼歷史
OPKOpko Health, Inc.COM11,336$4.10 萬<0.1%−2,201−16.3%減碼歷史
RENORenovare Environmental, Inc.COM32,300$4.50 萬<0.1%00.0%不變歷史
BTGB2GOLD CorpCOM14,000$4.80 萬<0.1%00.0%不變歷史
ZOMDFZomedica Corp.COM94,000$4.90 萬<0.1%+94,000新進歷史
ENDPEndo International plcSHS16,000$5.20 萬<0.1%+4,000+33.3%加碼歷史
VBIVVBI Vaccines Inc/BCCOM NEW17,315$5.40 萬<0.1%−500−2.8%減碼歷史
SQFTPresidio Property Trust, Inc.COM CL A14,470$5.50 萬<0.1%+14,470新進歷史
TESSTessco Technologies IncCOM10,074$5.60 萬<0.1%+10,074新進歷史
RIGTransocean Ltd.REGISTERED SHS15,043$5.70 萬<0.1%+15,043新進歷史
AAICArlington Asset Investment Corp.CL A NEW15,300$5.70 萬<0.1%00.0%不變歷史
CRONCronos Group Inc.COM10,171$5.80 萬<0.1%+100+1.0%加碼歷史
ROOTRoot, Inc.COM CL A11,500$6.10 萬<0.1%−10,532−47.8%減碼歷史
SENSSenseonics Holdings, Inc.COM18,800$6.40 萬<0.1%+18,800新進歷史
MACKMerrimack Pharmaceuticals IncCOM NEW13,400$6.50 萬<0.1%00.0%不變歷史
IVRInvesco Mortgage Capital Inc.COM21,010$6.60 萬<0.1%+45+0.2%加碼歷史
HLHecla Mining CoCOM12,313$6.80 萬<0.1%+1,600+14.9%加碼歷史
BGYBlackRock Enhanced International Dividend TrustCOM BENE INTER11,045$6.80 萬<0.1%+11,045新進歷史
New York Mtg Tr Inc649604AD7NOTE 6.250% 1/168,750$6.90 萬<0.1%00.0%不變–
Camber Energy Inc13200M508COM18,946$7.20 萬<0.1%+18,946新進–
NRONeuberger Real Estate Securities Income Fund IncCOM15,875$7.60 萬<0.1%+15,875新進歷史
SBSCompanhia de Saneamento Basico Do Estado de Sao Paulo-SabespSPONSORED ADR11,200$7.90 萬<0.1%+11,200新進歷史
APTAlpha Pro Tech LtdCOM11,700$7.90 萬<0.1%+11,700新進歷史
SPRUSpruce Power Holding CorpCOM CL A12,900$7.90 萬<0.1%−10,900−45.8%減碼歷史
VRAYViewRay, Inc.COM11,100$8.00 萬<0.1%00.0%不變歷史
Beachbody Company, Inc.073463101COM CL A14,386$8.00 萬<0.1%00.0%不變–
Prospect Cap Corp74348TAT9NOTE 6.375% 3/075,000$8.10 萬<0.1%00.0%不變–
PPTAPerpetua Resources Corp.COM17,108$8.50 萬<0.1%+17,108新進歷史
HIOWestern Asset High Income Opportunity Fund Inc.COM16,580$8.60 萬<0.1%−6,064−26.8%減碼歷史
First Tr MLP & Energy Incom33739B104COM12,282$8.80 萬<0.1%+60+0.5%加碼–
HYREHC Liquidating, Inc.COM10,350$8.80 萬<0.1%+10,350新進歷史
VLDRVelodyne Lidar, Inc.COM14,865$8.80 萬<0.1%−5,748−27.9%減碼歷史
AQMSAqua Metals, Inc.COM43,000$8.90 萬<0.1%00.0%不變歷史
EXKEndeavour Silver CorpCOM21,708$8.90 萬<0.1%+250+1.2%加碼歷史
EODAllspring Global Dividend Opportunity FundCOM16,219$9.00 萬<0.1%+67+0.4%加碼歷史
FCELFuelcell Energy IncCOM13,438$9.00 萬<0.1%+3,867+40.4%加碼歷史
OXSQOxford Square Capital Corp.COM22,119$9.00 萬<0.1%+1,401+6.8%加碼歷史
BBIGVinco Ventures, Inc.COM14,000$9.00 萬<0.1%+14,000新進歷史
IAGIamgold CorpCOM41,000$9.30 萬<0.1%+28,500+228.0%加碼歷史
SANBanco Santander, S.A.ADR25,858$9.40 萬<0.1%+1,515+6.2%加碼歷史
GUTGabelli Utility TrustCOM12,437$9.80 萬<0.1%+550+4.6%加碼歷史
TRVGtrivago N.V.SPON ADS A SHS40,000$9.90 萬<0.1%+20,000+100.0%加碼歷史
Global X FDS37954Y426CANNABIS ETF11,316$10.1 萬<0.1%+650+6.1%加碼–
PCGPG&E CorpStock10,655$10.2 萬<0.1%+10,655新進歷史
MVSTMicrovast Holdings, Inc.COM12,450$10.2 萬<0.1%+12,450新進歷史
SBIWestern Asset Intermediate Muni Fund Inc.COM10,580$10.3 萬<0.1%−6,666−38.7%減碼歷史
AVDLAvadel Pharmaceuticals PLCSPONSORED ADR10,526$10.3 萬<0.1%+10,526新進歷史
PTRAQProterra IncCOM10,150$10.3 萬<0.1%+10,150新進歷史
PBIPitney Bowes IncCOM14,550$10.5 萬<0.1%−200−1.4%減碼歷史
MFMAberdeen Municipal Income FundSH BEN INT15,715$11.0 萬<0.1%+638+4.2%加碼歷史
Atech (Parent) Resolution Corp.00973N102COM11,387$11.0 萬<0.1%+825+7.8%加碼–
Prospect Cap Corp74348TAR3NOTE 4.950% 7/1107,000$11.0 萬<0.1%00.0%不變–
MVFBlackRock Munivest Fund, Inc.COM11,803$11.2 萬<0.1%+30.0%加碼歷史
CNSLConsolidated Communications Holdings, Inc.COM12,339$11.3 萬<0.1%−1,600−11.5%減碼歷史
LSEALandsea Homes CorpCOM13,000$11.3 萬<0.1%−37,900−74.5%減碼歷史
PRTYParty City Holdco Inc.COM16,000$11.4 萬<0.1%+16,000新進歷史
PCKPIMCO California Municipal Income Fund IICOM11,850$11.4 萬<0.1%00.0%不變歷史
SABASaba Capital Income & Opportunities Fund IICOM21,276$11.4 萬<0.1%+2,469+13.1%加碼歷史
CGENCompugen LtdORD19,400$11.6 萬<0.1%+3,000+18.3%加碼歷史
SELFGlobal Self Storage, Inc.COM22,709$11.7 萬<0.1%00.0%不變歷史
ZVRAZevra Therapeutics, Inc.COM NEW12,500$11.7 萬<0.1%−400−3.1%減碼歷史
PAAPlains All American Pipeline LPUNIT LTD PARTN11,697$11.9 萬<0.1%+925+8.6%加碼歷史
BOEBlackRock Enhanced Global Dividend TrustCOM10,258$12.0 萬<0.1%+10,258新進歷史
HTYJohn Hancock Tax-Advantaged Global Shareholder Yield FundTAX ADV GLB SH18,450$12.1 萬<0.1%−800−4.2%減碼歷史
WKHSWorkhorse Group Inc.COM NEW16,045$12.3 萬<0.1%+16,045新進歷史
UUUUEnergy Fuels IncCOM NEW17,785$12.4 萬<0.1%−5,150−22.5%減碼歷史
MVISMicrovision, Inc.COM NEW11,263$12.4 萬<0.1%+11,263新進歷史
Trident Acquisitions Corp89615T106COM10,700$12.4 萬<0.1%+10,700新進–
Pretium Res Inc74139C102COM13,000$12.5 萬<0.1%+500+4.0%加碼–
EGOEldorado Gold CorpCOM16,280$12.6 萬<0.1%+1,680+11.5%加碼歷史
NEXTNextDecade CorpCOM46,575$12.9 萬<0.1%−100−0.2%減碼歷史
BFLYButterfly Network, Inc.COM CL A12,350$12.9 萬<0.1%+1,856+17.7%加碼歷史
Adamas Trust, Inc.649604501COM PAR $.0230,268$12.9 萬<0.1%−5,939−16.4%減碼–
VXRTVaxart, Inc.COM NEW16,200$12.9 萬<0.1%+900+5.9%加碼歷史
IQIInvesco Quality Municipal Income TrustCOM10,252$13.5 萬<0.1%+10,252新進歷史
Arrow Invts Tr042765792DWA TACTICAL ETF10,388$13.7 萬<0.1%+10,388新進–
Takung Art Ltd87407Q207COM NEW18,550$14.1 萬<0.1%+18,550新進–
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT14,620$14.2 萬<0.1%+3,681+33.7%加碼歷史
Two Harbors Investment Corp.90187B408COM NEW22,533$14.3 萬<0.1%+574+2.6%加碼–
IDEVoya Infrastructure, Industrials & Materials FundCOM11,400$14.3 萬<0.1%+11,400新進歷史
Golden Ocean Group LtdG39637205SHS NEW13,546$14.6 萬<0.1%+13,546新進–
HEQJohn Hancock Diversified Income FundCOM11,915$15.0 萬<0.1%−15,585−56.7%減碼歷史
COTYCoty Inc.COM CL A19,097$15.0 萬<0.1%−1,851−8.8%減碼歷史
TLRYTilray Brands, Inc.COM CL 213,309$15.0 萬<0.1%+13,309新進歷史
EFTEaton Vance Floating-Rate Income TrustCOM10,350$15.1 萬<0.1%−3,040−22.7%減碼歷史
ATERAterian, Inc.Equity14,100$15.3 萬<0.1%+14,100新進歷史
BTZBlackRock Credit Allocation Income TrustCOM10,198$15.4 萬<0.1%+10,198新進歷史
DNUTKrispy Kreme, Inc.COM11,000$15.4 萬<0.1%+11,000新進歷史
First Tr Energy Infrastrctr33738C103COM12,209$15.6 萬<0.1%+12,209新進–
ESPREsperion Therapeutics, Inc.COM13,025$15.7 萬<0.1%+2,975+29.6%加碼歷史
PMXPIMCO Municipal Income Fund IIICOM12,509$15.7 萬<0.1%+7+0.1%加碼歷史

選擇權（7 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

Cetera Advisor Networks LLC 在 2021 年第 3 季的選擇權部位
證券類別賣權買權
SPYSPDR S&P 500 ETF TrustETF$1.20 萬–
CCLCarnival Corp Ltd.UNIT 99/99/9999–$6,000
Yamana Gold Inc98462Y100COM–$3,000
AALAmerican Airlines Group Inc.Stock–$2,000
iShares U.S. Medical Devices ETF464288810ETF–$1,000
AAPLApple Inc.Stock–$1,000
AGFirst Majestic Silver CorpCOM–$1,000

2021 年第 2 季之後清倉（137 檔）

2021 年第 2 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔，共 137 檔。

Cetera Advisor Networks LLC 在 2021 年第 2 季之後清倉的部位
證券類別2021 年第 2 季股數2021 年第 2 季市值2021 年第 2 季佔組合 %紀錄
Invesco Exchange Traded FD T46137V878DORSEY WRGT ENRG99,848$305.5 萬<0.1%–
Franklin ETF Tr353506108SHRT DUR US GOVT16,860$160.0 萬<0.1%–
ALXNAlexion Pharmaceuticals, Inc.COM7,761$142.6 萬<0.1%歷史
Innovator ETFs Tr45782C243INVTOR 2 PLS 546,579$108.9 萬<0.1%–
Churchill Capital Corp IV171439102CL A35,525$102.4 萬<0.1%–
Invesco Exchange Traded FD T46137V779BLDG CONSTR ETF17,682$87.6 萬<0.1%–
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN20,757$85.5 萬<0.1%–
MAAMid America Apartment Communities Inc.COM4,976$83.8 萬<0.1%歷史
First Tr Exchange-Traded FD33736Q104UT COM SHS ETF13,157$72.7 萬<0.1%–
Pershing Square Tontine Hldg71531R109COM CL A31,260$71.1 萬<0.1%–
Invesco Exch Traded FD Tr II46138G201S&P SMLCP MATL10,953$70.6 萬<0.1%–
FIVEFive Below, IncCOM3,491$67.5 萬<0.1%歷史
Invesco Exchange Traded FD T46137V803DWA CYCLICALS7,090$66.2 萬<0.1%–
LKQLKQ CorpCOM13,395$65.9 萬<0.1%歷史
SUMSummit Materials, Inc.CL A17,520$61.1 萬<0.1%歷史
KNSAKiniksa Pharmaceuticals International, plcCOM CL A43,632$60.8 萬<0.1%歷史
SPRSpirit AeroSystems Holdings, Inc.COM CL A12,268$57.9 萬<0.1%歷史
SPDR Series Trust78464A540ST STR SP TELCO5,457$55.8 萬<0.1%–
Invesco Exchange Traded FD T46137V167S&P SML600 VAL5,688$54.0 萬<0.1%–
APPNAppian CorpCL A3,836$52.8 萬<0.1%歷史
MDXGMimedx Group, Inc.COM37,598$47.0 萬<0.1%歷史
IRBTiRobot CorpCOM4,828$45.1 萬<0.1%歷史
CM Life Sciences Inc18978W208UNIT 09/01/202528,100$44.3 萬<0.1%–
PRVBProvention Bio, Inc.COM51,451$43.4 萬<0.1%歷史
SFStifel Financial CorpCOM6,675$43.3 萬<0.1%歷史
GLPIGaming & Leisure Properties, Inc.COM9,208$42.7 萬<0.1%歷史
SPDR Series Trust78468R101ST SHO TREAS ETF13,916$42.6 萬<0.1%–
TPICQTpi Composites, IncCOM8,332$40.3 萬<0.1%歷史
MGIMoneygram International IncCOM NEW39,501$39.8 萬<0.1%歷史
MTNVail Resorts IncCOM1,248$39.5 萬<0.1%歷史
WORKSlack Technologies, Inc.COM CL A8,462$37.5 萬<0.1%歷史
LOGILogitech International S.A.SHS3,091$37.4 萬<0.1%歷史
Innovator ETFs Trust45782C326US EQTY BUFR MAY12,015$37.4 萬<0.1%–
DACDanaos CorpSHS4,850$37.2 萬<0.1%歷史
USCRU.S. Concrete, Inc.COM5,026$37.1 萬<0.1%歷史
HSKAHeska CorpCOM RESTRC NEW1,580$36.3 萬<0.1%歷史
SBSWSibanye Stillwater LtdSPONSORED ADR21,451$35.9 萬<0.1%歷史
TDGTransDigm Group INCCOM539$34.9 萬<0.1%歷史
DBAInvesco DB Agriculture FundAGRICULTURE FD18,505$34.4 萬<0.1%歷史
MNDTMandiant, Inc.COM16,995$34.4 萬<0.1%歷史
ProShares Tr74347B169ONLINE RTL ETF4,165$33.7 萬<0.1%–
USFDUS Foods Holding Corp.COM8,739$33.5 萬<0.1%歷史
MXIMMaxim Integrated Products IncCOM3,145$33.1 萬<0.1%歷史
TIGRUP Fintech Holding LtdSPONSORED ADS11,350$32.9 萬<0.1%歷史
CM Life Sciences Inc18978W109COM CL A23,500$32.9 萬<0.1%–
Goldman Sachs ETF Tr381430545HEDGE IND ETF3,145$32.0 萬<0.1%–
PACKRanpak Holdings Corp.COM CL A12,755$31.9 萬<0.1%歷史
RLIRli CorpCOM2,890$30.2 萬<0.1%歷史
Tuscan Hldgs Corp90069K104COM22,050$30.1 萬<0.1%–
Global X FDS37954Y830GLOBAL X COPPER8,060$29.9 萬<0.1%–
EHEHang Holdings LtdADS6,800$29.2 萬<0.1%歷史
iShares U S ETF Tr46431W838SHOR MAT MUN ETF5,774$29.0 萬<0.1%–
iShares Inc46434G822MSCI JAPAN ETF4,275$28.9 萬<0.1%–
SPDR Series Trust78464A789ST STR SP INS7,391$28.5 萬<0.1%–
INDIindie Semiconductor, Inc.CLASS A COM28,460$28.1 萬<0.1%歷史
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT3,290$27.5 萬<0.1%–
Clover Health Investments, Corp.18914F111*W EXP 04/21/20254,000$27.5 萬<0.1%–
YETIYETI Holdings, Inc.COM2,965$27.2 萬<0.1%歷史
ELANElanco Animal Health IncCOM7,846$27.2 萬<0.1%歷史
CLRContinental Resources, IncCOM7,115$27.1 萬<0.1%歷史
NVCRNovoCure LtdORD SHS1,210$26.8 萬<0.1%歷史
PFPTProofpoint IncCOM1,524$26.5 萬<0.1%歷史
BFZBlackRock California Municipal Income TrustSH BEN INT17,177$25.7 萬<0.1%歷史
STNEStoneCo Ltd.COM3,814$25.6 萬<0.1%歷史
EVMEaton Vance California Municipal Bond FundCOM21,160$25.3 萬<0.1%歷史
PZZAPapa Johns International IncStock2,413$25.2 萬<0.1%歷史
Fidelity Merrimack STR Tr316188309TOTAL BD ETF4,725$25.2 萬<0.1%–
Collaborative Investmnt Ser19423L672THE SPAC AND NEW8,625$25.1 萬<0.1%–
iShares Inc464286426MSCI EM ASIA ETF2,703$25.0 萬<0.1%–
SRPTSarepta Therapeutics, Inc.COM3,220$25.0 萬<0.1%歷史
CORECore-Mark Holding Company, LLCCOM5,539$24.9 萬<0.1%歷史
BKNBlackRock Investment Quality Municipal Trust, Inc.COM13,403$24.7 萬<0.1%歷史
CRSRCorsair Gaming, Inc.COM7,364$24.5 萬<0.1%歷史
SPDR Ser Tr78468R697S&P KENSHO INTLG5,120$24.5 萬<0.1%–
SIXSix Flags Entertainment CorpCOM5,628$24.4 萬<0.1%歷史
CTLTCatalent, Inc.COM2,251$24.3 萬<0.1%歷史
CPRICapri Holdings LtdSHS4,213$24.1 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E180S&P SMLCP DISC2,052$24.1 萬<0.1%–
LINDLindblad Expeditions Holdings, Inc.Stock15,000$24.0 萬<0.1%歷史
Kraneshares Tr500767827ELEC VEH FUTUR5,125$23.9 萬<0.1%–
TRTNTriton International LtdCL A4,567$23.9 萬<0.1%歷史
BROBrown & Brown, Inc.Stock4,439$23.6 萬<0.1%歷史
MTDMettler Toledo International IncCOM170$23.6 萬<0.1%歷史
SPDR Series Trust78464A383ST STR BACKE ETF9,119$23.6 萬<0.1%–
First Tr Exchng Traded FD VI33740F409INCOME OPPRTNTES9,198$23.4 萬<0.1%–
Health Assurn Acquisition Co42226W208UNIT 99/99/999922,500$23.4 萬<0.1%–
LTCLTC Properties IncREIT6,079$23.3 萬<0.1%歷史
IDCCInterDigital, Inc.COM3,167$23.1 萬<0.1%歷史
GPNGlobal Payments IncStock1,227$23.0 萬<0.1%歷史
Listed FD Tr53656F466MORGAN CREEK11,000$23.0 萬<0.1%–
NTESNetEase, Inc.SPONSORED ADS1,975$22.8 萬<0.1%歷史
SSDSimpson Manufacturing Co., Inc.COM2,055$22.7 萬<0.1%歷史
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS9,012$22.7 萬<0.1%歷史
CVACovanta Holding CorpCOM12,605$22.2 萬<0.1%歷史
EMEEMCOR Group, Inc.Stock1,783$22.0 萬<0.1%歷史
iShares Tr464287184CHINA LG-CAP ETF4,675$21.7 萬<0.1%–
Invesco Exchange Traded FD T46137V639AI AND NEXT GEN1,312$21.6 萬<0.1%–
MANManpowerGroup Inc.COM1,810$21.5 萬<0.1%歷史
UHTUniversal Health Realty Income TrustSH BEN INT3,483$21.4 萬<0.1%歷史
AGRAvangrid, Inc.COM4,164$21.4 萬<0.1%歷史