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Livermore
Livermore
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Cetera Advisor Networks LLC

SEC CIK
0001534468
最新申報
2024/5/24

2021 年第 2 季持倉

持倉截至 2021/6/30，2021/8/13 申報。只含多頭部位，變化是跟 2021 年第 1 季比股數。

機構總覽
持股檔數
1,884
較 2021 年第 1 季 +410
總值
$70.9 億
較 2021 年第 1 季 +$23.8 億 (+50.4%)
申報日
2021/8/13
SEC
Cetera Advisor Networks LLC 在 2021 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
BlackRock Science & Technolo09258G112RIGHT 07/14/202115,423$1.00 萬<0.1%+15,423新進–
NMTR9 Meters Biopharma, Inc.COM10,000$1.10 萬<0.1%+10,000新進歷史
CNVSCineverse Corp.COM NEW10,000$1.30 萬<0.1%00.0%不變歷史
TNXPTonix Pharmaceuticals Holding Corp.COM12,000$1.30 萬<0.1%−1,500−11.1%減碼歷史
MUXMcEwen Inc.COM11,795$1.60 萬<0.1%+11,795新進歷史
AMPEAmpio Pharmaceuticals, Inc.COM10,000$1.70 萬<0.1%+10,000新進歷史
TYMETyme Technologies, Inc.COM17,200$2.20 萬<0.1%+17,200新進歷史
Alexco Resource Corp01535P106COM10,000$2.50 萬<0.1%+10,000新進–
SVRASavara IncCOM15,000$2.60 萬<0.1%−4,000−21.1%減碼歷史
Gabelli Equity Tr Inc362397218RIGHT 07/14/2021275,620$3.20 萬<0.1%+275,620新進–
IAGIamgold CorpCOM12,500$3.70 萬<0.1%+12,500新進歷史
RENORenovare Environmental, Inc.COM32,300$4.70 萬<0.1%00.0%不變歷史
CTXRCitius Pharmaceuticals, Inc.COM NEW14,000$4.90 萬<0.1%00.0%不變歷史
DHCDiversified Healthcare TrustCOM SH BEN INT12,445$5.20 萬<0.1%+12,445新進歷史
OPKOpko Health, Inc.COM13,537$5.50 萬<0.1%+13,537新進歷史
ENDPEndo International plcSHS12,000$5.60 萬<0.1%+12,000新進歷史
BTGB2GOLD CorpCOM14,000$5.90 萬<0.1%+14,000新進歷史
VBIVVBI Vaccines Inc/BCCOM NEW17,815$6.00 萬<0.1%00.0%不變歷史
AAICArlington Asset Investment Corp.CL A NEW15,300$6.20 萬<0.1%−2,000−11.6%減碼歷史
MIECohen & Steers MLP Income & Energy Opportunity FundCOM SHS16,175$6.60 萬<0.1%+16,175新進歷史
TRVGtrivago N.V.SPON ADS A SHS20,000$6.60 萬<0.1%+20,000新進歷史
New York Mtg Tr Inc649604AD7NOTE 6.250% 1/168,750$7.00 萬<0.1%00.0%不變–
VRAYViewRay, Inc.COM11,100$7.30 萬<0.1%+1,100+11.0%加碼歷史
Sandstorm Gold Ltd Com New80013R206Stock10,141$8.00 萬<0.1%+10,141新進–
HLHecla Mining CoCOM10,713$8.00 萬<0.1%00.0%不變歷史
Prospect Cap Corp74348TAT9NOTE 6.375% 3/075,000$8.10 萬<0.1%+75,000新進–
IVRInvesco Mortgage Capital Inc.COM20,965$8.20 萬<0.1%+42+0.2%加碼歷史
FCELFuelcell Energy IncCOM9,571$8.50 萬<0.1%−7,780−44.8%減碼歷史
MACKMerrimack Pharmaceuticals IncCOM NEW13,400$8.60 萬<0.1%+13,400新進歷史
CRONCronos Group Inc.COM10,071$8.70 萬<0.1%+10,071新進歷史
PETZTDH Holdings, Inc.SHS33,817$8.90 萬<0.1%−30,473−47.4%減碼歷史
AHTAshford Hospitality Trust IncCOM SHS20,100$9.20 萬<0.1%+20,100新進歷史
EODAllspring Global Dividend Opportunity FundCOM16,152$9.30 萬<0.1%+67+0.4%加碼歷史
GUTGabelli Utility TrustCOM11,887$9.50 萬<0.1%+1,837+18.3%加碼歷史
SANBanco Santander, S.A.ADR24,343$9.50 萬<0.1%+12,755+110.1%加碼歷史
First Tr MLP & Energy Incom33739B104COM12,222$9.70 萬<0.1%+12,222新進–
OXSQOxford Square Capital Corp.COM20,718$10.2 萬<0.1%00.0%不變歷史
SABASaba Capital Income & Opportunities Fund IICOM18,807$10.5 萬<0.1%+5,206+38.3%加碼歷史
MFMAberdeen Municipal Income FundSH BEN INT15,077$10.8 萬<0.1%00.0%不變歷史
Prospect Cap Corp74348TAR3NOTE 4.950% 7/1107,000$11.0 萬<0.1%+107,000新進–
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS11,191$11.1 萬<0.1%−163−1.4%減碼歷史
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT10,939$11.1 萬<0.1%+10,939新進歷史
Atech (Parent) Resolution Corp.00973N102COM10,562$11.3 萬<0.1%+10,562新進–
MVFBlackRock Munivest Fund, Inc.COM11,800$11.4 萬<0.1%00.0%不變歷史
PCKPIMCO California Municipal Income Fund IICOM11,850$11.4 萬<0.1%00.0%不變歷史
VXRTVaxart, Inc.COM NEW15,300$11.5 萬<0.1%−300−1.9%減碼歷史
JRONuveen Floating Rate Income Opportunity FundCOM SHS12,000$11.7 萬<0.1%+1,500+14.3%加碼歷史
SELFGlobal Self Storage, Inc.COM22,709$11.8 萬<0.1%00.0%不變歷史
PCFHigh Income Securities FundSHS BEN INT12,100$11.8 萬<0.1%+12,100新進歷史
JFRNuveen Floating Rate Income FundCOM11,900$11.9 萬<0.1%+11,900新進歷史
HIOWestern Asset High Income Opportunity Fund Inc.COM22,644$12.0 萬<0.1%+5,249+30.2%加碼歷史
PAVMPAVmed Inc.COM18,694$12.0 萬<0.1%00.0%不變歷史
Portman Ridge Fin Corp73688F102COM50,212$12.0 萬<0.1%+50,212新進–
Pretium Res Inc74139C102COM12,500$12.0 萬<0.1%+12,500新進–
ACBAurora Cannabis IncCOM13,337$12.1 萬<0.1%+3,038+29.5%加碼歷史
PAAPlains All American Pipeline LPUNIT LTD PARTN10,772$12.2 萬<0.1%+649+6.4%加碼歷史
UWMCUWM Holdings CorpCOM CL A14,537$12.3 萬<0.1%−35,183−70.8%減碼歷史
CNSLConsolidated Communications Holdings, Inc.COM13,939$12.3 萬<0.1%00.0%不變歷史
CLNEClean Energy Fuels Corp.COM12,353$12.5 萬<0.1%+12,353新進歷史
ZNGAZynga IncCL A11,782$12.5 萬<0.1%+1,412+13.6%加碼歷史
TMPOTempo Automation Holdings, Inc.CL A12,700$12.6 萬<0.1%−6,800−34.9%減碼歷史
PBIPitney Bowes IncCOM14,750$12.9 萬<0.1%00.0%不變歷史
BKDBrookdale Senior Living Inc.COM16,350$12.9 萬<0.1%00.0%不變歷史
RSIRush Street Interactive, Inc.COM10,535$12.9 萬<0.1%+10,535新進歷史
AQMSAqua Metals, Inc.COM43,000$12.9 萬<0.1%+10,000+30.3%加碼歷史
EXKEndeavour Silver CorpCOM21,458$13.1 萬<0.1%+21,458新進歷史
HTYJohn Hancock Tax-Advantaged Global Shareholder Yield FundTAX ADV GLB SH19,250$13.5 萬<0.1%00.0%不變歷史
CGENCompugen LtdORD16,400$13.6 萬<0.1%+5,200+46.4%加碼歷史
UUUUEnergy Fuels IncCOM NEW22,935$13.9 萬<0.1%+22,935新進歷史
Global X FDS37950E549GLB X SUPERDIV10,122$14.3 萬<0.1%−145−1.4%減碼–
ZEVLightning eMotors, Inc.COM17,200$14.3 萬<0.1%+17,200新進歷史
FTFFranklin Ltd Duration Income TrustCOM15,681$14.4 萬<0.1%+15,681新進歷史
AGIAlamos Gold IncStock19,003$14.5 萬<0.1%+19,003新進歷史
EGOEldorado Gold CorpCOM14,600$14.5 萬<0.1%+14,600新進歷史
PFNPIMCO Income Strategy Fund IICOM13,402$14.7 萬<0.1%+1,447+12.1%加碼歷史
Global X FDS37954Y426CANNABIS ETF10,666$14.7 萬<0.1%+10,666新進–
Beachbody Company, Inc.073463101COM CL A14,386$15.0 萬<0.1%+14,386新進–
BFLYButterfly Network, Inc.COM CL A10,494$15.2 萬<0.1%+10,494新進歷史
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY18,963$15.2 萬<0.1%+3,800+25.1%加碼–
AMAntero Midstream CorpStock15,000$15.6 萬<0.1%+15,000新進歷史
FMYFirst Trust Mortgage Income FundCOM SHS11,366$15.7 萬<0.1%+18+0.2%加碼歷史
EFREaton Vance Senior Floating-Rate TrustCOM11,186$15.8 萬<0.1%−884−7.3%減碼歷史
ENLCEnLink Midstream, LLCCOM UNIT REP LTD24,655$15.8 萬<0.1%+24,655新進歷史
JMPJMP Group LLCCOM26,203$16.1 萬<0.1%00.0%不變歷史
Adamas Trust, Inc.649604501COM PAR $.0236,207$16.2 萬<0.1%+25+0.1%加碼–
PMXPIMCO Municipal Income Fund IIICOM12,502$16.3 萬<0.1%+12,502新進歷史
SWNSouthwestern Energy CoCOM28,745$16.3 萬<0.1%+28,745新進歷史
PAYOPayoneer Global Inc.COM15,800$16.4 萬<0.1%+15,800新進歷史
ZVRAZevra Therapeutics, Inc.COM NEW12,900$16.5 萬<0.1%00.0%不變歷史
VKQInvesco Municipal TrustCOM12,071$16.6 萬<0.1%+12,071新進歷史
Two Harbors Investment Corp.90187B408COM NEW21,959$16.6 萬<0.1%+4,322+24.5%加碼–
RFICohen & Steers Total Return Realty Fund IncCOM10,222$16.7 萬<0.1%+10,222新進歷史
First Tr High Income L/S FD33738E109COM10,601$16.7 萬<0.1%00.0%不變–
SBIWestern Asset Intermediate Muni Fund Inc.COM17,246$16.8 萬<0.1%+6,735+64.1%加碼歷史
NANNuveen New York Quality Municipal Income FundCOM11,186$16.8 萬<0.1%+1,100+10.9%加碼歷史
HIXWestern Asset High Income Fund II Inc.COM23,716$17.0 萬<0.1%+900+3.9%加碼歷史
Genius Sports LtdG3934V117COM21,500$17.1 萬<0.1%+21,500新進–
CXCemex SAB de CVSPON ADR NEW20,691$17.4 萬<0.1%+20,691新進歷史
LACLithium Americas Corp.COM NEW11,915$17.7 萬<0.1%+11,915新進歷史
FLRFluor CorpStock10,125$17.9 萬<0.1%+1,208+13.5%加碼歷史

選擇權（12 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

Cetera Advisor Networks LLC 在 2021 年第 2 季的選擇權部位
證券類別賣權買權
SPYSPDR S&P 500 ETF TrustETF$2.60 萬–
USOUnited States Oil Fund, LPUNITS–$1.30 萬
AGFirst Majestic Silver CorpCOM–$9,000
Yamana Gold Inc98462Y100COM–$8,000
Invesco QQQ Trust Series I46090E103ETF$2,000–
State Street Technology Select Sector SPDR ETF81369Y803ETF–$2,000
AALAmerican Airlines Group Inc.Stock–$2,000
AMDAdvanced Micro Devices IncStock–$2,000
BALLBALL CorpCOM$2,000–
CHPTChargePoint Holdings, Inc.COM CL A–$2,000
MOAltria Group, Inc.Stock–$1,000
USBUS Bancorp DECOM NEW$0$1,000

2021 年第 1 季之後清倉（65 檔）

2021 年第 1 季季末還持有、這份申報已經沒有的部位。

Cetera Advisor Networks LLC 在 2021 年第 1 季之後清倉的部位
證券類別2021 年第 1 季股數2021 年第 1 季市值2021 年第 1 季佔組合 %紀錄
FS KKR Cap Corp II35952V303COM153,193$299.2 萬0.1%–
Western Asset Mun Def Opp Tr95768A109COM63,677$134.6 萬<0.1%–
HPSJohn Hancock Preferred Income Fund IIICOM68,315$124.3 萬<0.1%歷史
Standard Avb Finl Corp85303B100COM32,010$104.5 萬<0.1%–
Varian Med Sys Inc92220P105COM4,469$78.9 萬<0.1%–
Colony CR Real Estate Inc19625T101COM CL A91,652$78.1 萬<0.1%–
Alps ETF Tr00162Q478DISRUPTIVE TECH16,129$72.5 萬<0.1%–
Trident Acquisitions Corp89615T106COM49,000$58.5 萬<0.1%–
Innovator ETFs Trust45782C672US EQT ULTRA BF20,083$56.7 萬<0.1%–
Innovator ETFs Trust45782C573US EQTY PWR BUF16,300$48.4 萬<0.1%–
Innovator ETFs Trust45782C284US SML CP PWR B17,716$46.8 萬<0.1%–
VVVValvoline IncCOM17,715$46.2 萬<0.1%歷史
TLRYTilray Brands, Inc.COM CL 219,741$44.9 萬<0.1%歷史
WKHSWorkhorse Group Inc.COM NEW30,603$42.1 萬<0.1%歷史
Innovator ETFs Trust45782C565US EQTY ULTRA BU13,777$39.6 萬<0.1%–
TCPCBlackRock TCP Capital Corp.COM27,089$37.5 萬<0.1%歷史
BLDRBuilders FirstSource, Inc.Stock7,969$37.0 萬<0.1%歷史
Thunder BRDG Acquistion II LG8857S116CL A SHS35,550$37.0 萬<0.1%–
NKLANikola CorpCOM26,349$36.6 萬<0.1%歷史
GS Acquisition Hldgs Corp II36258Q105COM CL A33,897$35.4 萬<0.1%–
First Tr Sr Floating Rate 2033740K101COM SHS37,482$35.3 萬<0.1%–
HONEHarborOne Bancorp, Inc.COM NEW24,797$33.4 萬<0.1%歷史
PLNTPlanet Fitness, Inc.CL A4,248$32.8 萬<0.1%歷史
Forest Road Acquisition Corp34619R102COM29,700$30.1 萬<0.1%–
Innovator ETFs Trust45782C839US EQT ULTRA BF11,135$29.8 萬<0.1%–
iShares Tr464288117INTL TREA BD ETF5,739$29.8 萬<0.1%–
LPROOpen Lending CorpCOM8,250$29.2 萬<0.1%歷史
Hudson Executive Invt Corp443761101COM CL A29,000$28.8 萬<0.1%–
CGNXCognex CorpCOM3,279$27.2 萬<0.1%歷史
CARAvis Budget Group, Inc.COM3,731$27.1 萬<0.1%歷史
VIEWView, Inc.COM CL A36,100$26.7 萬<0.1%歷史
FLEXFlex Ltd.Stock14,485$26.5 萬<0.1%歷史
JACKJack in the Box IncCOM2,221$24.4 萬<0.1%歷史
GANGAN LtdORD SHS13,300$24.2 萬<0.1%歷史
CWHCamping World Holdings, Inc.CL A6,469$23.5 萬<0.1%歷史
Nuveen Corporate Incm Noveme67077N106COM24,600$23.1 萬<0.1%–
Ftac Olympus Acquisition CorG37288100CL A SHS20,700$21.9 萬<0.1%–
WDFCWD 40 CoCOM698$21.4 萬<0.1%歷史
MSTRStrategy IncStock312$21.2 萬<0.1%歷史
JWNNordstrom IncStock5,578$21.1 萬<0.1%歷史
SPDR Ser Tr78468R655S&P KENSHO CLEAN1,838$21.0 萬<0.1%–
TMBRTrex Wind-Down, Inc.COM102,128$20.7 萬<0.1%歷史
RNGRingCentral, Inc.CL A681$20.3 萬<0.1%歷史
Nushares ETF Tr67092P607NUVEEN ESG SMLCP4,700$20.2 萬<0.1%–
Nuveen CR Opportunities 202267075U102COM23,775$19.9 萬<0.1%–
DPCM Cap Inc23344P101COM CL A20,000$19.7 萬<0.1%–
APTXAptinyx Inc.COM60,000$18.0 萬<0.1%歷史
ZOMDFZomedica Corp.COM109,500$17.3 萬<0.1%歷史
OUSTOuster, Inc.COM17,200$14.6 萬<0.1%歷史
ALDXAldeyra Therapeutics, Inc.COM11,188$13.3 萬<0.1%歷史
Forum Merger III Corp349885103COM CL A13,100$13.1 萬<0.1%–
Soaring Eagle Acquisition CoG8354H100UNIT 02/23/202611,400$11.5 萬<0.1%–
China Jo-Jo Drugstores Inc16949A206COM NEW100,000$11.2 萬<0.1%–
Nextgen Acquisition CorpG65305107CL A11,300$11.2 萬<0.1%–
HYLNHyliion Holdings Corp.COMMON STOCK10,250$10.9 萬<0.1%歷史
Thoma Bravo AdvantageG88272102COM CL A10,000$10.5 萬<0.1%–
EMBJEmbraer S.A.ADR10,120$10.1 萬<0.1%歷史
FTITechnipFMC plcCOM11,011$8.50 萬<0.1%歷史
WWRWestwater Resources, Inc.COM NEW13,000$7.00 萬<0.1%歷史
NTBLNotable Labs, Ltd.COM32,800$6.60 萬<0.1%歷史
Hyperscale Data, Inc.05150X104COM12,600$4.10 萬<0.1%–
GALTGalectin Therapeutics IncCOM NEW16,006$3.50 萬<0.1%歷史
VCNXVaccinex, Inc.COM10,500$3.10 萬<0.1%歷史
Onconova Therapeutics Inc68232V405COM PAR13,000$1.30 萬<0.1%–
Gabelli Util Tr36240A168RIGHT 04/14/202110,066$1,000<0.1%–