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Cetera Advisors LLC

SEC CIK
0001534400
最新申報
2024/5/24

2023 年第 4 季持倉

持倉截至 2023/12/31,2024/2/13 申報。只含多頭部位,變化是跟 2023 年第 3 季比股數。

機構總覽
持股檔數
1,782
較 2023 年第 3 季 +92
總值
$72.2 億
較 2023 年第 3 季 +$8.16 億 (+12.7%)
申報日
2024/2/13
SEC
Cetera Advisors LLC 在 2023 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
BERYBerry Global Group, Inc.COM8,029$54.1 萬<0.1%−429−5.1%減碼歷史
ARK Next Generation Technology ETF00214Q401ETF7,143$54.2 萬<0.1%+1,313+22.5%加碼–
DBX ETF Tr233051507XTRACK MSCI JAPN8,744$54.2 萬<0.1%+2,060+30.8%加碼–
MSCIMSCI Inc.Stock960$54.3 萬<0.1%+175+22.3%加碼歷史
RBLXRoblox CorpStock11,902$54.4 萬<0.1%−1,253−9.5%減碼歷史
CCLCarnival Corp Ltd.UNIT 99/99/999929,432$54.6 萬<0.1%−1,060−3.5%減碼歷史
NRPNatural Resource Partners LPCOM UNIT LTD PAR5,902$54.6 萬<0.1%−54−0.9%減碼歷史
Aim ETF Products Trust00888H869ALLIANZIM US EQ20,598$54.7 萬<0.1%−1,399−6.4%減碼–
MPTMedical Properties Trust IncCOM111,756$54.9 萬<0.1%−1,015−0.9%減碼歷史
LKQLKQ CorpCOM11,549$55.2 萬<0.1%+3,268+39.5%加碼歷史
RFRegions Financial CorpCOM28,517$55.3 萬<0.1%−720−2.5%減碼歷史
WABWestinghouse Air Brake Technologies CorpStock4,365$55.4 萬<0.1%+1,122+34.6%加碼歷史
DOCUDocuSign, Inc.Stock9,324$55.4 萬<0.1%−12,969−58.2%減碼歷史
Innovator ETFs Trust45782C474US SML CP PWR B16,168$55.5 萬<0.1%−170−1.0%減碼–
BGBunge Global SACOM SHS5,497$55.5 萬<0.1%+2,245+69.0%加碼歷史
PENNPENN Entertainment, Inc.COM21,352$55.6 萬<0.1%−11,639−35.3%減碼歷史
OPENOpendoor Technologies Inc.COM124,019$55.6 萬<0.1%+34,583+38.7%加碼歷史
SPDR Series Trust78464A821ST STR SP400GRW7,344$55.6 萬<0.1%+464+6.7%加碼–
PHKPIMCO High Income FundCOM SHS111,767$55.8 萬<0.1%+10,895+10.8%加碼歷史
MASMasco CorpCOM8,335$55.8 萬<0.1%+1,836+28.3%加碼歷史
Vanguard Intl Equity Index F922042866FTSE PACIFIC ETF7,784$56.1 萬<0.1%+496+6.8%加碼–
NXENexGen Energy Ltd.COM79,999$56.2 萬<0.1%+79,999新進歷史
RPMRPM International IncCOM5,040$56.3 萬<0.1%−103−2.0%減碼歷史
Invesco Exchange Traded FD T46137V746LARG CAP GRO ETF7,255$56.4 萬<0.1%−442−5.7%減碼–
Franklin Templeton ETF Tr35473P462BRANDYWINEGLOBAL45,879$56.5 萬<0.1%00.0%不變–
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH3,573$56.5 萬<0.1%−284−7.4%減碼–
FTVFortive CorpStock7,671$56.5 萬<0.1%+527+7.4%加碼歷史
DEODiageo PLCSPON ADR NEW3,892$56.7 萬<0.1%−249−6.0%減碼歷史
AGNCAGNC Investment Corp.REIT57,803$56.7 萬<0.1%+4,155+7.7%加碼歷史
GPKGraphic Packaging Holding CoCOM23,051$56.8 萬<0.1%−239−1.0%減碼歷史
Pacer FDS Tr69374H428ARIST HIGH ETF12,094$57.0 萬<0.1%+3,809+46.0%加碼–
MPWRMonolithic Power Systems, Inc.COM905$57.1 萬<0.1%−1,125−55.4%減碼歷史
GNRCGenerac Holdings Inc.Stock4,420$57.1 萬<0.1%−2,820−39.0%減碼歷史
iShares Tr464288562RESIDENTIAL MULT7,775$57.2 萬<0.1%−420−5.1%減碼–
ALTAltimmune, Inc.COM NEW50,823$57.2 萬<0.1%+50,823新進歷史
LYGLloyds Banking Group plcSPONSORED ADR239,291$57.2 萬<0.1%+6,205+2.7%加碼歷史
WisdomTree Tr97717X131INTL QULTY DIV15,774$57.2 萬<0.1%+1,763+12.6%加碼–
ATOAtmos Energy CorpCOM4,939$57.2 萬<0.1%−27−0.5%減碼歷史
iShares S&P Mid-Cap 400 Value ETF464287705ETF5,029$57.3 萬<0.1%+20.0%加碼–
Fidelity Covington Trust316092352BLUE CHIP GRWTH17,403$58.0 萬<0.1%+295+1.7%加碼–
Invesco Exch Traded FD Tr II46138G672S&P MDCP 400 REV5,541$58.2 萬<0.1%−2,587−31.8%減碼–
CINFCincinnati Financial CorpCOM5,655$58.5 萬<0.1%+547+10.7%加碼歷史
ARK ETF Tr00214Q5003D PRINTING ETF25,261$58.7 萬<0.1%−500−1.9%減碼–
ETF Managers Tr26924G409PRIME MOBILE PAY12,694$58.9 萬<0.1%−1,382−9.8%減碼–
J P Morgan Exchange Traded F46641Q241BETABUILDERS US12,698$59.1 萬<0.1%−1,947−13.3%減碼–
IBNIcici Bank LtdADR24,800$59.1 萬<0.1%+9,236+59.3%加碼歷史
VSTVistra Corp.Stock15,376$59.2 萬<0.1%+7,500+95.2%加碼歷史
KEYSKeysight Technologies, Inc.Stock3,730$59.3 萬<0.1%+547+17.2%加碼歷史
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF24,847$59.5 萬<0.1%+2,654+12.0%加碼–
CFGCitizens Financial Group IncCOM17,945$59.5 萬<0.1%+1,455+8.8%加碼歷史
ACGLArch Capital Group Ltd.Stock8,016$59.5 萬<0.1%+1,171+17.1%加碼歷史
STESTERIS plcSHS USD2,709$59.6 萬<0.1%+48+1.8%加碼歷史
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR11,958$59.6 萬<0.1%−1,359−10.2%減碼–
SPDR Index Shs FDS78463X871ST INTL CAP ETF18,799$59.7 萬<0.1%−646−3.3%減碼–
FERGFerguson Enterprises Inc.SHS3,107$60.0 萬<0.1%+44+1.4%加碼歷史
First Tr Exchange-Traded FD33734X101CONSUMR DISCRE10,176$60.0 萬<0.1%+185+1.9%加碼–
OVVOvintiv Inc.COM13,684$60.1 萬<0.1%+154+1.1%加碼歷史
iShares Tr46434V290US SML CAP EQT10,231$60.2 萬<0.1%+5,672+124.4%加碼–
BTIBritish American Tobacco p.l.c.SPONSORED ADR20,567$60.2 萬<0.1%+6,035+41.5%加碼歷史
DKSDick's Sporting Goods, Inc.Stock4,106$60.3 萬<0.1%−67−1.6%減碼歷史
GLDMWorld Gold TrustSPDR GLD MINIS14,763$60.4 萬<0.1%+582+4.1%加碼歷史
Capital Group Intl Focus EQT14019W109SHS CREAT UNIT25,311$60.4 萬<0.1%+4,575+22.1%加碼–
Invesco Exchange Traded FD T46137V308BUYBACK ACHIEV6,120$60.6 萬<0.1%−14,852−70.8%減碼–
First Tr Exchange-Traded FD33734X200DJ GLBL DIVID27,251$60.7 萬<0.1%+202+0.7%加碼–
LWLamb Weston Holdings, Inc.Stock5,613$60.7 萬<0.1%−126−2.2%減碼歷史
BENFranklin Templeton IncCOM20,439$60.9 萬<0.1%+903+4.6%加碼歷史
Hartford FDS Exchange Traded41653L305TOTAL RTRN ETF17,904$60.9 萬<0.1%+270+1.5%加碼–
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM79,200$61.1 萬<0.1%+68,622+648.7%加碼歷史
SPDR Series Trust78468R739ST NUVE TERM ETF12,839$61.4 萬<0.1%+696+5.7%加碼–
Schwab Strategic Tr8085247221000 INDEX ETF13,335$61.4 萬<0.1%−23−0.2%減碼–
BKNBlackRock Investment Quality Municipal Trust, Inc.COM51,989$61.7 萬<0.1%+12,869+32.9%加碼歷史
State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391ETF29,038$61.7 萬<0.1%−2,299−7.3%減碼–
HAPNHappen, Inc.COM NEW70,642$61.7 萬<0.1%+70,642新進歷史
Aim ETF Products Trust00888H802ALLIA US JAN ETF20,434$61.9 萬<0.1%−17,044−45.5%減碼–
iShares Tr464287812US CONSM STAPLES3,237$62.1 萬<0.1%−2,521−43.8%減碼–
AIZAssurant, Inc.Stock3,684$62.1 萬<0.1%+3,684新進歷史
CWHCamping World Holdings, Inc.CL A23,661$62.1 萬<0.1%+579+2.5%加碼歷史
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP14,723$62.2 萬<0.1%−3,774−20.4%減碼–
Innovator ETFs Trust45782C672US EQT ULTRA BF20,257$62.3 萬<0.1%+2,389+13.4%加碼–
HBANHuntington Bancshares IncCOM48,983$62.3 萬<0.1%−461−0.9%減碼歷史
Capital Grp Fixed Incm ETF T14020Y300US MULTI-SECTOR23,142$62.5 萬<0.1%+2,966+14.7%加碼–
BHPBHP Group LtdADR9,152$62.5 萬<0.1%−194−2.1%減碼歷史
PSLVSprott Physical Silver TrustPHYSICAL SILVER77,431$62.6 萬<0.1%−4,166−5.1%減碼歷史
iShares U S ETF Tr46431W838SHOR MAT MUN ETF12,548$62.7 萬<0.1%−2,297−15.5%減碼–
Innovator ETFs Trust45782C755US EQTY BUFR JUN17,579$62.8 萬<0.1%−5,554−24.0%減碼–
TELTE Connectivity plcREG SHS4,469$62.8 萬<0.1%+39+0.9%加碼歷史
DELLDell Technologies Inc.Stock8,220$62.9 萬<0.1%−2,082−20.2%減碼歷史
BLDRBuilders FirstSource, Inc.Stock3,785$63.2 萬<0.1%−4,284−53.1%減碼歷史
CLHClean Harbors IncCOM3,622$63.2 萬<0.1%−62−1.7%減碼歷史
AWKAmerican Water Works Company, Inc.Stock4,792$63.3 萬<0.1%−433−8.3%減碼歷史
LENLennar CorpCL A4,252$63.4 萬<0.1%−108−2.5%減碼歷史
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN13,634$63.5 萬<0.1%−8,179−37.5%減碼–
iShares Tr46436E544ESG SELE SCR ETF16,663$63.7 萬<0.1%+394+2.4%加碼–
PNFPPinnacle Financial Partners, Inc.COM7,309$63.8 萬<0.1%+4,128+129.8%加碼歷史
PIMCO ETF Tr72201R718ENHNCD LW DUR AC6,739$63.9 萬<0.1%+249+3.8%加碼–
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI26,479$64.0 萬<0.1%−3,097−10.5%減碼–
Innovator ETFs Trust45782C284US SML CP PWR B23,707$64.2 萬<0.1%+192+0.8%加碼–
Innovator ETFs Trust45782C532US EQTY ULTRA B20,041$64.2 萬<0.1%+4,034+25.2%加碼–
Fidelity MSCI Health Care Index ETF316092600ETF9,940$64.3 萬<0.1%−517−4.9%減碼–
Cambria ETF Tr132061201SHSHLD YIELD ETF9,609$64.9 萬<0.1%−2,682−21.8%減碼–

選擇權(6 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Cetera Advisors LLC 在 2023 年第 4 季的選擇權部位
證券類別賣權買權
Global X Uranium ETF37954Y871ETF$4.76 萬–
AFRMAffirm Holdings, Inc.COM CL A$2.51 萬–
PANWPalo Alto Networks IncStock$1.76 萬–
CRWDCrowdStrike Holdings, Inc.Stock$3,340–
Invesco QQQ Trust Series I46090E103ETF$1,056–
FIGSFIGS, Inc.CL A–$36

2023 年第 3 季之後清倉(97 檔)

2023 年第 3 季季末還持有、這份申報已經沒有的部位。

Cetera Advisors LLC 在 2023 年第 3 季之後清倉的部位
證券類別2023 年第 3 季股數2023 年第 3 季市值2023 年第 3 季佔組合 %紀錄
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY469,108$1,103 萬0.2%–
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD268,544$798.4 萬0.1%歷史
MMacy's, Inc.COM186,806$216.9 萬<0.1%歷史
DBCInvesco DB Commodity Index Tracking FundUNIT67,232$167.8 萬<0.1%歷史
ETF Ser Solutions26922A172NATIONWIDE RSK73,097$147.3 萬<0.1%–
iShares Tr46434VAX8IBONDS DEC23 ETF55,708$141.3 萬<0.1%–
ANAutonation, Inc.COM9,116$138.0 萬<0.1%歷史
LSCCLattice Semiconductor CorpCOM14,076$121.0 萬<0.1%歷史
IEPIcahn Enterprises L.P.DEPOSITARY UNIT51,751$102.4 萬<0.1%歷史
TDWTidewater IncCOM14,285$101.5 萬<0.1%歷史
SGENSeagen Inc.COM4,763$101.0 萬<0.1%歷史
WisdomTree Tr97717W802ITL HIGH DIV FD25,030$90.6 萬<0.1%–
VMWVmware LLCCL A COM5,372$89.4 萬<0.1%歷史
TNKTeekay Tankers Ltd.CL A18,686$77.8 萬<0.1%歷史
Invesco Exchange Traded FD T46137V688NEXT GEN CON ETF9,850$75.3 萬<0.1%–
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB33,943$72.1 萬<0.1%–
ProShares Tr74348A608SHT 7-10 YR TR23,500$71.7 萬<0.1%–
GASSStealthGas Inc.SHS127,054$64.0 萬<0.1%歷史
ARLPAlliance Resource Partners LPStock27,381$61.7 萬<0.1%歷史
SBLKStar Bulk Carriers Corp.SHS PAR29,411$56.7 萬<0.1%歷史
ATVIActivision Blizzard, Inc.COM5,649$52.9 萬<0.1%歷史
UUnity Software Inc.COM16,168$50.8 萬<0.1%歷史
ASURAsure Software IncCOM52,641$49.8 萬<0.1%歷史
OPRAOpera LtdSPONSORED ADS42,961$48.4 萬<0.1%歷史
iShares Tr46436E882IBONDS 23 TRM TS19,003$47.2 萬<0.1%–
GLADGladstone Capital CorpCOM47,001$45.3 萬<0.1%歷史
EBSEmergent BioSolutions Inc.COM125,112$42.5 萬<0.1%歷史
TRMDTORM plcSHS CL A14,601$40.2 萬<0.1%歷史
INSWInternational Seaways, Inc.COM8,360$37.6 萬<0.1%歷史
TDOCTeladoc Health, Inc.COM19,759$36.7 萬<0.1%歷史
SPDR Series Trust78464A656ST STR TIPS ETF14,772$36.7 萬<0.1%–
OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc.COM45,829$36.3 萬<0.1%歷史
First Tr Exchange-Traded FD33737A108NASDQ CLN EDGE3,693$34.7 萬<0.1%–
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF11,271$32.9 萬<0.1%–
American Centy ETF Tr025072802INTL SMCP VLU5,654$32.7 萬<0.1%–
ELFe.l.f. Beauty, Inc.COM2,944$32.3 萬<0.1%歷史
iShares MSCI India ETF46429B598ETF7,105$31.4 萬<0.1%–
Cambria ETF Tr132061839TRINITY12,739$31.1 萬<0.1%–
BILLBILL Holdings, Inc.Stock2,833$30.8 萬<0.1%歷史
UALUnited Airlines Holdings, Inc.COM7,027$29.7 萬<0.1%歷史
SPDR Series Trust78468R200ST STR RATE ETF9,327$28.7 萬<0.1%–
NNOXNano-X Imaging Ltd.ORD SHS43,491$28.5 萬<0.1%歷史
OSISOsi Systems IncCOM2,415$28.5 萬<0.1%歷史
SQMChemical & Mining Co of Chile IncSPON ADR SER B4,748$28.3 萬<0.1%歷史
SDIGStronghold Digital Mining, Inc.CLASS A COM63,141$27.5 萬<0.1%歷史
CHRWC. H. Robinson Worldwide, Inc.COM NEW3,095$26.7 萬<0.1%歷史
iShares Tr46432F859CORE 1 5 YR USD5,624$26.1 萬<0.1%–
ProShares Ultrashort S&P 50074347G416ETF6,920$25.7 萬<0.1%–
DPZDominos Pizza IncCOM677$25.6 萬<0.1%歷史
iShares Tr46435U150IBONDS 23 TRM HG10,545$24.9 萬<0.1%–
MPAAMotorcar Parts of America IncCOM30,271$24.5 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F631FT VEST US7,454$24.2 萬<0.1%–
Schwab Fundamental International Small Equity ETF808524748ETF7,290$23.4 萬<0.1%–
PIMCO ETF Tr72201R627SR LN ACTIVE ETF4,531$22.8 萬<0.1%–
ARK ETF Tr00214Q203AUTNMUS TECHNLGY4,292$22.5 萬<0.1%–
ILMNIllumina, Inc.COM1,638$22.5 萬<0.1%歷史
ZBHZimmer Biomet Holdings, Inc.Stock1,983$22.3 萬<0.1%歷史
PBTPermian Basin Royalty TrustUNIT BEN INT10,436$22.2 萬<0.1%歷史
Sprott FDS Tr85208P303URANIUM MINERS E4,686$22.1 萬<0.1%–
AIC3.ai, Inc.Stock8,647$22.1 萬<0.1%歷史
ATKRAtkore Inc.COM1,468$21.9 萬<0.1%歷史
Invesco Exchange Traded FD T46137V225S&P MIDCAP 4002,489$21.7 萬<0.1%–
AGRAvangrid, Inc.COM7,197$21.7 萬<0.1%歷史
ALGNAlign Technology IncCOM694$21.2 萬<0.1%歷史
RHIRobert Half Inc.COM2,884$21.1 萬<0.1%歷史
CNHCNH Industrial N.V.SHS17,272$21.1 萬<0.1%歷史
First Tr Exch Traded FD III33739P301MUNI HI INCM ETF4,664$21.0 萬<0.1%–
UTGReaves Utility Income FundCOM SH BEN INT8,495$20.9 萬<0.1%歷史
HSBCHSBC Holdings PLCSPON ADR NEW5,264$20.8 萬<0.1%歷史
Amplify ETF Tr032108888BLACKSWAN GRWT8,687$20.7 萬<0.1%–
iShares Tr46435U663ESG AWARE MSCI6,109$20.6 萬<0.1%–
CHRDChord Energy CorpCOM NEW1,267$20.5 萬<0.1%歷史
Dimensional ETF Trust25434V864SHOR DUR FIX ETF4,394$20.4 萬<0.1%–
HASHasbro, Inc.COM3,055$20.2 萬<0.1%歷史
LACLithium Americas Corp.COM NEW11,331$19.3 萬<0.1%歷史
INTTIntest CorpCOM12,674$19.2 萬<0.1%歷史
Nuveen Calif Select Tax Free67063R103SH BEN INT15,000$18.3 萬<0.1%–
YEXTYext, Inc.COM25,742$16.3 萬<0.1%歷史
MHDBlackRock Muniholdings Fund, Inc.COM14,451$14.9 萬<0.1%歷史
AGDabrdn Global Dynamic Dividend FundCOM14,899$12.9 萬<0.1%歷史
NIMNuveen Select Maturities Municipal FundSH BEN INT14,160$12.0 萬<0.1%歷史
PMLPIMCO Municipal Income Fund IICOM15,007$11.5 萬<0.1%歷史
EOLSEvolus, Inc.COM11,477$10.5 萬<0.1%歷史
AXGNAxogen, Inc.COM18,399$9.20 萬<0.1%歷史
EMDWestern Asset Emerging Markets Debt Fund Inc.COM10,380$8.62 萬<0.1%歷史
RWTRedwood Trust IncCOM11,422$8.14 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F540SKYB CRY IND ETF13,847$6.84 萬<0.1%–
GUTGabelli Utility TrustCOM12,239$6.49 萬<0.1%歷史
IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUNDCOM10,424$5.11 萬<0.1%歷史
FAXAbrdn Asia-Pacific Income Fund, Inc.COM17,827$4.37 萬<0.1%歷史
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LUMNLumen Technologies, Inc.Stock16,503$2.34 萬<0.1%歷史
Ironwood Pharmaceuticals Inc46333XAF5NOTE 0.750% 6/121,000$2.06 萬<0.1%–
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Hope Bancorp Inc43940TAB5NOTE 2.000% 5/118,000$1.78 萬<0.1%–
NVTAInvitae CorpCOM11,377$6,885<0.1%歷史