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Cetera Advisors LLC

SEC CIK
0001534400
最新申報
2024/5/24

2023 年第 3 季持倉

持倉截至 2023/9/30,2023/11/14 申報。只含多頭部位,變化是跟 2023 年第 2 季比股數。

機構總覽
持股檔數
1,690
較 2023 年第 2 季 +47
總值
$64.0 億
較 2023 年第 2 季 +$5,779 萬 (+0.9%)
申報日
2023/11/14
SEC
Cetera Advisors LLC 在 2023 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
Inpixon45790J867COM NEW 202210,067$1,126<0.1%+10,067新進–
UAVSAgEagle Aerial Systems Inc.COM15,000$2,520<0.1%+15,000新進歷史
NVTAInvitae CorpCOM11,377$6,885<0.1%+11,377新進歷史
SENSSenseonics Holdings, Inc.COM11,900$7,186<0.1%00.0%不變歷史
NKTRNektar TherapeuticsCOM12,700$7,564<0.1%−4,580−26.5%減碼歷史
InterDigital, Inc.45867GAB7NOTE 2.000% 6/010,000$1.06 萬<0.1%00.0%不變–
GEVOGevo, Inc.COM PAR10,001$1.19 萬<0.1%+10,001新進歷史
DWTXDogwood Therapeutics, Inc.COM13,560$1.25 萬<0.1%00.0%不變歷史
VXRTVaxart, Inc.COM NEW18,500$1.39 萬<0.1%−6,700−26.6%減碼歷史
HCI Group, Inc.40416EAD5NOTE 4.250% 3/016,000$1.52 萬<0.1%00.0%不變–
ARECAmerican Resources CorpCL A10,500$1.75 萬<0.1%00.0%不變歷史
Hope Bancorp Inc43940TAB5NOTE 2.000% 5/118,000$1.78 萬<0.1%00.0%不變–
KOPNKopin CorpCOM15,027$1.83 萬<0.1%00.0%不變歷史
PRAXPraxis Precision Medicines, Inc.COM11,194$1.91 萬<0.1%00.0%不變歷史
Ironwood Pharmaceuticals Inc46333XAF5NOTE 0.750% 6/121,000$2.06 萬<0.1%00.0%不變–
OPKOpko Health, Inc.COM13,707$2.19 萬<0.1%−2,000−12.7%減碼歷史
LFTLument Finance Trust, Inc.COM10,695$2.22 萬<0.1%00.0%不變歷史
LUMNLumen Technologies, Inc.Stock16,503$2.34 萬<0.1%−5,080−23.5%減碼歷史
REIRing Energy, Inc.COM12,270$2.39 萬<0.1%+12,270新進歷史
Cheesecake Factory Inc163072AA9NOTE 0.375% 6/131,000$2.56 萬<0.1%−34,000−52.3%減碼–
CRONCronos Group Inc.COM13,082$2.62 萬<0.1%−1,670−11.3%減碼歷史
Western Digital Corp958102AP0NOTE 1.500% 2/028,000$2.75 萬<0.1%00.0%不變–
FPAYFlexShopper, Inc.COM NEW27,400$2.86 萬<0.1%00.0%不變歷史
Cracker Barrel Old Ctry Stor22410JAB2NOTE 0.625% 6/135,000$2.89 萬<0.1%00.0%不變–
Vishay Intertechnology Inc928298AP3NOTE 2.250% 6/129,000$2.91 萬<0.1%−133,000−82.1%減碼–
MINAberdeen Intermediate Income FundSH BEN INT11,172$2.99 萬<0.1%00.0%不變歷史
Ironwood Pharmaceuticals Inc46333XAH1NOTE 1.500% 6/132,000$3.11 萬<0.1%00.0%不變–
ACBAurora Cannabis IncCOM55,050$3.22 萬<0.1%+25,898+88.8%加碼歷史
OXSQOxford Square Capital Corp.COM10,930$3.29 萬<0.1%00.0%不變歷史
Insight Enterprises Inc45765UAB9NOTE 0.750% 2/116,000$3.40 萬<0.1%00.0%不變–
ILPTIndustrial Logistics Properties TrustCOM SHS BEN INT12,356$3.57 萬<0.1%−1,169−8.6%減碼歷史
Airbnb, Inc.009066AB7NOTE 3/141,000$3.61 萬<0.1%+41,000新進–
Enphase Energy, Inc.29355AAH0NOTE 3/042,000$3.69 萬<0.1%−3,000−6.7%減碼–
Guess Inc401617AD7NOTE 2.000% 4/137,000$3.76 萬<0.1%−60,000−61.9%減碼–
Euronet Worldwide, Inc.298736AL3NOTE 0.750% 3/142,000$3.86 萬<0.1%−12,000−22.2%減碼–
Lumentum Hldgs Inc55024UAD1NOTE 0.500%12/147,000$3.94 萬<0.1%00.0%不變–
Uber Technologies, Inc90353TAJ9NOTE 12/143,000$4.01 萬<0.1%+43,000新進–
HBIHanesbrands Inc.COM10,171$4.03 萬<0.1%−413−3.9%減碼歷史
APTOAptose Biosciences Inc.COM14,996$4.20 萬<0.1%+14,996新進歷史
MNKDMannkind CorpCOM NEW10,488$4.33 萬<0.1%+54+0.5%加碼歷史
FAXAbrdn Asia-Pacific Income Fund, Inc.COM17,827$4.37 萬<0.1%+5,995+50.7%加碼歷史
PetIQ, Inc.71639TAB2NOTE 4.000% 6/048,000$4.65 萬<0.1%−54,000−52.9%減碼–
IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUNDCOM10,424$5.11 萬<0.1%+10,424新進歷史
AMLIFAmerican Lithium Corp.COM36,289$5.31 萬<0.1%00.0%不變歷史
FUBOFuboTV Inc.COM20,838$5.56 萬<0.1%+1,783+9.4%加碼歷史
CXEMFS High Income Municipal TrustSH BEN INT18,042$5.63 萬<0.1%+2,042+12.8%加碼歷史
ERICEricsson LM Telephone CoADR B SEK 1011,716$5.69 萬<0.1%+11,716新進歷史
KAMAN Corp483548AF0NOTE 3.250% 5/059,000$5.73 萬<0.1%−6,000−9.2%減碼–
BGYBlackRock Enhanced International Dividend TrustCOM BENE INTER11,502$5.74 萬<0.1%+11,502新進歷史
SOLEmeren Group LtdSPONSORED ADS18,758$5.78 萬<0.1%00.0%不變歷史
BBBLACKBERRY LtdCOM12,410$5.85 萬<0.1%+12,410新進歷史
EODAllspring Global Dividend Opportunity FundCOM14,974$6.03 萬<0.1%+14,974新進歷史
Biomarin Pharmaceutical Inc09061GAK7NOTE 1.250% 5/161,000$6.04 萬<0.1%−37,000−37.8%減碼–
Imax Corp45245EAJ8NOTE 0.500% 4/068,000$6.34 萬<0.1%+22,000+47.8%加碼–
FIGSFIGS, Inc.CL A10,749$6.34 萬<0.1%+10,749新進歷史
GUTGabelli Utility TrustCOM12,239$6.49 萬<0.1%+12,239新進歷史
SANBanco Santander, S.A.ADR17,410$6.55 萬<0.1%−4,320−19.9%減碼歷史
Solaredge Technologies, Inc.83417MAD6NOTE 9/175,000$6.84 萬<0.1%+75,000新進–
First Tr Exchng Traded FD VI33740F540SKYB CRY IND ETF13,847$6.84 萬<0.1%−587−4.1%減碼–
Prospect Cap Corp74348TAT9NOTE 6.375% 3/070,000$6.94 萬<0.1%00.0%不變–
POWWOutdoor Holding CoCOM34,852$7.04 萬<0.1%−1,000−2.8%減碼歷史
HLHecla Mining CoCOM18,428$7.21 萬<0.1%−810−4.2%減碼歷史
CLNEClean Energy Fuels Corp.COM19,560$7.49 萬<0.1%+10+0.1%加碼歷史
Itron, Inc.465741AN6NOTE 3/188,000$7.57 萬<0.1%−35,000−28.5%減碼–
Pacira BioSciences, Inc.695127AF7NOTE 0.750% 8/086,000$7.73 萬<0.1%−36,000−29.5%減碼–
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM10,578$7.80 萬<0.1%−9,024−46.0%減碼歷史
CHPTChargePoint Holdings, Inc.COM CL A15,722$7.81 萬<0.1%+15,722新進歷史
Lci Inds501812AB7NOTE 1.125% 5/186,000$7.99 萬<0.1%−19,000−18.1%減碼–
LCIDLucid Group, Inc.COM14,355$8.02 萬<0.1%−160−1.1%減碼歷史
SIRISirius XM Holdings Inc.COM17,845$8.07 萬<0.1%+1,563+9.6%加碼歷史
PFNPIMCO Income Strategy Fund IICOM12,307$8.11 萬<0.1%+12,307新進歷史
RWTRedwood Trust IncCOM11,422$8.14 萬<0.1%−1,152−9.2%減碼歷史
ONLOrion Properties Inc.REIT16,081$8.38 萬<0.1%−278−1.7%減碼歷史
JPCNuveen Preferred & Income Opportunities FundCOM13,317$8.43 萬<0.1%00.0%不變歷史
NCVVirtus Convertible & Income FundCOM27,169$8.45 萬<0.1%−900−3.2%減碼歷史
Halozyme Therapeutics, Inc.40637HAD1NOTE 0.250% 3/0101,000$8.52 萬<0.1%−47,000−31.8%減碼–
EMDWestern Asset Emerging Markets Debt Fund Inc.COM10,380$8.62 萬<0.1%−375−3.5%減碼歷史
JetBlue Airways Corp477143AP6NOTE 0.500% 4/0112,000$8.66 萬<0.1%−44,000−28.2%減碼–
EVFEaton Vance Senior Income TrustSH BEN INT14,700$8.67 萬<0.1%+200+1.4%加碼歷史
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM11,523$8.80 萬<0.1%00.0%不變歷史
TLRYTilray Brands, Inc.COM CL 237,143$8.88 萬<0.1%+12,028+47.9%加碼歷史
VVRInvesco Senior Income TrustCOM23,116$9.06 萬<0.1%+91+0.4%加碼歷史
JOBYJoby Aviation, Inc.COMMON STOCK14,154$9.13 萬<0.1%+14,154新進歷史
AXGNAxogen, Inc.COM18,399$9.20 萬<0.1%+18,399新進歷史
NXDRNextdoor Holdings, Inc.COM CL A51,223$9.32 萬<0.1%−11,600−18.5%減碼歷史
UAUnder Armour, Inc.CL C14,634$9.34 萬<0.1%+46+0.3%加碼歷史
KGCKinross Gold CorpCOM21,132$9.64 萬<0.1%+1,263+6.4%加碼歷史
ABCLAbCellera Biologics Inc.COM20,966$9.64 萬<0.1%+4,689+28.8%加碼歷史
Ford MTR Co Del345370CZ1NOTE 3/1100,000$9.82 萬<0.1%−41,000−29.1%減碼–
PFLPIMCO Income Strategy FundCOM13,083$10.0 萬<0.1%−800−5.8%減碼歷史
SHIPSeanergy Maritime Holdings Corp.SHS18,201$10.0 萬<0.1%00.0%不變歷史
Stride, Inc.86333MAA6NOTE 1.125% 9/096,000$10.1 萬<0.1%−26,000−21.3%減碼–
Akamai Technologies Inc00971TAL5NOTE 0.375% 9/097,000$10.1 萬<0.1%−33,000−25.4%減碼–
Greenbrier Cos Inc393657AM3NOTE 2.875% 4/1108,000$10.2 萬<0.1%−49,000−31.2%減碼–
EOLSEvolus, Inc.COM11,477$10.5 萬<0.1%+185+1.6%加碼歷史
SNAPSnap IncStock12,248$10.9 萬<0.1%+1,402+12.9%加碼歷史
BSBKBogota Financial Corp.COM15,000$11.1 萬<0.1%00.0%不變歷史
TEITempleton Emerging Markets Income FundCOM24,750$11.4 萬<0.1%+1,000+4.2%加碼歷史
PMLPIMCO Municipal Income Fund IICOM15,007$11.5 萬<0.1%−7,154−32.3%減碼歷史
First Tr MLP & Energy Incom33739B104COM14,623$11.6 萬<0.1%+141+1.0%加碼–

選擇權(9 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Cetera Advisors LLC 在 2023 年第 3 季的選擇權部位
證券類別賣權買權
SPYSPDR S&P 500 ETF TrustETF$12.1 萬$20
Invesco QQQ Trust Series I46090E103ETF$8.63 萬–
CBRECbre Group, Inc.CL A$5.44 萬–
CCJCameco CorpStock$5.37 萬–
AAPLApple Inc.Stock$3.09 萬–
Global X Uranium ETF37954Y871ETF$2.54 萬–
FIGSFIGS, Inc.CL A–$108
VanEck ETF Trust92189F106GOLD MINERS ETF–$54
VanEck ETF Trust92189F791JUNIOR GOLD MINE–$1

2023 年第 2 季之後清倉(120 檔)

2023 年第 2 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 120 檔。

Cetera Advisors LLC 在 2023 年第 2 季之後清倉的部位
證券類別2023 年第 2 季股數2023 年第 2 季市值2023 年第 2 季佔組合 %紀錄
BGSB&G Foods, Inc.COM188,536$262.4 萬<0.1%歷史
Alpha Architect ETF Tr02072L870GADSDN DYN MLT64,943$191.2 萬<0.1%–
Invesco Exch Traded FD Tr II46138E875DORSEY WRGT DVLP62,082$189.1 萬<0.1%–
CBRLCracker Barrel Old Country Store, IncCOM15,561$145.0 萬<0.1%歷史
FIXComfort Systems USA IncCOM8,706$142.9 萬<0.1%歷史
ETF Ser Solutions26922A388APTUS DEFINED52,557$130.7 萬<0.1%–
iShares Future AI & Tech ETF46435U556ETF38,717$127.9 萬<0.1%–
iShares U S ETF Tr46431W648U.S. TECH INDEPD17,456$96.2 萬<0.1%–
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS120,677$90.9 萬<0.1%歷史
TAPMolson Coors Beverage CoCL B13,299$87.6 萬<0.1%歷史
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP13,216$82.4 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF10,487$80.1 萬<0.1%–
iShares MSCI Acwi Ex U.S. ETF464288240ETF16,187$79.7 萬<0.1%–
AEHRAehr Test SystemsCOM15,905$65.6 萬<0.1%歷史
Invesco Exchange Traded FD T46137V589GBL LISTED PVT62,080$65.3 萬<0.1%–
PENPenumbra IncCOM1,887$64.9 萬<0.1%歷史
PODDInsulet CorpStock2,224$64.1 萬<0.1%歷史
J P Morgan Exchange-Traded F46641Q407JPMORGAN DIVER6,290$61.5 萬<0.1%–
AAONAaon, Inc.COM PAR $0.0046,327$60.0 萬<0.1%歷史
ESSEssex Property Trust, Inc.COM2,538$59.5 萬<0.1%歷史
TGLSTecnoglass Holdings Inc.ORD SHS11,074$57.2 萬<0.1%歷史
GFIGold Fields LtdSPONSORED ADR37,562$51.9 萬<0.1%歷史
ETF Ser Solutions26922B873DEFIANCE HTL AIR24,099$51.9 萬<0.1%–
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD87,169$51.5 萬<0.1%歷史
FMXMexican Economic Development IncSPON ADR UNITS4,540$50.3 萬<0.1%歷史
OMEROmeros CorpCOM88,365$48.1 萬<0.1%歷史
Ssga Active ETF Tr78467V707ST STR UL BD ETF11,857$47.7 萬<0.1%–
PERIPerion Network Ltd.SHS NEW15,426$47.3 萬<0.1%歷史
ETSYEtsy IncCOM5,517$46.7 萬<0.1%歷史
UPSTUpstart Holdings, Inc.COM12,533$44.9 萬<0.1%歷史
RMDResmed IncCOM1,908$41.7 萬<0.1%歷史
LSILife Storage, Inc.COM3,110$41.4 萬<0.1%歷史
BNY Mellon ETF Trust09661T800HIGH YIELD ETF8,480$39.4 萬<0.1%–
AQNAlgonquin Power & Utilities Corp.COM47,254$39.1 萬<0.1%歷史
SPDR Index Shs FDS78463X103PORTFLO EURP ETF9,652$37.2 萬<0.1%–
Aim ETF Products Trust00888H794ALLIANZIM US EQT13,810$37.1 萬<0.1%–
Coherent Corp.19247G2066% CONV PFD A1,626$36.9 萬<0.1%–
Global X FDS37954Y376RATE PREFERRED15,518$34.7 萬<0.1%–
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR44,706$34.3 萬<0.1%歷史
EXTRExtreme Networks IncCOM13,169$34.3 萬<0.1%歷史
BMEABiomea Fusion, Inc.COM15,430$33.9 萬<0.1%歷史
DYDycom Industries IncCOM2,779$31.6 萬<0.1%歷史
Maxeon Solar Technologies LTY58473102SHS10,831$30.5 萬<0.1%–
URBNUrban Outfitters IncCOM9,168$30.4 萬<0.1%歷史
BNSBank of Nova ScotiaCOM5,983$29.9 萬<0.1%歷史
PLNTPlanet Fitness, Inc.CL A4,428$29.9 萬<0.1%歷史
XIFRXPLR Infrastructure, LPCOM UNIT PART IN5,023$29.5 萬<0.1%歷史
GRBKGreen Brick Partners, Inc.COM4,910$27.9 萬<0.1%歷史
PDXPIMCO Dynamic Income Strategy FundCOM SHS BEN INT17,500$27.6 萬<0.1%歷史
MOMOHello Group Inc.ADS27,978$26.9 萬<0.1%歷史
SCMStellus Capital Investment CorpCOM19,004$26.7 萬<0.1%歷史
MLMMartin Marietta Materials IncCOM573$26.5 萬<0.1%歷史
Fidelity Covington Trust316092303CONSMR STAPLES5,792$26.3 萬<0.1%–
BGRBlackRock Energy & Resources TrustCOM21,695$26.1 萬<0.1%歷史
HIEMiller/Howard High Income Equity FundCOM SHS BEN IN25,425$25.8 萬<0.1%歷史
RBB FD Inc74933W486US TREASY 2 YR5,305$25.6 萬<0.1%–
iShares Tr464288182MSCI AC ASIA ETF3,849$25.6 萬<0.1%–
WisdomTree Tr97717Y790US EFFIC CORE FD6,884$25.5 萬<0.1%–
ASOAcademy Sports & Outdoors, Inc.COM4,600$24.9 萬<0.1%歷史
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF3,595$24.6 萬<0.1%–
JDJD.com, Inc.SPON ADS CL A7,122$24.3 萬<0.1%歷史
LTHMLivent Corp.COM8,846$24.3 萬<0.1%歷史
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT12,240$23.9 萬<0.1%歷史
HDBHDFC Bank LtdSPONSORED ADS3,415$23.8 萬<0.1%歷史
SWKStanley Black & Decker, Inc.COM2,539$23.8 萬<0.1%歷史
DARDarling Ingredients Inc.COM3,697$23.6 萬<0.1%歷史
IFFInternational Flavors & Fragrances IncCOM2,944$23.4 萬<0.1%歷史
iShares Tr46435G532MSCI GBL SUS DEV2,954$23.4 萬<0.1%–
ORGNOrigin Materials, Inc.COM54,636$23.3 萬<0.1%歷史
HUBSHubSpot IncCOM431$22.9 萬<0.1%歷史
RCUSArcus Biosciences, Inc.COM11,212$22.8 萬<0.1%歷史
PNWPinnacle West Capital CorpCOM2,765$22.5 萬<0.1%歷史
SARSaratoga Investment Corp.COM NEW8,325$22.5 萬<0.1%歷史
CAKECheesecake Factory IncCOM6,455$22.3 萬<0.1%歷史
iShares Tr46435U184IBONDS 24 TRM HG9,560$22.1 萬<0.1%–
iShares U S ETF Tr46431W705INT RT HDG C B2,359$21.9 萬<0.1%–
PATHUiPath, Inc.Stock13,212$21.9 萬<0.1%歷史
SSYSStratasys Ltd.SHS12,257$21.8 萬<0.1%歷史
KRNTKornit Digital Ltd.SHS7,397$21.7 萬<0.1%歷史
American Centy ETF Tr025072703INTL EQT ETF3,748$21.5 萬<0.1%–
NXSTNexstar Media Group, Inc.COMMON STOCK1,283$21.4 萬<0.1%歷史
AAAlcoa CorpStock6,236$21.2 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F656FT VEST INTE9,617$21.1 萬<0.1%–
ZGZillow Group, Inc.CL A4,280$21.1 萬<0.1%歷史
RYRoyal Bank of CanadaStock2,191$20.9 萬<0.1%歷史
GNEGenie Energy Ltd.CL B14,774$20.9 萬<0.1%歷史
TRPTC Energy CorpCOM5,149$20.8 萬<0.1%歷史
LVSLas Vegas Sands CorpCOM3,580$20.8 萬<0.1%歷史
PVHPVH Corp.COM2,442$20.8 萬<0.1%歷史
Invesco Exchange Traded FD T46137V316S&P500 EQL MAT1,274$20.7 萬<0.1%–
AMRCAmeresco, Inc.CL A4,250$20.7 萬<0.1%歷史
Amplify ETF Tr032108102ONLIN RETL ETF4,455$20.6 萬<0.1%–
Lattice Strategies Tr518416409HARTFORD US EQTY4,967$20.6 萬<0.1%–
iShares Tr464288166AGENCY BOND ETF1,922$20.6 萬<0.1%–
LEGLeggett & Platt IncStock6,916$20.5 萬<0.1%歷史
HSTHost Hotels & Resorts, Inc.COM12,138$20.4 萬<0.1%歷史
HEI.AHeico CorpCL A1,445$20.3 萬<0.1%歷史
CRLCharles River Laboratories International, Inc.COM966$20.3 萬<0.1%歷史
Nushares ETF Tr67092P870NUVEEN ESG US9,191$20.2 萬<0.1%–
STTState Street CorpCOM2,760$20.2 萬<0.1%歷史