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Cetera Advisors LLC

SEC CIK
0001534400
最新申報
2024/5/24

2023 年第 2 季持倉

持倉截至 2023/6/30,2023/8/10 申報。只含多頭部位,變化是跟 2023 年第 1 季比股數。

機構總覽
持股檔數
1,643
較 2023 年第 1 季 +1
總值
$63.4 億
較 2023 年第 1 季 +$3.39 億 (+5.6%)
申報日
2023/8/10
SEC
Cetera Advisors LLC 在 2023 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
BNGOBionano Genomics, Inc.COM11,850$7,229<0.1%+11,850新進歷史
SENSSenseonics Holdings, Inc.COM11,900$9,081<0.1%−500−4.0%減碼歷史
NKTRNektar TherapeuticsCOM17,280$9,939<0.1%−75−0.4%減碼歷史
Hannon Armstrong Sust Infr C41068XAD2NOTE 8/112,000$1.19 萬<0.1%00.0%不變–
InterDigital, Inc.45867GAB7NOTE 2.000% 6/010,000$1.21 萬<0.1%00.0%不變–
PRAXPraxis Precision Medicines, Inc.COM11,194$1.29 萬<0.1%00.0%不變歷史
TOPSTop Ships Inc.SHS NEW24,222$1.38 萬<0.1%+8,000+49.3%加碼歷史
New MTN Fin Corp647551AC4NOTE 5.750% 8/115,000$1.49 萬<0.1%00.0%不變–
ACBAurora Cannabis IncCOM29,152$1.54 萬<0.1%+18,580+175.7%加碼歷史
HCI Group, Inc.40416EAD5NOTE 4.250% 3/016,000$1.73 萬<0.1%00.0%不變–
Hope Bancorp Inc43940TAB5NOTE 2.000% 5/118,000$1.78 萬<0.1%−16,000−47.1%減碼–
VXRTVaxart, Inc.COM NEW25,200$1.84 萬<0.1%−11,200−30.8%減碼歷史
DWTXDogwood Therapeutics, Inc.COM13,560$1.87 萬<0.1%−6,964−33.9%減碼歷史
LFTLument Finance Trust, Inc.COM10,695$2.03 萬<0.1%00.0%不變歷史
ARECAmerican Resources CorpCL A10,500$2.06 萬<0.1%00.0%不變歷史
Ironwood Pharmaceuticals Inc46333XAF5NOTE 0.750% 6/121,000$2.10 萬<0.1%00.0%不變–
NICE Ltd.653656AB4NOTE 9/125,000$2.42 萬<0.1%+25,000新進–
Western Digital Corp958102AP0NOTE 1.500% 2/028,000$2.71 萬<0.1%00.0%不變–
OXSQOxford Square Capital Corp.COM10,930$2.90 萬<0.1%00.0%不變歷史
CRONCronos Group Inc.COM14,752$2.91 萬<0.1%−5,400−26.8%減碼歷史
Cracker Barrel Old Ctry Stor22410JAB2NOTE 0.625% 6/135,000$2.97 萬<0.1%00.0%不變–
MINAberdeen Intermediate Income FundSH BEN INT11,172$3.06 萬<0.1%00.0%不變歷史
FAXAbrdn Asia-Pacific Income Fund, Inc.COM11,832$3.19 萬<0.1%+11,832新進歷史
KOPNKopin CorpCOM15,027$3.23 萬<0.1%00.0%不變歷史
Ironwood Pharmaceuticals Inc46333XAH1NOTE 1.500% 6/132,000$3.27 萬<0.1%00.0%不變–
Air Transport Services Grp I00922RAB1NOTE 1.125%10/136,000$3.40 萬<0.1%+36,000新進–
OPKOpko Health, Inc.COM15,707$3.41 萬<0.1%−4,793−23.4%減碼歷史
Insight Enterprises Inc45765UAB9NOTE 0.750% 2/116,000$3.42 萬<0.1%00.0%不變–
FPAYFlexShopper, Inc.COM NEW27,400$3.51 萬<0.1%00.0%不變歷史
TDUPThredUp Inc.CL A15,150$3.70 萬<0.1%+15,150新進歷史
TLRYTilray Brands, Inc.COM CL 225,115$3.92 萬<0.1%−187−0.7%減碼歷史
COMPCompass, Inc.CL A11,221$3.93 萬<0.1%+750+7.2%加碼歷史
FUBOFuboTV Inc.COM19,055$3.96 萬<0.1%−1,070−5.3%減碼歷史
Lumentum Hldgs Inc55024UAD1NOTE 0.500%12/147,000$4.15 萬<0.1%00.0%不變–
Imax Corp45245EAJ8NOTE 0.500% 4/046,000$4.20 萬<0.1%00.0%不變–
Enphase Energy, Inc.29355AAH0NOTE 3/045,000$4.23 萬<0.1%+45,000新進–
MNKDMannkind CorpCOM NEW10,434$4.25 萬<0.1%+10,434新進歷史
ALPPAlpine 4 Holdings, Inc.CL A NEW21,441$4.33 萬<0.1%−3,207−13.0%減碼依 1 比 8 拆股換算歷史
ILPTIndustrial Logistics Properties TrustCOM SHS BEN INT13,525$4.46 萬<0.1%−3,590−21.0%減碼歷史
BVSBioventus Inc.COM CL A16,391$4.74 萬<0.1%−5,077−23.6%減碼歷史
HBIHanesbrands Inc.COM10,584$4.81 萬<0.1%+10,584新進歷史
LUMNLumen Technologies, Inc.Stock21,583$4.88 萬<0.1%−789−3.5%減碼歷史
Euronet Worldwide, Inc.298736AL3NOTE 0.750% 3/154,000$5.24 萬<0.1%+54,000新進–
Cheesecake Factory Inc163072AA9NOTE 0.375% 6/165,000$5.45 萬<0.1%00.0%不變–
CXEMFS High Income Municipal TrustSH BEN INT16,000$5.57 萬<0.1%+500+3.2%加碼歷史
KAMAN Corp483548AF0NOTE 3.250% 5/065,000$6.26 萬<0.1%00.0%不變–
ASRTAssertio Holdings, Inc.COM NEW11,910$6.46 萬<0.1%+11,910新進歷史
Prospect Cap Corp74348TAT9NOTE 6.375% 3/070,000$6.89 萬<0.1%00.0%不變–
SOLEmeren Group LtdSPONSORED ADS18,758$7.11 萬<0.1%00.0%不變歷史
AMLIFAmerican Lithium Corp.COM36,289$7.30 萬<0.1%+36,289新進歷史
SIRISirius XM Holdings Inc.COM16,282$7.38 萬<0.1%−6,924−29.8%減碼歷史
POWWOutdoor Holding CoCOM35,852$7.64 萬<0.1%−15,400−30.0%減碼歷史
EVFEaton Vance Senior Income TrustSH BEN INT14,500$7.92 萬<0.1%00.0%不變歷史
RWTRedwood Trust IncCOM12,574$8.01 萬<0.1%−3,800−23.2%減碼歷史
SANBanco Santander, S.A.ADR21,730$8.06 萬<0.1%+2,983+15.9%加碼歷史
EOLSEvolus, Inc.COM11,292$8.21 萬<0.1%+490+4.5%加碼歷史
JPCNuveen Preferred & Income Opportunities FundCOM13,317$8.63 萬<0.1%+767+6.1%加碼歷史
SHIPSeanergy Maritime Holdings Corp.SHS18,201$8.77 萬<0.1%+18,201新進歷史
First Tr Exchng Traded FD VI33740F540SKYB CRY IND ETF14,434$8.81 萬<0.1%+215+1.5%加碼–
VVRInvesco Senior Income TrustCOM23,025$8.86 萬<0.1%+23,025新進歷史
EMDWestern Asset Emerging Markets Debt Fund Inc.COM10,755$9.27 萬<0.1%−1,181−9.9%減碼歷史
PACWPacwest BancorpCOM11,425$9.31 萬<0.1%+11,425新進歷史
PetIQ, Inc.71639TAB2NOTE 4.000% 6/0102,000$9.35 萬<0.1%00.0%不變–
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM11,523$9.47 萬<0.1%00.0%不變歷史
KGCKinross Gold CorpCOM19,869$9.48 萬<0.1%+19,869新進歷史
ETF Managers Tr26924G508ETFMG ALTR HRVST32,056$9.58 萬<0.1%−1,654−4.9%減碼–
CLNEClean Energy Fuels Corp.COM19,550$9.70 萬<0.1%−1,000−4.9%減碼歷史
Guess Inc401617AD7NOTE 2.000% 4/197,000$9.73 萬<0.1%00.0%不變–
NCVVirtus Convertible & Income FundCOM28,069$9.77 萬<0.1%+28,069新進歷史
UAUnder Armour, Inc.CL C14,588$9.79 萬<0.1%−1,268−8.0%減碼歷史
Biomarin Pharmaceutical Inc09061GAK7NOTE 1.250% 5/198,000$9.85 萬<0.1%00.0%不變–
HLHecla Mining CoCOM19,238$9.91 萬<0.1%+19,238新進歷史
LCIDLucid Group, Inc.COM14,515$10.0 萬<0.1%−9,992−40.8%減碼歷史
Lci Inds501812AB7NOTE 1.125% 5/1105,000$10.1 萬<0.1%+70,000+200.0%加碼–
BDJBlackRock Enhanced Equity Dividend TrustCOM12,606$10.5 萬<0.1%+345+2.8%加碼歷史
ABCLAbCellera Biologics Inc.COM16,277$10.5 萬<0.1%+5,418+49.9%加碼歷史
ONLOrion Properties Inc.REIT16,359$10.8 萬<0.1%+54+0.3%加碼歷史
Itron, Inc.465741AN6NOTE 3/1123,000$10.9 萬<0.1%+95,000+339.3%加碼–
ZYXIZynex IncCOM11,542$11.1 萬<0.1%+11,542新進歷史
WTIW&T Offshore IncCOM28,790$11.1 萬<0.1%−15,878−35.5%減碼歷史
First Tr MLP & Energy Incom33739B104COM14,482$11.2 萬<0.1%+145+1.0%加碼–
Pacira BioSciences, Inc.695127AF7NOTE 0.750% 8/0122,000$11.3 萬<0.1%00.0%不變–
PFLPIMCO Income Strategy FundCOM13,883$11.4 萬<0.1%−4,520−24.6%減碼歷史
Stride, Inc.86333MAA6NOTE 1.125% 9/0122,000$11.7 萬<0.1%00.0%不變–
ROIVRoivant Sciences Ltd.SHS11,608$11.7 萬<0.1%−592−4.9%減碼歷史
DBDeutsche Bank AktiengesellschaftNAMEN AKT11,460$12.1 萬<0.1%00.0%不變歷史
NPKINPK International Inc.COM SHS23,150$12.1 萬<0.1%00.0%不變歷史
TEITempleton Emerging Markets Income FundCOM23,750$12.2 萬<0.1%+3,000+14.5%加碼歷史
BSBKBogota Financial Corp.COM15,000$12.2 萬<0.1%00.0%不變歷史
Halozyme Therapeutics, Inc.40637HAD1NOTE 0.250% 3/0148,000$12.3 萬<0.1%00.0%不變–
HGLBHighland Global Allocation FundCOM14,320$12.4 萬<0.1%+14,320新進歷史
EFTEaton Vance Floating-Rate Income TrustCOM10,725$12.5 萬<0.1%−1,000−8.5%減碼歷史
NMFCNew Mountain Finance CorpCOM10,072$12.5 萬<0.1%+10,072新進歷史
Akamai Technologies Inc00971TAL5NOTE 0.375% 9/0130,000$12.6 萬<0.1%+2,000+1.6%加碼–
NIMNuveen Select Maturities Municipal FundSH BEN INT14,160$12.7 萬<0.1%00.0%不變歷史
FGBFirst Trust Specialty Finance & Financial Opportunities FundCOM BEN INTR39,287$12.8 萬<0.1%00.0%不變歷史
JetBlue Airways Corp477143AP6NOTE 0.500% 4/0156,000$12.8 萬<0.1%+82,000+110.8%加碼–
SNAPSnap IncStock10,846$12.8 萬<0.1%−6,050−35.8%減碼歷史
RTLNecessity Retail REIT, Inc.COM CLASS A19,108$12.9 萬<0.1%+1,035+5.7%加碼歷史
HLNHaleon plcADR15,617$13.1 萬<0.1%−7,404−32.2%減碼歷史

選擇權(8 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Cetera Advisors LLC 在 2023 年第 2 季的選擇權部位
證券類別賣權買權
SPYSPDR S&P 500 ETF TrustETF$11.2 萬$355
Invesco QQQ Trust Series I46090E103ETF$8.98 萬–
NVDANVIDIA CorpStock$2.76 萬–
SLViShares Silver TrustETF$2.38 萬–
CCJCameco CorpStock$1.67 萬–
ISRGIntuitive Surgical IncCOM NEW$9,659–
PODDInsulet CorpStock$7,800–
GLDSPDR Gold TrustETF$6,864–

2023 年第 1 季之後清倉(144 檔)

2023 年第 1 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 144 檔。

Cetera Advisors LLC 在 2023 年第 1 季之後清倉的部位
證券類別2023 年第 1 季股數2023 年第 1 季市值2023 年第 1 季佔組合 %紀錄
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD278,617$776.8 萬0.1%歷史
RGLDRoyal Gold IncStock29,034$376.6 萬0.1%歷史
Columbia ETF Tr I19761L300SUSTANABLE US91,925$346.0 萬0.1%–
SPDR Ser Tr78464A813S&P 600 SML CAP36,181$304.0 萬0.1%–
TRTNTriton International LtdCL A28,768$181.9 萬<0.1%歷史
Barclays Bank PLC06740P114IPTH PURE BRD34,699$155.5 萬<0.1%–
Tidal ETF Tr886364603RPAR RISK PARI55,230$108.0 萬<0.1%–
SESea LtdSPONSORD ADS11,358$98.3 萬<0.1%歷史
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL12,318$93.5 萬<0.1%–
PIImpinj IncCOM6,724$91.1 萬<0.1%歷史
CHPTChargePoint Holdings, Inc.COM CL A85,865$89.9 萬<0.1%歷史
SPDR Series Trust78468R556SP O&G EXPL PRO6,902$88.1 萬<0.1%–
BBWBuild-A-Bear Workshop IncCOM36,145$84.0 萬<0.1%歷史
BSMBlack Stone Minerals, L.P.COM UNIT45,055$70.7 萬<0.1%歷史
KRPKimbell Royalty Partners, LPUNIT44,599$67.9 萬<0.1%歷史
CWENClearway Energy, Inc.CL C21,284$66.7 萬<0.1%歷史
PDDPDD Holdings Inc.SPONSORED ADS8,479$64.4 萬<0.1%歷史
GBDCGolub Capital BDC, Inc.COM46,866$63.6 萬<0.1%歷史
STNGScorpio Tankers Inc.SHS10,415$58.6 萬<0.1%歷史
TFSLTFS Financial CORPCOM46,232$58.4 萬<0.1%歷史
Barclays BK PLC06746P456ETN LKD 488,440$55.0 萬<0.1%–
DBPInvesco DB Precious Metals FundPRECIOUS METAL10,695$54.6 萬<0.1%歷史
First Tr Dow Jones Select Mi33718M105COM SHS ANNUAL9,760$52.4 萬<0.1%–
XPEVXpeng Inc.ADS46,198$51.3 萬<0.1%歷史
VRDNViridian Therapeutics, Inc.COM19,945$50.7 萬<0.1%歷史
ALGMAllegro Microsystems, Inc.COM10,155$48.7 萬<0.1%歷史
ProShares Tr74347B391EQTS FOR RISIN9,773$48.2 萬<0.1%–
TRINTrinity Capital Inc.COM36,902$47.0 萬<0.1%歷史
CANETeucrium Commodity TrustSUGAR FD40,050$45.6 萬<0.1%歷史
CPERUnited States Commodity Index Funds TrustCM REP COPP FD18,090$45.1 萬<0.1%歷史
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT2,985$45.1 萬<0.1%–
TRIThomson Reuters CorpCOM NEW3,456$45.0 萬<0.1%歷史
Barclays BK PLC06746P431ETN LKD 485,445$44.7 萬<0.1%–
Barclays Bank PLC06739H313ETN DJUBSCOCO 3813,625$43.8 萬<0.1%–
DBBInvesco DB Base Metals FundBASE METALS FD21,365$43.2 萬<0.1%歷史
FROFrontline plcCOM25,992$43.0 萬<0.1%歷史
SBRSabine Royalty TrustUNIT BEN INT5,993$43.0 萬<0.1%歷史
EPAMEPAM Systems, Inc.COM1,425$42.6 萬<0.1%歷史
CXTCrane NXT, Co.COM3,590$40.7 萬<0.1%歷史
GAMGeneral American Investors Co IncCOM9,978$38.8 萬<0.1%歷史
CNCCentene CorpStock5,854$37.0 萬<0.1%歷史
Crescent PT Energy Corp22576C101COM51,981$36.6 萬<0.1%–
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD16,304$36.1 萬<0.1%–
iShares Tr464289446RUS TOP 200 ETF3,666$35.7 萬<0.1%–
Direxion Shares ETF Trust25460E869DAILY 500 1X ETF21,900$33.9 萬<0.1%–
GSLGlobal Ship Lease, Inc.COM CL A17,942$33.6 萬<0.1%歷史
ADCAgree Realty CorpCOM4,868$33.4 萬<0.1%歷史
AVIDAvid Technology, Inc.COM10,000$32.0 萬<0.1%歷史
SBSWSibanye Stillwater LtdSPONSORED ADR38,077$31.7 萬<0.1%歷史
SPDR Index Shs FDS78463X541ST STR NAT ETF5,542$31.6 萬<0.1%–
iShares U S ETF Tr46431W580INFLATION HEDG12,048$31.6 萬<0.1%–
SPHSuburban Propane Partners LPUNIT LTD PARTN20,277$31.1 萬<0.1%歷史
DHTDHT Holdings, Inc.SHS NEW28,591$30.9 萬<0.1%歷史
ANDEAndersons, Inc.COM7,439$30.7 萬<0.1%歷史
WSBCWesbanco IncCOM9,973$30.6 萬<0.1%歷史
BBYBest Buy Co IncStock3,890$30.4 萬<0.1%歷史
SPDR Series Trust78464A292ST STR PFD ETF8,718$29.6 萬<0.1%–
MASIMasimo CorpCOM1,591$29.4 萬<0.1%歷史
HDSNHudson Technologies IncCOM33,547$29.3 萬<0.1%歷史
DBX ETF Tr233051879XTRACK HRVST CSI9,815$28.9 萬<0.1%–
SPDR Series Trust78464A573ST STR SP HCSVC3,313$28.6 萬<0.1%–
FPFFirst Trust Intermediate Duration Preferred & Income FundCOM18,131$28.6 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E867DORSEY WRGT EMRG15,231$28.2 萬<0.1%–
AVYAvery Dennison CorpCOM1,532$27.4 萬<0.1%歷史
KIMKimco Realty CorpCOM13,724$26.8 萬<0.1%歷史
Cambria ETF Tr132061300CAMBRIA FGN SHR10,410$26.0 萬<0.1%–
Franklin Templeton ETF Tr35473P744FTSE JAPAN ETF10,071$26.0 萬<0.1%–
MKTXMarketaxess Holdings IncCOM654$25.6 萬<0.1%歷史
Direxion Shs ETF Tr25460E307AUSPCE CMD STG8,133$24.9 萬<0.1%–
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL2,190$24.8 萬<0.1%–
PORPortland General Electric CoCOM NEW5,059$24.7 萬<0.1%歷史
RMBSRambus IncCOM4,820$24.7 萬<0.1%歷史
RCMTRCM Technologies, Inc.COM NEW21,017$24.3 萬<0.1%歷史
RGENRepligen CorpCOM1,435$24.2 萬<0.1%歷史
BMRNBiomarin Pharmaceutical IncCOM2,469$24.0 萬<0.1%歷史
EMNEastman Chemical CoStock2,843$24.0 萬<0.1%歷史
TYLTyler Technologies IncCOM676$24.0 萬<0.1%歷史
AAPAdvance Auto Parts IncCOM1,965$23.9 萬<0.1%歷史
Innovator ETFs Trust45782C649US EQTY ULTRA B8,679$23.9 萬<0.1%–
UDNInvesco DB US Dollar Index Bearish FundBEARISH FD12,475$23.4 萬<0.1%歷史
UBSIUnited Bankshares IncCOM6,642$23.4 萬<0.1%歷史
ROCCBaytex Energy USA, Inc.COM5,683$23.2 萬<0.1%歷史
CTRClearBridge MLP & Midstream Total Return Fund Inc.COM8,020$23.2 萬<0.1%歷史
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS1,875$23.2 萬<0.1%–
PKGPackaging Corp of AmericaStock1,661$23.1 萬<0.1%歷史
APTVAptiv PLCSHS2,042$22.9 萬<0.1%歷史
Abrdn ETFs003261203BBRG ALL COMMDY6,856$22.7 萬<0.1%–
HRBH&R Block IncCOM6,317$22.3 萬<0.1%歷史
VanEck ETF Trust92189H805RARE EARTH AND S2,712$22.1 萬<0.1%–
CIENCiena CorpCOM NEW4,208$22.1 萬<0.1%歷史
CNRCore Natural Resources, Inc.COM3,765$21.9 萬<0.1%歷史
VanEck ETF Trust92189H607OIL SERVICES ETF778$21.6 萬<0.1%–
Yamana Gold Inc98462Y100COM36,800$21.5 萬<0.1%–
Schwab U.S. REIT ETF808524847ETF11,023$21.5 萬<0.1%–
iShares Tr464287697U.S. UTILITS ETF2,526$21.1 萬<0.1%–
GFSGLOBALFOUNDRIES Inc.Stock2,912$21.0 萬<0.1%歷史
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