跳到主要內容
Livermore
Livermore
中文EN

Cetera Advisors LLC

SEC CIK
0001534400
最新申報
2024/5/24

2023 年第 1 季持倉

持倉截至 2023/3/31，2023/5/15 申報。只含多頭部位，變化是跟 2022 年第 4 季比股數。

機構總覽
持股檔數
1,642
較 2022 年第 4 季 +51
總值
$60.0 億
較 2022 年第 4 季 +$4.88 億 (+8.8%)
申報日
2023/5/15
SEC
Cetera Advisors LLC 在 2023 年第 1 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
INGING Groep NVSPONSORED ADR10,504$12.5 萬<0.1%+10,504新進歷史
Halozyme Therapeutics, Inc.40637HAD1NOTE 0.250% 3/0148,000$12.5 萬<0.1%00.0%不變–
UECUranium Energy CorpCOM44,911$12.9 萬<0.1%−444−1.0%減碼歷史
NIMNuveen Select Maturities Municipal FundSH BEN INT14,160$13.1 萬<0.1%00.0%不變歷史
Greenbrier Cos Inc393657AM3NOTE 2.875% 4/1157,000$13.3 萬<0.1%+13,000+9.0%加碼–
EFTEaton Vance Floating-Rate Income TrustCOM11,725$13.5 萬<0.1%00.0%不變歷史
UAUnder Armour, Inc.CL C15,856$13.5 萬<0.1%+505+3.3%加碼歷史
LXULSB Industries, Inc.COM13,109$13.5 萬<0.1%+1,320+11.2%加碼歷史
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT37,073$13.6 萬<0.1%+7,101+23.7%加碼歷史
QSQuantumScape CorpCOM CL A16,617$13.6 萬<0.1%−562−3.3%減碼歷史
GORVLazydays Holdings, Inc.COM11,794$13.8 萬<0.1%+57+0.5%加碼歷史
NXDRNextdoor Holdings, Inc.COM CL A64,228$13.8 萬<0.1%+15,471+31.7%加碼歷史
Ford MTR Co Del345370CZ1NOTE 3/1141,000$14.1 萬<0.1%+10,000+7.6%加碼–
ORGNOrigin Materials, Inc.COM33,210$14.2 萬<0.1%+3,829+13.0%加碼歷史
ENLCEnLink Midstream, LLCCOM UNIT REP LTD13,207$14.3 萬<0.1%−87−0.7%減碼歷史
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR17,955$14.4 萬<0.1%+17,955新進歷史
NWLNewell Brands Inc.Stock11,550$14.4 萬<0.1%−3,751−24.5%減碼歷史
TMETencent Music Entertainment GroupSPON ADS17,659$14.6 萬<0.1%+17,659新進歷史
GOODGladstone Commercial CorpCOM11,612$14.7 萬<0.1%−228−1.9%減碼歷史
PFLPIMCO Income Strategy FundCOM18,403$15.0 萬<0.1%−9,320−33.6%減碼歷史
BSBKBogota Financial Corp.COM15,000$15.0 萬<0.1%+15,000新進歷史
EGYVaalco Energy IncCOM NEW33,972$15.4 萬<0.1%+8,310+32.4%加碼歷史
PTVEPactiv Evergreen Inc.COM19,532$15.6 萬<0.1%+1,812+10.2%加碼歷史
AMAntero Midstream CorpStock14,983$15.7 萬<0.1%+14,983新進歷史
Vishay Intertechnology Inc928298AP3NOTE 2.250% 6/1162,000$16.1 萬<0.1%00.0%不變–
RESRPC IncCOM21,413$16.5 萬<0.1%00.0%不變歷史
AHRTAH Realty Trust, Inc.COM13,963$16.5 萬<0.1%+37+0.3%加碼歷史
NOKNokia CorpSPONSORED ADR34,337$16.9 萬<0.1%+4,976+16.9%加碼歷史
PHKPIMCO High Income FundCOM SHS35,512$16.9 萬<0.1%+11,822+49.9%加碼歷史
MQYBlackRock Muniyield Quality Fund, Inc.COM14,511$17.2 萬<0.1%+68+0.5%加碼歷史
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM13,627$17.2 萬<0.1%+1,623+13.5%加碼歷史
HHSHarte Hanks IncCOM18,429$17.3 萬<0.1%+859+4.9%加碼歷史
FMNBFarmers National Banc CorpCOM13,733$17.4 萬<0.1%+521+3.9%加碼歷史
RIGTransocean Ltd.REGISTERED SHS27,306$17.4 萬<0.1%−3,413−11.1%減碼歷史
PMTPennyMac Mortgage Investment TrustCOM14,196$17.5 萬<0.1%−2,550−15.2%減碼歷史
VIAVViavi Solutions Inc.COM16,284$17.6 萬<0.1%−1,982−10.9%減碼歷史
IVRInvesco Mortgage Capital Inc.COM15,941$17.7 萬<0.1%+15,941新進歷史
DNOWDNOW Inc.COM15,857$17.7 萬<0.1%+15,857新進歷史
Listed FD Tr53656F789ROUNDHILL SPORTS10,888$17.7 萬<0.1%+198+1.9%加碼–
NRONeuberger Real Estate Securities Income Fund IncCOM57,658$17.8 萬<0.1%+11,781+25.7%加碼歷史
PRTHPriority Technology Holdings, Inc.COM50,300$18.1 萬<0.1%+50,300新進歷史
PRPermian Resources CorpCLASS A COM17,273$18.1 萬<0.1%−26,905−60.9%減碼歷史
VanEck ETF Trust92189F536LONG MUNI ETF10,078$18.1 萬<0.1%+10,078新進–
MUFGMitsubishi Ufj Financial Group IncSPONSORED ADS28,578$18.3 萬<0.1%+28,578新進歷史
IQiQIYI, Inc.SPONSORED ADS25,496$18.6 萬<0.1%+25,496新進歷史
BXMXNuveen S&P 500 BuyWrite Income FundCOM14,216$18.6 萬<0.1%+186+1.3%加碼歷史
HLNHaleon plcADR23,021$18.7 萬<0.1%−1,221−5.0%減碼歷史
SNAPSnap IncStock16,896$18.9 萬<0.1%−5,870−25.8%減碼歷史
AGDabrdn Global Dynamic Dividend FundCOM21,035$19.6 萬<0.1%+21,035新進歷史
LCIDLucid Group, Inc.COM24,507$19.7 萬<0.1%−44−0.2%減碼歷史
iShares Inc464286319EM MKTS DIV ETF8,156$20.0 萬<0.1%+8,156新進–
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM8,350$20.0 萬<0.1%+8,350新進歷史
HUBSHubSpot IncCOM469$20.1 萬<0.1%+469新進歷史
PBAPembina Pipeline CorpCOM6,217$20.1 萬<0.1%+6,217新進歷史
Invesco Exchange Traded FD T46137V845DORSEY WRGT INDS2,126$20.2 萬<0.1%+2,126新進–
GNLGlobal Net Lease, Inc.COM NEW15,709$20.2 萬<0.1%+133+0.9%加碼歷史
Nuveen Calif Select Tax Free67063R103SH BEN INT15,000$20.2 萬<0.1%00.0%不變–
Invesco Exch TRD SLF Idx FD46138J643INVSCO BLSH 2810,102$20.3 萬<0.1%−1,696−14.4%減碼–
Global X FDS37954Y384CYBRSCURTY ETF8,735$20.5 萬<0.1%+8,735新進–
First Tr Exchng Traded FD VI33740F631FT VEST US6,579$20.5 萬<0.1%−210−3.1%減碼–
First Tr Exchng Traded FD VI33740F656FT VEST INTE9,617$20.5 萬<0.1%+9,617新進–
Nushares ETF Tr67092P870NUVEEN ESG US9,191$20.5 萬<0.1%+9,191新進–
HCCWarrior Met Coal, Inc.COM5,606$20.6 萬<0.1%+5,606新進歷史
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM26,386$20.6 萬<0.1%−1,970−6.9%減碼歷史
BAHBooz Allen Hamilton Holding CorpCL A2,237$20.7 萬<0.1%−103−4.4%減碼歷史
PNWPinnacle West Capital CorpCOM2,619$20.7 萬<0.1%−164−5.9%減碼歷史
VanEck ETF Trust92189H201INTRMDT MUNI ETF4,470$20.8 萬<0.1%−467−9.5%減碼–
OLNOLIN CorpStock3,750$20.8 萬<0.1%−45−1.2%減碼歷史
Barclays Bank PLC06740P221IPTH CRUDE OIL7,212$20.9 萬<0.1%−200−2.7%減碼–
SONYSony Group CorpSPONSORED ADR2,310$20.9 萬<0.1%+2,310新進歷史
FNFFidelity National Financial, Inc.COM SHS6,005$21.0 萬<0.1%−23−0.4%減碼歷史
VSTVistra Corp.Stock8,748$21.0 萬<0.1%−13−0.1%減碼歷史
First Trust Multi Cap Growth Alphadex Fund33733F101ETF2,145$21.0 萬<0.1%00.0%不變–
GFSGLOBALFOUNDRIES Inc.Stock2,912$21.0 萬<0.1%+2,912新進歷史
J P Morgan Exchange Traded F46641Q761US QUALTY FCTR5,100$21.0 萬<0.1%+5,100新進–
WisdomTree Tr97717X214EMERG MKTS ESG7,531$21.1 萬<0.1%00.0%不變–
iShares Tr464287697U.S. UTILITS ETF2,526$21.1 萬<0.1%−452−15.2%減碼–
American Centy ETF Tr025072703INTL EQT ETF3,723$21.2 萬<0.1%+3,723新進–
ALLEAllegion plcORD SHS1,998$21.3 萬<0.1%−22−1.1%減碼歷史
American Centy ETF Tr025072885US EQT ETF3,027$21.5 萬<0.1%+3,027新進–
FHNFirst Horizon CorpCOM12,070$21.5 萬<0.1%+81+0.7%加碼歷史
Schwab U.S. REIT ETF808524847ETF11,023$21.5 萬<0.1%−384−3.4%減碼–
Yamana Gold Inc98462Y100COM36,800$21.5 萬<0.1%+36,800新進–
VanEck ETF Trust92189H607OIL SERVICES ETF778$21.6 萬<0.1%+778新進–
BFZBlackRock California Municipal Income TrustSH BEN INT18,478$21.6 萬<0.1%00.0%不變歷史
RCUSArcus Biosciences, Inc.COM11,883$21.7 萬<0.1%+1,410+13.5%加碼歷史
Amplify ETF Tr032108102ONLIN RETL ETF4,907$21.7 萬<0.1%−545−10.0%減碼–
FISFidelity National Information Services, Inc.Stock4,003$21.7 萬<0.1%−2,665−40.0%減碼歷史
Pacer FDS Tr69374H428ARIST HIGH ETF4,805$21.8 萬<0.1%+4,805新進–
CNRCore Natural Resources, Inc.COM3,765$21.9 萬<0.1%−475−11.2%減碼歷史
Aim ETF Products Trust00888H307ALLIANZIM US EQ7,510$22.0 萬<0.1%−1,577−17.4%減碼–
iShares Tr46434V274INTL EQTY FACTOR8,293$22.0 萬<0.1%+17+0.2%加碼–
LEGLeggett & Platt IncStock6,899$22.0 萬<0.1%−9,267−57.3%減碼歷史
FRTFederal Realty Investment TrustSH BEN INT NEW2,226$22.0 萬<0.1%+29+1.3%加碼歷史
iShares Ibonds 2026 Term High Yield and Income ETF46436E528ETF9,670$22.0 萬<0.1%+9,670新進–
ZBHZimmer Biomet Holdings, Inc.Stock1,707$22.1 萬<0.1%+125+7.9%加碼歷史
HDBHDFC Bank LtdSPONSORED ADS3,308$22.1 萬<0.1%+3+0.1%加碼歷史
Innovator ETFs Tr II S&P High45783Y822ETF11,886$22.1 萬<0.1%−260−2.1%減碼–
CIENCiena CorpCOM NEW4,208$22.1 萬<0.1%−1,292−23.5%減碼歷史
NXSTNexstar Media Group, Inc.COMMON STOCK1,281$22.1 萬<0.1%−163−11.3%減碼歷史

選擇權（8 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

Cetera Advisors LLC 在 2023 年第 1 季的選擇權部位
證券類別賣權買權
PDDPDD Holdings Inc.SPONSORED ADS$12.7 萬–
CBRECbre Group, Inc.CL A$1.76 萬–
XPEVXpeng Inc.ADS$1.50 萬–
SESea LtdSPONSORD ADS$1.23 萬–
CRWDCrowdStrike Holdings, Inc.Stock$6,800–
WMTWalmart Inc.Stock$3,355–
BMYBristol Myers Squibb CoStock$546–
LLYEli Lilly & CoStock$297–

2022 年第 4 季之後清倉（88 檔）

2022 年第 4 季季末還持有、這份申報已經沒有的部位。

Cetera Advisors LLC 在 2022 年第 4 季之後清倉的部位
證券類別2022 年第 4 季股數2022 年第 4 季市值2022 年第 4 季佔組合 %紀錄
FNVFranco Nevada CorpStock19,654$268.2 萬<0.1%歷史
VNOMViper Energy, Inc.COM UNT RP INT65,729$209.0 萬<0.1%歷史
MOHMolina Healthcare, Inc.COM5,498$181.6 萬<0.1%歷史
Innovator ETFs Trust45782C722INTRNL DEV JULY45,066$107.4 萬<0.1%–
New York Life Investments Et45409B107HEDGE MULTI STRA35,389$100.7 萬<0.1%–
LPXLouisiana-Pacific CorpCOM13,815$81.8 萬<0.1%歷史
ProShares Tr74347B714SHORT QQQ NEW43,125$63.5 萬<0.1%–
Invesco Exch Traded FD Tr II46138G508SR LN ETF30,636$62.9 萬<0.1%–
VVRInvesco Senior Income TrustCOM161,569$61.9 萬<0.1%歷史
Starboard Invt Tr85521B791AI QUALITY GROWT50,201$61.0 萬<0.1%–
NHINational Health Investors IncCOM11,571$60.4 萬<0.1%歷史
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF20,093$58.5 萬<0.1%–
Invesco DB Multi-Sector Comm46140H205SILVER FD17,750$57.8 萬<0.1%–
Kraneshares Trust500767652MOUNT LUCAS ETF18,560$56.7 萬<0.1%–
First Tr Exchange-Traded FD33738R852NASDQ FOD BVRG20,827$56.3 萬<0.1%–
Agf Invts Tr00110G408US MARKET NETRL26,256$55.7 萬<0.1%–
First Tr Exchange Traded FD33738R837NASDQ PHRMTCLS20,053$55.0 萬<0.1%–
Starboard Invt Tr85521B767ADAPTIVE HIGH IN63,190$52.7 萬<0.1%–
Innovator U.S. Equity Ultra Buffer ETF - October45782C821ETF18,290$49.9 萬<0.1%–
VISTVista Energy, S.A.B. de C.V.SPONSORED ADS29,448$46.1 萬<0.1%歷史
SPDR Series Trust78468R408ST TERM HIGH ETF18,502$44.8 萬<0.1%–
ProShares Tr74347G366SHRT RL EST FD21,809$44.4 萬<0.1%–
Invesco Exchange Traded FD T46137V407INVESCO MSCI9,073$43.4 萬<0.1%–
UGAUnited States Gasoline Fund, LPUNITS7,136$42.8 萬<0.1%歷史
WPMWheaton Precious Metals Corp.COM10,743$42.0 萬<0.1%歷史
WRBBerkley W R CorpCOM5,645$41.0 萬<0.1%歷史
LHLabcorp Holdings Inc.COM NEW1,671$39.3 萬<0.1%歷史
CORNTeucrium Commodity TrustCORN FD SHS14,119$38.0 萬<0.1%歷史
WEATTeucrium Commodity TrustWHEAT FD47,135$37.6 萬<0.1%歷史
DOXAmdocs LtdSHS3,946$35.9 萬<0.1%歷史
Invesco Exch TRD SLF Idx FD46138J668BULLSHS 23 USD15,207$35.4 萬<0.1%–
LPLALPL Financial Holdings Inc.COM1,623$35.1 萬<0.1%歷史
JBHTHunt J B Transport Services IncCOM2,012$35.1 萬<0.1%歷史
WAFDWafd IncStock10,249$34.4 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F680FT VEST US EQT10,863$33.3 萬<0.1%–
iShares Tr46435U473BB RAT CORP BD7,164$31.8 萬<0.1%–
DBX ETF Tr233051143XTRACKRS S&P 5009,155$31.6 萬<0.1%–
RYRoyal Bank of CanadaStock3,318$31.2 萬<0.1%歷史
CTSHCognizant Technology Solutions CorpCL A5,339$30.5 萬<0.1%歷史
PAAPlains All American Pipeline LPUNIT LTD PARTN24,878$29.3 萬<0.1%歷史
STORStore Capital LLCCOM9,051$29.0 萬<0.1%歷史
IIIInformation Services Group Inc.COM61,300$28.2 萬<0.1%歷史
iShares MSCI India ETF46429B598ETF6,572$27.4 萬<0.1%–
VGRVector Group LtdCOM22,954$27.2 萬<0.1%歷史
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX3,767$26.5 萬<0.1%–
Federated Hermes ETF Trust31423L305US STRATEGIC DIV10,085$25.7 萬<0.1%–
WHRWhirlpool CorpStock1,767$25.0 萬<0.1%歷史
SPDR Ser Tr78464A110FACTST INV ETF2,467$24.7 萬<0.1%–
iShares Inc464286707MSCI FRANCE ETF7,443$24.7 萬<0.1%–
SFStifel Financial CorpCOM4,176$24.4 萬<0.1%歷史
Delaware Invts Div & Income245915103COM29,100$23.7 萬<0.1%–
SBACSba Communications CorpCL A839$23.5 萬<0.1%歷史
iShares Tr46436E841IBONDS 27 TRM TS10,569$23.5 萬<0.1%–
Invesco Exchange Traded FD T46137V662PHARMACEUTICALS2,966$23.3 萬<0.1%–
CRLCharles River Laboratories International, Inc.COM1,055$23.0 萬<0.1%歷史
VanEck ETF Trust92189F130REAL ASSETS ETF9,172$22.7 萬<0.1%–
HZNPHorizon Therapeutics Public Ltd CoSHS1,956$22.3 萬<0.1%歷史
ARAntero Resources CorpCOM7,158$22.2 萬<0.1%歷史
ETF Managers Tr26924G870BLUESTAR ISRAEL4,994$22.0 萬<0.1%–
First Tr Exchange-Traded FD33734X184UTILITIES ALPH6,595$21.9 萬<0.1%–
PNFPPinnacle Financial Partners, Inc.COM2,941$21.6 萬<0.1%歷史
BILLBILL Holdings, Inc.Stock1,973$21.5 萬<0.1%歷史
TRPTC Energy CorpCOM5,212$20.8 萬<0.1%歷史
Absolute Shs Tr00400R809WBI BBR QTY 30007,449$20.6 萬<0.1%–
WTRGEssential Utilities, Inc.COM4,288$20.5 萬<0.1%歷史
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS10,013$20.5 萬<0.1%歷史
OHIOmega Healthcare Investors IncCOM7,260$20.3 萬<0.1%歷史
AESAES CorpStock7,043$20.3 萬<0.1%歷史
Fidelity Covington Trust316092832DIVID ETF RISI5,075$20.2 萬<0.1%–
HSTHost Hotels & Resorts, Inc.COM12,172$19.5 萬<0.1%歷史
Parsons Corp70202LAB8NOTE 0.250% 8/1166,000$18.9 萬<0.1%–
WisdomTree Tr97717Y683ENHNCD CMMDTY ST10,039$18.3 萬<0.1%–
ALTAltimmune, Inc.COM NEW10,100$16.6 萬<0.1%歷史
Burlington Stores, Inc.122017AB2NOTE 2.250% 4/1124,000$14.3 萬<0.1%–
VIPSVipshop Holdings LtdSPONSORED ADS A10,327$14.1 萬<0.1%歷史
RQICohen & Steers Quality Income Realty Fund IncCEF10,821$12.4 萬<0.1%歷史
HBIHanesbrands Inc.COM18,548$11.8 萬<0.1%歷史
NRDSNerdwallet, Inc.COM CL A10,945$10.5 萬<0.1%歷史
OCSLOaktree Specialty Lending CorpCOM10,272$7.06 萬<0.1%歷史
ASXASE Technology Holding Co., Ltd.SPONSORED ADS10,139$6.36 萬<0.1%歷史
CIMChimera Investment CorpCOM NEW10,595$5.83 萬<0.1%歷史
EDFVirtus Stone Harbor Emerging Markets Income FundCOM10,000$4.16 萬<0.1%歷史
SHIPSeanergy Maritime Holdings Corp.SHS NEW63,912$3.17 萬<0.1%歷史
MNTSMomentus Inc.COM CL A15,361$1.20 萬<0.1%歷史
NEUENeueHealth, Inc.COM17,051$1.11 萬<0.1%歷史
CLOVClover Health Investments, Corp.COM CL A11,685$1.09 萬<0.1%歷史
IRNTIronNet, Inc.COM21,250$4,888<0.1%歷史
WINTWindtree Therapeutics IncCOM10,299$1,751<0.1%歷史