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Cetera Advisors LLC

SEC CIK
0001534400
最新申報
2024/5/24

2023 年第 1 季持倉

持倉截至 2023/3/31,2023/5/15 申報。只含多頭部位,變化是跟 2022 年第 4 季比股數。

機構總覽
持股檔數
1,642
較 2022 年第 4 季 +51
總值
$60.0 億
較 2022 年第 4 季 +$4.88 億 (+8.8%)
申報日
2023/5/15
SEC
Cetera Advisors LLC 在 2023 年第 1 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
LGL Group Inc50186A132*W EXP 11/16/20210,000$1,599<0.1%00.0%不變–
TRKATroika Media Group, Inc.COM10,000$2,426<0.1%00.0%不變歷史
WTERAlkaline Water Co IncCOM NEW15,389$2,465<0.1%00.0%不變歷史
VSTMVerastem, Inc.COM10,177$4,225<0.1%+10,177新進歷史
BNKKBonk, Inc.COM NEW10,000$4,453<0.1%00.0%不變歷史
ACBAurora Cannabis IncCOM10,572$7,344<0.1%−215−2.0%減碼歷史
DWTXDogwood Therapeutics, Inc.COM20,524$7,543<0.1%00.0%不變歷史
SENSSenseonics Holdings, Inc.COM12,400$8,804<0.1%+1,100+9.7%加碼歷史
PRAXPraxis Precision Medicines, Inc.COM11,194$9,056<0.1%00.0%不變歷史
Supernus Pharmaceuticals, Inc.868459AD0NOTE 0.625% 4/010,000$9,999<0.1%00.0%不變–
InterDigital, Inc.45867GAB7NOTE 2.000% 6/010,000$1.03 萬<0.1%00.0%不變–
Hannon Armstrong Sust Infr C41068XAD2NOTE 8/112,000$1.16 萬<0.1%00.0%不變–
NKTRNektar TherapeuticsCOM17,355$1.22 萬<0.1%−600−3.3%減碼歷史
HCI Group, Inc.40416EAD5NOTE 4.250% 3/016,000$1.34 萬<0.1%00.0%不變–
TOPSTop Ships Inc.SHS NEW16,222$1.43 萬<0.1%+16,222新進歷史
New MTN Fin Corp647551AC4NOTE 5.750% 8/115,000$1.49 萬<0.1%00.0%不變–
ARECAmerican Resources CorpCL A10,500$1.57 萬<0.1%00.0%不變歷史
Genetic Technologies Ltd37185R307NEW SPONSRD ADR13,961$1.62 萬<0.1%00.0%不變–
KOPNKopin CorpCOM15,027$1.64 萬<0.1%00.0%不變歷史
DHCDiversified Healthcare TrustCOM SH BEN INT13,255$1.79 萬<0.1%−10.0%減碼歷史
Ironwood Pharmaceuticals Inc46333XAF5NOTE 0.750% 6/121,000$2.10 萬<0.1%00.0%不變–
LFTLument Finance Trust, Inc.COM10,695$2.16 萬<0.1%00.0%不變歷史
CGCCanopy Growth CorpCOM12,889$2.26 萬<0.1%−2,619−16.9%減碼歷史
BVSBioventus Inc.COM CL A21,468$2.30 萬<0.1%+1,832+9.3%加碼歷史
Itron, Inc.465741AN6NOTE 3/128,000$2.32 萬<0.1%+28,000新進–
FPAYFlexShopper, Inc.COM NEW27,400$2.33 萬<0.1%00.0%不變歷史
DBDDiebold Nixdorf, IncCOM20,156$2.42 萬<0.1%00.0%不變歷史
FUBOFuboTV Inc.COM20,125$2.44 萬<0.1%−1,670−7.7%減碼歷史
UPWheels Up Experience Inc.COMMON STOCK39,809$2.52 萬<0.1%+11,208+39.2%加碼歷史
Western Digital Corp958102AP0NOTE 1.500% 2/028,000$2.70 萬<0.1%00.0%不變–
VXRTVaxart, Inc.COM NEW36,400$2.75 萬<0.1%−6,650−15.4%減碼歷史
OPKOpko Health, Inc.COM20,500$2.99 萬<0.1%+5,900+40.4%加碼歷史
MINAberdeen Intermediate Income FundSH BEN INT11,172$3.09 萬<0.1%+11,172新進歷史
Cracker Barrel Old Ctry Stor22410JAB2NOTE 0.625% 6/135,000$3.14 萬<0.1%+35,000新進–
Lci Inds501812AB7NOTE 1.125% 5/135,000$3.18 萬<0.1%+35,000新進–
Ironwood Pharmaceuticals Inc46333XAH1NOTE 1.500% 6/132,000$3.21 萬<0.1%+32,000新進–
Hope Bancorp Inc43940TAB5NOTE 2.000% 5/134,000$3.29 萬<0.1%00.0%不變–
Insight Enterprises Inc45765UAB9NOTE 0.750% 2/116,000$3.35 萬<0.1%00.0%不變–
COMPCompass, Inc.CL A10,471$3.38 萬<0.1%−14,920−58.8%減碼歷史
OXSQOxford Square Capital Corp.COM10,930$3.45 萬<0.1%+29+0.3%加碼歷史
GTEGran Tierra Energy Inc.COM40,346$3.55 萬<0.1%+7,000+21.0%加碼歷史
AMRSAmyris, Inc.COM NEW27,811$3.78 萬<0.1%+14,578+110.2%加碼歷史
CRONCronos Group Inc.COM20,152$3.91 萬<0.1%−1,100−5.2%減碼歷史
Lumentum Hldgs Inc55024UAD1NOTE 0.500%12/147,000$4.07 萬<0.1%+35,000+291.7%加碼–
FIRYFiry Inc.COM69,500$4.12 萬<0.1%+75+0.1%加碼歷史
Imax Corp45245EAJ8NOTE 0.500% 4/046,000$4.30 萬<0.1%+17,000+58.6%加碼–
IAFAbrdn Australia Equity Fund, Inc.COM10,160$4.46 萬<0.1%+10,160新進歷史
UPLDUpland Software, Inc.COM10,576$4.55 萬<0.1%+10,576新進歷史
ILPTIndustrial Logistics Properties TrustCOM SHS BEN INT17,115$5.25 萬<0.1%−1,005−5.5%減碼歷史
Chegg, Inc163092AD1NOTE 0.125% 3/161,000$5.34 萬<0.1%00.0%不變–
Cheesecake Factory Inc163072AA9NOTE 0.375% 6/165,000$5.38 萬<0.1%00.0%不變–
APTOAptose Biosciences Inc.COM NEW86,827$5.58 萬<0.1%00.0%不變歷史
CXEMFS High Income Municipal TrustSH BEN INT15,500$5.66 萬<0.1%−1,100−6.6%減碼歷史
JetBlue Airways Corp477143AP6NOTE 0.500% 4/074,000$5.68 萬<0.1%+17,000+29.8%加碼–
SRTSSensus Healthcare, Inc.COM11,236$5.85 萬<0.1%+11,236新進歷史
LUMNLumen Technologies, Inc.Stock22,372$5.93 萬<0.1%+2,431+12.2%加碼歷史
KAMAN Corp483548AF0NOTE 3.250% 5/065,000$6.13 萬<0.1%+25,000+62.5%加碼–
TLRYTilray Brands, Inc.COM CL 225,302$6.40 萬<0.1%−3,302−11.5%減碼歷史
Prospect Cap Corp74348TAT9NOTE 6.375% 3/070,000$6.83 萬<0.1%00.0%不變–
SANBanco Santander, S.A.ADR18,747$6.92 萬<0.1%+1,486+8.6%加碼歷史
First Tr Exchng Traded FD VI33740F540SKYB CRY IND ETF14,219$7.02 萬<0.1%+2,098+17.3%加碼–
XXII22nd Century Group, Inc.COM92,760$7.13 萬<0.1%−500−0.5%減碼歷史
STEMStem, Inc.CL A12,685$7.19 萬<0.1%+293+2.4%加碼歷史
USALiberty All Star Equity FundSH BEN INT11,670$7.24 萬<0.1%+11,670新進歷史
EVFEaton Vance Senior Income TrustSH BEN INT14,500$7.76 萬<0.1%00.0%不變歷史
ABCLAbCellera Biologics Inc.COM10,859$8.19 萬<0.1%−2,789−20.4%減碼歷史
JPCNuveen Preferred & Income Opportunities FundCOM12,550$8.26 萬<0.1%+12,550新進歷史
SOLEmeren Group LtdSPONSORED ADS18,758$8.35 萬<0.1%+443+2.4%加碼歷史
PetIQ, Inc.71639TAB2NOTE 4.000% 6/0102,000$8.84 萬<0.1%00.0%不變–
NPKINPK International Inc.COM SHS23,150$8.91 萬<0.1%−1,330−5.4%減碼歷史
CLNEClean Energy Fuels Corp.COM20,550$8.96 萬<0.1%+2,400+13.2%加碼歷史
ROIVRoivant Sciences Ltd.SHS12,200$9.00 萬<0.1%+12,200新進歷史
EOLSEvolus, Inc.COM10,802$9.14 萬<0.1%−16,966−61.1%減碼歷史
SIRISirius XM Holdings Inc.COM23,206$9.21 萬<0.1%+8,135+54.0%加碼歷史
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM11,523$9.31 萬<0.1%−3,930−25.4%減碼歷史
MARAMARA Holdings, Inc.COM10,736$9.36 萬<0.1%+130+1.2%加碼歷史
Guess Inc401617AD7NOTE 2.000% 4/197,000$10.0 萬<0.1%00.0%不變–
ALPPAlpine 4 Holdings, Inc.COM197,187$10.1 萬<0.1%−78,028−28.4%減碼歷史
POWWOutdoor Holding CoCOM51,252$10.1 萬<0.1%+2,550+5.2%加碼歷史
ARIApollo Commercial Real Estate Finance, Inc.COM10,914$10.2 萬<0.1%+10,914新進歷史
Biomarin Pharmaceutical Inc09061GAK7NOTE 1.250% 5/198,000$10.2 萬<0.1%00.0%不變–
EMDWestern Asset Emerging Markets Debt Fund Inc.COM11,936$10.3 萬<0.1%−215−1.8%減碼歷史
DNAGinkgo Bioworks Holdings, Inc.CL A SHS78,577$10.5 萬<0.1%+37,179+89.8%加碼歷史
TEITempleton Emerging Markets Income FundCOM20,750$10.5 萬<0.1%00.0%不變歷史
BDJBlackRock Enhanced Equity Dividend TrustCOM12,261$10.5 萬<0.1%00.0%不變歷史
BLNKBlink Charging Co.COM12,407$10.7 萬<0.1%+240+2.0%加碼歷史
ONLOrion Properties Inc.REIT16,305$10.9 萬<0.1%−271−1.6%減碼歷史
First Tr MLP & Energy Incom33739B104COM14,337$11.0 萬<0.1%+132+0.9%加碼–
RWTRedwood Trust IncCOM16,374$11.0 萬<0.1%−2,100−11.4%減碼歷史
Pacira BioSciences, Inc.695127AF7NOTE 0.750% 8/0122,000$11.2 萬<0.1%00.0%不變–
HIEMiller/Howard High Income Equity FundCOM SHS BEN IN11,190$11.2 萬<0.1%−11,620−50.9%減碼歷史
EBSEmergent BioSolutions Inc.COM10,881$11.3 萬<0.1%+10,881新進歷史
RTLNecessity Retail REIT, Inc.COM CLASS A18,073$11.3 萬<0.1%−4,742−20.8%減碼歷史
DBDeutsche Bank AktiengesellschaftNAMEN AKT11,460$11.7 萬<0.1%+468+4.3%加碼歷史
Akamai Technologies Inc00971TAL5NOTE 0.375% 9/0128,000$11.8 萬<0.1%+12,000+10.3%加碼–
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR11,346$11.8 萬<0.1%+143+1.3%加碼歷史
ETF Managers Tr26924G508ETFMG ALTR HRVST33,710$11.9 萬<0.1%+4,823+16.7%加碼–
Stride, Inc.86333MAA6NOTE 1.125% 9/0122,000$12.1 萬<0.1%+7,000+6.1%加碼–
LASRNlight, Inc.COM12,000$12.2 萬<0.1%−715−5.6%減碼歷史
FGBFirst Trust Specialty Finance & Financial Opportunities FundCOM BEN INTR39,287$12.3 萬<0.1%+1,000+2.6%加碼歷史

選擇權(8 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Cetera Advisors LLC 在 2023 年第 1 季的選擇權部位
證券類別賣權買權
PDDPDD Holdings Inc.SPONSORED ADS$12.7 萬–
CBRECbre Group, Inc.CL A$1.76 萬–
XPEVXpeng Inc.ADS$1.50 萬–
SESea LtdSPONSORD ADS$1.23 萬–
CRWDCrowdStrike Holdings, Inc.Stock$6,800–
WMTWalmart Inc.Stock$3,355–
BMYBristol Myers Squibb CoStock$546–
LLYEli Lilly & CoStock$297–

2022 年第 4 季之後清倉(88 檔)

2022 年第 4 季季末還持有、這份申報已經沒有的部位。

Cetera Advisors LLC 在 2022 年第 4 季之後清倉的部位
證券類別2022 年第 4 季股數2022 年第 4 季市值2022 年第 4 季佔組合 %紀錄
FNVFranco Nevada CorpStock19,654$268.2 萬<0.1%歷史
VNOMViper Energy, Inc.COM UNT RP INT65,729$209.0 萬<0.1%歷史
MOHMolina Healthcare, Inc.COM5,498$181.6 萬<0.1%歷史
Innovator ETFs Trust45782C722INTRNL DEV JULY45,066$107.4 萬<0.1%–
New York Life Investments Et45409B107HEDGE MULTI STRA35,389$100.7 萬<0.1%–
LPXLouisiana-Pacific CorpCOM13,815$81.8 萬<0.1%歷史
ProShares Tr74347B714SHORT QQQ NEW43,125$63.5 萬<0.1%–
Invesco Exch Traded FD Tr II46138G508SR LN ETF30,636$62.9 萬<0.1%–
VVRInvesco Senior Income TrustCOM161,569$61.9 萬<0.1%歷史
Starboard Invt Tr85521B791AI QUALITY GROWT50,201$61.0 萬<0.1%–
NHINational Health Investors IncCOM11,571$60.4 萬<0.1%歷史
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF20,093$58.5 萬<0.1%–
Invesco DB Multi-Sector Comm46140H205SILVER FD17,750$57.8 萬<0.1%–
Kraneshares Trust500767652MOUNT LUCAS ETF18,560$56.7 萬<0.1%–
First Tr Exchange-Traded FD33738R852NASDQ FOD BVRG20,827$56.3 萬<0.1%–
Agf Invts Tr00110G408US MARKET NETRL26,256$55.7 萬<0.1%–
First Tr Exchange Traded FD33738R837NASDQ PHRMTCLS20,053$55.0 萬<0.1%–
Starboard Invt Tr85521B767ADAPTIVE HIGH IN63,190$52.7 萬<0.1%–
Innovator U.S. Equity Ultra Buffer ETF - October45782C821ETF18,290$49.9 萬<0.1%–
VISTVista Energy, S.A.B. de C.V.SPONSORED ADS29,448$46.1 萬<0.1%歷史
SPDR Series Trust78468R408ST TERM HIGH ETF18,502$44.8 萬<0.1%–
ProShares Tr74347G366SHRT RL EST FD21,809$44.4 萬<0.1%–
Invesco Exchange Traded FD T46137V407INVESCO MSCI9,073$43.4 萬<0.1%–
UGAUnited States Gasoline Fund, LPUNITS7,136$42.8 萬<0.1%歷史
WPMWheaton Precious Metals Corp.COM10,743$42.0 萬<0.1%歷史
WRBBerkley W R CorpCOM5,645$41.0 萬<0.1%歷史
LHLabcorp Holdings Inc.COM NEW1,671$39.3 萬<0.1%歷史
CORNTeucrium Commodity TrustCORN FD SHS14,119$38.0 萬<0.1%歷史
WEATTeucrium Commodity TrustWHEAT FD47,135$37.6 萬<0.1%歷史
DOXAmdocs LtdSHS3,946$35.9 萬<0.1%歷史
Invesco Exch TRD SLF Idx FD46138J668BULLSHS 23 USD15,207$35.4 萬<0.1%–
LPLALPL Financial Holdings Inc.COM1,623$35.1 萬<0.1%歷史
JBHTHunt J B Transport Services IncCOM2,012$35.1 萬<0.1%歷史
WAFDWafd IncStock10,249$34.4 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F680FT VEST US EQT10,863$33.3 萬<0.1%–
iShares Tr46435U473BB RAT CORP BD7,164$31.8 萬<0.1%–
DBX ETF Tr233051143XTRACKRS S&P 5009,155$31.6 萬<0.1%–
RYRoyal Bank of CanadaStock3,318$31.2 萬<0.1%歷史
CTSHCognizant Technology Solutions CorpCL A5,339$30.5 萬<0.1%歷史
PAAPlains All American Pipeline LPUNIT LTD PARTN24,878$29.3 萬<0.1%歷史
STORStore Capital LLCCOM9,051$29.0 萬<0.1%歷史
IIIInformation Services Group Inc.COM61,300$28.2 萬<0.1%歷史
iShares MSCI India ETF46429B598ETF6,572$27.4 萬<0.1%–
VGRVector Group LtdCOM22,954$27.2 萬<0.1%歷史
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX3,767$26.5 萬<0.1%–
Federated Hermes ETF Trust31423L305US STRATEGIC DIV10,085$25.7 萬<0.1%–
WHRWhirlpool CorpStock1,767$25.0 萬<0.1%歷史
SPDR Ser Tr78464A110FACTST INV ETF2,467$24.7 萬<0.1%–
iShares Inc464286707MSCI FRANCE ETF7,443$24.7 萬<0.1%–
SFStifel Financial CorpCOM4,176$24.4 萬<0.1%歷史
Delaware Invts Div & Income245915103COM29,100$23.7 萬<0.1%–
SBACSba Communications CorpCL A839$23.5 萬<0.1%歷史
iShares Tr46436E841IBONDS 27 TRM TS10,569$23.5 萬<0.1%–
Invesco Exchange Traded FD T46137V662PHARMACEUTICALS2,966$23.3 萬<0.1%–
CRLCharles River Laboratories International, Inc.COM1,055$23.0 萬<0.1%歷史
VanEck ETF Trust92189F130REAL ASSETS ETF9,172$22.7 萬<0.1%–
HZNPHorizon Therapeutics Public Ltd CoSHS1,956$22.3 萬<0.1%歷史
ARAntero Resources CorpCOM7,158$22.2 萬<0.1%歷史
ETF Managers Tr26924G870BLUESTAR ISRAEL4,994$22.0 萬<0.1%–
First Tr Exchange-Traded FD33734X184UTILITIES ALPH6,595$21.9 萬<0.1%–
PNFPPinnacle Financial Partners, Inc.COM2,941$21.6 萬<0.1%歷史
BILLBILL Holdings, Inc.Stock1,973$21.5 萬<0.1%歷史
TRPTC Energy CorpCOM5,212$20.8 萬<0.1%歷史
Absolute Shs Tr00400R809WBI BBR QTY 30007,449$20.6 萬<0.1%–
WTRGEssential Utilities, Inc.COM4,288$20.5 萬<0.1%歷史
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS10,013$20.5 萬<0.1%歷史
OHIOmega Healthcare Investors IncCOM7,260$20.3 萬<0.1%歷史
AESAES CorpStock7,043$20.3 萬<0.1%歷史
Fidelity Covington Trust316092832DIVID ETF RISI5,075$20.2 萬<0.1%–
HSTHost Hotels & Resorts, Inc.COM12,172$19.5 萬<0.1%歷史
Parsons Corp70202LAB8NOTE 0.250% 8/1166,000$18.9 萬<0.1%–
WisdomTree Tr97717Y683ENHNCD CMMDTY ST10,039$18.3 萬<0.1%–
ALTAltimmune, Inc.COM NEW10,100$16.6 萬<0.1%歷史
Burlington Stores, Inc.122017AB2NOTE 2.250% 4/1124,000$14.3 萬<0.1%–
VIPSVipshop Holdings LtdSPONSORED ADS A10,327$14.1 萬<0.1%歷史
RQICohen & Steers Quality Income Realty Fund IncCEF10,821$12.4 萬<0.1%歷史
HBIHanesbrands Inc.COM18,548$11.8 萬<0.1%歷史
NRDSNerdwallet, Inc.COM CL A10,945$10.5 萬<0.1%歷史
OCSLOaktree Specialty Lending CorpCOM10,272$7.06 萬<0.1%歷史
ASXASE Technology Holding Co., Ltd.SPONSORED ADS10,139$6.36 萬<0.1%歷史
CIMChimera Investment CorpCOM NEW10,595$5.83 萬<0.1%歷史
EDFVirtus Stone Harbor Emerging Markets Income FundCOM10,000$4.16 萬<0.1%歷史
SHIPSeanergy Maritime Holdings Corp.SHS NEW63,912$3.17 萬<0.1%歷史
MNTSMomentus Inc.COM CL A15,361$1.20 萬<0.1%歷史
NEUENeueHealth, Inc.COM17,051$1.11 萬<0.1%歷史
CLOVClover Health Investments, Corp.COM CL A11,685$1.09 萬<0.1%歷史
IRNTIronNet, Inc.COM21,250$4,888<0.1%歷史
WINTWindtree Therapeutics IncCOM10,299$1,751<0.1%歷史