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Cetera Advisors LLC

SEC CIK
0001534400
最新申報
2024/5/24

2022 年第 3 季持倉

持倉截至 2022/9/30,2022/11/14 申報。只含多頭部位,變化是跟 2022 年第 2 季比股數。

機構總覽
持股檔數
1,352
較 2022 年第 2 季 −1
總值
$37.8 億
較 2022 年第 2 季 −$6.09 億 (−13.9%)
申報日
2022/11/14
SEC
Cetera Advisors LLC 在 2022 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
NLYAnnaly Capital Management IncREIT984,428$1.70 萬<0.1%+623,330+172.6%加碼依 1 比 4 拆股換算歷史
Vishay Intertechnology Inc928298AP3NOTE 2.250% 6/118,000$1.70 萬<0.1%00.0%不變–
DWTXDogwood Therapeutics, Inc.COM43,944$1.70 萬<0.1%00.0%不變歷史
CLVSClovis Oncology, Inc.COM16,330$1.90 萬<0.1%+6,000+58.1%加碼歷史
Insight Enterprises Inc45765UAB9NOTE 0.750% 2/116,000$2.00 萬<0.1%00.0%不變–
CLOVClover Health Investments, Corp.COM CL A12,475$2.10 萬<0.1%+750+6.4%加碼歷史
SHIPSeanergy Maritime Holdings Corp.SHS NEW46,185$2.20 萬<0.1%+7,000+17.9%加碼歷史
LFTLument Finance Trust, Inc.COM10,695$2.30 萬<0.1%00.0%不變歷史
PRAXPraxis Precision Medicines, Inc.COM11,194$2.50 萬<0.1%00.0%不變歷史
ARECAmerican Resources CorpCL A10,500$2.80 萬<0.1%+10,500新進歷史
OPKOpko Health, Inc.COM14,600$2.80 萬<0.1%−3,000−17.0%減碼歷史
MNKDMannkind CorpCOM NEW10,400$3.20 萬<0.1%−3,000−22.4%減碼歷史
Prospect Cap Corp74348TAT9NOTE 6.375% 3/035,000$3.60 萬<0.1%−35,000−50.0%減碼–
APTOAptose Biosciences Inc.COM NEW61,980$3.70 萬<0.1%00.0%不變歷史
SANBanco Santander, S.A.ADR16,771$3.90 萬<0.1%−809−4.6%減碼歷史
CGCCanopy Growth CorpCOM17,077$4.70 萬<0.1%+168+1.0%加碼歷史
FPAYFlexShopper, Inc.COM NEW27,400$5.10 萬<0.1%+27,400新進歷史
CXEMFS High Income Municipal TrustSH BEN INT16,600$5.60 萬<0.1%00.0%不變歷史
NKTRNektar TherapeuticsCOM18,255$5.80 萬<0.1%00.0%不變歷史
CIMChimera Investment CorpCOM NEW11,473$6.00 萬<0.1%+11,473新進歷史
OCSLOaktree Specialty Lending CorpCOM10,309$6.20 萬<0.1%+84+0.8%加碼歷史
FIRYFiry Inc.COM64,167$6.50 萬<0.1%+8,917+16.1%加碼歷史
TEITempleton Emerging Markets Income FundCOM15,000$6.60 萬<0.1%+15,000新進歷史
CRONCronos Group Inc.COM23,726$6.70 萬<0.1%+57+0.2%加碼歷史
BRK.BBerkshire Hathaway IncStock253,118$6.80 萬<0.1%+136,769+117.6%加碼歷史
Invesco QQQ Trust Series I46090E103ETF259,182$6.90 萬<0.1%+126,788+95.8%加碼–
NPKINPK International Inc.COM SHS27,580$7.00 萬<0.1%+27,580新進歷史
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF1,064,194$7.10 萬<0.1%+546,501+105.6%加碼–
DMFBNY Mellon Municipal Income, Inc.COM11,964$7.20 萬<0.1%00.0%不變歷史
FUBOFuboTV Inc.COM20,887$7.40 萬<0.1%+8,520+68.9%加碼歷史
Silvercrest Metals Inc828363101COM13,250$7.40 萬<0.1%+13,250新進–
EDFVirtus Stone Harbor Emerging Markets Income FundCOM20,000$7.40 萬<0.1%−15,000−42.9%減碼歷史
USALiberty All Star Equity FundSH BEN INT13,633$7.50 萬<0.1%+949+7.5%加碼歷史
EVFEaton Vance Senior Income TrustSH BEN INT14,500$7.60 萬<0.1%00.0%不變歷史
XXII22nd Century Group, Inc.COM83,660$7.80 萬<0.1%+9,000+12.1%加碼歷史
TLRYTilray Brands, Inc.COM CL 228,885$7.90 萬<0.1%+2,040+7.6%加碼歷史
UAUnder Armour, Inc.CL C13,949$8.30 萬<0.1%−2,270−14.0%減碼歷史
DBDeutsche Bank AktiengesellschaftNAMEN AKT11,615$8.60 萬<0.1%−975−7.7%減碼歷史
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT26,282$8.60 萬<0.1%+5,342+25.5%加碼歷史
BDJBlackRock Enhanced Equity Dividend TrustCOM11,041$9.00 萬<0.1%−543−4.7%減碼歷史
DSMBNY Mellon Strategic Municipal Bond Fund, Inc.COM16,120$9.10 萬<0.1%+1,273+8.6%加碼歷史
SIRISirius XM Holdings Inc.COM16,672$9.50 萬<0.1%+503+3.1%加碼歷史
TELLTellurian Inc.COM39,755$9.50 萬<0.1%+11,800+42.2%加碼歷史
EMDWestern Asset Emerging Markets Debt Fund Inc.COM12,151$9.70 萬<0.1%−500−4.0%減碼歷史
ILPTIndustrial Logistics Properties TrustCOM SHS BEN INT18,005$9.90 萬<0.1%−11,337−38.6%減碼歷史
First Tr MLP & Energy Incom33739B104COM14,088$10.1 萬<0.1%+115+0.8%加碼–
CLNEClean Energy Fuels Corp.COM19,100$10.2 萬<0.1%+19,100新進歷史
AMZNAmazon Com IncStock912,290$10.3 萬<0.1%+450,769+97.7%加碼歷史
RWTRedwood Trust IncCOM18,320$10.5 萬<0.1%+2,000+12.3%加碼歷史
EGYVaalco Energy IncCOM NEW24,421$10.6 萬<0.1%−3,241−11.7%減碼歷史
CHYCalamos Convertible & High Income FundCOM SHS10,674$10.8 萬<0.1%−6,582−38.1%減碼歷史
FGBFirst Trust Specialty Finance & Financial Opportunities FundCOM BEN INTR38,287$11.0 萬<0.1%00.0%不變歷史
CHICalamos Convertible Opportunities & Income FundSH BEN INT11,629$11.2 萬<0.1%+147+1.3%加碼歷史
CCIFCarlyle Credit Income FundSHS BEN INT12,877$11.5 萬<0.1%00.0%不變歷史
NRONeuberger Real Estate Securities Income Fund IncCOM34,705$11.7 萬<0.1%+694+2.0%加碼歷史
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM15,453$11.7 萬<0.1%−540−3.4%減碼歷史
RIGTransocean Ltd.REGISTERED SHS48,369$11.9 萬<0.1%+37,425+342.0%加碼歷史
VXRTVaxart, Inc.COM NEW56,050$12.2 萬<0.1%−41,675−42.6%減碼歷史
SOLEmeren Group LtdSPONSORED ADS24,490$12.3 萬<0.1%+7,550+44.6%加碼歷史
KTFDWS Municipal Income TrustCOM14,966$12.5 萬<0.1%00.0%不變歷史
NIMNuveen Select Maturities Municipal FundSH BEN INT14,160$12.5 萬<0.1%00.0%不變歷史
NVGNuveen AMT-Free Municipal Credit Income FundCEF10,884$12.7 萬<0.1%+86+0.8%加碼歷史
PHKPIMCO High Income FundCOM SHS27,240$12.7 萬<0.1%00.0%不變歷史
RTLNecessity Retail REIT, Inc.COM CLASS A22,588$13.3 萬<0.1%−3,000−11.7%減碼歷史
AHRTAH Realty Trust, Inc.COM13,326$13.8 萬<0.1%+30+0.2%加碼歷史
SNAPSnap IncStock14,382$14.1 萬<0.1%+1,470+11.4%加碼歷史
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM19,396$14.1 萬<0.1%−334−1.7%減碼歷史
Listed FD Tr53656F789ROUNDHILL SPORTS10,829$14.1 萬<0.1%−3,092−22.2%減碼–
ENLCEnLink Midstream, LLCCOM UNIT REP LTD15,940$14.2 萬<0.1%00.0%不變歷史
POWWOutdoor Holding CoCOM49,102$14.4 萬<0.1%+1,400+2.9%加碼歷史
RESRPC IncCOM21,180$14.7 萬<0.1%00.0%不變歷史
Crescent PT Energy Corp22576C101COM24,531$15.2 萬<0.1%−1,941−7.3%減碼–
ORGNOrigin Materials, Inc.COM29,381$15.2 萬<0.1%+29,381新進歷史
UECUranium Energy CorpCOM43,711$15.3 萬<0.1%+1,315+3.1%加碼歷史
BMAMacro Bank Inc.SPON ADR B10,745$15.3 萬<0.1%+10,745新進歷史
MEGINYLI CBRE Global Infrastructure Megatrends Term FundCOM12,466$15.4 萬<0.1%−15,830−55.9%減碼歷史
HBIHanesbrands Inc.COM22,341$15.5 萬<0.1%−2,565−10.3%減碼歷史
PTVEPactiv Evergreen Inc.COM17,720$15.5 萬<0.1%+17,720新進歷史
EFTEaton Vance Floating-Rate Income TrustCOM13,725$15.6 萬<0.1%00.0%不變歷史
ETF Managers Tr26924G508ETFMG ALTR HRVST34,280$15.7 萬<0.1%−3,198−8.5%減碼–
MQYBlackRock Muniyield Quality Fund, Inc.COM14,336$15.8 萬<0.1%+116+0.8%加碼歷史
ALTAltimmune, Inc.COM NEW12,400$15.8 萬<0.1%−4,700−27.5%減碼歷史
NMZNuveen Municipal High Income Opportunity FundCOM15,340$15.8 萬<0.1%+15,340新進歷史
ONLOrion Properties Inc.REIT18,381$16.1 萬<0.1%−2,579−12.3%減碼歷史
Global X FDS37954Y442CLOUD COMPUTNG10,087$16.1 萬<0.1%+10,087新進–
EOSEaton Vance Enhanced Equity Income Fund IICOM10,650$16.3 萬<0.1%−4,620−30.3%減碼歷史
PBTPermian Basin Royalty TrustUNIT BEN INT10,000$16.3 萬<0.1%00.0%不變歷史
LUMNLumen Technologies, Inc.Stock22,610$16.5 萬<0.1%−317−1.4%減碼歷史
LEOBNY Mellon Strategic Municipals, Inc.COM27,157$16.5 萬<0.1%00.0%不變歷史
BKNBlackRock Investment Quality Municipal Trust, Inc.COM13,200$16.5 萬<0.1%+13,200新進歷史
BXMXNuveen S&P 500 BuyWrite Income FundCOM13,873$16.5 萬<0.1%+60.0%加碼歷史
Eneti IncY2294C107COM24,712$16.5 萬<0.1%+24,712新進–
LXULSB Industries, Inc.COM11,789$16.8 萬<0.1%+835+7.6%加碼歷史
FMNBFarmers National Banc CorpCOM13,200$17.3 萬<0.1%+13+0.1%加碼歷史
NOKNokia CorpSPONSORED ADR41,488$17.7 萬<0.1%−589−1.4%減碼歷史
LGILazard Global Total Return & Income Fund IncCOM13,098$17.7 萬<0.1%−1,399−9.7%減碼歷史
Invesco Exch Traded FD Tr II46138E867DORSEY WRGT EMRG11,153$18.3 萬<0.1%−21,053−65.4%減碼–
PLYAPlaya Hotels & Resorts N.V.SHS32,240$18.8 萬<0.1%+32,240新進歷史
BSTZBlackRock Science & Technology Term TrustSHS BEN INT10,719$18.9 萬<0.1%−4,139−27.9%減碼歷史
BFZBlackRock California Municipal Income TrustSH BEN INT18,478$19.0 萬<0.1%00.0%不變歷史

選擇權(5 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Cetera Advisors LLC 在 2022 年第 3 季的選擇權部位
證券類別賣權買權
CBRECbre Group, Inc.CL A$10.9 萬–
WFCWells Fargo & CompanyStock$4,000–
ZIMZIM Integrated Shipping Services Ltd.SHS$3,000–
DALDelta Air Lines, Inc.COM NEW–$2,000
VZVerizon Communications IncStock–$1,000

2022 年第 2 季之後清倉(115 檔)

2022 年第 2 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 115 檔。

Cetera Advisors LLC 在 2022 年第 2 季之後清倉的部位
證券類別2022 年第 2 季股數2022 年第 2 季市值2022 年第 2 季佔組合 %紀錄
Franklin Templeton ETF Tr35473P801US LRG CP MLTFCT155,409$602.5 萬0.1%–
GSKGSK plcSPONSORED ADR97,327$423.7 萬0.1%歷史
DBEInvesco DB Energy FundENERGY FD106,915$279.8 萬0.1%歷史
First Tr Exchng Traded FD VI33740F870LOW DUR STRTGC99,652$186.4 萬<0.1%–
Invesco Exchange Traded FD T46137V761ENERG EXPL ETF72,107$185.2 萬<0.1%–
New York Life Investments Et45409B560FTSE INTL EQTY C67,515$141.0 萬<0.1%–
SYFSynchrony FinancialCOM37,004$102.2 萬<0.1%歷史
RGLDRoyal Gold IncStock9,557$102.0 萬<0.1%歷史
CFCF Industries Holdings, Inc.COM11,651$99.9 萬<0.1%歷史
VanEck ETF Trust92189H607OIL SERVICES ETF3,312$77.0 萬<0.1%–
BGSB&G Foods, Inc.COM30,099$71.6 萬<0.1%歷史
EGLEEagle Bulk Shipping Inc.COM13,161$68.3 萬<0.1%歷史
HXLHexcel CorpCOM13,035$68.2 萬<0.1%歷史
iShares Tr464288737GLB CNSM STP ETF11,736$67.9 萬<0.1%–
BAKBraskem SASP ADR PFD A47,306$67.6 萬<0.1%歷史
First Tr Exchange-Traded FD33739Q309HIGH INCM STRGC14,829$66.6 萬<0.1%–
Innovator ETFs Trust45783Y855DEFINED WLT SHLD24,930$64.4 萬<0.1%–
SPDR Series Trust78468R200ST STR RATE ETF21,025$63.3 萬<0.1%–
UNGUnited States Natural Gas Fund, LPUNIT PAR32,077$61.0 萬<0.1%歷史
AGCOAGCO CorpCOM6,111$60.3 萬<0.1%歷史
SIISprott Inc.COM NEW15,672$54.3 萬<0.1%歷史
ARLPAlliance Resource Partners LPStock28,889$52.7 萬<0.1%歷史
DKLDelek Logistics Partners, LPCOM UNT RP INT10,481$51.0 萬<0.1%歷史
Lattice Strategies Tr518416409HARTFORD US EQTY12,957$48.6 萬<0.1%–
VSTVistra Corp.Stock20,930$47.8 萬<0.1%歷史
PAASPan American Silver CorpStock24,026$47.3 萬<0.1%歷史
KRPKimbell Royalty Partners, LPUNIT30,041$47.1 萬<0.1%歷史
DLTRDollar Tree, Inc.COM2,796$43.6 萬<0.1%歷史
IDAIdacorp IncCOM4,093$43.3 萬<0.1%歷史
HQHabrdn Healthcare InvestorsSH BEN INT22,401$41.9 萬<0.1%歷史
NRGNRG Energy, Inc.Stock10,610$40.5 萬<0.1%歷史
NVAXNovavax IncCOM NEW7,572$38.9 萬<0.1%歷史
UNMUnum GroupStock11,306$38.5 萬<0.1%歷史
GGGGraco IncCOM5,495$32.6 萬<0.1%歷史
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX4,695$32.1 萬<0.1%–
DHIHorton D R IncCOM4,677$31.0 萬<0.1%歷史
iShares Tr46434V274INTL EQTY FACTOR13,106$30.8 萬<0.1%–
CZRCaesars Entertainment, Inc.COM7,938$30.4 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E842DORSEY WRGT SMLC4,459$30.3 萬<0.1%–
WisdomTree Tr97717W448GERMANY HEDEQ FD10,118$30.3 萬<0.1%–
UGAUnited States Gasoline Fund, LPUNITS4,373$29.7 萬<0.1%歷史
Cambria ETF Tr132061862TAIL RISK15,755$27.7 萬<0.1%–
Invesco Exchange Traded FD T46137V845DORSEY WRGT INDS3,314$26.8 萬<0.1%–
TRMKTrustmark CorpCOM9,188$26.8 萬<0.1%歷史
BSTBlackRock Science & Technology TrustSHS7,954$25.8 萬<0.1%歷史
XHRXenia Hotels & Resorts, Inc.COM17,737$25.8 萬<0.1%歷史
WisdomTree Tr97717X214EMERG MKTS ESG9,000$25.7 萬<0.1%–
VFCV F CorpStock5,791$25.6 萬<0.1%歷史
OGNOrganon & Co.Stock7,525$25.4 萬<0.1%歷史
Vanguard Scottsdale FDS92206C813LG-TERM COR BD3,062$24.8 萬<0.1%–
Fidelity MSCI Information Technology Index ETF316092808ETF2,561$24.7 萬<0.1%–
LKQLKQ CorpCOM4,949$24.3 萬<0.1%歷史
IFFInternational Flavors & Fragrances IncCOM2,032$24.2 萬<0.1%歷史
SNYSanofiSPONSORED ADR4,763$23.8 萬<0.1%歷史
Aim ETF Products Trust00888H208ALLIANZIM US EQT9,400$23.8 萬<0.1%–
OCCIOFS Credit Company, Inc.COM26,103$23.8 萬<0.1%歷史
Chiron Real Estate Inc.37954A204COM NEW21,118$23.7 萬<0.1%–
WisdomTree Tr97717X701EUROPE HEDGED EQ3,581$23.5 萬<0.1%–
iShares Tr46429B671MSCI CHINA ETF4,216$23.5 萬<0.1%–
SYNASYNAPTICS IncStock1,985$23.4 萬<0.1%歷史
MELIMercadolibre IncCOM368$23.4 萬<0.1%歷史
BSMBlack Stone Minerals, L.P.COM UNIT16,966$23.2 萬<0.1%歷史
VTRVentas, Inc.REIT4,485$23.1 萬<0.1%歷史
BEPBrookfield Renewable Partners L.P.PARTNERSHIP UNIT6,511$22.7 萬<0.1%歷史
HNIHni CorpStock6,472$22.5 萬<0.1%歷史
iShares Inc464286319EM MKTS DIV ETF8,441$22.5 萬<0.1%–
ECCEagle Point Credit CoCOM19,090$22.5 萬<0.1%歷史
ZMZoom Communications, Inc.Stock2,075$22.4 萬<0.1%歷史
Vanguard Whitehall FDS921946794INTL HIGH ETF3,793$22.3 萬<0.1%–
LITELumentum Holdings Inc.COM2,757$21.9 萬<0.1%歷史
First Tr Exch Traded FD III33739P608RIVRFRNT DYN DEV4,090$21.9 萬<0.1%–
iShares Inc464286657MSCI BIC ETF5,896$21.8 萬<0.1%–
ONOn Semiconductor CorpStock4,314$21.7 萬<0.1%歷史
CAHCardinal Health IncStock4,132$21.6 萬<0.1%歷史
AAPAdvance Auto Parts IncCOM1,250$21.6 萬<0.1%歷史
iShares Tr464287390LATN AMER 40 ETF9,546$21.5 萬<0.1%–
iShares Tr46435G326CORE MSCI INTL3,992$21.5 萬<0.1%–
EXRExtra Space Storage Inc.COM1,251$21.3 萬<0.1%歷史
iShares Tr464289420RUS TP200 VL ETF3,400$21.0 萬<0.1%–
iShares MSCI Acwi Ex U.S. ETF464288240ETF4,640$20.9 萬<0.1%–
Dimensional U.S. Targeted Value ETF25434V609ETF5,173$20.8 萬<0.1%–
EBAYeBay IncCOM4,999$20.8 萬<0.1%歷史
HEIHeico CorpCOM1,584$20.8 萬<0.1%歷史
CIENCiena CorpCOM NEW4,543$20.8 萬<0.1%歷史
AZPNAspen Technology, Inc.COM1,132$20.8 萬<0.1%歷史
GDYNGrid Dynamics Holdings, Inc.CL A12,320$20.7 萬<0.1%歷史
JJacobs Solutions Inc.COM1,627$20.7 萬<0.1%歷史
Vanguard Communication Services ETF92204A884ETF2,183$20.5 萬<0.1%–
ALLEAllegion plcORD SHS2,086$20.4 萬<0.1%歷史
GLADGladstone Capital CorpCOM20,190$20.4 萬<0.1%歷史
TRPTC Energy CorpCOM3,934$20.3 萬<0.1%歷史
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF5,566$20.2 萬<0.1%–
PDCEPDC Energy, Inc.COM3,285$20.2 萬<0.1%歷史
Franklin ETF Tr353506108SHRT DUR US GOVT2,203$20.1 萬<0.1%–
DSLDoubleLine Income Solutions FundCOM16,545$20.1 萬<0.1%歷史
iShares Tr464288745GLB CNS DISC ETF1,582$20.1 萬<0.1%–
CVICVR Energy IncCOM5,974$20.0 萬<0.1%歷史
Alps ETF Tr00162Q106REIT DIVIDE DOGS4,669$20.0 萬<0.1%–
TPVGTriplePoint Venture Growth BDC Corp.COM15,500$19.7 萬<0.1%歷史
BCATBlackRock Capital Allocation Term TrustCOM12,560$18.4 萬<0.1%歷史