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Cetera Advisors LLC

SEC CIK
0001534400
最新申報
2024/5/24

2022 年第 1 季持倉

持倉截至 2022/3/31,2022/5/12 申報。只含多頭部位,變化是跟 2021 年第 4 季比股數。

機構總覽
持股檔數
1,400
較 2021 年第 4 季 −28
總值
$50.1 億
較 2021 年第 4 季 +$7,440 萬 (+1.5%)
申報日
2022/5/12
SEC
Cetera Advisors LLC 在 2022 年第 1 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
FRTXFresh Tracks Therapeutics, Inc.COM10,000$3,000<0.1%00.0%不變歷史
LGL Group Inc50186A132*W EXP 11/16/20210,000$5,000<0.1%00.0%不變–
CFMSConformis IncCOM10,550$7,000<0.1%00.0%不變歷史
DRRXDurect CorpCOM15,000$1.00 萬<0.1%00.0%不變歷史
MUXMcEwen Inc.COM12,403$1.00 萬<0.1%00.0%不變歷史
Supernus Pharmaceuticals, Inc.868459AD0NOTE 0.625% 4/010,000$1.00 萬<0.1%00.0%不變–
Hope Bancorp Inc43940TAB5NOTE 2.000% 5/113,000$1.30 萬<0.1%00.0%不變–
WTERAlkaline Water Co IncCOM NEW15,389$1.40 萬<0.1%+2,500+19.4%加碼歷史
KAMAN Corp483548AF0NOTE 3.250% 5/016,000$1.60 萬<0.1%+16,000新進–
Pacira BioSciences, Inc.695127AF7NOTE 0.750% 8/013,000$1.60 萬<0.1%+13,000新進–
Stride, Inc.86333MAA6NOTE 1.125% 9/017,000$1.70 萬<0.1%+17,000新進–
VEONVEON Ltd.SPONSORED ADR24,874$1.70 萬<0.1%−4,542−15.4%減碼歷史
HCI Group, Inc.40416EAD5NOTE 4.250% 3/016,000$1.80 萬<0.1%00.0%不變–
SHIPSeanergy Maritime Holdings Corp.SHS NEW16,435$1.90 萬<0.1%−5,800−26.1%減碼歷史
Air Transport Services Grp I00922RAB1NOTE 1.125%10/117,000$2.00 萬<0.1%+17,000新進–
Meritor, Inc.59001KAF7NOTE 3.250%10/119,000$2.10 萬<0.1%+19,000新進–
SENSSenseonics Holdings, Inc.COM11,300$2.20 萬<0.1%00.0%不變歷史
Parsons Corp70202LAB8NOTE 0.250% 8/121,000$2.20 萬<0.1%+21,000新進–
Cheesecake Factory Inc163072AA9NOTE 0.375% 6/127,000$2.40 萬<0.1%+14,000+107.7%加碼–
Insight Enterprises Inc45765UAB9NOTE 0.750% 2/116,000$2.60 萬<0.1%00.0%不變–
REFRResearch Frontiers IncCOM13,820$2.70 萬<0.1%00.0%不變歷史
TXMDTherapeuticsMD, Inc.COM70,850$2.70 萬<0.1%−5,000−6.6%減碼歷史
Genetic Technologies Ltd37185R307NEW SPONSRD ADR13,961$2.80 萬<0.1%−6,000−30.1%減碼–
LFTLument Finance Trust, Inc.COM10,695$2.90 萬<0.1%00.0%不變歷史
Vishay Intertechnology Inc928298AP3NOTE 2.250% 6/134,000$3.40 萬<0.1%+16,000+88.9%加碼–
Prospect Cap Corp74348TAT9NOTE 6.375% 3/035,000$3.70 萬<0.1%+35,000新進–
KOPNKopin CorpCOM15,027$3.80 萬<0.1%+15,027新進歷史
DHCDiversified Healthcare TrustCOM SH BEN INT13,131$4.20 萬<0.1%00.0%不變歷史
OPKOpko Health, Inc.COM15,100$5.20 萬<0.1%−5,000−24.9%減碼歷史
ASCArdmore Shipping CorpCOM13,305$6.00 萬<0.1%00.0%不變歷史
CRONCronos Group Inc.COM15,392$6.00 萬<0.1%+268+1.8%加碼歷史
SANBanco Santander, S.A.ADR18,639$6.30 萬<0.1%+6,566+54.4%加碼歷史
DHYUBS Asset Management High Yield Credit FundSH BEN INT32,504$7.10 萬<0.1%−7,314−18.4%減碼歷史
OCSLOaktree Specialty Lending CorpCOM10,152$7.50 萬<0.1%+61+0.6%加碼歷史
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT20,356$8.20 萬<0.1%+82+0.4%加碼歷史
CXEMFS High Income Municipal TrustSH BEN INT18,600$8.20 萬<0.1%00.0%不變歷史
APTOAptose Biosciences Inc.COM NEW60,895$8.30 萬<0.1%+28,444+87.7%加碼歷史
FUBOFuboTV Inc.COM13,367$8.80 萬<0.1%+13,367新進歷史
CGCCanopy Growth CorpCOM11,885$9.00 萬<0.1%+291+2.5%加碼歷史
CERSCerus CorpCOM16,489$9.10 萬<0.1%+16,489新進歷史
EVFEaton Vance Senior Income TrustSH BEN INT14,500$9.20 萬<0.1%00.0%不變歷史
NKTRNektar TherapeuticsCOM18,255$9.80 萬<0.1%+3,125+20.7%加碼歷史
SOLEmeren Group LtdSPONSORED ADS16,940$9.80 萬<0.1%+3,600+27.0%加碼歷史
CLOVClover Health Investments, Corp.COM CL A28,725$10.2 萬<0.1%+1,500+5.5%加碼歷史
TOPSTop Ships Inc.COM102,557$10.7 萬<0.1%+7,000+7.3%加碼歷史
UMCUnited Microelectronics CorpSPON ADR NEW11,967$10.9 萬<0.1%−6,683−35.8%減碼歷史
PHKPIMCO High Income FundCOM SHS18,898$10.9 萬<0.1%+80.0%加碼歷史
IVRInvesco Mortgage Capital Inc.COM48,970$11.2 萬<0.1%+8,232+20.2%加碼歷史
BDJBlackRock Enhanced Equity Dividend TrustCOM11,411$11.3 萬<0.1%−2,044−15.2%減碼歷史
ALTAltimmune, Inc.COM NEW18,500$11.3 萬<0.1%+18,500新進歷史
PRAXPraxis Precision Medicines, Inc.COM11,194$11.4 萬<0.1%+11,194新進歷史
USALiberty All Star Equity FundSH BEN INT14,240$11.5 萬<0.1%+14,240新進歷史
DMFBNY Mellon Municipal Income, Inc.COM15,164$11.5 萬<0.1%00.0%不變歷史
First Tr MLP & Energy Incom33739B104COM13,862$11.5 萬<0.1%+111+0.8%加碼–
Bitfarms Ltd Com09173B107Stock31,098$11.7 萬<0.1%−166,849−84.3%減碼–
MTTRMatterport, Inc.COM CL A14,470$11.7 萬<0.1%+14,470新進歷史
TELLTellurian Inc.COM22,515$11.9 萬<0.1%−2,875−11.3%減碼歷史
JPCNuveen Preferred & Income Opportunities FundCOM14,350$12.3 萬<0.1%00.0%不變歷史
RWTRedwood Trust IncCOM12,020$12.7 萬<0.1%−200−1.6%減碼歷史
DSMBNY Mellon Strategic Municipal Bond Fund, Inc.COM17,946$12.7 萬<0.1%00.0%不變歷史
HIMXHimax Technologies, Inc.SPONSORED ADR11,926$13.0 萬<0.1%−1,016−7.9%減碼歷史
SIRISirius XM Holdings Inc.COM19,643$13.0 萬<0.1%+262+1.4%加碼歷史
EMDWestern Asset Emerging Markets Debt Fund Inc.COM12,151$13.0 萬<0.1%−2,800−18.7%減碼歷史
NIMNuveen Select Maturities Municipal FundSH BEN INT14,160$13.6 萬<0.1%00.0%不變歷史
BGXBlackstone Long-Short Credit Income FundCOM SHS BN INT10,545$14.2 萬<0.1%+27+0.3%加碼歷史
NRONeuberger Real Estate Securities Income Fund IncCOM28,720$14.3 萬<0.1%−1,000−3.4%減碼歷史
OXLCOxford Lane Capital Corp.COM19,775$14.3 萬<0.1%+19,775新進歷史
XXII22nd Century Group, Inc.COM63,560$14.7 萬<0.1%−6,250−9.0%減碼歷史
TLRYTilray Brands, Inc.COM CL 219,113$14.9 萬<0.1%+5,968+45.4%加碼歷史
CCIFCarlyle Credit Income FundSHS BEN INT14,959$15.0 萬<0.1%00.0%不變歷史
SWBISmith & Wesson Brands, Inc.COM10,137$15.3 萬<0.1%+10,137新進歷史
DPGDuff & Phelps Utility & Infrastructure Fund Inc.COM10,105$15.3 萬<0.1%−1,714−14.5%減碼歷史
ENLCEnLink Midstream, LLCCOM UNIT REP LTD15,940$15.4 萬<0.1%00.0%不變歷史
KTFDWS Municipal Income TrustCOM14,965$15.6 萬<0.1%00.0%不變歷史
MUIBlackRock Municipal Credit Alpha Portfolio, Inc.COM12,037$15.8 萬<0.1%00.0%不變歷史
DBDeutsche Bank AktiengesellschaftNAMEN AKT12,590$15.9 萬<0.1%+12,590新進歷史
FSRFisker Inc.CL A COM STK12,581$16.2 萬<0.1%+12,581新進歷史
STEWSRH Total Return Fund, Inc.COM10,999$16.3 萬<0.1%+19+0.2%加碼歷史
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM15,993$16.3 萬<0.1%+622+4.0%加碼歷史
FGBFirst Trust Specialty Finance & Financial Opportunities FundCOM BEN INTR40,572$17.0 萬<0.1%00.0%不變歷史
UAAUnder Armour, Inc.Stock10,138$17.3 萬<0.1%+10,138新進歷史
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM17,927$17.4 萬<0.1%+561+3.2%加碼歷史
NVGNuveen AMT-Free Municipal Credit Income FundCEF11,857$17.5 萬<0.1%+11,857新進歷史
CHICalamos Convertible Opportunities & Income FundSH BEN INT13,340$17.6 萬<0.1%−684−4.9%減碼歷史
Amplify ETF Tr032108805AMPLIFY LITHIUM10,885$18.7 萬<0.1%00.0%不變–
ASXASE Technology Holding Co., Ltd.SPONSORED ADS27,163$19.3 萬<0.1%+27,163新進歷史
MQYBlackRock Muniyield Quality Fund, Inc.COM14,103$19.4 萬<0.1%+3,709+35.7%加碼歷史
AHRTAH Realty Trust, Inc.COM13,271$19.4 萬<0.1%+24+0.2%加碼歷史
HTZWWHertz Global Holdings, IncCommon Stock12,606$19.4 萬<0.1%+129+1.0%加碼歷史
LEOBNY Mellon Strategic Municipals, Inc.COM27,157$19.5 萬<0.1%00.0%不變歷史
BAKBraskem SASP ADR PFD A10,437$19.5 萬<0.1%+10,437新進歷史
DWTXDogwood Therapeutics, Inc.COM43,944$19.7 萬<0.1%+7,934+22.0%加碼歷史
STTState Street CorpCOM2,292$20.0 萬<0.1%+16+0.7%加碼歷史
GDDYGoDaddy Inc.CL A2,395$20.0 萬<0.1%+18+0.8%加碼歷史
iShares Tr46434V381FUTU EXPO TE ETF3,388$20.0 萬<0.1%+35+1.0%加碼–
Invesco Exch Traded FD Tr II46138G698S&P 500 REVENUE2,480$20.0 萬<0.1%+2,480新進–
HDBHDFC Bank LtdSPONSORED ADS3,281$20.1 萬<0.1%−184−5.3%減碼歷史
DSKEDaseke, Inc.COM19,912$20.1 萬<0.1%+19,912新進歷史
UECUranium Energy CorpCOM43,946$20.2 萬<0.1%00.0%不變歷史
First Tr Exchange-Traded FD33734X200DJ GLBL DIVID8,022$20.3 萬<0.1%−733−8.4%減碼–

選擇權(6 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Cetera Advisors LLC 在 2022 年第 1 季的選擇權部位
證券類別賣權買權
MRNAModerna, Inc.Stock$1.70 萬–
Invesco QQQ Trust Series I46090E103ETF$3,000–
RIORio Tinto PLCADR$3,000–
DISWalt Disney CoStock$3,000–
SLBSLB LimitedStock$2,000–
AAPLApple Inc.Stock$1,000–

2021 年第 4 季之後清倉(153 檔)

2021 年第 4 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 153 檔。

Cetera Advisors LLC 在 2021 年第 4 季之後清倉的部位
證券類別2021 年第 4 季股數2021 年第 4 季市值2021 年第 4 季佔組合 %紀錄
PIMCO ETF Tr72201R30415+ YR US TIPS49,114$448.7 萬0.1%–
Royal Dutch Shell PLC780259107SPON ADR B62,114$269.3 萬0.1%–
Royal Dutch Shell PLC780259206SPONS ADR A52,507$227.9 萬<0.1%–
Advisorshares Tr00768Y453PURE US CANN ETF82,149$210.2 萬<0.1%–
ProShares Bitcoin ETF74347G440ETF72,054$208.2 萬<0.1%–
PARPar Technology CorpCOM38,306$202.1 萬<0.1%歷史
First Tr Exch TRD Alphdx FD33737J307EM SML CP ALPH34,516$138.7 萬<0.1%–
HPFJohn Hancock Preferred Income Fund IICOM61,350$128.1 萬<0.1%歷史
TELTE Connectivity plcREG SHS6,794$109.6 萬<0.1%歷史
ARK ETF Tr00214Q203AUTNMUS TECHNLGY13,243$102.0 萬<0.1%–
Etfis Ser Tr I26923G707VIRTUS NEWFLEET40,395$101.5 萬<0.1%–
iShares Tr46435G102CONV BD ETF10,842$96.7 萬<0.1%–
CHWYChewy, Inc.CL A16,098$94.9 萬<0.1%歷史
JEFJefferies Financial Group Inc.COM24,431$94.8 萬<0.1%歷史
STMSTMicroelectronics N.V.NY REGISTRY18,159$88.8 萬<0.1%歷史
EGPEastgroup Properties IncCOM3,626$82.6 萬<0.1%歷史
Dimensional ETF Trust25434V401US EQUI MARK ETF15,257$78.9 萬<0.1%–
CMGChipotle Mexican Grill IncCOM435$76.0 萬<0.1%歷史
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF16,915$72.6 萬<0.1%–
ETF Ser Solutions26922B105LHA MKT ST TACTL22,260$71.8 萬<0.1%–
Flexshares Tr33939L605IBOXX 5YR TRGT22,850$64.1 萬<0.1%–
EXASExact Sciences CorpCOM8,183$63.7 萬<0.1%歷史
THSTreeHouse Foods, Inc.COM15,688$63.6 萬<0.1%歷史
DECKDeckers Outdoor CorpCOM1,727$63.3 萬<0.1%歷史
CWHCamping World Holdings, Inc.CL A14,525$58.7 萬<0.1%歷史
ProShares Tr74347X849SHRT 20+YR TRE36,200$57.9 萬<0.1%–
TDCTeradata CorpStock13,591$57.7 萬<0.1%歷史
BHP Group Ltd05545E209SPONSORED ADR8,722$52.1 萬<0.1%–
BDRYAmplify Commodity TrustBREAKWAVE DRY17,410$51.3 萬<0.1%歷史
Metaurus Equity Component Tr59140L100US EQT CUM 202748,700$49.7 萬<0.1%–
First Tr Exch Traded FD III33739P863CALIF MUN INCM9,000$49.3 萬<0.1%–
LENLennar CorpCL A4,194$48.7 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH22,160$47.4 萬<0.1%–
CNXCConcentrix CorpStock2,641$47.2 萬<0.1%歷史
ETF Ser Solutions26922A305ALPCLONE ALTER5,914$46.1 萬<0.1%–
PRFTPerficient IncCOM3,538$45.7 萬<0.1%歷史
CCDCalamos Dynamic Convertible & Income FundCOM14,475$45.6 萬<0.1%歷史
XLNXXilinx IncCOM2,135$45.3 萬<0.1%歷史
ZIPZiprecruiter, Inc.CL A16,698$41.6 萬<0.1%歷史
LEUCentrus Energy CorpStock8,282$41.3 萬<0.1%歷史
TDOCTeladoc Health, Inc.COM4,493$41.3 萬<0.1%歷史
BCVBancroft Fund LtdCOM15,493$40.9 萬<0.1%歷史
SLFSun Life Financial IncCOM7,318$40.8 萬<0.1%歷史
CROXCrocs, Inc.COM3,067$39.3 萬<0.1%歷史
iShares Tr464287812US CONSM STAPLES1,957$39.2 萬<0.1%–
Dimensional U.S. Small Cap ETF25434V500ETF6,385$38.3 萬<0.1%–
Invesco Exch TRD SLF Idx FD46138J783BULSHS 2027 CB17,558$37.8 萬<0.1%–
FNVFranco Nevada CorpStock2,690$37.2 萬<0.1%歷史
Global X FDS37954Y418THMATC GWT ETF8,191$36.4 萬<0.1%–
LANDGladstone Land CorpCOM10,758$36.3 萬<0.1%歷史
PINSPinterest, Inc.CL A9,955$36.2 萬<0.1%歷史
WisdomTree Tr97717X628FLOATNG RAT TREA14,300$35.9 萬<0.1%–
OLNOLIN CorpStock6,031$34.7 萬<0.1%歷史
iShares Tr46434V1000-5YR INVT GR CP6,782$34.6 萬<0.1%–
Fidelity Covington Trust316092824LOW VOLITY ETF6,507$34.0 萬<0.1%–
Global X FDS37954Y442CLOUD COMPUTNG12,700$33.7 萬<0.1%–
Invesco Exch TRD SLF Idx FD46138J643INVSCO BLSH 2813,966$31.7 萬<0.1%–
HAPNHappen, Inc.COM NEW13,090$31.7 萬<0.1%歷史
FIVEFive Below, IncCOM1,486$30.7 萬<0.1%歷史
DBX ETF Tr233051879XTRACK HRVST CSI7,794$30.5 萬<0.1%–
REGRegency Centers CorpCOM4,025$30.3 萬<0.1%歷史
First Tr Exch Traded FD III33739P301MUNI HI INCM ETF5,345$30.0 萬<0.1%–
Renaissance Cap Greenwich FD759937204IPO ETF5,192$30.0 萬<0.1%–
BBWIBath & Body Works, Inc.COM4,285$29.9 萬<0.1%歷史
GRMNGarmin LtdSHS2,151$29.3 萬<0.1%歷史
iShares Tr46435U366SELF DRIVNG EV5,333$28.9 萬<0.1%–
OPRXOptimizeRx CorpCOM NEW4,550$28.3 萬<0.1%歷史
Innovator ETFs Trust45782C755US EQTY BUFR JUN8,109$28.0 萬<0.1%–
PIMCO ETF Tr72201R866INTER MUN BD ACT4,957$27.9 萬<0.1%–
RIGTransocean Ltd.REGISTERED SHS100,923$27.9 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI11,487$27.8 萬<0.1%–
TWTRTwitter, Inc.COM6,387$27.6 萬<0.1%歷史
Franklin Templeton ETF Tr35473P108INTL COR DIV TIL9,563$27.5 萬<0.1%–
Global X FDS37954Y889S&P 500 CATHOLIC4,614$27.2 萬<0.1%–
BLDQXO Insulation, LLCStock982$27.1 萬<0.1%歷史
SMPStandard Motor Products, Inc.Stock5,138$26.9 萬<0.1%歷史
iShares Tr464287861EUROPE ETF4,902$26.7 萬<0.1%–
iShares Tr46435U853BROAD USD HIGH6,455$26.6 萬<0.1%–
Columbia ETF Tr I19761L508DIVERSIFID FXD12,449$26.5 萬<0.1%–
EPAMEPAM Systems, Inc.COM397$26.5 萬<0.1%歷史
WDCWestern Digital CorpCOM4,007$26.1 萬<0.1%歷史
INVHInvitation Homes Inc.COM5,719$25.9 萬<0.1%歷史
USCIUnited States Commodity Index Funds TrustCOMM IDX FND5,723$24.9 萬<0.1%歷史
FMBIFirst Midwest Bancorp IncCOM12,112$24.8 萬<0.1%歷史
Invesco Exchange Traded FD T46137V621FINL PFD ETF13,011$24.5 萬<0.1%–
TECHBIO-TECHNE CorpCOM469$24.3 萬<0.1%歷史
WisdomTree Tr97717Y717GROWTH LEADERS5,505$24.2 萬<0.1%–
PPLIPeople IncCOM NEW1,839$24.0 萬<0.1%歷史
LYVLive Nation Entertainment, Inc.COM2,002$24.0 萬<0.1%歷史
Invesco Exchange Traded FD T46137V852DORSEY WRIGHT HE1,538$23.8 萬<0.1%–
FLNAFilana Therapeutics, Inc.COM5,444$23.8 萬<0.1%歷史
KMXCarMax IncCOM1,818$23.7 萬<0.1%歷史
ZSZscaler, Inc.Stock728$23.4 萬<0.1%歷史
MVTBlackRock Munivest Fund II, Inc.COM14,715$23.3 萬<0.1%歷史
First Tr Exchange-Traded FD33736G106GBL WND ENRG ETF11,388$23.0 萬<0.1%–
Alps Clean Energy ETF00162Q460ETF3,565$22.9 萬<0.1%–
TMToyota Motor CorpADS1,230$22.8 萬<0.1%歷史
WisdomTree Tr97717X172US HGH YLD CORP4,336$22.8 萬<0.1%–
IRIngersoll Rand Inc.COM3,636$22.5 萬<0.1%歷史
NBBNuveen Taxable Municipal Income FundCOM9,879$22.4 萬<0.1%歷史