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Neuberger Berman Group LLC

SEC CIK
0001465109
最新申報
2026/8/13

2023 年第 3 季持倉

持倉截至 2023/9/30，2023/11/14 申報。只含多頭部位，變化是跟 2023 年第 2 季比股數。

機構總覽
持股檔數
1,807
較 2023 年第 2 季 +1
總值
$1,098 億
較 2023 年第 2 季 −$20.8 億 (−1.9%)
申報日
2023/11/14
SEC
Neuberger Berman Group LLC 在 2023 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
Offerpad Solutions Inc.67623L117*W EXP 10/16/20211,388$133<0.1%00.0%不變–
Getaround, Inc37427G119*W EXP 03/09/20234,005$510<0.1%00.0%不變–
Finserv Acquisition Corp. II31809Y111*W EXP 02/17/20221,034$631<0.1%00.0%不變–
Moringa Acquisition CorpG6S23K124*W EXP 02/22/20231,552$1,048<0.1%00.0%不變–
Interprivate III Financial P46064R114*W EXP 99/99/99933,655$1,178<0.1%00.0%不變–
Innovid Corp.457679116*W EXP 02/17/20223,664$1,361<0.1%00.0%不變–
Social Leverage Acquisn Corp83363K110*W EXP 02/17/20235,496$1,601<0.1%00.0%不變–
UAVSAgEagle Aerial Systems Inc.COM12,018$2,019<0.1%00.0%不變歷史
Churchill Capital Corp VII17144M110*W EXP 02/29/20218,560$5,716<0.1%00.0%不變–
BGXXBright Green CorpCOMMON STOCK15,560$6,160<0.1%+15,560新進歷史
OTLKOutlook Therapeutics, Inc.COM NEW28,265$6,247<0.1%+28,265新進歷史
Whole Earth Brands, Inc.96684W126*W EXP 06/25/20253,578$6,429<0.1%00.0%不變–
NKTRNektar TherapeuticsCOM11,412$6,797<0.1%+1,182+11.6%加碼歷史
NVTAInvitae CorpCOM12,443$7,531<0.1%−6,774−35.3%減碼歷史
NBISNebius Group N.V.Stock32,094$8,487<0.1%−1,422−4.2%減碼歷史
SGMOQSangamo Therapeutics, IncCOM14,281$8,566<0.1%+14,281新進歷史
D-Wave Quantum Inc.26740W117*W EXP 08/05/20276,435$8,714<0.1%00.0%不變–
Liberty Media Corp530715AG6DEB 4.000%11/1–$8,832<0.1%–––
SNCEScience 37 Holdings, Inc.COM22,672$9,069<0.1%00.0%不變歷史
Adit Edtech Acquisition Corp007024110*W EXP 99/99/999157,761$9,466<0.1%00.0%不變–
Rain Oncology Inc.75082Q105COM12,212$1.05 萬<0.1%+12,212新進–
KYNBKyntra Bio, Inc.COM12,774$1.10 萬<0.1%+12,774新進歷史
HYLNHyliion Holdings Corp.COMMON STOCK11,055$1.30 萬<0.1%+11,055新進歷史
WKHSWorkhorse Group Inc.COM NEW32,557$1.35 萬<0.1%+32,557新進歷史
AGENAgenus IncCOM NEW12,300$1.39 萬<0.1%+12,300新進歷史
FAST Acquisition Corp. II311874119*W EXP 03/16/20228,397$1.42 萬<0.1%00.0%不變–
KPTIKaryopharm Therapeutics Inc.COM11,234$1.51 萬<0.1%+11,234新進歷史
Ares Acquisition CorporationG33032122*W EXP 99/99/99925,242$1.67 萬<0.1%00.0%不變–
QSIQuantum-Si IncCOM CL A11,330$1.88 萬<0.1%+55+0.5%加碼歷史
CDECoeur Mining, Inc.COM NEW10,053$2.23 萬<0.1%+10,053新進歷史
GEVOGevo, Inc.COM PAR19,307$2.30 萬<0.1%+2,725+16.4%加碼歷史
TELLTellurian Inc.COM21,237$2.46 萬<0.1%+4,998+30.8%加碼歷史
PIIIP3 Health Partners Inc.COM17,030$2.50 萬<0.1%00.0%不變歷史
AMRNAmarin Corp PLCSPONS ADR NEW28,754$2.65 萬<0.1%00.0%不變歷史
KINSKingstone Companies, Inc.COM14,875$2.66 萬<0.1%00.0%不變歷史
PRAXPraxis Precision Medicines, Inc.COM16,071$2.75 萬<0.1%00.0%不變歷史
VXRTVaxart, Inc.COM NEW36,749$2.77 萬<0.1%00.0%不變歷史
CMRXChimerix IncCOM29,041$2.79 萬<0.1%00.0%不變歷史
EQRXEQRx, Inc.COM13,179$2.93 萬<0.1%+13,179新進歷史
NKLANikola CorpCOM22,327$3.51 萬<0.1%+22,327新進歷史
Vishay Intertechnology Inc928298AP3NOTE 2.250% 6/1–$3.52 萬<0.1%–新進–
COMPCompass, Inc.CL A13,502$3.92 萬<0.1%+2,957+28.0%加碼歷史
ILPTIndustrial Logistics Properties TrustCOM SHS BEN INT16,110$4.66 萬<0.1%00.0%不變歷史
XPLSolitario Resources Corp.COM87,056$4.74 萬<0.1%00.0%不變歷史
Silvercrest Metals Inc828363101COM10,815$4.80 萬<0.1%−29,050−72.9%減碼–
NGNovagold Resources IncCOM NEW12,644$4.86 萬<0.1%−1,025−7.5%減碼歷史
UNITUniti Group Inc.COM10,813$5.10 萬<0.1%+10,813新進歷史
AMBPArdagh Metal Packaging S.A.SHS18,586$5.82 萬<0.1%+18,586新進歷史
BKDBrookdale Senior Living Inc.COM14,448$5.98 萬<0.1%+1,262+9.6%加碼歷史
MFGMizuho Financial Group IncSPONSORED ADR17,570$6.03 萬<0.1%−4,882−21.7%減碼歷史
HBMHudbay Minerals Inc.COM12,348$6.04 萬<0.1%−5,961−32.6%減碼歷史
SGHCSuper Group (SGHC) LtdORD SHS16,604$6.13 萬<0.1%−9,196−35.6%減碼歷史
MPTMedical Properties Trust IncCOM11,316$6.17 萬<0.1%−80,912−87.7%減碼歷史
LUMNLumen Technologies, Inc.Stock46,207$6.56 萬<0.1%+33,966+277.5%加碼歷史
IVACIntevac IncCOM22,400$6.97 萬<0.1%00.0%不變歷史
CMLSQCumulus Media IncCOM CL A13,786$7.02 萬<0.1%00.0%不變歷史
AIRGAirgain IncCOM20,000$7.34 萬<0.1%00.0%不變歷史
UMCUnited Microelectronics CorpSPON ADR NEW10,643$7.51 萬<0.1%+10,643新進歷史
MBIMbia IncCOM10,615$7.65 萬<0.1%00.0%不變歷史
SVCService Properties TrustCOM SH BEN INT10,226$7.86 萬<0.1%+10,226新進歷史
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM10,685$8.16 萬<0.1%+10,685新進歷史
PACWPacwest BancorpCOM10,551$8.35 萬<0.1%+10,551新進歷史
DISHDISH Network CORPCL A14,325$8.39 萬<0.1%−10,783−42.9%減碼歷史
SANBanco Santander, S.A.ADR22,813$8.58 萬<0.1%−8,019−26.0%減碼歷史
OPENOpendoor Technologies Inc.COM32,528$8.59 萬<0.1%+3,401+11.7%加碼歷史
FUBOFuboTV Inc.COM32,855$8.77 萬<0.1%+32,855新進歷史
HBIHanesbrands Inc.COM24,567$9.73 萬<0.1%+4,415+21.9%加碼歷史
MUABlackRock Muniassets Fund, Inc.COM11,002$9.90 萬<0.1%+11,002新進歷史
GSATGlobalstar, Inc.COM78,408$10.3 萬<0.1%+21,104+36.8%加碼歷史
NRONeuberger Real Estate Securities Income Fund IncCOM38,500$10.7 萬<0.1%00.0%不變歷史
LXPLXP Industrial TrustCOM12,156$10.8 萬<0.1%+12,156新進歷史
VLYValley National BancorpCOM12,886$11.0 萬<0.1%+12,886新進歷史
Livevox Holding Inc53838L118*W EXP 06/18/202402,900$11.3 萬<0.1%00.0%不變–
BYMBlackRock Municipal Income Quality TrustCOM12,001$11.8 萬<0.1%+12,001新進歷史
SPCEVirgin Galactic Holdings, IncCOM66,018$11.9 萬<0.1%+6,423+10.8%加碼歷史
INNSummit Hotel Properties, Inc.COM20,682$12.0 萬<0.1%+1,954+10.4%加碼歷史
PUMPProPetro Holding Corp.COM11,668$12.4 萬<0.1%+1,229+11.8%加碼歷史
FULTFulton Financial CorpCOM10,302$12.5 萬<0.1%+10,302新進歷史
GTGoodyear Tire & Rubber CoCOM10,275$12.8 萬<0.1%−424−4.0%減碼歷史
BDNBrandywine Realty TrustSH BEN INT NEW28,841$13.1 萬<0.1%+2,756+10.6%加碼歷史
OPRTOportun Financial CorpCOM18,175$13.1 萬<0.1%00.0%不變歷史
NADNuveen Quality Municipal Income FundCOM13,059$13.2 萬<0.1%+13,059新進歷史
ETRNMidstream Co LLCCOM14,494$13.6 萬<0.1%+3,640+33.5%加碼歷史
AHCOAdaptHealth Corp.COMMON STOCK15,020$13.7 萬<0.1%−1,004−6.3%減碼歷史
SMHISEACOR Marine Holdings Inc.COM10,000$13.9 萬<0.1%00.0%不變歷史
MUFGMitsubishi Ufj Financial Group IncSPONSORED ADS17,086$14.5 萬<0.1%−4,445−20.6%減碼歷史
PSLVSprott Physical Silver TrustPHYSICAL SILVER20,000$15.2 萬<0.1%00.0%不變歷史
YEXTYext, Inc.COM24,233$15.3 萬<0.1%+1,153+5.0%加碼歷史
SITCSITE Centers Corp.COM12,734$15.7 萬<0.1%−205−1.6%減碼歷史
PRPermian Resources CorpCLASS A COM11,273$15.7 萬<0.1%−2,159−16.1%減碼歷史
GTESGates Industrial Corp Ltd.ORD SHS13,771$16.0 萬<0.1%+640+4.9%加碼歷史
Starz Entertainment Corp535919401CL A VTG19,197$16.3 萬<0.1%+992+5.4%加碼–
JWNNordstrom IncStock10,906$16.3 萬<0.1%−648−5.6%減碼歷史
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS15,977$16.3 萬<0.1%+15,977新進歷史
ALITAlight, Inc. / DelawareCOM CL A23,974$17.0 萬<0.1%−545−2.2%減碼歷史
NEANuveen AMT-Free Quality Municipal Income FundCOM17,817$17.2 萬<0.1%+17,817新進歷史
CLBKColumbia Financial, Inc.COM10,985$17.3 萬<0.1%−29,721−73.0%減碼歷史
Tricon Residential Inc Com NPV89612W102COM23,399$17.4 萬<0.1%−1,351−5.5%減碼–
MMacy's, Inc.COM15,067$17.5 萬<0.1%−1,703−10.2%減碼歷史
LBTYALiberty Global Ltd.SHS CL A10,519$18.0 萬<0.1%−75−0.7%減碼歷史

選擇權（1 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

Neuberger Berman Group LLC 在 2023 年第 3 季的選擇權部位
證券類別賣權買權
SGENSeagen Inc.COM$20.2 萬–

2023 年第 2 季之後清倉（108 檔）

2023 年第 2 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔，共 108 檔。

Neuberger Berman Group LLC 在 2023 年第 2 季之後清倉的部位
證券類別2023 年第 2 季股數2023 年第 2 季市值2023 年第 2 季佔組合 %紀錄
CCFChase CorpCOM832,710$1.01 億0.1%歷史
APAMArtisan Partners Asset Management Inc.CL A677,560$2,663 萬<0.1%歷史
WWEWorld Wrestling Entertainment, LLCCL A207,082$2,242 萬<0.1%歷史
LSILife Storage, Inc.COM139,918$1,860 萬<0.1%歷史
UNVRUnivar Solutions Inc.COM431,648$1,547 萬<0.1%歷史
FRPTFreshpet, Inc.Stock225,222$1,482 萬<0.1%歷史
MASIMasimo CorpCOM80,285$1,322 萬<0.1%歷史
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP196,663$1,226 萬<0.1%歷史
FXYInvesco CurrencyShares Japanese Yen TrustJAPANESE YEN168,475$1,087 萬<0.1%歷史
BKIBlack Knight, Inc.COM163,843$978.6 萬<0.1%歷史
ARNCArconic CorpCOM297,161$879.0 萬<0.1%歷史
Infinera Corp45667GAF0DEBT 3.750% 8/0–$762.8 萬<0.1%–
PIImpinj IncCOM67,766$607.5 萬<0.1%歷史
Liberty Media Corp Del531229607COM C SIRIUSXM181,843$595.2 萬<0.1%–
SPBSpectrum Brands Holdings, Inc.COM76,133$594.2 萬<0.1%歷史
Nextera Energy Inc65339F739UNIT 99/99/9999109,248$535.6 萬<0.1%–
IIIVi3 Verticals, Inc.COM CL A221,134$505.5 萬<0.1%歷史
PHRPhreesia, Inc.COM154,637$479.5 萬<0.1%歷史
KKR and Co Inc 6 McOnv PFD C48251W401CONVERTIBLE PREFERRED STOCK55,870$369.3 萬<0.1%–
SBDSSolo Brands, Inc.COM CL A627,286$355.0 萬<0.1%歷史
OMOutset Medical, Inc.COM149,419$326.8 萬<0.1%歷史
HLITHarmonic Inc.COM183,363$296.5 萬<0.1%歷史
CERECerevel Therapeutics Holdings, Inc.COM80,912$257.2 萬<0.1%歷史
ARQTArcutis Biotherapeutics, Inc.COM241,846$230.5 萬<0.1%歷史
TRTNTriton International LtdCL A27,620$230.0 萬<0.1%歷史
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD389,503$228.9 萬<0.1%歷史
Farfetch Ltd30744W107ORD SH CL A289,779$175.0 萬<0.1%–
TALOTalos Energy Inc.COM116,914$162.2 萬<0.1%歷史
Everest Consolidator Acq Cor29978K102CL A COM149,700$159.4 萬<0.1%–
CAVACava Group, Inc.COM36,850$150.9 萬<0.1%歷史
BEAMBeam Therapeutics Inc.COM39,132$124.9 萬<0.1%歷史
UBAUrstadt Biddle Properties IncCL A53,707$114.2 萬<0.1%歷史
VanEck ETF Trust92189H409HIGH YLD MUNIETF21,938$112.6 萬<0.1%–
PTONPeloton Interactive, Inc.CL A COM138,098$106.2 萬<0.1%歷史
iShares Tr464288877EAFE VALUE ETF19,539$95.6 萬<0.1%–
SVVSavers Value Village, Inc.COM39,600$93.3 萬<0.1%歷史
JKSJinkoSolar Holding Co., Ltd.SPONSORED ADR17,946$79.0 萬<0.1%歷史
ProShares Tr74347B425SHORT S&P 500 NE55,250$76.7 萬<0.1%–
NNNNNN REIT, Inc.REIT17,263$73.9 萬<0.1%歷史
Liberty Media Corp531229409COM A SIRIUSXM21,809$71.6 萬<0.1%–
Vanguard World FD921910733ESG US STK ETF6,941$54.4 萬<0.1%–
SPDR Series Trust78468R622ST BLOO HIGH ETF5,619$51.7 萬<0.1%–
Goldman Sachs ETF Tr381430396JUST US LRG CP7,707$48.7 萬<0.1%–
GRBKGreen Brick Partners, Inc.COM7,528$42.8 萬<0.1%歷史
EEni SpASPONSORED ADR14,837$42.7 萬<0.1%歷史
APLSApellis Pharmaceuticals, Inc.COM4,201$38.3 萬<0.1%歷史
HEHawaiian Electric Industries IncCOM9,428$34.1 萬<0.1%歷史
GMEGameStop Corp.Stock14,012$34.0 萬<0.1%歷史
EEFTEuronet Worldwide, Inc.COM2,709$31.8 萬<0.1%歷史
TRSTrimas CorpCOM NEW11,373$31.3 萬<0.1%歷史
Kraneshares Trust500767306CSI CHI INTERNET11,137$30.0 萬<0.1%–
iShares Tr464289529INDIA 50 ETF6,605$29.7 萬<0.1%–
OECOrion S.A.COM13,990$29.7 萬<0.1%歷史
ABRArbor Realty Trust IncCOM19,942$29.6 萬<0.1%歷史
SALSalisbury Bancorp, Inc.COM12,200$28.9 萬<0.1%歷史
RYNRayonier IncCOM8,902$28.0 萬<0.1%歷史
WisdomTree Tr97717W307US LARGECAP DIVD4,344$27.6 萬<0.1%–
TXG10x Genomics, Inc.CL A COM4,807$26.8 萬<0.1%歷史
COTYCoty Inc.COM CL A21,543$26.5 萬<0.1%歷史
MNROMonro, Inc.COM6,507$26.4 萬<0.1%歷史
RTLNecessity Retail REIT, Inc.COM CLASS A36,816$24.9 萬<0.1%歷史
Invesco Exchange Traded FD T46137V308BUYBACK ACHIEV2,654$23.7 萬<0.1%–
SONSonoco Products CoCOM4,005$23.6 萬<0.1%歷史
Crescent PT Energy Corp22576C101COM34,898$23.5 萬<0.1%–
BMIBadger Meter IncCOM1,551$22.9 萬<0.1%歷史
DBTXDecibel Therapeutics, Inc.COM58,800$22.6 萬<0.1%歷史
TAYDTaylor Devices, Inc.COM8,800$22.5 萬<0.1%歷史
FLG.PUFlagstar Bank, National AssociationUNIT 11/01/20515,550$22.4 萬<0.1%歷史
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF4,685$21.3 萬<0.1%–
HHCHoward Hughes CorpCOM2,682$21.2 萬<0.1%歷史
TACTransalta CorpCOM22,007$20.6 萬<0.1%歷史
iShares Inc46434G855MSCI GBL GOLD MN8,754$20.4 萬<0.1%–
MGEEMge Energy IncCOM2,574$20.4 萬<0.1%歷史
FYBRFrontier Communications Parent, Inc.COM10,913$20.3 萬<0.1%歷史
PENNPENN Entertainment, Inc.COM8,462$20.3 萬<0.1%歷史
CPACopa Holdings, S.A.CL A1,837$20.3 萬<0.1%歷史
MLABMesa Laboratories IncCOM1,564$20.1 萬<0.1%歷史
SSRMSSR Mining Inc.Stock11,691$16.6 萬<0.1%歷史
GABGabelli Equity Trust IncCOM27,905$16.2 萬<0.1%歷史
NVGSNavigator Holdings Ltd.SHS11,925$15.5 萬<0.1%歷史
AUDCAudiocodes LtdORD11,730$10.7 萬<0.1%歷史
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR12,423$10.7 萬<0.1%歷史
CIOCity Office REIT, Inc.COM17,142$9.55 萬<0.1%歷史
LAZRQLuminar Technologies, Inc.COM CL A13,387$9.21 萬<0.1%歷史
HLHecla Mining CoCOM13,592$7.00 萬<0.1%歷史
SBIGSBIG Holdings, Inc.COMMON STOCK123,328$5.49 萬<0.1%歷史
LONALeonaBio, Inc.COM16,686$4.92 萬<0.1%歷史
FRBKRepublic First Bancorp IncCOM41,664$3.75 萬<0.1%歷史
EXPREXP OldCo Winddown, Inc.COM61,559$3.65 萬<0.1%歷史
VRAYViewRay, Inc.COM97,375$3.43 萬<0.1%歷史
SFESSafeguard Scientifics IncCOM NEW19,533$3.22 萬<0.1%歷史
DMDesktop Metal, Inc.COM CL A14,339$2.54 萬<0.1%歷史
ESPREsperion Therapeutics, Inc.COM15,899$2.21 萬<0.1%歷史
CANOCano Health, Inc.COM CL A15,235$2.12 萬<0.1%歷史
BNGOBionano Genomics, Inc.COM33,863$2.07 萬<0.1%歷史
CUROCURO Group Holdings Corp.COM14,456$1.95 萬<0.1%歷史
GALTGalectin Therapeutics IncCOM NEW11,614$1.67 萬<0.1%歷史
GOSSGossamer Bio, Inc.COM12,446$1.49 萬<0.1%歷史
SUNLSunlight Financial Holdings Inc.COMMON STOCK24,579$7,128<0.1%歷史
OWLTOwlet, Inc.COMMON STOCK18,192$6,187<0.1%歷史