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Neuberger Berman Group LLC

SEC CIK
0001465109
最新申報
2026/8/13

2023 年第 1 季持倉

持倉截至 2023/3/31，2023/5/12 申報。只含多頭部位，變化是跟 2022 年第 4 季比股數。

機構總覽
持股檔數
1,804
較 2022 年第 4 季 +21
總值
$1,078 億
較 2022 年第 4 季 +$58.3 億 (+5.7%)
申報日
2023/5/12
SEC
Neuberger Berman Group LLC 在 2023 年第 1 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
ITCIIntra-Cellular Therapies, Inc.COM5,412$29.3 萬<0.1%+1,152+27.0%加碼歷史
MLPBUBS AGETRACS ALER MLP15,400$29.4 萬<0.1%00.0%不變歷史
SALSalisbury Bancorp, Inc.COM12,200$29.4 萬<0.1%00.0%不變歷史
ARLPAlliance Resource Partners LPStock14,606$29.5 萬<0.1%−369−2.5%減碼歷史
VISTVista Energy, S.A.B. de C.V.SPONSORED ADS14,925$29.5 萬<0.1%00.0%不變歷史
WKWorkiva IncCOM CL A2,890$29.6 萬<0.1%+2,890新進歷史
LITELumentum Holdings Inc.COM5,514$29.8 萬<0.1%+22+0.4%加碼歷史
STNGScorpio Tankers Inc.SHS5,332$30.0 萬<0.1%+5,332新進歷史
HSBCHSBC Holdings PLCSPON ADR NEW8,807$30.1 萬<0.1%+922+11.7%加碼歷史
LBTYKLiberty Global Ltd.SHS CL C14,754$30.1 萬<0.1%−244−1.6%減碼歷史
ITGRInteger Holdings CorpCOM3,913$30.3 萬<0.1%+3,913新進歷史
Silvercrest Metals Inc828363101COM42,790$30.4 萬<0.1%−4,900−10.3%減碼–
iShares Inc46434G855MSCI GBL GOLD MN12,102$30.5 萬<0.1%+1,532+14.5%加碼–
RGENRepligen CorpCOM1,811$30.5 萬<0.1%+13+0.7%加碼歷史
TMHCTaylor Morrison Home CorpCOM8,004$30.6 萬<0.1%+8,004新進歷史
iShares Select U.S. REIT ETF464287564ETF5,536$30.7 萬<0.1%00.0%不變–
AMKRAmkor Technology, Inc.COM12,008$31.2 萬<0.1%+12,008新進歷史
GMEGameStop Corp.Stock13,595$31.3 萬<0.1%+13,595新進歷史
LCIDLucid Group, Inc.COM39,158$31.5 萬<0.1%+15,847+68.0%加碼歷史
CHXChampionX CorpCOM11,624$31.5 萬<0.1%−449−3.7%減碼歷史
SNVSynovus Financial CorpCOM NEW10,231$31.5 萬<0.1%−7,111−41.0%減碼歷史
LNCLincoln National CorpCOM14,052$31.6 萬<0.1%+7,158+103.8%加碼歷史
CATYCathay General BancorpCOM9,158$31.6 萬<0.1%+219+2.4%加碼歷史
WDSWoodside Energy Group LtdADR14,120$31.7 萬<0.1%−8,214−36.8%減碼歷史
SLMSLM CorpCOM25,605$31.7 萬<0.1%−180−0.7%減碼歷史
BMIBadger Meter IncCOM2,633$32.1 萬<0.1%−1,760−40.1%減碼歷史
Innovator ETFs Trust45782C813US EQTY PWR BUF10,158$32.1 萬<0.1%00.0%不變–
FNBFNB CorpCOM27,989$32.5 萬<0.1%−3,321−10.6%減碼歷史
iShares Tr464288430ASIA 50 ETF5,275$32.6 萬<0.1%00.0%不變–
OSKOshkosh CorpCOM3,931$32.7 萬<0.1%−244−5.8%減碼歷史
EHTHeHealth, Inc.COM35,000$32.8 萬<0.1%00.0%不變歷史
FOXFox CorpCL B COM10,472$32.8 萬<0.1%+10,472新進歷史
NCLHNorwegian Cruise Line Holdings Ltd.SHS24,459$32.9 萬<0.1%−25,256−50.8%減碼歷史
CHHChoice Hotels International IncCOM2,813$33.0 萬<0.1%+17+0.6%加碼歷史
BCSFBain Capital Specialty Finance, Inc.COM STK27,819$33.2 萬<0.1%+36+0.1%加碼歷史
GLSHGelesis Holdings, Inc.COM2,045,264$33.3 萬<0.1%+937,279+84.6%加碼歷史
RYNRayonier IncCOM10,051$33.4 萬<0.1%−1,620−13.9%減碼歷史
RKLBRocket Lab CorpCOM83,116$33.6 萬<0.1%+5,494+7.1%加碼歷史
PIPRPiper Sandler CompaniesCOM2,430$33.7 萬<0.1%+141+6.2%加碼歷史
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,559$33.7 萬<0.1%−38−2.4%減碼–
AVTAvnet IncCOM7,534$34.1 萬<0.1%+104+1.4%加碼歷史
Kraneshares Trust500767306CSI CHI INTERNET10,939$34.1 萬<0.1%−198−1.8%減碼–
iShares Tr464287150CORE S&P TTL STK3,769$34.1 萬<0.1%+357+10.5%加碼–
FHNFirst Horizon CorpCOM19,343$34.4 萬<0.1%−1,468−7.1%減碼歷史
SFMSprouts Farmers Market, Inc.COM9,830$34.4 萬<0.1%+3,460+54.3%加碼歷史
WERNWerner Enterprises IncCOM7,625$34.7 萬<0.1%00.0%不變歷史
VanEck ETF Trust92189F692PHARMACEUTCL ETF4,493$34.7 萬<0.1%+790+21.3%加碼–
OGSONE Gas, Inc.COM4,393$34.8 萬<0.1%+583+15.3%加碼歷史
iShares S&P 100 ETF464287101ETF1,873$35.0 萬<0.1%00.0%不變–
SPRSpirit AeroSystems Holdings, Inc.COM CL A10,228$35.3 萬<0.1%−499,234−98.0%減碼歷史
NTNXNutanix, Inc.Stock13,620$35.4 萬<0.1%−109−0.8%減碼歷史
LESLLeslie's, Inc.COM32,156$35.4 萬<0.1%+1,212+3.9%加碼歷史
ESNTEssent Group Ltd.COM8,890$35.6 萬<0.1%+890+11.1%加碼歷史
MNROMonro, Inc.COM7,229$35.7 萬<0.1%+893+14.1%加碼歷史
AYIAcuity Inc. (DE)Stock1,960$35.8 萬<0.1%+77+4.1%加碼歷史
ARDCAres Dynamic Credit Allocation Fund, Inc.COM30,000$35.9 萬<0.1%00.0%不變歷史
PSMTPricesmart IncCOM5,036$36.0 萬<0.1%−79−1.5%減碼歷史
ATKRAtkore Inc.COM2,577$36.2 萬<0.1%+445+20.9%加碼歷史
SHOEShoe Station Group IncCOM14,120$36.2 萬<0.1%+99+0.7%加碼歷史
FSSFederal Signal CorpCOM6,694$36.3 萬<0.1%−627−8.6%減碼歷史
Vanguard Ftse All-World Ex-US Index Fund922042775ETF6,830$36.5 萬<0.1%00.0%不變–
KLICKulicke & Soffa Industries IncCOM6,943$36.6 萬<0.1%+1,197+20.8%加碼歷史
ERIEErie Indemnity CoCL A1,580$36.6 萬<0.1%+12+0.8%加碼歷史
IRDMIridium Communications Inc.COM5,947$36.8 萬<0.1%+5,947新進歷史
UGIUgi CorpStock10,625$36.9 萬<0.1%−2,907−21.5%減碼歷史
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD16,675$36.9 萬<0.1%−2,290−12.1%減碼–
ZIMVZimVie Inc.Stock51,201$37.0 萬<0.1%+51,201新進歷史
GATXGatx CorpCOM3,366$37.0 萬<0.1%−102−2.9%減碼歷史
MANManpowerGroup Inc.COM4,491$37.1 萬<0.1%−2,496−35.7%減碼歷史
FRTFederal Realty Investment TrustSH BEN INT NEW3,767$37.2 萬<0.1%+97+2.6%加碼歷史
PRMPerimeter Solutions, Inc.COMMON STOCK46,270$37.4 萬<0.1%−495−1.1%減碼歷史
MSAMSA Safety IncCOM2,804$37.4 萬<0.1%+107+4.0%加碼歷史
Clearway Energy, Inc.18539C105CL A12,540$37.7 萬<0.1%−20−0.2%減碼–
HOODRobinhood Markets, Inc.Stock39,465$38.3 萬<0.1%+699+1.8%加碼歷史
APAAPA CorpStock10,663$38.5 萬<0.1%+4,972+87.4%加碼歷史
OPTUOptimum Communications, Inc.CL A112,500$38.5 萬<0.1%−350−0.3%減碼歷史
NXRTNexPoint Residential Trust, Inc.COM8,849$38.6 萬<0.1%+3,016+51.7%加碼歷史
SIGISelective Insurance Group IncCOM4,058$38.7 萬<0.1%+573+16.4%加碼歷史
AXSAxis Capital Holdings LtdSHS7,116$38.8 萬<0.1%+204+3.0%加碼歷史
BUDAnheuser-Busch InBev SA/NVADR5,833$38.9 萬<0.1%00.0%不變歷史
ABMAbm Industries IncCOM8,691$39.1 萬<0.1%−517−5.6%減碼歷史
WLYBJohn Wiley & Sons, Inc.CL B10,260$39.2 萬<0.1%00.0%不變歷史
iShares Inc464286657MSCI BIC ETF11,294$39.2 萬<0.1%00.0%不變–
TDOCTeladoc Health, Inc.COM15,142$39.2 萬<0.1%+548+3.8%加碼歷史
MZTIMarzetti CoCOM1,954$39.6 萬<0.1%+288+17.3%加碼歷史
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF2,039$39.7 萬<0.1%+218+12.0%加碼–
XPOXPO, Inc.COM12,506$39.9 萬<0.1%−24,453−66.2%減碼歷史
HEHawaiian Electric Industries IncCOM10,397$39.9 萬<0.1%−150−1.4%減碼歷史
State Street SPDR S&P Regional Banking ETF78464A698ETF9,288$40.7 萬<0.1%−8,544−47.9%減碼–
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN10,105$40.8 萬<0.1%+135+1.4%加碼–
CVCOCavco Industries, Inc.COM1,292$41.1 萬<0.1%+38+3.0%加碼歷史
First Rep BK San Francisco C33616C100COM29,457$41.2 萬<0.1%−222,056−88.3%減碼–
HIIHuntington Ingalls Industries, Inc.COM1,998$41.4 萬<0.1%−157−7.3%減碼歷史
SSTKShutterstock, Inc.COM5,703$41.4 萬<0.1%−101−1.7%減碼歷史
IMAXImax CorpCOM21,687$41.6 萬<0.1%+1,086+5.3%加碼歷史
Vanguard Scottsdale FDS92206C649VNG RUS2000VAL3,496$42.1 萬<0.1%00.0%不變–
CNSCohen & Steers, Inc.COM6,587$42.1 萬<0.1%+1,723+35.4%加碼歷史
GILGildan Activewear Inc.Stock12,783$42.4 萬<0.1%−50,382−79.8%減碼歷史
AGNTAGNT, Inc.COM33,797$42.9 萬<0.1%+9,466+38.9%加碼歷史
AFGAmerican Financial Group IncCOM3,531$42.9 萬<0.1%−6,677−65.4%減碼歷史

選擇權（4 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

Neuberger Berman Group LLC 在 2023 年第 1 季的選擇權部位
證券類別賣權買權
iShares Tr46428743220 YR TR BD ETF$31.2 萬–
TMUST-Mobile US, Inc.Stock$26.5 萬–
ATVIActivision Blizzard, Inc.COM$24.2 萬–
Invesco QQQ Trust Series I46090E103ETF–$23.5 萬

2022 年第 4 季之後清倉（98 檔）

2022 年第 4 季季末還持有、這份申報已經沒有的部位。

Neuberger Berman Group LLC 在 2022 年第 4 季之後清倉的部位
證券類別2022 年第 4 季股數2022 年第 4 季市值2022 年第 4 季佔組合 %紀錄
SIVBSVB Financial GroupCOM533,289$1.23 億0.1%歷史
PAYAPaya Holdings Inc.COM CL A5,980,025$4,706 萬<0.1%歷史
CERTCertara, Inc.COM1,339,633$2,153 萬<0.1%歷史
AIMCAltra Industrial Motion Corp.COM210,137$1,256 萬<0.1%歷史
Independence Holdings CorpG4761A119UNIT 03/02/20261,211,385$1,219 萬<0.1%–
SHOSunstone Hotel Investors, Inc.COM1,185,790$1,145 萬<0.1%歷史
COUPCoupa Software IncCOM134,373$1,064 萬<0.1%歷史
RADIRadius Global Infrastructure, Inc.COM CL A861,093$1,018 萬<0.1%歷史
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF65,715$489.9 萬<0.1%–
Alps ETF Tr00162Q452ALERIAN MLP107,926$410.9 萬<0.1%–
XNCRXencor IncCOM145,641$379.2 萬<0.1%歷史
ZWSZurn Elkay Water Solutions CorpCOM161,676$341.9 萬<0.1%歷史
HASHasbro, Inc.COM51,465$314.0 萬<0.1%歷史
NUVANuvasive IncCOM75,058$309.5 萬<0.1%歷史
SBCFSeacoast Banking Corp of FloridaCOM NEW92,421$288.3 萬<0.1%歷史
HELEHelen of Troy LtdStock24,667$273.6 萬<0.1%歷史
Vanguard World FD921910733ESG US STK ETF41,521$273.5 萬<0.1%–
Independence Holdings CorpG4761A101CLASS A ORD SHS267,966$270.1 萬<0.1%–
Adit Edtech Acquisition Corp007024102COMMON STOCK268,194$268.5 萬<0.1%–
IAAIAA, Inc.COM65,471$261.9 萬<0.1%歷史
iShares Russell 2000 Growth ETF464287648ETF10,935$234.6 萬<0.1%–
DBDDiebold Nixdorf, IncCOM1,538,446$218.7 萬<0.1%歷史
CHGGChegg, IncCOM76,013$192.1 萬<0.1%歷史
VanEck Semiconductor ETF92189F676ETF9,229$187.3 萬<0.1%–
VAQCVector Acquisition Corp IICL A SHS155,114$156.7 萬<0.1%歷史
Signature BK New York N Y82669G104COM13,199$152.1 萬<0.1%–
Interprivate IV Infratech PR46064T102CLASS A COM143,036$144.6 萬<0.1%–
Interprivate III Financial P46064R106COM CL A143,036$144.5 萬<0.1%–
SUZSuzano S.A.SPON ADS145,223$133.9 萬<0.1%歷史
iShares Tr46435G672CORE INTL AGGR28,138$133.8 萬<0.1%–
Social Leverage Acquisn Corp83363K102COM CL A120,687$121.0 萬<0.1%–
STORStore Capital LLCCOM33,716$108.1 萬<0.1%歷史
Ares Acquisition CorporationG33032106COM CL A107,278$108.0 萬<0.1%–
DCTDuck Creek Technologies, Inc.SHS84,456$101.8 萬<0.1%歷史
iShares Tr464288885EAFE GRWTH ETF11,967$100.2 萬<0.1%–
FZTFAST Acquisition Corp. IICL A96,550$96.6 萬<0.1%歷史
SCOBScION Tech Growth IICL A SHS83,811$84.8 萬<0.1%歷史
ATHMAutohome Inc.SP ADS RP CL A26,853$82.2 萬<0.1%歷史
Advanced Micro Devices Inc007903BD8NOTE 2.125% 9/0–$81.0 萬<0.1%–
DGNUDragoneer Growth Opportunities Corp. IIICL A SHS79,122$78.0 萬<0.1%歷史
OIO-I Glass, Inc.COM46,004$76.2 萬<0.1%歷史
FSRXFinserv Acquisition Corp. IICOM CL A71,518$71.7 萬<0.1%歷史
PENNPENN Entertainment, Inc.COM23,184$68.9 萬<0.1%歷史
SYNASYNAPTICS IncStock6,624$63.0 萬<0.1%歷史
PNNTPennantpark Investment CorpCOM101,617$58.4 萬<0.1%歷史
Ci Finl Corp125491100COM57,913$57.7 萬<0.1%–
WALWestern Alliance BancorporationCOM9,635$57.4 萬<0.1%歷史
COWNCowen Inc.CL A NEW14,155$54.7 萬<0.1%歷史
TOSTToast, Inc.Stock28,529$51.4 萬<0.1%歷史
Nextera Energy Inc65339F770UNIT 99/99/99999,435$47.8 萬<0.1%–
WUWestern Union COStock28,721$39.5 萬<0.1%歷史
ESTCElastic N.V.ORD SHS7,288$37.5 萬<0.1%歷史
WMSAdvanced Drainage Systems, Inc.COM4,545$37.3 萬<0.1%歷史
AAWWAtlas Air Worldwide Holdings IncCOM NEW3,564$35.9 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E628KBW BK ETF6,155$31.8 萬<0.1%–
EPREpr PropertiesCOM SH BEN INT7,826$29.5 萬<0.1%歷史
HRHealthcare Realty Trust IncCL A COM15,223$29.3 萬<0.1%歷史
PINCPremier, Inc.CL A8,276$29.0 萬<0.1%歷史
HWCHancock Whitney CorpCOM5,764$27.9 萬<0.1%歷史
PDCEPDC Energy, Inc.COM4,380$27.8 萬<0.1%歷史
COTYCoty Inc.COM CL A32,420$27.8 萬<0.1%歷史
Teradyne, Inc880770AG7NOTE 1.250%12/1–$27.5 萬<0.1%–
SMSM Energy CoCOM7,869$27.4 萬<0.1%歷史
Vanguard Total International Bond ETF92203J407ETF5,571$26.4 萬<0.1%–
iShares Tr464287515EXPANDED TECH1,032$26.4 萬<0.1%–
South Jersey Inds Inc838518306UNIT 04/01/20243,800$26.2 萬<0.1%–
iShares Inc464286780MSCI STH AFR ETF6,011$25.5 萬<0.1%–
KALUKaiser Aluminum CorpCOM PAR $0.013,172$24.1 萬<0.1%歷史
ELANElanco Animal Health IncCOM19,584$23.9 萬<0.1%歷史
AGOAssured Guaranty LtdCOM3,748$23.3 萬<0.1%歷史
EPRTEssential Properties Realty Trust, Inc.COM9,778$22.9 萬<0.1%歷史
HTDJohn Hancock Tax-Advantaged Dividend Income FundCOM9,900$22.6 萬<0.1%歷史
THRMGentherm IncCOM3,373$22.0 萬<0.1%歷史
BKHBlack Hills CorpCOM3,077$21.6 萬<0.1%歷史
KRGKite Realty Group TrustCOM NEW9,590$20.2 萬<0.1%歷史
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG2,645$20.1 萬<0.1%–
DISHDISH Network CORPCL A14,332$20.1 萬<0.1%歷史
VODVodafone Group Public Ltd CoADR17,774$18.0 萬<0.1%歷史
EGOEldorado Gold CorpCOM19,290$16.1 萬<0.1%歷史
DBRGDigitalBridge Group, Inc.CL A NEW14,360$15.7 萬<0.1%歷史
Patrick Inds Inc703343AB9DBCV 1.000% 2/0–$12.9 萬<0.1%–
DHYUBS Asset Management High Yield Credit FundSH BEN INT58,980$10.4 萬<0.1%歷史
BBBLACKBERRY LtdCOM31,385$10.2 萬<0.1%歷史
Tricon Residential Inc Com NPV89612W102COM11,910$9.18 萬<0.1%–
ETRNMidstream Co LLCCOM13,507$9.05 萬<0.1%歷史
AGFirst Majestic Silver CorpCOM10,340$8.61 萬<0.1%歷史
NGNovagold Resources IncCOM NEW14,193$8.47 萬<0.1%歷史
KRROKorro Bio, Inc.COM20,000$7.70 萬<0.1%歷史
ROVRRover Group, Inc.COMMON STOCK10,980$4.03 萬<0.1%歷史
QVCGAOld QVC Group, Inc.COM SER A18,217$2.97 萬<0.1%歷史
LOGCContextLogic Inc.COM CL A10,085$4,918<0.1%歷史
Peridot Acquisition Corp. IIG7008B121*W EXP 04/30/20253,008$2,475<0.1%–
CRBPCorbus Pharmaceuticals Holdings, Inc.COM20,000$2,210<0.1%歷史
BZFDWBuzzFeed, Inc.*W EXP 99/99/99942,069$1,683<0.1%歷史
CORZCore Scientific, Inc.COMMON STOCK16,355$1,228<0.1%歷史
Independence Holdings CorpG4761A127*W EXP 03/31/20262,680$383<0.1%–
Epiphany Technology Acquisit29429X117*W EXP 01/12/20278,880$181<0.1%–
ScION Tech Growth IIG31070116*W EXP 01/28/20232,867$118<0.1%–