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Neuberger Berman Group LLC

SEC CIK
0001465109
最新申報
2026/8/13

2023 年第 1 季持倉

持倉截至 2023/3/31,2023/5/12 申報。只含多頭部位,變化是跟 2022 年第 4 季比股數。

機構總覽
持股檔數
1,804
較 2022 年第 4 季 +21
總值
$1,078 億
較 2022 年第 4 季 +$58.3 億 (+5.7%)
申報日
2023/5/12
SEC
Neuberger Berman Group LLC 在 2023 年第 1 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
Offerpad Solutions Inc.67623L117*W EXP 10/16/20211,388$456<0.1%00.0%不變–
GROVWGrove Collaborative Holdings, Inc.*W EXP 06/16/20211,992$651<0.1%00.0%不變歷史
Bird Global, Inc.09077J115*W EXP 01/07/20224,183$725<0.1%00.0%不變–
Embark Technolog29079J111EQUITY WRT45,075$847<0.1%00.0%不變–
Finserv Acquisition Corp. II31809Y111*W EXP 02/17/20221,034$888<0.1%00.0%不變–
Getaround, Inc37427G119*W EXP 03/09/20234,005$1,598<0.1%00.0%不變–
Innovid Corp.457679116*W EXP 02/17/20223,664$2,011<0.1%00.0%不變–
Churchill Capital Corp VII17144M110*W EXP 02/29/20218,560$2,274<0.1%00.0%不變–
Virgin Orbit Holdings, Inc.92771A119*W EXP 99/99/99953,014$2,502<0.1%00.0%不變–
Moringa Acquisition CorpG6S23K124*W EXP 02/22/20231,552$2,814<0.1%00.0%不變–
Interprivate IV Infratech PR46064T110*W EXP 03/05/20233,655$3,029<0.1%00.0%不變–
Interprivate III Financial P46064R114*W EXP 99/99/99933,655$3,197<0.1%00.0%不變–
Social Leverage Acquisn Corp83363K110*W EXP 02/17/20235,496$3,798<0.1%00.0%不變–
Senior Connect Acquisitn Cor81723H116*W EXP 12/31/202110,192$4,309<0.1%00.0%不變–
Sunlight Financi86738J114EQUITY WRT127,648$4,378<0.1%00.0%不變–
Liberty Media Corp530715AG6DEB 4.000%11/1–$5,382<0.1%–––
UAVSAgEagle Aerial Systems Inc.COM12,018$5,408<0.1%00.0%不變歷史
D-Wave Quantum Inc.26740W117*W EXP 08/05/20276,435$5,504<0.1%00.0%不變–
VTGNVistagen Therapeutics, Inc.COM NEW67,530$8,421<0.1%+67,530新進歷史
NBISNebius Group N.V.Stock33,384$8,586<0.1%−979−2.8%減碼歷史
Affimed N VN01045108COM12,274$9,151<0.1%+12,274新進–
CANOCano Health, Inc.COM CL A10,150$9,237<0.1%00.0%不變歷史
VXRTVaxart, Inc.COM NEW12,668$9,586<0.1%+12,668新進歷史
FAST Acquisition Corp. II311874119*W EXP 03/16/20228,397$9,808<0.1%00.0%不變–
Adit Edtech Acquisition Corp007024110*W EXP 99/99/999157,761$1.26 萬<0.1%00.0%不變–
BOXDBoxed, Inc.COM78,683$1.49 萬<0.1%+78,683新進歷史
TELLTellurian Inc.COM12,196$1.50 萬<0.1%−30−0.2%減碼歷史
KINSKingstone Companies, Inc.COM14,875$1.99 萬<0.1%00.0%不變歷史
Ares Acquisition CorporationG33032122*W EXP 99/99/99925,242$2.22 萬<0.1%00.0%不變–
GERNGeron CorpCOM10,243$2.22 萬<0.1%+10,243新進歷史
OPENOpendoor Technologies Inc.COM12,845$2.26 萬<0.1%+12,845新進歷史
GALTGalectin Therapeutics IncCOM NEW11,614$2.44 萬<0.1%−2,000−14.7%減碼歷史
DMDesktop Metal, Inc.COM CL A11,598$2.67 萬<0.1%+11,598新進歷史
UECUranium Energy CorpCOM10,701$3.08 萬<0.1%+10,701新進歷史
CGTXCognition Therapeutics IncCOM15,884$3.15 萬<0.1%+15,884新進歷史
COMPCompass, Inc.CL A10,869$3.51 萬<0.1%+10,869新進歷史
FCELFuelcell Energy IncCOM13,356$3.81 萬<0.1%+13,356新進歷史
AMRNAmarin Corp PLCSPONS ADR NEW28,754$4.31 萬<0.1%00.0%不變歷史
CMLSQCumulus Media IncCOM CL A12,091$4.46 萬<0.1%00.0%不變歷史
DBTXDecibel Therapeutics, Inc.COM15,661$4.73 萬<0.1%−600−3.7%減碼歷史
MFGMizuho Financial Group IncSPONSORED ADR16,918$4.77 萬<0.1%+2,832+20.1%加碼歷史
LUMNLumen Technologies, Inc.Stock20,251$5.37 萬<0.1%+2,490+14.0%加碼歷史
GSATGlobalstar, Inc.COM48,892$5.67 萬<0.1%+3,255+7.1%加碼歷史
XPLSolitario Resources Corp.COM87,056$5.76 萬<0.1%00.0%不變歷史
EAFGraftech International LtdCOM12,462$6.06 萬<0.1%+12,462新進歷史
OPRTOportun Financial CorpCOM16,136$6.23 萬<0.1%−349−2.1%減碼歷史
HBMHudbay Minerals Inc.COM12,348$6.47 萬<0.1%−19,106−60.7%減碼歷史
HBIHanesbrands Inc.COM14,026$7.38 萬<0.1%−2,755−16.4%減碼歷史
BRMKBroadmark Realty Capital Inc.COM17,166$8.07 萬<0.1%+2,820+19.7%加碼歷史
PUMPProPetro Holding Corp.COM11,299$8.12 萬<0.1%+11,299新進歷史
HLHecla Mining CoCOM13,024$8.24 萬<0.1%+13,024新進歷史
SBIGSBIG Holdings, Inc.COMMON STOCK123,328$8.29 萬<0.1%00.0%不變歷史
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR10,576$8.46 萬<0.1%+10,576新進歷史
GSMFerroglobe PLCSHS17,800$8.79 萬<0.1%+17,800新進歷史
SANBanco Santander, S.A.ADR26,266$9.69 萬<0.1%+1,615+6.6%加碼歷史
Whole Earth Brands, Inc.96684W126*W EXP 06/25/2021,202,983$9.82 萬<0.1%00.0%不變–
MBIMbia IncCOM10,615$9.83 萬<0.1%00.0%不變歷史
ZUOZuora IncCOM CL A10,168$10.0 萬<0.1%+10,168新進歷史
SGHCSuper Group (SGHC) LtdORD SHS25,800$10.4 萬<0.1%00.0%不變歷史
AIRGAirgain IncCOM20,000$10.7 萬<0.1%00.0%不變歷史
NRONeuberger Real Estate Securities Income Fund IncCOM38,500$11.9 萬<0.1%−3,649−8.7%減碼歷史
MUFGMitsubishi Ufj Financial Group IncSPONSORED ADS20,258$12.9 萬<0.1%+2,230+12.4%加碼歷史
MACMacerich CoCOM12,378$13.1 萬<0.1%+12,378新進歷史
INNSummit Hotel Properties, Inc.COM18,822$13.2 萬<0.1%−713−3.6%減碼歷史
Livevox Holding Inc53838L118*W EXP 06/18/202402,900$13.7 萬<0.1%−40,792−9.2%減碼–
BURBurford Capital LtdORD SHS12,445$13.8 萬<0.1%00.0%不變歷史
EBCEastern Bankshares, Inc.COM11,841$14.9 萬<0.1%−859−6.8%減碼歷史
NEXNextier Oilfield Solutions Inc.COM19,187$15.3 萬<0.1%+19,187新進歷史
NRGVEnergy Vault Holdings, Inc.COM71,360$15.3 萬<0.1%+4,685+7.0%加碼歷史
IRIXIridex CorpCOM75,850$15.4 萬<0.1%00.0%不變歷史
Aris Water Solutions, Inc.04041L106CLASS A COM20,251$15.8 萬<0.1%+9,044+80.7%加碼–
HLFHerbalife Ltd.COM SHS10,103$16.3 萬<0.1%+10,103新進歷史
IVACIntevac IncCOM22,400$16.4 萬<0.1%00.0%不變歷史
NVGSNavigator Holdings Ltd.SHS11,925$16.7 萬<0.1%00.0%不變歷史
PSLVSprott Physical Silver TrustPHYSICAL SILVER20,123$16.8 萬<0.1%+123+0.6%加碼歷史
First Tr Exch Traded FD III33739E108PFD SECS INC ETF10,670$17.0 萬<0.1%00.0%不變–
AUDCAudiocodes LtdORD11,730$17.7 萬<0.1%+884+8.2%加碼歷史
RTLNecessity Retail REIT, Inc.COM CLASS A28,192$17.7 萬<0.1%+4,071+16.9%加碼歷史
SSRMSSR Mining Inc.Stock11,794$17.8 萬<0.1%−29,625−71.5%減碼歷史
CLSCelestica IncSUB VTG SHS13,930$17.9 萬<0.1%+227+1.7%加碼歷史
GTESGates Industrial Corp Ltd.ORD SHS13,029$18.1 萬<0.1%−14,736−53.1%減碼歷史
LSPDLightspeed Commerce Inc.SUB VTG SHS11,959$18.2 萬<0.1%−1,309−9.9%減碼歷史
AHCOAdaptHealth Corp.COMMON STOCK15,000$18.6 萬<0.1%+938+6.7%加碼歷史
HEPHolly Energy Partners LPCOM UT LTD PTN10,800$18.8 萬<0.1%−200−1.8%減碼歷史
SPCEVirgin Galactic Holdings, IncCOM46,872$19.0 萬<0.1%+30,660+189.1%加碼歷史
BBCPConcrete Pumping Holdings, Inc.COM27,938$19.0 萬<0.1%00.0%不變歷史
OROR Royalties Inc.COM12,407$19.6 萬<0.1%+12,407新進歷史
SITCSITE Centers Corp.COM16,037$19.7 萬<0.1%+3,322+26.1%加碼歷史
RIVNRivian Automotive, Inc.Stock12,825$19.9 萬<0.1%−8,484−39.8%減碼歷史
PLUGPlug Power IncStock16,983$19.9 萬<0.1%−14,242−45.6%減碼歷史
RITMRithm Capital Corp.REIT24,988$20.0 萬<0.1%+3,889+18.4%加碼歷史
JWNNordstrom IncStock12,405$20.2 萬<0.1%+50+0.4%加碼歷史
DERMJourney Medical CorpCOM128,829$20.2 萬<0.1%−3,592−2.7%減碼歷史
EXELExelixis, Inc.COM10,423$20.2 萬<0.1%+10,423新進歷史
iShares Core Dividend Growth ETF46434V621ETF4,054$20.3 萬<0.1%+4,054新進–
Starz Entertainment Corp535919401CL A VTG18,330$20.3 萬<0.1%+864+4.9%加碼–
FLSFlowserve CorpCOM5,986$20.4 萬<0.1%+5,986新進歷史
IDCCInterDigital, Inc.COM2,801$20.4 萬<0.1%+2,801新進歷史
WHRWhirlpool CorpStock1,549$20.5 萬<0.1%−26−1.7%減碼歷史
LBTYALiberty Global Ltd.SHS CL A10,519$20.5 萬<0.1%+50.0%加碼歷史

選擇權(4 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Neuberger Berman Group LLC 在 2023 年第 1 季的選擇權部位
證券類別賣權買權
iShares Tr46428743220 YR TR BD ETF$31.2 萬–
TMUST-Mobile US, Inc.Stock$26.5 萬–
ATVIActivision Blizzard, Inc.COM$24.2 萬–
Invesco QQQ Trust Series I46090E103ETF–$23.5 萬

2022 年第 4 季之後清倉(98 檔)

2022 年第 4 季季末還持有、這份申報已經沒有的部位。

Neuberger Berman Group LLC 在 2022 年第 4 季之後清倉的部位
證券類別2022 年第 4 季股數2022 年第 4 季市值2022 年第 4 季佔組合 %紀錄
SIVBSVB Financial GroupCOM533,289$1.23 億0.1%歷史
PAYAPaya Holdings Inc.COM CL A5,980,025$4,706 萬<0.1%歷史
CERTCertara, Inc.COM1,339,633$2,153 萬<0.1%歷史
AIMCAltra Industrial Motion Corp.COM210,137$1,256 萬<0.1%歷史
Independence Holdings CorpG4761A119UNIT 03/02/20261,211,385$1,219 萬<0.1%–
SHOSunstone Hotel Investors, Inc.COM1,185,790$1,145 萬<0.1%歷史
COUPCoupa Software IncCOM134,373$1,064 萬<0.1%歷史
RADIRadius Global Infrastructure, Inc.COM CL A861,093$1,018 萬<0.1%歷史
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF65,715$489.9 萬<0.1%–
Alps ETF Tr00162Q452ALERIAN MLP107,926$410.9 萬<0.1%–
XNCRXencor IncCOM145,641$379.2 萬<0.1%歷史
ZWSZurn Elkay Water Solutions CorpCOM161,676$341.9 萬<0.1%歷史
HASHasbro, Inc.COM51,465$314.0 萬<0.1%歷史
NUVANuvasive IncCOM75,058$309.5 萬<0.1%歷史
SBCFSeacoast Banking Corp of FloridaCOM NEW92,421$288.3 萬<0.1%歷史
HELEHelen of Troy LtdStock24,667$273.6 萬<0.1%歷史
Vanguard World FD921910733ESG US STK ETF41,521$273.5 萬<0.1%–
Independence Holdings CorpG4761A101CLASS A ORD SHS267,966$270.1 萬<0.1%–
Adit Edtech Acquisition Corp007024102COMMON STOCK268,194$268.5 萬<0.1%–
IAAIAA, Inc.COM65,471$261.9 萬<0.1%歷史
iShares Russell 2000 Growth ETF464287648ETF10,935$234.6 萬<0.1%–
DBDDiebold Nixdorf, IncCOM1,538,446$218.7 萬<0.1%歷史
CHGGChegg, IncCOM76,013$192.1 萬<0.1%歷史
VanEck Semiconductor ETF92189F676ETF9,229$187.3 萬<0.1%–
VAQCVector Acquisition Corp IICL A SHS155,114$156.7 萬<0.1%歷史
Signature BK New York N Y82669G104COM13,199$152.1 萬<0.1%–
Interprivate IV Infratech PR46064T102CLASS A COM143,036$144.6 萬<0.1%–
Interprivate III Financial P46064R106COM CL A143,036$144.5 萬<0.1%–
SUZSuzano S.A.SPON ADS145,223$133.9 萬<0.1%歷史
iShares Tr46435G672CORE INTL AGGR28,138$133.8 萬<0.1%–
Social Leverage Acquisn Corp83363K102COM CL A120,687$121.0 萬<0.1%–
STORStore Capital LLCCOM33,716$108.1 萬<0.1%歷史
Ares Acquisition CorporationG33032106COM CL A107,278$108.0 萬<0.1%–
DCTDuck Creek Technologies, Inc.SHS84,456$101.8 萬<0.1%歷史
iShares Tr464288885EAFE GRWTH ETF11,967$100.2 萬<0.1%–
FZTFAST Acquisition Corp. IICL A96,550$96.6 萬<0.1%歷史
SCOBScION Tech Growth IICL A SHS83,811$84.8 萬<0.1%歷史
ATHMAutohome Inc.SP ADS RP CL A26,853$82.2 萬<0.1%歷史
Advanced Micro Devices Inc007903BD8NOTE 2.125% 9/0–$81.0 萬<0.1%–
DGNUDragoneer Growth Opportunities Corp. IIICL A SHS79,122$78.0 萬<0.1%歷史
OIO-I Glass, Inc.COM46,004$76.2 萬<0.1%歷史
FSRXFinserv Acquisition Corp. IICOM CL A71,518$71.7 萬<0.1%歷史
PENNPENN Entertainment, Inc.COM23,184$68.9 萬<0.1%歷史
SYNASYNAPTICS IncStock6,624$63.0 萬<0.1%歷史
PNNTPennantpark Investment CorpCOM101,617$58.4 萬<0.1%歷史
Ci Finl Corp125491100COM57,913$57.7 萬<0.1%–
WALWestern Alliance BancorporationCOM9,635$57.4 萬<0.1%歷史
COWNCowen Inc.CL A NEW14,155$54.7 萬<0.1%歷史
TOSTToast, Inc.Stock28,529$51.4 萬<0.1%歷史
Nextera Energy Inc65339F770UNIT 99/99/99999,435$47.8 萬<0.1%–
WUWestern Union COStock28,721$39.5 萬<0.1%歷史
ESTCElastic N.V.ORD SHS7,288$37.5 萬<0.1%歷史
WMSAdvanced Drainage Systems, Inc.COM4,545$37.3 萬<0.1%歷史
AAWWAtlas Air Worldwide Holdings IncCOM NEW3,564$35.9 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E628KBW BK ETF6,155$31.8 萬<0.1%–
EPREpr PropertiesCOM SH BEN INT7,826$29.5 萬<0.1%歷史
HRHealthcare Realty Trust IncCL A COM15,223$29.3 萬<0.1%歷史
PINCPremier, Inc.CL A8,276$29.0 萬<0.1%歷史
HWCHancock Whitney CorpCOM5,764$27.9 萬<0.1%歷史
PDCEPDC Energy, Inc.COM4,380$27.8 萬<0.1%歷史
COTYCoty Inc.COM CL A32,420$27.8 萬<0.1%歷史
Teradyne, Inc880770AG7NOTE 1.250%12/1–$27.5 萬<0.1%–
SMSM Energy CoCOM7,869$27.4 萬<0.1%歷史
Vanguard Total International Bond ETF92203J407ETF5,571$26.4 萬<0.1%–
iShares Tr464287515EXPANDED TECH1,032$26.4 萬<0.1%–
South Jersey Inds Inc838518306UNIT 04/01/20243,800$26.2 萬<0.1%–
iShares Inc464286780MSCI STH AFR ETF6,011$25.5 萬<0.1%–
KALUKaiser Aluminum CorpCOM PAR $0.013,172$24.1 萬<0.1%歷史
ELANElanco Animal Health IncCOM19,584$23.9 萬<0.1%歷史
AGOAssured Guaranty LtdCOM3,748$23.3 萬<0.1%歷史
EPRTEssential Properties Realty Trust, Inc.COM9,778$22.9 萬<0.1%歷史
HTDJohn Hancock Tax-Advantaged Dividend Income FundCOM9,900$22.6 萬<0.1%歷史
THRMGentherm IncCOM3,373$22.0 萬<0.1%歷史
BKHBlack Hills CorpCOM3,077$21.6 萬<0.1%歷史
KRGKite Realty Group TrustCOM NEW9,590$20.2 萬<0.1%歷史
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG2,645$20.1 萬<0.1%–
DISHDISH Network CORPCL A14,332$20.1 萬<0.1%歷史
VODVodafone Group Public Ltd CoADR17,774$18.0 萬<0.1%歷史
EGOEldorado Gold CorpCOM19,290$16.1 萬<0.1%歷史
DBRGDigitalBridge Group, Inc.CL A NEW14,360$15.7 萬<0.1%歷史
Patrick Inds Inc703343AB9DBCV 1.000% 2/0–$12.9 萬<0.1%–
DHYUBS Asset Management High Yield Credit FundSH BEN INT58,980$10.4 萬<0.1%歷史
BBBLACKBERRY LtdCOM31,385$10.2 萬<0.1%歷史
Tricon Residential Inc Com NPV89612W102COM11,910$9.18 萬<0.1%–
ETRNMidstream Co LLCCOM13,507$9.05 萬<0.1%歷史
AGFirst Majestic Silver CorpCOM10,340$8.61 萬<0.1%歷史
NGNovagold Resources IncCOM NEW14,193$8.47 萬<0.1%歷史
KRROKorro Bio, Inc.COM20,000$7.70 萬<0.1%歷史
ROVRRover Group, Inc.COMMON STOCK10,980$4.03 萬<0.1%歷史
QVCGAOld QVC Group, Inc.COM SER A18,217$2.97 萬<0.1%歷史
LOGCContextLogic Inc.COM CL A10,085$4,918<0.1%歷史
Peridot Acquisition Corp. IIG7008B121*W EXP 04/30/20253,008$2,475<0.1%–
CRBPCorbus Pharmaceuticals Holdings, Inc.COM20,000$2,210<0.1%歷史
BZFDWBuzzFeed, Inc.*W EXP 99/99/99942,069$1,683<0.1%歷史
CORZCore Scientific, Inc.COMMON STOCK16,355$1,228<0.1%歷史
Independence Holdings CorpG4761A127*W EXP 03/31/20262,680$383<0.1%–
Epiphany Technology Acquisit29429X117*W EXP 01/12/20278,880$181<0.1%–
ScION Tech Growth IIG31070116*W EXP 01/28/20232,867$118<0.1%–