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Neuberger Berman Group LLC

SEC CIK
0001465109
最新申報
2026/8/13

2021 年第 4 季持倉

持倉截至 2021/12/31，2022/2/11 申報。只含多頭部位，變化是跟 2021 年第 3 季比股數。

機構總覽
持股檔數
1,898
較 2021 年第 3 季 +145
總值
$1,275 億
較 2021 年第 3 季 +$130.7 億 (+11.4%)
申報日
2022/2/11
SEC
Neuberger Berman Group LLC 在 2021 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
GRWGGrowGeneration Corp.COM16,900$22.1 萬<0.1%+3,900+30.0%加碼歷史
NRONeuberger Real Estate Securities Income Fund IncCOM42,149$22.2 萬<0.1%+4,500+12.0%加碼歷史
DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncSHS8,000$22.2 萬<0.1%00.0%不變歷史
AVAAvista CorpCOM5,525$22.6 萬<0.1%+5,525新進歷史
PRVAPrivia Health Group, Inc.COM8,835$22.8 萬<0.1%+8,835新進歷史
CVSACovista Inc.COM7,727$22.8 萬<0.1%+7,727新進歷史
NVECNve CorpCOM NEW3,341$22.8 萬<0.1%−258−7.2%減碼歷史
BBCPConcrete Pumping Holdings, Inc.COM27,938$22.9 萬<0.1%00.0%不變歷史
FLFoot Locker, Inc.COM5,424$23.0 萬<0.1%+5,424新進歷史
VSXYVictoria's Secret & Co.COMMON STOCK6,060$23.1 萬<0.1%+6,060新進歷史
MLPBUBS AGETRACS ALER MLP15,000$23.1 萬<0.1%00.0%不變歷史
WASHWashington Trust Bancorp IncCOM4,129$23.2 萬<0.1%+340+9.0%加碼歷史
AMCAMC Entertainment Holdings, Inc.CL A COM13,872$23.2 萬<0.1%+13,872新進歷史
iShares Tr46434V878ULTRA SHORT DUR4,650$23.4 萬<0.1%+4,650新進–
VTOLBristow Group Inc.COM7,445$23.6 萬<0.1%+7,445新進歷史
NVAXNovavax IncCOM NEW2,049$23.8 萬<0.1%+2,049新進歷史
PFSIPennyMac Financial Services, Inc.COM3,442$23.9 萬<0.1%−6,418−65.1%減碼歷史
CRAICra International, Inc.COM2,574$24.0 萬<0.1%+42+1.7%加碼歷史
NAVINavient CorpCOM14,076$24.0 萬<0.1%+2,482+21.4%加碼歷史
SAFMSanderson Farms IncCOM1,259$24.0 萬<0.1%+1,259新進歷史
BHVNBiohaven Ltd.COM1,934$24.1 萬<0.1%+1,934新進歷史
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS1,585$24.3 萬<0.1%00.0%不變–
PSBPS Business Parks, Inc.COM1,340$24.3 萬<0.1%+1,340新進歷史
SPLPSteel Partners Holdings L.P.LTD PRTRSHIP U5,789$24.3 萬<0.1%+5,789新進歷史
APLEApple Hospitality REIT, Inc.REIT19,711$24.4 萬<0.1%−15,369−43.8%減碼歷史
NCLHNorwegian Cruise Line Holdings Ltd.SHS20,104$24.4 萬<0.1%+3,494+21.0%加碼歷史
iShares MSCI USA Min Vol Factor ETF46429B697ETF3,029$24.5 萬<0.1%+225+8.0%加碼–
DHYUBS Asset Management High Yield Credit FundSH BEN INT99,580$24.6 萬<0.1%00.0%不變歷史
AXTAAxalta Coating Systems Ltd.COM7,446$24.6 萬<0.1%+7,446新進歷史
iShares Tr464288323NEW YORK MUN ETF4,258$24.7 萬<0.1%−343−7.5%減碼–
ECHOEchoStar CORPCL A9,434$24.8 萬<0.1%+9,434新進歷史
Invesco Exchange Traded FD T46137V787BIOTECHNOLOGY3,495$24.9 萬<0.1%−40−1.1%減碼–
iShares Inc464286772MSCI STH KOR ETF3,211$25.0 萬<0.1%00.0%不變–
WKWorkiva IncCOM CL A2,241$25.1 萬<0.1%+285+14.6%加碼歷史
PINSPinterest, Inc.CL A12,206$25.1 萬<0.1%−1,424,805−99.2%減碼歷史
IMNMImmunome Inc.COM19,444$25.2 萬<0.1%00.0%不變歷史
ASBAssociated Banc-CorpCOM12,818$25.3 萬<0.1%+12,818新進歷史
iShares Select Dividend ETF464287168ETF2,094$25.7 萬<0.1%−43−2.0%減碼–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF2,538$25.8 萬<0.1%+2,538新進–
SMTCSemtech CorpStock3,322$25.8 萬<0.1%+3,322新進歷史
SBRASabra Health Care REIT, Inc.REIT20,108$25.8 萬<0.1%−2,362−10.5%減碼歷史
WAFDWafd IncStock7,917$26.4 萬<0.1%+7,917新進歷史
ERIEErie Indemnity CoCL A1,378$26.4 萬<0.1%+1,378新進歷史
ABMDAbiomed IncCOM1,158$26.8 萬<0.1%+1,158新進歷史
ELANElanco Animal Health IncCOM9,639$26.9 萬<0.1%+9,639新進歷史
PLUGPlug Power IncStock13,026$27.1 萬<0.1%+13,026新進歷史
Schwab US Aggregate Bond ETF808524839ETF5,043$27.2 萬<0.1%00.0%不變–
CGAUCenterra Gold Inc.COM35,283$27.2 萬<0.1%−96,034−73.1%減碼歷史
DIODDiodes IncCOM2,877$27.3 萬<0.1%+2,877新進歷史
FIXComfort Systems USA IncCOM3,359$27.3 萬<0.1%+3,359新進歷史
CIVICivitas Resources, Inc.EQUITY US CM5,622$27.5 萬<0.1%+5,622新進歷史
CASYCaseys General Stores IncCOM1,586$27.7 萬<0.1%+241+17.9%加碼歷史
DBTXDecibel Therapeutics, Inc.COM59,570$27.7 萬<0.1%+16,035+36.8%加碼歷史
AUBAtlantic Union Bankshares CorpCOM8,648$27.9 萬<0.1%+331+4.0%加碼歷史
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG2,945$28.0 萬<0.1%00.0%不變–
Vanguard Total Bond Market ETF921937835ETF3,313$28.1 萬<0.1%−3,044−47.9%減碼–
EPREpr PropertiesCOM SH BEN INT7,145$28.2 萬<0.1%+7,145新進歷史
SLGSL Green Realty CorpCOM3,941$28.3 萬<0.1%−7,459−65.4%減碼歷史
SPHSuburban Propane Partners LPUNIT LTD PARTN19,316$28.3 萬<0.1%00.0%不變歷史
WDWalker & Dunlop, Inc.COM1,953$28.4 萬<0.1%+59+3.1%加碼歷史
CNACna Financial CorpCOM6,530$28.4 萬<0.1%+6,530新進歷史
BDNBrandywine Realty TrustSH BEN INT NEW22,171$28.6 萬<0.1%+9,344+72.8%加碼歷史
iShares Inc464286780MSCI STH AFR ETF6,200$28.8 萬<0.1%−7,000−53.0%減碼–
OGSONE Gas, Inc.COM3,810$28.9 萬<0.1%+3,810新進歷史
TACTransalta CorpCOM25,962$28.9 萬<0.1%+25,962新進歷史
EWBCEast West Bancorp IncCOM3,942$28.9 萬<0.1%+3,942新進歷史
TRNTrinity Industries IncCOM10,803$28.9 萬<0.1%+10,803新進歷史
OLOOlo Inc.CL A13,904$28.9 萬<0.1%−48,191−77.6%減碼歷史
TDCTeradata CorpStock6,838$29.0 萬<0.1%+6,838新進歷史
THGHanover Insurance Group, Inc.COM2,228$29.0 萬<0.1%+2,228新進歷史
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD3,577$29.1 萬<0.1%−12,020−77.1%減碼–
FLG.PUFlagstar Bank, National AssociationUNIT 11/01/20515,550$29.4 萬<0.1%00.0%不變歷史
CCAPCrescent Capital BDC, Inc.COM16,807$29.6 萬<0.1%+16,807新進歷史
EQCEQC Liquidating TrustCOM SH BEN INT11,575$29.6 萬<0.1%+11,575新進歷史
INTZIntrusion IncCOM NEW86,000$29.6 萬<0.1%−11,050−11.4%減碼歷史
US Ecology, Inc.91734M103COM9,313$29.7 萬<0.1%+2,249+31.8%加碼–
U.S. Global Jets ETF26922A842ETF14,138$29.8 萬<0.1%+224+1.6%加碼–
VODVodafone Group Public Ltd CoADR21,147$29.9 萬<0.1%−596−2.7%減碼歷史
AVTAvnet IncCOM7,269$29.9 萬<0.1%+7,269新進歷史
MNROMonro, Inc.COM5,179$30.1 萬<0.1%−103−2.0%減碼歷史
ACIAlbertsons Companies, Inc.COMMON STOCK11,761$30.3 萬<0.1%+11,761新進歷史
iShares Tr464287721U.S. TECH ETF2,637$30.3 萬<0.1%−60−2.2%減碼–
SAMBoston Beer Co IncCL A609$30.5 萬<0.1%+171+39.0%加碼歷史
GNLGlobal Net Lease, Inc.COM NEW20,817$30.6 萬<0.1%+783+3.9%加碼歷史
AGMFederal Agricultural Mortgage CorpCL C2,481$30.7 萬<0.1%−473−16.0%減碼歷史
Danaher Corp2358513004.75 MND CV PFD140$30.7 萬<0.1%+140新進–
ProShares Tr74347B201PSHS ULTSH 20YRS18,228$30.8 萬<0.1%00.0%不變–
CBTCabot CorpCOM5,799$30.9 萬<0.1%+5,799新進歷史
BNTXBioNTech SESPONSORED ADS1,155$31.1 萬<0.1%+1,155新進歷史
EP.PCKinder Morgan, Inc.Convertible Preferred6,170$31.2 萬<0.1%+6,170新進歷史
MANTMantech International CorpCL A4,303$31.2 萬<0.1%−43−1.0%減碼歷史
iShares Inc464286400MSCI BRAZIL ETF11,151$31.3 萬<0.1%−7,400−39.9%減碼–
MATMattel IncCOM15,412$31.3 萬<0.1%+15,412新進歷史
HLFHerbalife Ltd.COM SHS7,707$31.3 萬<0.1%+7,707新進歷史
MNRLMNRL Sub Inc.CL A COM15,049$31.3 萬<0.1%+50.0%加碼歷史
RIVNRivian Automotive, Inc.Stock3,027$31.4 萬<0.1%+3,027新進歷史
LAZLazard, Inc.SHS A7,187$31.4 萬<0.1%+7,187新進歷史
BWABorgwarner IncCOM7,982$31.6 萬<0.1%+7,982新進歷史
AGIOAgios Pharmaceuticals, Inc.COM9,670$31.7 萬<0.1%−18,637−65.8%減碼歷史
OUTOUTFRONT Media Inc.COM14,498$31.7 萬<0.1%+14,498新進歷史

選擇權（5 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

Neuberger Berman Group LLC 在 2021 年第 4 季的選擇權部位
證券類別賣權買權
AMDAdvanced Micro Devices IncStock$59.1 萬$23.8 萬
FISFidelity National Information Services, Inc.Stock–$65.1 萬
OKTAOkta, Inc.CL A–$64.3 萬
CHWYChewy, Inc.CL A–$61.3 萬
SPLKSplunk IncCOM–$31.7 萬

2021 年第 3 季之後清倉（110 檔）

2021 年第 3 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔，共 110 檔。

Neuberger Berman Group LLC 在 2021 年第 3 季之後清倉的部位
證券類別2021 年第 3 季股數2021 年第 3 季市值2021 年第 3 季佔組合 %紀錄
ERICEricsson LM Telephone CoADR B SEK 1010,944,703$1.23 億0.1%歷史
FLEXFlex Ltd.Stock5,013,606$8,864 萬0.1%歷史
HRCHill-Rom Holdings, Inc.COM427,717$6,366 萬0.1%歷史
INOVInovalon Holdings, Inc.COM CL A1,561,030$6,287 萬0.1%歷史
SWISolarWinds CorpCOM2,479,735$4,149 萬<0.1%歷史
CHGGChegg, IncCOM513,524$3,493 萬<0.1%歷史
Cheniere Energy, Inc.16411RAG4NOTE 4.250% 3/1–$3,399 萬<0.1%–
RHRHCOM50,365$3,351 萬<0.1%歷史
KSUKansas City SouthernCOM NEW119,042$3,215 萬<0.1%歷史
PPDPPD, Inc.COM555,748$2,583 萬<0.1%歷史
CoreSite Realty Corp21870Q105COM173,251$2,398 萬<0.1%–
LCIDLucid Group, Inc.COM1,009,459$2,133 萬<0.1%歷史
CLDRCloudera, Inc.COM1,373,891$2,094 萬<0.1%歷史
XECCimarex Energy CoCOM240,011$2,088 萬<0.1%歷史
CVACovanta Holding CorpCOM975,870$1,888 萬<0.1%歷史
PAYOPayoneer Global Inc.COM2,049,353$1,748 萬<0.1%歷史
XENTIntersect ENT, Inc.COM604,219$1,607 萬<0.1%歷史
MDLAMedallia, Inc.COM426,132$1,443 萬<0.1%歷史
TSEMTower Semiconductor LtdSHS NEW443,303$1,326 萬<0.1%歷史
Lydall Inc550819106COM191,072$1,122 萬<0.1%–
YMMFull Truck Alliance Co. Ltd.SPONSORED ADS686,805$1,053 萬<0.1%歷史
CMAXCareMax, Inc.COM CL A1,032,160$997.1 萬<0.1%歷史
OSHOak Street Health, Inc.COM228,439$971.4 萬<0.1%歷史
CSODCornerstone OnDemand IncCOM165,585$948.1 萬<0.1%歷史
NTSTNETSTREIT Corp.COM373,989$884.5 萬<0.1%歷史
LICYLi-Cycle Holdings Corp.COMMON SHARES750,000$876.8 萬<0.1%歷史
PAEPAE IncCOM CL A1,386,957$829.1 萬<0.1%歷史
EVBGEverbridge, Inc.COM55,422$800.6 萬<0.1%歷史
LPSNLiveperson IncCOM126,438$733.3 萬<0.1%歷史
SKMSK Telecom Co LtdSPONSORED ADR222,218$660.5 萬<0.1%歷史
VRNSVaronis Systems IncCOM107,182$644.4 萬<0.1%歷史
Vasta Platform Ltd CL AG9440A109Stock1,326,706$605.2 萬<0.1%–
SEMSelect Medical Holdings CorpCOM156,537$560.9 萬<0.1%歷史
TPBTurning Point Brands, Inc.COM117,062$548.5 萬<0.1%歷史
PAXPatria Investments LtdCOM CL A335,635$546.8 萬<0.1%歷史
PENNPENN Entertainment, Inc.COM71,395$504.7 萬<0.1%歷史
RDYDr Reddys Laboratories LtdADR74,157$480.8 萬<0.1%歷史
FSTFAST Acquisition Corp.COM CL A400,000$480.4 萬<0.1%歷史
BRSPBrightSpire Capital, Inc.COM CL A487,017$457.3 萬<0.1%歷史
AGYSAgilysys IncCOM87,791$453.5 萬<0.1%歷史
TXNMTXNM Energy IncCOM84,982$420.5 萬<0.1%歷史
APPNAppian CorpCL A43,882$397.1 萬<0.1%歷史
Dexcom Inc252131AK3NOTE 0.250%11/1–$354.3 萬<0.1%–
SKYTSkyWater Technology, LLCCOM116,505$307.9 萬<0.1%歷史
Marquee Raine Acquisition CoG58442107CL A SHS292,405$292.1 萬<0.1%–
Ion Acquisition Corp 2 LtdG49393104SHS CL A255,041$252.7 萬<0.1%–
MTLSMaterialise NVSPONSORED ADS123,138$247.5 萬<0.1%歷史
KRYSKrystal Biotech, Inc.COM45,246$234.8 萬<0.1%歷史
RSKDRiskified Ltd.SHS CL A98,380$224.4 萬<0.1%歷史
GGPIGores Guggenheim, Inc.CLASS A COM215,890$220.6 萬<0.1%歷史
BGCBGC Group, Inc.CL A419,486$218.0 萬<0.1%歷史
Northern Genesis Acquisition66516U101COMMON STOCK182,173$180.9 萬<0.1%–
Dragoneer Growth Oppty CorpG28314105SHS CL A173,707$172.8 萬<0.1%–
890 5th Ave Partners Inc28250A105COM CL A170,028$168.5 萬<0.1%–
BSCLBILI Social International, Inc.BULSHS 2021 CB77,069$162.5 萬<0.1%歷史
SWBKSwitchback II CorpCOM CL A162,898$162.2 萬<0.1%歷史
Exact Sciences Corp30063PAC9NOTE 0.375% 3/0–$151.5 萬<0.1%–
DCPDCP Midstream, LPCOM UT LTD PTN40,000$112.9 萬<0.1%歷史
Ozon Hldgs PLC69269L104SPONSORED ADS21,865$108.3 萬<0.1%–
Power & Digital Infra Acq Co739190106COM CL A100,000$101.1 萬<0.1%–
B Riley Principal 150 Merger05601V202UNIT 99/99/999998,900$98.6 萬<0.1%–
VERVEREIT, Inc.COM20,349$92.0 萬<0.1%歷史
FMTXForma Therapeutics Holdings, Inc.SHS32,301$74.9 萬<0.1%歷史
SUNSunoco LPCOM UT REP LP20,000$74.6 萬<0.1%歷史
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF5,458$73.0 萬<0.1%–
iShares Tr464288414NATIONAL MUN ETF5,791$67.3 萬<0.1%–
BP Midstream Partners LP0556EL109UNIT LTD PTNR50,000$66.3 萬<0.1%–
CORNTeucrium Commodity TrustCORN FD SHS31,206$62.9 萬<0.1%歷史
PATHUiPath, Inc.Stock11,861$62.4 萬<0.1%歷史
TBLATaboola.com Ltd.ORD SHS73,321$62.0 萬<0.1%歷史
RAMPLiveRamp Holdings, Inc.COM12,396$57.6 萬<0.1%歷史
Enable Midstream Partners, LP292480100COM UNIT RP IN70,000$56.8 萬<0.1%–
Schwab International Equity ETF808524805ETF14,354$55.5 萬<0.1%–
CareMax, Inc.14171W111*W EXP 06/08/202207,452$55.0 萬<0.1%–
BYNDBeyond Meat, Inc.COM4,881$50.2 萬<0.1%歷史
AEOAmerican Eagle Outfitters IncCOM16,693$43.1 萬<0.1%歷史
LHCGLHC Group, IncCOM2,680$40.8 萬<0.1%歷史
LNWOLight & Wonder, Inc.COM5,260$36.4 萬<0.1%歷史
OECOrion S.A.COM19,785$36.1 萬<0.1%歷史
Brookfield Asset Mgmt ReinsG16169107CL A EXCH LT VTG6,440$35.8 萬<0.1%–
Ares Acquisition CorporationG33032114UNIT 99/99/999935,763$35.4 萬<0.1%–
Schwab U.S. Large-Cap Growth ETF808524300ETF2,029$30.0 萬<0.1%–
iShares Tr464288877EAFE VALUE ETF5,189$26.4 萬<0.1%–
PHRPhreesia, Inc.COM4,095$25.3 萬<0.1%歷史
ALEAllete IncCOM NEW4,169$24.8 萬<0.1%歷史
Wayfair Inc.94419LAB7NOTE 0.375% 9/0–$24.4 萬<0.1%–
STEMStem, Inc.CL A10,008$23.9 萬<0.1%歷史
GANGAN LtdORD SHS15,000$22.3 萬<0.1%歷史
iShares U S ETF Tr46431W507SHOR DURA BD ETF4,410$22.1 萬<0.1%–
BUDAnheuser-Busch InBev SA/NVADR3,815$21.2 萬<0.1%歷史
Pershing Square Tontine Hldg71531R109COM CL A10,670$21.0 萬<0.1%–
ALLOAllogene Therapeutics, Inc.COM8,085$20.8 萬<0.1%歷史
SDGRSchrodinger, Inc.COM3,802$20.7 萬<0.1%歷史
BFLYButterfly Network, Inc.COM CL A19,700$20.6 萬<0.1%歷史
FMSFresenius Medical Care AGSPONSORED ADR5,875$20.5 萬<0.1%歷史
Turquoise Hill Res Ltd900435207COM13,395$19.8 萬<0.1%–
AMWLAmerican Well CorpCL A13,205$12.0 萬<0.1%歷史
Marquee Raine Acquisition CoG58442123*W EXP 12/01/20285,987$11.5 萬<0.1%–
IQiQIYI, Inc.SPONSORED ADS12,615$9.60 萬<0.1%歷史
Gores Guggenheim, Inc.38286Q115*W EXP 03/25/20243,178$9.00 萬<0.1%–