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Neuberger Berman Group LLC

SEC CIK
0001465109
最新申報
2026/8/13

2021 年第 4 季持倉

持倉截至 2021/12/31，2022/2/11 申報。只含多頭部位，變化是跟 2021 年第 3 季比股數。

機構總覽
持股檔數
1,898
較 2021 年第 3 季 +145
總值
$1,275 億
較 2021 年第 3 季 +$130.7 億 (+11.4%)
申報日
2022/2/11
SEC
Neuberger Berman Group LLC 在 2021 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
SANBanco Santander, S.A.ADR17,287$00.0%+17,287新進歷史
MFGMizuho Financial Group IncSPONSORED ADR18,439$4,000<0.1%+18,439新進歷史
MUFGMitsubishi Ufj Financial Group IncSPONSORED ADS11,560$5,000<0.1%+11,560新進歷史
Tailwind Acquisition Corp87403Q110*W EXP 09/07/20210,000$5,000<0.1%00.0%不變–
Offerpad Solutions Inc.67623L117*W EXP 10/16/20215,341$1.60 萬<0.1%00.0%不變–
TCW Special Purpose Acqu Cor87301L114*W EXP 99/99/99928,338$1.70 萬<0.1%00.0%不變–
Group Nine Acquisition Corp.39947R112*W EXP 01/15/20234,005$1.80 萬<0.1%00.0%不變–
Finserv Acquisition Corp. II31809Y111*W EXP 02/17/20228,337$1.80 萬<0.1%00.0%不變–
UAVSAgEagle Aerial Systems Inc.COM12,078$1.90 萬<0.1%+60+0.5%加碼歷史
EDUNew Oriental Education & Technology Group Inc.SPON ADR13,315$2.40 萬<0.1%−3,800−22.2%減碼歷史
PSFEPaysafe LtdORD13,483$2.40 萬<0.1%+13,483新進歷史
Churchill Capital Corp VII17144M110*W EXP 02/29/20225,004$2.50 萬<0.1%00.0%不變–
GALTGalectin Therapeutics IncCOM NEW13,614$2.80 萬<0.1%00.0%不變歷史
BZFDWBuzzFeed, Inc.*W EXP 99/99/99956,675$2.80 萬<0.1%+56,675新進歷史
Interprivate II Acquisition46064Q116*W EXP 09/03/20234,005$3.10 萬<0.1%00.0%不變–
FAST Acquisition Corp. II311874119*W EXP 03/16/20238,256$3.30 萬<0.1%00.0%不變–
Climate Real Impact Slutins187171111*W EXP 01/29/20229,754$3.40 萬<0.1%00.0%不變–
Bird Global, Inc.09077J115*W EXP 01/07/20232,579$3.40 萬<0.1%+32,579新進–
Innovid Corp.457679116*W EXP 02/17/20231,880$3.50 萬<0.1%+31,880新進–
Enjoy Technology29335V114EQUITY WRT85,987$3.60 萬<0.1%+85,987新進–
Interprivate IV Infratech PR46064T110*W EXP 03/05/20245,340$3.70 萬<0.1%00.0%不變–
TELLTellurian Inc.COM12,251$3.80 萬<0.1%+55+0.5%加碼歷史
Vectoiq Acquisition Corp II92244F117*W EXP 01/07/20246,570$3.90 萬<0.1%00.0%不變–
Social Leverage Acquisn Corp83363K110*W EXP 02/17/20247,820$4.00 萬<0.1%00.0%不變–
Property Solutions Acquisiti74350A116*W EXP 03/01/20273,151$4.20 萬<0.1%00.0%不變–
Arclight Clean Transition IIG0R21B112*W EXP 03/16/20225,080$4.20 萬<0.1%+25,080新進–
XPLSolitario Resources Corp.COM87,056$4.40 萬<0.1%00.0%不變歷史
B Riley Principal 150 Merger05601V111*W EXP 03/01/20232,927$4.80 萬<0.1%+32,927新進–
EDDMorgan Stanley Emerging Markets Domestic Debt Fund, Inc.COM10,000$5.50 萬<0.1%+10,000新進歷史
DPCM Cap Inc23344P119*W EXP 10/14/202102,972$6.20 萬<0.1%00.0%不變–
Two Harbors Investment Corp.90187B408COM NEW14,722$6.70 萬<0.1%+1,800+13.9%加碼–
Interprivate III Financial P46064R114*W EXP 99/99/99945,340$6.80 萬<0.1%00.0%不變–
KGCKinross Gold CorpCOM12,075$7.20 萬<0.1%+12,075新進歷史
Independence Holdings CorpG4761A127*W EXP 03/31/20283,713$7.50 萬<0.1%00.0%不變–
Senior Connect Acquisitn Cor81723H116*W EXP 12/31/202148,451$7.80 萬<0.1%00.0%不變–
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR10,284$8.00 萬<0.1%+10,284新進歷史
Epiphany Technology Acquisit29429X117*W EXP 01/12/202106,267$8.00 萬<0.1%00.0%不變–
CANOCano Health, Inc.COM CL A10,150$9.00 萬<0.1%−199,236−95.2%減碼歷史
Yamana Gold Inc98462Y100COM21,603$9.10 萬<0.1%−525−2.4%減碼–
AMRNAmarin Corp PLCSPONS ADR NEW28,754$9.70 萬<0.1%00.0%不變歷史
PGREParamount Group, Inc.COM12,528$9.90 萬<0.1%+12,528新進歷史
CIGEnergy Co of Minas GeraisSP ADR N-V PFD40,964$10.0 萬<0.1%+40,964新進歷史
Virgin Orbit Holdings, Inc.92771A119*W EXP 99/99/99971,420$10.0 萬<0.1%+71,420新進–
PRTYParty City Holdco Inc.COM18,939$10.5 萬<0.1%+20+0.1%加碼歷史
ESRTEmpire State Realty Trust, Inc.CL A11,898$10.6 萬<0.1%+11,898新進歷史
GNWGenworth Financial IncCOM SHS28,792$10.8 萬<0.1%+28,792新進歷史
SIDNational Steel CoSPONSORED ADR24,265$10.8 萬<0.1%+24,265新進歷史
KKR Real Estate Fin Tr Inc48251KAB6NOTE 6.125% 5/1–$11.0 萬<0.1%–––
SVF Investment Corp. 2G8601M100CL A SHS11,316$11.2 萬<0.1%−3,986−26.0%減碼–
GRABGrab Holdings LtdCLASS A ORD15,997$11.4 萬<0.1%+15,997新進歷史
Nuveen CR Opportunities 202267075U102COM15,000$12.1 萬<0.1%+15,000新進–
Embark Technolog29079J111EQUITY WRT60,724$12.2 萬<0.1%+60,724新進–
MACMacerich CoCOM16,720$12.3 萬<0.1%+16,720新進歷史
Sports Entertainment Acqu Co84918M106COM CL A12,800$12.7 萬<0.1%00.0%不變–
BRMKBroadmark Realty Capital Inc.COM14,226$13.4 萬<0.1%+61+0.4%加碼歷史
DIBS1stdibs.com, Inc.COM12,292$13.6 萬<0.1%−398,720−97.0%減碼歷史
CMLSQCumulus Media IncCOM CL A12,091$13.6 萬<0.1%00.0%不變歷史
ADTADT Inc.COM17,543$13.8 萬<0.1%+17,543新進歷史
Supernova Partners AcquistnG8T86C105SHS CL A13,685$14.1 萬<0.1%+13,685新進–
Adit Edtech Acquisition Corp007024110*W EXP 99/99/999212,534$14.2 萬<0.1%00.0%不變–
GOCOGoHealth, Inc.COM CL A39,035$14.8 萬<0.1%+39,035新進歷史
DNMRDanimer Scientific, Inc.COM CL A18,213$15.5 萬<0.1%−2,715−13.0%減碼歷史
PSLVSprott Physical Silver TrustPHYSICAL SILVER20,000$16.0 萬<0.1%−5,000−20.0%減碼歷史
EAFGraftech International LtdCOM13,804$16.1 萬<0.1%+13,804新進歷史
SABRSabre CorpCOM23,265$16.3 萬<0.1%+23,265新進歷史
SASeabridge Gold IncCOM10,000$16.5 萬<0.1%00.0%不變歷史
MBIMbia IncCOM10,615$16.7 萬<0.1%+10,615新進歷史
ARLPAlliance Resource Partners LPStock13,569$17.2 萬<0.1%−369−2.6%減碼歷史
INNSummit Hotel Properties, Inc.COM20,194$18.1 萬<0.1%+1,382+7.3%加碼歷史
SITCSITE Centers Corp.COM12,885$19.5 萬<0.1%+12,885新進歷史
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM14,605$19.6 萬<0.1%00.0%不變歷史
CHICalamos Convertible Opportunities & Income FundSH BEN INT13,000$19.6 萬<0.1%−12,000−48.0%減碼歷史
SBEASBEA Merger Sub LLCCOM CL A18,740$19.7 萬<0.1%−203,035−91.5%減碼歷史
SNDRSchneider National, Inc.CL B7,767$20.0 萬<0.1%+7,767新進歷史
IVACIntevac IncCOM42,400$20.0 萬<0.1%00.0%不變歷史
iShares Inc46434G848MSCI GBL ETF NEW4,718$20.1 萬<0.1%−600−11.3%減碼–
iShares Russell Mid-Cap Growth ETF464287481ETF1,752$20.2 萬<0.1%+1,752新進–
TRIPTripAdvisor, Inc.COM8,099$20.2 萬<0.1%−1,119−12.1%減碼歷史
KALUKaiser Aluminum CorpCOM PAR $0.012,395$20.6 萬<0.1%+198+9.0%加碼歷史
CWCurtiss Wright CorpStock1,547$20.7 萬<0.1%+1,547新進歷史
TNETTrinet Group, Inc.COM2,211$20.7 萬<0.1%+2,211新進歷史
HYTBlackRock Corporate High Yield Fund, Inc.COM16,958$20.9 萬<0.1%00.0%不變歷史
RRRRed Rock Resorts, Inc.CL A3,823$20.9 萬<0.1%+3,823新進歷史
Vanguard World FD921910873MEGA CAP INDEX1,242$20.9 萬<0.1%+1,242新進–
BURBurford Capital LtdORD SHS19,813$20.9 萬<0.1%00.0%不變歷史
CCNECNB Financial CorpCOM7,885$20.9 萬<0.1%+7,885新進歷史
CACCCredit Acceptance CorpCOM312$21.1 萬<0.1%+312新進歷史
YEXTYext, Inc.COM21,329$21.2 萬<0.1%00.0%不變歷史
ITGRInteger Holdings CorpCOM2,520$21.3 萬<0.1%+36+1.4%加碼歷史
ENREnergizer Holdings, Inc.COM5,378$21.5 萬<0.1%+5,378新進歷史
Vanguard Materials ETF92204A801ETF1,097$21.6 萬<0.1%+1,097新進–
KMTKennametal IncCOM6,073$21.6 萬<0.1%+6,073新進歷史
First Tr Exch Traded FD III33739E108PFD SECS INC ETF10,670$21.7 萬<0.1%00.0%不變–
iShares Tr464288752US HOME CONS ETF2,631$21.8 萬<0.1%−500−16.0%減碼–
KRROKorro Bio, Inc.COM42,471$21.8 萬<0.1%−13,330−23.9%減碼歷史
SAICScience Applications International CorpCOM2,788$21.9 萬<0.1%+2,788新進歷史
GAPGap IncCOM16,013$21.9 萬<0.1%+16,013新進歷史
RTLNecessity Retail REIT, Inc.COM CLASS A24,030$21.9 萬<0.1%+30+0.1%加碼歷史
IOIon Geophysical CorpCOM NEW250,385$22.0 萬<0.1%−827−0.3%減碼歷史
QVCGAOld QVC Group, Inc.COM SER A30,504$22.0 萬<0.1%+30,504新進歷史

選擇權（5 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

Neuberger Berman Group LLC 在 2021 年第 4 季的選擇權部位
證券類別賣權買權
AMDAdvanced Micro Devices IncStock$59.1 萬$23.8 萬
FISFidelity National Information Services, Inc.Stock–$65.1 萬
OKTAOkta, Inc.CL A–$64.3 萬
CHWYChewy, Inc.CL A–$61.3 萬
SPLKSplunk IncCOM–$31.7 萬

2021 年第 3 季之後清倉（110 檔）

2021 年第 3 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔，共 110 檔。

Neuberger Berman Group LLC 在 2021 年第 3 季之後清倉的部位
證券類別2021 年第 3 季股數2021 年第 3 季市值2021 年第 3 季佔組合 %紀錄
ERICEricsson LM Telephone CoADR B SEK 1010,944,703$1.23 億0.1%歷史
FLEXFlex Ltd.Stock5,013,606$8,864 萬0.1%歷史
HRCHill-Rom Holdings, Inc.COM427,717$6,366 萬0.1%歷史
INOVInovalon Holdings, Inc.COM CL A1,561,030$6,287 萬0.1%歷史
SWISolarWinds CorpCOM2,479,735$4,149 萬<0.1%歷史
CHGGChegg, IncCOM513,524$3,493 萬<0.1%歷史
Cheniere Energy, Inc.16411RAG4NOTE 4.250% 3/1–$3,399 萬<0.1%–
RHRHCOM50,365$3,351 萬<0.1%歷史
KSUKansas City SouthernCOM NEW119,042$3,215 萬<0.1%歷史
PPDPPD, Inc.COM555,748$2,583 萬<0.1%歷史
CoreSite Realty Corp21870Q105COM173,251$2,398 萬<0.1%–
LCIDLucid Group, Inc.COM1,009,459$2,133 萬<0.1%歷史
CLDRCloudera, Inc.COM1,373,891$2,094 萬<0.1%歷史
XECCimarex Energy CoCOM240,011$2,088 萬<0.1%歷史
CVACovanta Holding CorpCOM975,870$1,888 萬<0.1%歷史
PAYOPayoneer Global Inc.COM2,049,353$1,748 萬<0.1%歷史
XENTIntersect ENT, Inc.COM604,219$1,607 萬<0.1%歷史
MDLAMedallia, Inc.COM426,132$1,443 萬<0.1%歷史
TSEMTower Semiconductor LtdSHS NEW443,303$1,326 萬<0.1%歷史
Lydall Inc550819106COM191,072$1,122 萬<0.1%–
YMMFull Truck Alliance Co. Ltd.SPONSORED ADS686,805$1,053 萬<0.1%歷史
CMAXCareMax, Inc.COM CL A1,032,160$997.1 萬<0.1%歷史
OSHOak Street Health, Inc.COM228,439$971.4 萬<0.1%歷史
CSODCornerstone OnDemand IncCOM165,585$948.1 萬<0.1%歷史
NTSTNETSTREIT Corp.COM373,989$884.5 萬<0.1%歷史
LICYLi-Cycle Holdings Corp.COMMON SHARES750,000$876.8 萬<0.1%歷史
PAEPAE IncCOM CL A1,386,957$829.1 萬<0.1%歷史
EVBGEverbridge, Inc.COM55,422$800.6 萬<0.1%歷史
LPSNLiveperson IncCOM126,438$733.3 萬<0.1%歷史
SKMSK Telecom Co LtdSPONSORED ADR222,218$660.5 萬<0.1%歷史
VRNSVaronis Systems IncCOM107,182$644.4 萬<0.1%歷史
Vasta Platform Ltd CL AG9440A109Stock1,326,706$605.2 萬<0.1%–
SEMSelect Medical Holdings CorpCOM156,537$560.9 萬<0.1%歷史
TPBTurning Point Brands, Inc.COM117,062$548.5 萬<0.1%歷史
PAXPatria Investments LtdCOM CL A335,635$546.8 萬<0.1%歷史
PENNPENN Entertainment, Inc.COM71,395$504.7 萬<0.1%歷史
RDYDr Reddys Laboratories LtdADR74,157$480.8 萬<0.1%歷史
FSTFAST Acquisition Corp.COM CL A400,000$480.4 萬<0.1%歷史
BRSPBrightSpire Capital, Inc.COM CL A487,017$457.3 萬<0.1%歷史
AGYSAgilysys IncCOM87,791$453.5 萬<0.1%歷史
TXNMTXNM Energy IncCOM84,982$420.5 萬<0.1%歷史
APPNAppian CorpCL A43,882$397.1 萬<0.1%歷史
Dexcom Inc252131AK3NOTE 0.250%11/1–$354.3 萬<0.1%–
SKYTSkyWater Technology, LLCCOM116,505$307.9 萬<0.1%歷史
Marquee Raine Acquisition CoG58442107CL A SHS292,405$292.1 萬<0.1%–
Ion Acquisition Corp 2 LtdG49393104SHS CL A255,041$252.7 萬<0.1%–
MTLSMaterialise NVSPONSORED ADS123,138$247.5 萬<0.1%歷史
KRYSKrystal Biotech, Inc.COM45,246$234.8 萬<0.1%歷史
RSKDRiskified Ltd.SHS CL A98,380$224.4 萬<0.1%歷史
GGPIGores Guggenheim, Inc.CLASS A COM215,890$220.6 萬<0.1%歷史
BGCBGC Group, Inc.CL A419,486$218.0 萬<0.1%歷史
Northern Genesis Acquisition66516U101COMMON STOCK182,173$180.9 萬<0.1%–
Dragoneer Growth Oppty CorpG28314105SHS CL A173,707$172.8 萬<0.1%–
890 5th Ave Partners Inc28250A105COM CL A170,028$168.5 萬<0.1%–
BSCLBILI Social International, Inc.BULSHS 2021 CB77,069$162.5 萬<0.1%歷史
SWBKSwitchback II CorpCOM CL A162,898$162.2 萬<0.1%歷史
Exact Sciences Corp30063PAC9NOTE 0.375% 3/0–$151.5 萬<0.1%–
DCPDCP Midstream, LPCOM UT LTD PTN40,000$112.9 萬<0.1%歷史
Ozon Hldgs PLC69269L104SPONSORED ADS21,865$108.3 萬<0.1%–
Power & Digital Infra Acq Co739190106COM CL A100,000$101.1 萬<0.1%–
B Riley Principal 150 Merger05601V202UNIT 99/99/999998,900$98.6 萬<0.1%–
VERVEREIT, Inc.COM20,349$92.0 萬<0.1%歷史
FMTXForma Therapeutics Holdings, Inc.SHS32,301$74.9 萬<0.1%歷史
SUNSunoco LPCOM UT REP LP20,000$74.6 萬<0.1%歷史
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF5,458$73.0 萬<0.1%–
iShares Tr464288414NATIONAL MUN ETF5,791$67.3 萬<0.1%–
BP Midstream Partners LP0556EL109UNIT LTD PTNR50,000$66.3 萬<0.1%–
CORNTeucrium Commodity TrustCORN FD SHS31,206$62.9 萬<0.1%歷史
PATHUiPath, Inc.Stock11,861$62.4 萬<0.1%歷史
TBLATaboola.com Ltd.ORD SHS73,321$62.0 萬<0.1%歷史
RAMPLiveRamp Holdings, Inc.COM12,396$57.6 萬<0.1%歷史
Enable Midstream Partners, LP292480100COM UNIT RP IN70,000$56.8 萬<0.1%–
Schwab International Equity ETF808524805ETF14,354$55.5 萬<0.1%–
CareMax, Inc.14171W111*W EXP 06/08/202207,452$55.0 萬<0.1%–
BYNDBeyond Meat, Inc.COM4,881$50.2 萬<0.1%歷史
AEOAmerican Eagle Outfitters IncCOM16,693$43.1 萬<0.1%歷史
LHCGLHC Group, IncCOM2,680$40.8 萬<0.1%歷史
LNWOLight & Wonder, Inc.COM5,260$36.4 萬<0.1%歷史
OECOrion S.A.COM19,785$36.1 萬<0.1%歷史
Brookfield Asset Mgmt ReinsG16169107CL A EXCH LT VTG6,440$35.8 萬<0.1%–
Ares Acquisition CorporationG33032114UNIT 99/99/999935,763$35.4 萬<0.1%–
Schwab U.S. Large-Cap Growth ETF808524300ETF2,029$30.0 萬<0.1%–
iShares Tr464288877EAFE VALUE ETF5,189$26.4 萬<0.1%–
PHRPhreesia, Inc.COM4,095$25.3 萬<0.1%歷史
ALEAllete IncCOM NEW4,169$24.8 萬<0.1%歷史
Wayfair Inc.94419LAB7NOTE 0.375% 9/0–$24.4 萬<0.1%–
STEMStem, Inc.CL A10,008$23.9 萬<0.1%歷史
GANGAN LtdORD SHS15,000$22.3 萬<0.1%歷史
iShares U S ETF Tr46431W507SHOR DURA BD ETF4,410$22.1 萬<0.1%–
BUDAnheuser-Busch InBev SA/NVADR3,815$21.2 萬<0.1%歷史
Pershing Square Tontine Hldg71531R109COM CL A10,670$21.0 萬<0.1%–
ALLOAllogene Therapeutics, Inc.COM8,085$20.8 萬<0.1%歷史
SDGRSchrodinger, Inc.COM3,802$20.7 萬<0.1%歷史
BFLYButterfly Network, Inc.COM CL A19,700$20.6 萬<0.1%歷史
FMSFresenius Medical Care AGSPONSORED ADR5,875$20.5 萬<0.1%歷史
Turquoise Hill Res Ltd900435207COM13,395$19.8 萬<0.1%–
AMWLAmerican Well CorpCL A13,205$12.0 萬<0.1%歷史
Marquee Raine Acquisition CoG58442123*W EXP 12/01/20285,987$11.5 萬<0.1%–
IQiQIYI, Inc.SPONSORED ADS12,615$9.60 萬<0.1%歷史
Gores Guggenheim, Inc.38286Q115*W EXP 03/25/20243,178$9.00 萬<0.1%–