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Neuberger Berman Group LLC

SEC CIK
0001465109
最新申報
2026/8/13

2021 年第 3 季持倉

持倉截至 2021/9/30,2021/11/12 申報。只含多頭部位,變化是跟 2021 年第 2 季比股數。

機構總覽
持股檔數
1,753
較 2021 年第 2 季 +4
總值
$1,144 億
較 2021 年第 2 季 −$1.87 億 (−0.2%)
申報日
2021/11/12
SEC
Neuberger Berman Group LLC 在 2021 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
RCReady Capital CorpCOM90,391$129.9 萬<0.1%+75,014+487.8%加碼歷史
Vanguard Morningstar Small-Cap ETF922908751ETF5,961$130.3 萬<0.1%+1,311+28.2%加碼–
AGIOAgios Pharmaceuticals, Inc.COM28,307$130.4 萬<0.1%−4,665−14.1%減碼歷史
YUMYum Brands IncStock19,141$132.2 萬<0.1%−1,159−5.7%減碼歷史
BNYBank of New York Mellon CorpStock31,720$132.2 萬<0.1%−905−2.8%減碼歷史
Sailpoint Technologies Holdings, Inc.78781P105COM32,642$135.2 萬<0.1%+1,714+5.5%加碼–
ABEVAmbev S.A.SPONSORED ADR493,347$136.1 萬<0.1%−436−0.1%減碼歷史
RDNWRideNow Group, Inc.COM CL B35,000$136.4 萬<0.1%+35,000新進歷史
AVOMission Produce, Inc.COM74,300$136.6 萬<0.1%00.0%不變歷史
FARMFarmer Brothers CoCOM162,750$136.9 萬<0.1%−17,000−9.5%減碼歷史
CCSCentury Communities, Inc.COM22,313$137.1 萬<0.1%+100.0%加碼歷史
UHALU-Haul Holding CoCOM2,151$139.0 萬<0.1%+2,151新進歷史
FOXAFox CorpCL A COM38,486$139.1 萬<0.1%−70,229−64.6%減碼歷史
Invesco Exch TRD SLF Idx FD46138J841BULSHS 2024 CB63,428$140.2 萬<0.1%00.0%不變–
ZZillow Group, Inc.CL C CAP STK16,509$140.5 萬<0.1%+857+5.5%加碼歷史
LHLabcorp Holdings Inc.COM NEW5,457$140.8 萬<0.1%−2,601−32.3%減碼歷史
BKEPBlueknight Energy Partners, L.P.COM UNIT468,889$143.0 萬<0.1%−35,211−7.0%減碼歷史
LSILife Storage, Inc.COM12,662$143.5 萬<0.1%−1,729−12.0%減碼歷史
Climate Real Impact Slutins187171103COM CL A148,774$145.5 萬<0.1%+148,774新進–
TLKPerusahaan Perseroan Persero PT Telekomunikasi Indonesia TBKSPONSORED ADR57,441$145.9 萬<0.1%−564−1.0%減碼歷史
CERNCERNER CorpCOM22,512$146.0 萬<0.1%−3,143−12.3%減碼歷史
CZNCCitizens & Northern CorpCOM57,849$146.1 萬<0.1%−1,612−2.7%減碼歷史
iShares Tr464287861EUROPE ETF28,384$147.9 萬<0.1%−198−0.7%減碼–
FZTFAST Acquisition Corp. IICL A153,025$148.4 萬<0.1%+153,025新進歷史
RPMRPM International IncCOM19,193$148.8 萬<0.1%−6,194−24.4%減碼歷史
COFCapital One Financial CorpStock12,575$149.8 萬<0.1%−695−5.2%減碼歷史
NTRSNorthern Trust CorpCOM15,775$151.1 萬<0.1%−682−4.1%減碼歷史
Exact Sciences Corp30063PAC9NOTE 0.375% 3/0–$151.5 萬<0.1%–––
Vanguard Ftse Developed Markets ETF921943858ETF44,954$151.7 萬<0.1%−1,756−3.8%減碼–
ASANAsana, Inc.CL A16,172$153.1 萬<0.1%−1,209−7.0%減碼歷史
TRTNTriton International LtdCL A29,477$153.3 萬<0.1%−13,347−31.2%減碼歷史
USPHU S Physical Therapy IncCOM13,907$153.7 萬<0.1%+1,970+16.5%加碼歷史
EHCEncompass Health CorpCOM20,718$154.3 萬<0.1%−213,126−91.1%減碼歷史
BIIBBiogen Inc.COM7,894$154.5 萬<0.1%−16−0.2%減碼歷史
AOSSmith A O CorpCOM26,427$155.9 萬<0.1%−2,506−8.7%減碼歷史
VMEOVimeo, Inc.COMMON STOCK53,519$157.0 萬<0.1%−327,178−85.9%減碼歷史
TALOTalos Energy Inc.COM114,896$157.8 萬<0.1%+114,896新進歷史
iShares MSCI Acwi Ex U.S. ETF464288240ETF28,500$157.9 萬<0.1%+28,500新進–
IRIngersoll Rand Inc.COM31,494$158.8 萬<0.1%−2,944−8.5%減碼歷史
BRKRBruker CorpCOM20,946$159.0 萬<0.1%−234−1.1%減碼歷史
ITGartner IncCOM7,017$159.9 萬<0.1%+355+5.3%加碼歷史
HEI.AHeico CorpCL A13,724$160.9 萬<0.1%+2,393+21.1%加碼歷史
RACEFerrari N.V.COM7,845$161.7 萬<0.1%+1,558+24.8%加碼歷史
VCVisteon CorpCOM NEW17,758$162.0 萬<0.1%−236,175−93.0%減碼歷史
SWBKSwitchback II CorpCOM CL A162,898$162.2 萬<0.1%00.0%不變歷史
BSCLBILI Social International, Inc.BULSHS 2021 CB77,069$162.5 萬<0.1%00.0%不變歷史
Vanguard Total World Stock ETF922042742ETF16,022$163.2 萬<0.1%00.0%不變–
VSTOVista Outdoor Inc.COM41,487$164.3 萬<0.1%+190.0%加碼歷史
Vanguard Morningstar Mid-Cap ETF922908629ETF6,980$165.3 萬<0.1%+1,441+26.0%加碼–
NCNOnCino, Inc.COM23,351$165.9 萬<0.1%+3,966+20.5%加碼歷史
GETRGetaround, IncCL A COM170,028$166.3 萬<0.1%+170,028新進歷史
IESCIES Holdings, Inc.COM36,539$166.9 萬<0.1%+5,900+19.3%加碼歷史
Natura &CO Hldg S A63884N108ADS101,395$168.2 萬<0.1%+51,276+102.3%加碼–
890 5th Ave Partners Inc28250A105COM CL A170,028$168.5 萬<0.1%+170,028新進–
UGIUgi CorpStock41,016$168.6 萬<0.1%−2,759−6.3%減碼歷史
Whole Earth Brands, Inc.96684W126*W EXP 06/25/2021,149,405$169.0 萬<0.1%+701,800+156.8%加碼–
Dragoneer Growth Oppty CorpG28314105SHS CL A173,707$172.8 萬<0.1%00.0%不變–
AFGAmerican Financial Group IncCOM13,919$174.6 萬<0.1%+10,633+323.6%加碼歷史
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD332,815$175.4 萬<0.1%−25,763−7.2%減碼歷史
iShares Core S&P Mid-Cap ETF464287507ETF6,669$175.5 萬<0.1%+160+2.5%加碼–
TWTRTwitter, Inc.COM34,986$178.1 萬<0.1%−193−0.5%減碼歷史
AZTAAzenta, Inc.COM19,200$179.1 萬<0.1%−51,456−72.8%減碼歷史
Paramount Global92556H206CL B56,067$179.9 萬<0.1%+9,765+21.1%加碼–
MXCTMaxcyte, Inc.COM149,887$180.7 萬<0.1%+149,887新進歷史
Northern Genesis Acquisition66516U101COMMON STOCK182,173$180.9 萬<0.1%+182,173新進–
LIILennox International IncCOM6,133$181.0 萬<0.1%−703−10.3%減碼歷史
XNCRXencor IncCOM55,603$181.6 萬<0.1%+55,603新進歷史
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB84,648$182.2 萬<0.1%+2,318+2.8%加碼–
iShares Tr46435G672CORE INTL AGGR33,647$185.1 萬<0.1%00.0%不變–
Vanguard Morningstar Total Stock Market ETF922908769ETF8,342$185.2 萬<0.1%−989−10.6%減碼–
SMGScotts Miracle-Gro CoStock12,692$185.5 萬<0.1%−1,378−9.8%減碼歷史
DLADelta Apparel, IncCOM68,049$185.8 萬<0.1%−2,601−3.7%減碼歷史
IBKRInteractive Brokers Group, Inc.Stock29,852$186.1 萬<0.1%+5,283+21.5%加碼歷史
OLOOlo Inc.CL A62,095$186.4 萬<0.1%+2,846+4.8%加碼歷史
NNNNNN REIT, Inc.REIT43,293$186.6 萬<0.1%−356,465−89.2%減碼歷史
Social Leverage Acquisn Corp83363K102COM CL A191,281$187.1 萬<0.1%+191,281新進–
Vanguard Scottsdale FDS92206C813LG-TERM COR BD17,804$188.0 萬<0.1%00.0%不變–
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD73,190$191.9 萬<0.1%+18,900+34.8%加碼–
BRBroadridge Financial Solutions, Inc.Stock13,096$192.9 萬<0.1%−163−1.2%減碼歷史
DASHDoorDash, Inc.Stock9,780$194.1 萬<0.1%+9,780新進歷史
LULufax Holding LtdADS REP SHS CL A281,155$194.6 萬<0.1%+186,004+195.5%加碼歷史
BMRNBiomarin Pharmaceutical IncCOM27,245$195.9 萬<0.1%−5,386−16.5%減碼歷史
DCIDonaldson Co IncStock34,399$196.8 萬<0.1%+548+1.6%加碼歷史
PCRXPacira BioSciences, Inc.COM35,649$199.6 萬<0.1%−15,510−30.3%減碼歷史
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR305,506$200.8 萬<0.1%+1,888+0.6%加碼歷史
UVVUniversal CorpCOM41,673$201.4 萬<0.1%−1,191−2.8%減碼歷史
ACGLArch Capital Group Ltd.Stock53,275$201.9 萬<0.1%+76+0.1%加碼歷史
OCOwens CorningStock23,911$203.6 萬<0.1%−12,269−33.9%減碼歷史
DDDuPont de Nemours, Inc.COM33,060$204.1 萬<0.1%−636,924−95.1%減碼歷史
XPXP Inc.CL A52,338$205.5 萬<0.1%+3,684+7.6%加碼歷史
HASHasbro, Inc.COM23,745$208.8 萬<0.1%−258−1.1%減碼歷史
LYVLive Nation Entertainment, Inc.COM24,180$210.2 萬<0.1%+3,116+14.8%加碼歷史
ATHMAutohome Inc.SP ADS RP CL A45,573$211.5 萬<0.1%+18,466+68.1%加碼歷史
APLSApellis Pharmaceuticals, Inc.COM64,196$211.6 萬<0.1%+64,196新進歷史
CFCF Industries Holdings, Inc.COM38,398$212.9 萬<0.1%+11,153+40.9%加碼歷史
LOGILogitech International S.A.SHS23,916$213.5 萬<0.1%−1,627−6.4%減碼歷史
GSKGSK plcSPONSORED ADR56,447$213.6 萬<0.1%−2,881−4.9%減碼歷史
NOVASunnova Energy International Inc.COM71,567$214.8 萬<0.1%−22,607−24.0%減碼歷史
MTXMinerals Technologies IncCOM30,975$216.3 萬<0.1%−30,008−49.2%減碼歷史
SBEASBEA Merger Sub LLCCOM CL A221,775$216.9 萬<0.1%+221,775新進歷史

選擇權(5 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Neuberger Berman Group LLC 在 2021 年第 3 季的選擇權部位
證券類別賣權買權
AMDAdvanced Micro Devices IncStock$80.1 萬$29.2 萬
RKLBRocket Lab CorpCOM$106.8 萬–
APOApollo Global Management, Inc.COM CL A–$100.4 萬
XLNXXilinx IncCOM$97.6 萬–
SPYSPDR S&P 500 ETF TrustETF$23.0 萬–

2021 年第 2 季之後清倉(130 檔)

2021 年第 2 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 130 檔。

Neuberger Berman Group LLC 在 2021 年第 2 季之後清倉的部位
證券類別2021 年第 2 季股數2021 年第 2 季市值2021 年第 2 季佔組合 %紀錄
ALXNAlexion Pharmaceuticals, Inc.COM769,228$1.41 億0.1%歷史
PDDPDD Holdings Inc.SPONSORED ADS647,476$8,224 萬0.1%歷史
BWABorgwarner IncCOM1,206,950$5,857 萬0.1%歷史
RRCRange Resources CorpCOM2,813,884$4,712 萬<0.1%歷史
MXIMMaxim Integrated Products IncCOM388,032$4,085 萬<0.1%歷史
MOMOHello Group Inc.ADR1,904,769$2,917 萬<0.1%歷史
BILIBilibili Inc.SPONS ADS REP Z223,579$2,724 萬<0.1%歷史
WORKSlack Technologies, Inc.COM CL A523,226$2,318 萬<0.1%歷史
QTWOQ2 Holdings, Inc.COM209,401$2,148 萬<0.1%歷史
RXTRackspace Technology, Inc.COM975,751$1,916 萬<0.1%歷史
Chindata Group Hldgs Ltd16955F107ADS1,220,287$1,841 萬<0.1%–
SNVSynovus Financial CorpCOM NEW407,945$1,789 萬<0.1%歷史
NAVNavistar International CorpCOM397,537$1,768 萬<0.1%歷史
Twitter, Inc.90184LAD4NOTE 1.000% 9/1–$1,375 萬<0.1%–
GAPGap IncCOM401,301$1,343 萬<0.1%歷史
FLFoot Locker, Inc.COM213,435$1,315 萬<0.1%歷史
PFPTProofpoint IncCOM75,575$1,307 萬<0.1%歷史
Soaring Eagle Acquisition CoG8354H126CL A SHS928,492$924.8 萬<0.1%–
DOCSDoximity, Inc.CL A157,500$916.7 萬<0.1%歷史
LMNXLuminex CorpCOM223,331$792.6 萬<0.1%歷史
GRAW R Grace & CoCOM102,527$708.5 萬<0.1%歷史
RGENRepligen CorpCOM35,172$696.1 萬<0.1%歷史
CDLXCardlytics, Inc.COM44,897$569.1 萬<0.1%歷史
Brookfield Property Partrs LG16249107UNIT LTD PARTN234,126$444.9 萬<0.1%–
Adit Edtech Acquisition Corp007024201UNIT 99/99/9999425,069$425.5 萬<0.1%–
Nextgen Acquisition Corp IIG65317110UNIT 03/23/2026386,155$417.0 萬<0.1%–
PARPar Technology CorpCOM56,074$391.8 萬<0.1%歷史
LASRNlight, Inc.COM106,788$387.0 萬<0.1%歷史
VERIVeritone, Inc.COM182,015$358.2 萬<0.1%歷史
Peridot Acquisition Corp. IIG7008B113UNIT 99/99/9999357,058$356.7 萬<0.1%–
MRTXMirati Therapeutics, Inc.COM20,257$326.8 萬<0.1%歷史
MTORMeritor, Inc.COM132,952$311.0 萬<0.1%歷史
Fireeye Inc31816QAD3NOTE 1.625% 6/0–$298.5 萬<0.1%–
SPTSprout Social, Inc.COM CL A33,342$297.7 萬<0.1%歷史
Splunk Inc848637AF1NOTE 1.125% 6/1–$290.9 萬<0.1%–
Property Solutions Acquisiti74350A207UNIT 03/01/2026292,605$290.6 萬<0.1%–
Ion Acquisition Corp 2 LtdG49393120UNIT 99/99/9999255,041$257.3 萬<0.1%–
Gores Guggenheim, Inc.38286Q206UNIT 03/25/2028250,804$251.3 萬<0.1%–
Biomarin Pharmaceutical Inc09061GAK7NOTE 1.250% 5/1–$251.0 萬<0.1%–
COLLCollegium Pharmaceutical, IncCOM103,933$245.4 萬<0.1%歷史
Vectoiq Acquisition Corp II92244F208UNIT 99/99/9999232,853$239.1 萬<0.1%–
WHDCactus, Inc.CL A64,958$234.7 萬<0.1%歷史
Brookfield Ppty REIT Inc11282X103CL A121,925$230.3 萬<0.1%–
Interprivate III Financial P46064R205UNIT 99/99/9999226,704$226.3 萬<0.1%–
Interprivate IV Infratech PR46064T201UNIT 03/05/2026226,704$225.6 萬<0.1%–
Silverbox Engaged Merger Co82836L200UNIT 03/31/2028221,775$221.8 萬<0.1%–
Social Leverage Acquisn Corp83363K201UNIT 99/99/9999191,281$191.1 萬<0.1%–
RHIRobert Half Inc.COM21,440$190.8 萬<0.1%歷史
Northern Genesis Acquisition66516U200UNIT 99/99/9999182,173$190.8 萬<0.1%–
Atotech LtdG0625A105COM74,199$189.4 萬<0.1%–
890 5th Ave Partners Inc28250A204UNIT 01/12/2026170,028$174.4 萬<0.1%–
Interprivate II Acquisition46064Q207UNIT 99/99/9999170,028$169.5 萬<0.1%–
FAST Acquisition Corp. II311874200UNIT 03/16/2026153,025$153.3 萬<0.1%–
Climate Real Impact Slutins187171202UNIT 99/99/9999148,774$150.6 萬<0.1%–
KGCKinross Gold CorpCOM236,882$150.5 萬<0.1%歷史
iShares Tr46429B671MSCI CHINA ETF17,600$145.1 萬<0.1%–
BBDBank BradescoSP ADR PFD NEW272,039$138.3 萬<0.1%歷史
ScION Tech Growth IIG31070124UNIT 99/99/9999132,834$131.9 萬<0.1%–
ARRYArray Technologies, Inc.COM SHS83,811$128.1 萬<0.1%歷史
LGL Sys Acquisition Corp50201G106COM CL A127,521$127.4 萬<0.1%–
ACHRArcher Aviation Inc.COM127,521$127.0 萬<0.1%歷史
OPAL Fuels Inc.G0R21B120UNIT 03/16/2028125,402$125.9 萬<0.1%–
Churchill Capital Corp VII17144M201UNIT 99/99/9999125,021$125.1 萬<0.1%–
Finserv Acquisition Corp. II31809Y202UNIT 02/17/2026113,351$113.4 萬<0.1%–
DOOBRP Inc.COM SUN VTG14,264$111.7 萬<0.1%歷史
Group Nine Acquisition Corp.39947R203UNIT 01/15/2026102,017$102.5 萬<0.1%–
Soaring Eagle Acquisition CoG8354H100UNIT 02/23/202694,850$100.4 萬<0.1%–
RITMRithm Capital Corp.REIT98,603$99.3 萬<0.1%歷史
MFICMidCap Financial Investment CorpCOM NEW68,714$93.8 萬<0.1%歷史
SAFMSanderson Farms IncCOM4,928$92.6 萬<0.1%歷史
TCW Special Purpose Acqu Cor87301L205UNIT 99/99/999985,014$84.8 萬<0.1%–
Moringa Acquisition CorpG6S23K116UNIT 02/16/202685,014$84.7 萬<0.1%–
ONTFON24 Inc.COM22,875$81.2 萬<0.1%歷史
Virgin Group Acquisit Corp IG9460K110UNIT 99/99/999980,777$80.9 萬<0.1%–
Brookfield Business PartnersG16234109UNIT LTD L P16,825$77.9 萬<0.1%–
FDUSFidus Investment CorpCOM41,223$70.1 萬<0.1%歷史
Qell Acquisition CorpG7307X121UNIT 10/01/202559,125$61.9 萬<0.1%–
CPRICapri Holdings LtdSHS13,033$61.2 萬<0.1%歷史
International FLAVORS&FRAGRA459506309UNIT 09/15/202111,083$56.1 萬<0.1%–
Pershing Square Tontine Hldg71531R117*W EXP 07/24/20281,163$51.2 萬<0.1%–
INNVInnovAge Holding Corp.COM24,600$50.2 萬<0.1%歷史
Dada Nexus Ltd23344D108ADS17,000$49.3 萬<0.1%–
PCHPotlatchdeltic CorpCOM9,253$49.2 萬<0.1%歷史
Supernova Partners Acquisiti86846V207UNIT 99/99/999946,024$48.0 萬<0.1%–
ACIAlbertsons Companies, Inc.COMMON STOCK22,707$41.2 萬<0.1%歷史
Reinvent Technology PartnersG7484L114UNIT 03/12/202639,237$39.6 萬<0.1%–
Grid Dynamics Hldgs Inc39813G117*W EXP 03/05/20273,714$38.7 萬<0.1%–
PRVAPrivia Health Group, Inc.COM8,400$37.3 萬<0.1%歷史
SFIXStitch Fix, Inc.Stock6,282$35.7 萬<0.1%歷史
Exact Sciences Corp30063PAA3NOTE 1.000% 1/1–$35.5 萬<0.1%–
SLQTSelectQuote, Inc.COM24,049$35.1 萬<0.1%歷史
UTHRUnited Therapeutics CorpCOM2,171$34.8 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E149S&P SMLCP HELT1,780$34.5 萬<0.1%–
TCPCBlackRock TCP Capital Corp.COM23,395$32.3 萬<0.1%歷史
CCNECNB Financial CorpCOM12,965$29.6 萬<0.1%歷史
CPERUnited States Commodity Index Funds TrustCM REP COPP FD11,100$29.1 萬<0.1%歷史
ARK Innovation ETF00214Q104ETF2,183$28.5 萬<0.1%–
HRBH&R Block IncCOM12,054$28.3 萬<0.1%歷史
STORStore Capital LLCCOM8,417$27.8 萬<0.1%歷史
SFStifel Financial CorpCOM4,279$27.7 萬<0.1%歷史