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Neuberger Berman Group LLC

SEC CIK
0001465109
最新申報
2026/8/13

2021 年第 3 季持倉

持倉截至 2021/9/30,2021/11/12 申報。只含多頭部位,變化是跟 2021 年第 2 季比股數。

機構總覽
持股檔數
1,753
較 2021 年第 2 季 +4
總值
$1,144 億
較 2021 年第 2 季 −$1.87 億 (−0.2%)
申報日
2021/11/12
SEC
Neuberger Berman Group LLC 在 2021 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
WLYJohn Wiley & Sons, Inc.CL A10,763$54.0 萬<0.1%+3,555+49.3%加碼歷史
NYTNew York Times CoCL A12,333$54.2 萬<0.1%−1,016−7.6%減碼歷史
Vanguard Total Bond Market ETF921937835ETF6,357$54.3 萬<0.1%−160−2.5%減碼–
WTRGEssential Utilities, Inc.COM11,827$54.5 萬<0.1%+59+0.5%加碼歷史
SSRMSSR Mining Inc.Stock37,668$54.8 萬<0.1%+37,668新進歷史
Silvercrest Metals Inc828363101COM74,338$55.0 萬<0.1%+180.0%加碼–
CareMax, Inc.14171W111*W EXP 06/08/202207,452$55.0 萬<0.1%−1,989−0.9%減碼–
AKAMAkamai Technologies IncCOM6,187$55.4 萬<0.1%−1,829−22.8%減碼歷史
Schwab International Equity ETF808524805ETF14,354$55.5 萬<0.1%−3,416−19.2%減碼–
SALSalisbury Bancorp, Inc.COM10,925$55.6 萬<0.1%−1,197−9.9%減碼歷史
WisdomTree Tr97717W505US MIDCAP DIVID13,469$55.8 萬<0.1%00.0%不變–
SNPSSynopsys IncCOM3,263$56.1 萬<0.1%+167+5.4%加碼歷史
State Street Industrial Select Sector SPDR ETF81369Y704ETF5,785$56.6 萬<0.1%−73−1.2%減碼–
Vanguard Index FDS922908652EXTEND MKT ETF3,114$56.8 萬<0.1%−700−18.4%減碼–
Enable Midstream Partners, LP292480100COM UNIT RP IN70,000$56.8 萬<0.1%00.0%不變–
UMPQUmpqua Holdings CorpCOM30,825$57.1 萬<0.1%+20,187+189.8%加碼歷史
RAMPLiveRamp Holdings, Inc.COM12,396$57.6 萬<0.1%00.0%不變歷史
iShares Tr464287150CORE S&P TTL STK5,886$57.9 萬<0.1%−1,600−21.4%減碼–
VTRVentas, Inc.REIT12,233$58.1 萬<0.1%−57−0.5%減碼歷史
IRIXIridex CorpCOM75,850$58.1 萬<0.1%+20,000+35.8%加碼歷史
RDNRadian Group IncCOM25,746$58.5 萬<0.1%+25,746新進歷史
CUZCousins Properties IncCOM NEW15,866$58.5 萬<0.1%+1,153+7.8%加碼歷史
iShares Inc464286400MSCI BRAZIL ETF18,551$59.6 萬<0.1%+18,551新進–
Invesco Exch Traded FD Tr II46138E628KBW BK ETF8,906$59.7 萬<0.1%−585−6.2%減碼–
State Street Health Care Select Sector SPDR ETF81369Y209ETF4,713$60.0 萬<0.1%−247−5.0%減碼–
HPEHewlett Packard Enterprise CoCOM51,289$60.0 萬<0.1%+4,309+9.2%加碼歷史
PFSIPennyMac Financial Services, Inc.COM9,860$60.3 萬<0.1%+128+1.3%加碼歷史
OCULOcular Therapeutix, IncCOM60,539$60.5 萬<0.1%−650−1.1%減碼歷史
SNYSanofiSPONSORED ADR12,877$61.1 萬<0.1%+3,639+39.4%加碼歷史
JWNNordstrom IncStock24,152$61.3 萬<0.1%−124,263−83.7%減碼歷史
TTECTTEC Holdings, Inc.COM6,553$61.3 萬<0.1%+886+15.6%加碼歷史
ISBCInvestors Bancorp, Inc.COM40,641$61.4 萬<0.1%−5,479−11.9%減碼歷史
TBLATaboola.com Ltd.ORD SHS73,321$62.0 萬<0.1%−71,510−49.4%減碼歷史
iShares Inc464286780MSCI STH AFR ETF13,200$62.1 萬<0.1%−5,300−28.6%減碼–
iShares Tr464288430ASIA 50 ETF7,940$62.1 萬<0.1%00.0%不變–
PATHUiPath, Inc.Stock11,861$62.4 萬<0.1%+501+4.4%加碼歷史
WALWestern Alliance BancorporationCOM6,242$62.6 萬<0.1%+62+1.0%加碼歷史
PFGPrincipal Financial Group IncCOM12,256$62.7 萬<0.1%−3,061−20.0%減碼歷史
CORNTeucrium Commodity TrustCORN FD SHS31,206$62.9 萬<0.1%+211+0.7%加碼歷史
EGPEastgroup Properties IncCOM3,819$63.3 萬<0.1%−63−1.6%減碼歷史
TGNATegna IncCOM34,221$63.4 萬<0.1%+8,442+32.7%加碼歷史
LBRDALiberty Broadband CorpCOM SER A3,867$64.2 萬<0.1%−136−3.4%減碼歷史
PLTRPalantir Technologies Inc.Stock29,523$64.7 萬<0.1%+29,523新進歷史
MLABMesa Laboratories IncCOM2,143$64.7 萬<0.1%+379+21.5%加碼歷史
BKCCBlackRock Capital Investment CorpCOM169,476$65.2 萬<0.1%+169,476新進歷史
MDYSPDR S&P Midcap 400 ETF TrustETF1,360$65.4 萬<0.1%−226−14.2%減碼歷史
PAAPlains All American Pipeline LPUNIT LTD PARTN65,049$66.2 萬<0.1%−33,715−34.1%減碼歷史
BENFranklin Templeton IncCOM26,765$66.3 萬<0.1%−40,971−60.5%減碼歷史
BP Midstream Partners LP0556EL109UNIT LTD PTNR50,000$66.3 萬<0.1%−72,020−59.0%減碼–
iShares Tr464287689RUSSELL 3000 ETF2,618$66.7 萬<0.1%−90−3.3%減碼–
CUBECubeSmartREIT16,839$66.8 萬<0.1%−7,342−30.4%減碼歷史
iShares Inc464286657MSCI BIC ETF13,859$66.8 萬<0.1%00.0%不變–
iShares Tr464288414NATIONAL MUN ETF5,791$67.3 萬<0.1%−19−0.3%減碼–
HIHillenbrand, Inc.COM15,848$67.5 萬<0.1%+10,023+172.1%加碼歷史
Nextera Energy Inc65339F796UNIT 09/01/2022S11,560$67.8 萬<0.1%00.0%不變–
KEYKeycorpCOM37,585$68.2 萬<0.1%−6,798−15.3%減碼歷史
Vanguard Energy ETF92204A306ETF9,253$68.4 萬<0.1%00.0%不變–
MDUMdu Resources Group IncStock23,136$68.6 萬<0.1%−3,847−14.3%減碼歷史
Invesco Exchange Traded FD T46137V142WATER RES ETF12,631$69.1 萬<0.1%00.0%不變–
PTYPIMCO Corporate & Income Opportunity FundCOM37,810$69.2 萬<0.1%+12,000+46.5%加碼歷史
CECelanese CorpStock4,660$69.3 萬<0.1%−8,124−63.5%減碼歷史
BRIDBridgford Foods CorpCOM56,699$69.5 萬<0.1%−7,400−11.5%減碼歷史
BAHBooz Allen Hamilton Holding CorpCL A8,942$70.0 萬<0.1%−7,056−44.1%減碼歷史
ENOVEnovis CORPCOM17,234$71.0 萬<0.1%+801+4.9%加碼歷史
ETREntergy CorpCOM9,809$71.1 萬<0.1%−80−0.8%減碼歷史
iShares Tr464287234MSCI EMG MKT ETF14,118$71.1 萬<0.1%+9,254+190.3%加碼–
HubSpot Inc443573AB6NOTE 0.250% 6/0–$71.1 萬<0.1%–––
State Street Utilities Select Sector SPDR ETF81369Y886ETF11,231$71.8 萬<0.1%+564+5.3%加碼–
CNRCore Natural Resources, Inc.COM27,758$72.2 萬<0.1%+120.0%加碼歷史
UBPUrstadt Biddle Properties IncCOM42,228$72.2 萬<0.1%00.0%不變歷史
EVREvercore Inc.CLASS A5,429$72.6 萬<0.1%+1,743+47.3%加碼歷史
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF5,458$73.0 萬<0.1%00.0%不變–
MAXMediaAlpha, Inc.CL A39,184$73.2 萬<0.1%+6,943+21.5%加碼歷史
JHGJanus Henderson Group Ltd.ORD SHS17,826$73.7 萬<0.1%−2,573−12.6%減碼歷史
MIDDMIDDLEBY CorpCOM4,493$73.8 萬<0.1%−111−2.4%減碼歷史
BTIBritish American Tobacco p.l.c.SPONSORED ADR20,987$73.9 萬<0.1%+3,107+17.4%加碼歷史
SHOOSteven Madden, Ltd.COM18,452$74.0 萬<0.1%+1,054+6.1%加碼歷史
MASMasco CorpCOM16,179$74.4 萬<0.1%−12,573−43.7%減碼歷史
CYRXCryoport, Inc.COM PAR $0.00111,185$74.4 萬<0.1%+11,185新進歷史
SUNSunoco LPCOM UT REP LP20,000$74.6 萬<0.1%00.0%不變歷史
PPTAPerpetua Resources Corp.COM150,000$74.7 萬<0.1%+150,000新進歷史
RLRalph Lauren CorpCL A6,748$74.9 萬<0.1%−1,862−21.6%減碼歷史
FMTXForma Therapeutics Holdings, Inc.SHS32,301$74.9 萬<0.1%+32,301新進歷史
WTMWhite Mountains Insurance Group LtdCOM740$75.5 萬<0.1%00.0%不變歷史
Liberty Media Corp Del531229607COM C SIRIUSXM17,286$75.6 萬<0.1%−985−5.4%減碼–
EQTEQT CorpStock39,606$76.0 萬<0.1%+3,730+10.4%加碼歷史
IMAXImax CorpCOM40,085$76.1 萬<0.1%00.0%不變歷史
CTOCTO Realty Growth, Inc.COM14,274$76.7 萬<0.1%00.0%不變歷史
VRSNVerisign IncCOM4,286$76.8 萬<0.1%+164+4.0%加碼歷史
TECKTeck Resources LtdCL B30,731$77.2 萬<0.1%+6,883+28.9%加碼歷史
Virgin Group Acquisit Corp IG9460K102SHS CL A80,777$78.4 萬<0.1%+80,777新進–
PTCPTC Inc.Stock6,585$78.6 萬<0.1%+79+1.2%加碼歷史
Vanguard Dividend Appreciation ETF921908844ETF5,130$78.8 萬<0.1%+837+19.5%加碼–
CHEFChefs' Warehouse, Inc.COM24,204$78.9 萬<0.1%+4,223+21.1%加碼歷史
ALSNAllison Transmission Holdings IncStock22,600$79.8 萬<0.1%−52,053−69.7%減碼歷史
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN10,375$80.1 萬<0.1%−564−5.2%減碼–
UGUnited Guardian IncCOM56,540$80.3 萬<0.1%−3,590−6.0%減碼歷史
FAFFirst American Financial CorpStock12,086$80.5 萬<0.1%−1,445−10.7%減碼歷史
CCEPCoca-Cola Europacific Partners plcSHS14,652$80.6 萬<0.1%−595−3.9%減碼歷史
SLGSL Green Realty CorpCOM11,400$80.8 萬<0.1%+1,134+11.0%加碼歷史

選擇權(5 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Neuberger Berman Group LLC 在 2021 年第 3 季的選擇權部位
證券類別賣權買權
AMDAdvanced Micro Devices IncStock$80.1 萬$29.2 萬
RKLBRocket Lab CorpCOM$106.8 萬–
APOApollo Global Management, Inc.COM CL A–$100.4 萬
XLNXXilinx IncCOM$97.6 萬–
SPYSPDR S&P 500 ETF TrustETF$23.0 萬–

2021 年第 2 季之後清倉(130 檔)

2021 年第 2 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 130 檔。

Neuberger Berman Group LLC 在 2021 年第 2 季之後清倉的部位
證券類別2021 年第 2 季股數2021 年第 2 季市值2021 年第 2 季佔組合 %紀錄
ALXNAlexion Pharmaceuticals, Inc.COM769,228$1.41 億0.1%歷史
PDDPDD Holdings Inc.SPONSORED ADS647,476$8,224 萬0.1%歷史
BWABorgwarner IncCOM1,206,950$5,857 萬0.1%歷史
RRCRange Resources CorpCOM2,813,884$4,712 萬<0.1%歷史
MXIMMaxim Integrated Products IncCOM388,032$4,085 萬<0.1%歷史
MOMOHello Group Inc.ADR1,904,769$2,917 萬<0.1%歷史
BILIBilibili Inc.SPONS ADS REP Z223,579$2,724 萬<0.1%歷史
WORKSlack Technologies, Inc.COM CL A523,226$2,318 萬<0.1%歷史
QTWOQ2 Holdings, Inc.COM209,401$2,148 萬<0.1%歷史
RXTRackspace Technology, Inc.COM975,751$1,916 萬<0.1%歷史
Chindata Group Hldgs Ltd16955F107ADS1,220,287$1,841 萬<0.1%–
SNVSynovus Financial CorpCOM NEW407,945$1,789 萬<0.1%歷史
NAVNavistar International CorpCOM397,537$1,768 萬<0.1%歷史
Twitter, Inc.90184LAD4NOTE 1.000% 9/1–$1,375 萬<0.1%–
GAPGap IncCOM401,301$1,343 萬<0.1%歷史
FLFoot Locker, Inc.COM213,435$1,315 萬<0.1%歷史
PFPTProofpoint IncCOM75,575$1,307 萬<0.1%歷史
Soaring Eagle Acquisition CoG8354H126CL A SHS928,492$924.8 萬<0.1%–
DOCSDoximity, Inc.CL A157,500$916.7 萬<0.1%歷史
LMNXLuminex CorpCOM223,331$792.6 萬<0.1%歷史
GRAW R Grace & CoCOM102,527$708.5 萬<0.1%歷史
RGENRepligen CorpCOM35,172$696.1 萬<0.1%歷史
CDLXCardlytics, Inc.COM44,897$569.1 萬<0.1%歷史
Brookfield Property Partrs LG16249107UNIT LTD PARTN234,126$444.9 萬<0.1%–
Adit Edtech Acquisition Corp007024201UNIT 99/99/9999425,069$425.5 萬<0.1%–
Nextgen Acquisition Corp IIG65317110UNIT 03/23/2026386,155$417.0 萬<0.1%–
PARPar Technology CorpCOM56,074$391.8 萬<0.1%歷史
LASRNlight, Inc.COM106,788$387.0 萬<0.1%歷史
VERIVeritone, Inc.COM182,015$358.2 萬<0.1%歷史
Peridot Acquisition Corp. IIG7008B113UNIT 99/99/9999357,058$356.7 萬<0.1%–
MRTXMirati Therapeutics, Inc.COM20,257$326.8 萬<0.1%歷史
MTORMeritor, Inc.COM132,952$311.0 萬<0.1%歷史
Fireeye Inc31816QAD3NOTE 1.625% 6/0–$298.5 萬<0.1%–
SPTSprout Social, Inc.COM CL A33,342$297.7 萬<0.1%歷史
Splunk Inc848637AF1NOTE 1.125% 6/1–$290.9 萬<0.1%–
Property Solutions Acquisiti74350A207UNIT 03/01/2026292,605$290.6 萬<0.1%–
Ion Acquisition Corp 2 LtdG49393120UNIT 99/99/9999255,041$257.3 萬<0.1%–
Gores Guggenheim, Inc.38286Q206UNIT 03/25/2028250,804$251.3 萬<0.1%–
Biomarin Pharmaceutical Inc09061GAK7NOTE 1.250% 5/1–$251.0 萬<0.1%–
COLLCollegium Pharmaceutical, IncCOM103,933$245.4 萬<0.1%歷史
Vectoiq Acquisition Corp II92244F208UNIT 99/99/9999232,853$239.1 萬<0.1%–
WHDCactus, Inc.CL A64,958$234.7 萬<0.1%歷史
Brookfield Ppty REIT Inc11282X103CL A121,925$230.3 萬<0.1%–
Interprivate III Financial P46064R205UNIT 99/99/9999226,704$226.3 萬<0.1%–
Interprivate IV Infratech PR46064T201UNIT 03/05/2026226,704$225.6 萬<0.1%–
Silverbox Engaged Merger Co82836L200UNIT 03/31/2028221,775$221.8 萬<0.1%–
Social Leverage Acquisn Corp83363K201UNIT 99/99/9999191,281$191.1 萬<0.1%–
RHIRobert Half Inc.COM21,440$190.8 萬<0.1%歷史
Northern Genesis Acquisition66516U200UNIT 99/99/9999182,173$190.8 萬<0.1%–
Atotech LtdG0625A105COM74,199$189.4 萬<0.1%–
890 5th Ave Partners Inc28250A204UNIT 01/12/2026170,028$174.4 萬<0.1%–
Interprivate II Acquisition46064Q207UNIT 99/99/9999170,028$169.5 萬<0.1%–
FAST Acquisition Corp. II311874200UNIT 03/16/2026153,025$153.3 萬<0.1%–
Climate Real Impact Slutins187171202UNIT 99/99/9999148,774$150.6 萬<0.1%–
KGCKinross Gold CorpCOM236,882$150.5 萬<0.1%歷史
iShares Tr46429B671MSCI CHINA ETF17,600$145.1 萬<0.1%–
BBDBank BradescoSP ADR PFD NEW272,039$138.3 萬<0.1%歷史
ScION Tech Growth IIG31070124UNIT 99/99/9999132,834$131.9 萬<0.1%–
ARRYArray Technologies, Inc.COM SHS83,811$128.1 萬<0.1%歷史
LGL Sys Acquisition Corp50201G106COM CL A127,521$127.4 萬<0.1%–
ACHRArcher Aviation Inc.COM127,521$127.0 萬<0.1%歷史
OPAL Fuels Inc.G0R21B120UNIT 03/16/2028125,402$125.9 萬<0.1%–
Churchill Capital Corp VII17144M201UNIT 99/99/9999125,021$125.1 萬<0.1%–
Finserv Acquisition Corp. II31809Y202UNIT 02/17/2026113,351$113.4 萬<0.1%–
DOOBRP Inc.COM SUN VTG14,264$111.7 萬<0.1%歷史
Group Nine Acquisition Corp.39947R203UNIT 01/15/2026102,017$102.5 萬<0.1%–
Soaring Eagle Acquisition CoG8354H100UNIT 02/23/202694,850$100.4 萬<0.1%–
RITMRithm Capital Corp.REIT98,603$99.3 萬<0.1%歷史
MFICMidCap Financial Investment CorpCOM NEW68,714$93.8 萬<0.1%歷史
SAFMSanderson Farms IncCOM4,928$92.6 萬<0.1%歷史
TCW Special Purpose Acqu Cor87301L205UNIT 99/99/999985,014$84.8 萬<0.1%–
Moringa Acquisition CorpG6S23K116UNIT 02/16/202685,014$84.7 萬<0.1%–
ONTFON24 Inc.COM22,875$81.2 萬<0.1%歷史
Virgin Group Acquisit Corp IG9460K110UNIT 99/99/999980,777$80.9 萬<0.1%–
Brookfield Business PartnersG16234109UNIT LTD L P16,825$77.9 萬<0.1%–
FDUSFidus Investment CorpCOM41,223$70.1 萬<0.1%歷史
Qell Acquisition CorpG7307X121UNIT 10/01/202559,125$61.9 萬<0.1%–
CPRICapri Holdings LtdSHS13,033$61.2 萬<0.1%歷史
International FLAVORS&FRAGRA459506309UNIT 09/15/202111,083$56.1 萬<0.1%–
Pershing Square Tontine Hldg71531R117*W EXP 07/24/20281,163$51.2 萬<0.1%–
INNVInnovAge Holding Corp.COM24,600$50.2 萬<0.1%歷史
Dada Nexus Ltd23344D108ADS17,000$49.3 萬<0.1%–
PCHPotlatchdeltic CorpCOM9,253$49.2 萬<0.1%歷史
Supernova Partners Acquisiti86846V207UNIT 99/99/999946,024$48.0 萬<0.1%–
ACIAlbertsons Companies, Inc.COMMON STOCK22,707$41.2 萬<0.1%歷史
Reinvent Technology PartnersG7484L114UNIT 03/12/202639,237$39.6 萬<0.1%–
Grid Dynamics Hldgs Inc39813G117*W EXP 03/05/20273,714$38.7 萬<0.1%–
PRVAPrivia Health Group, Inc.COM8,400$37.3 萬<0.1%歷史
SFIXStitch Fix, Inc.Stock6,282$35.7 萬<0.1%歷史
Exact Sciences Corp30063PAA3NOTE 1.000% 1/1–$35.5 萬<0.1%–
SLQTSelectQuote, Inc.COM24,049$35.1 萬<0.1%歷史
UTHRUnited Therapeutics CorpCOM2,171$34.8 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E149S&P SMLCP HELT1,780$34.5 萬<0.1%–
TCPCBlackRock TCP Capital Corp.COM23,395$32.3 萬<0.1%歷史
CCNECNB Financial CorpCOM12,965$29.6 萬<0.1%歷史
CPERUnited States Commodity Index Funds TrustCM REP COPP FD11,100$29.1 萬<0.1%歷史
ARK Innovation ETF00214Q104ETF2,183$28.5 萬<0.1%–
HRBH&R Block IncCOM12,054$28.3 萬<0.1%歷史
STORStore Capital LLCCOM8,417$27.8 萬<0.1%歷史
SFStifel Financial CorpCOM4,279$27.7 萬<0.1%歷史