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Neuberger Berman Group LLC

SEC CIK
0001465109
最新申報
2026/8/13

2021 年第 3 季持倉

持倉截至 2021/9/30,2021/11/12 申報。只含多頭部位,變化是跟 2021 年第 2 季比股數。

機構總覽
持股檔數
1,753
較 2021 年第 2 季 +4
總值
$1,144 億
較 2021 年第 2 季 −$1.87 億 (−0.2%)
申報日
2021/11/12
SEC
Neuberger Berman Group LLC 在 2021 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
LUMNLumen Technologies, Inc.Stock12,301$00.0%+12,301新進歷史
Tailwind Acquisition Corp87403Q110*W EXP 09/07/20210,000$6,000<0.1%00.0%不變–
TCW Special Purpose Acqu Cor87301L114*W EXP 99/99/99928,338$1.80 萬<0.1%+28,338新進–
YCBDcbdMD, Inc.COM10,000$2.10 萬<0.1%+10,000新進歷史
Churchill Capital Corp VII17144M110*W EXP 02/29/20225,004$2.30 萬<0.1%+25,004新進–
Group Nine Acquisition Corp.39947R112*W EXP 01/15/20234,005$2.40 萬<0.1%+34,005新進–
Finserv Acquisition Corp. II31809Y111*W EXP 02/17/20228,337$2.50 萬<0.1%+28,337新進–
Offerpad Solutions Inc.67623L117*W EXP 10/16/20215,341$2.70 萬<0.1%+15,341新進–
Interprivate IV Infratech PR46064T110*W EXP 03/05/20245,340$3.00 萬<0.1%+45,340新進–
Climate Real Impact Slutins187171111*W EXP 01/29/20229,754$3.10 萬<0.1%+29,754新進–
EDUNew Oriental Education & Technology Group Inc.SPON ADR17,115$3.20 萬<0.1%−3,072−15.2%減碼歷史
Interprivate II Acquisition46064Q116*W EXP 09/03/20234,005$3.40 萬<0.1%+34,005新進–
FAST Acquisition Corp. II311874119*W EXP 03/16/20238,256$3.50 萬<0.1%+38,256新進–
UAVSAgEagle Aerial Systems Inc.COM12,018$3.60 萬<0.1%00.0%不變歷史
Vectoiq Acquisition Corp II92244F117*W EXP 01/07/20246,570$3.60 萬<0.1%+46,570新進–
ENZBEnzo Biochem IncCOM10,836$3.80 萬<0.1%+10,836新進歷史
Social Leverage Acquisn Corp83363K110*W EXP 02/17/20247,820$4.00 萬<0.1%+47,820新進–
Taboola.com Ltd.M8744T114*W EXP 06/29/20221,845$4.00 萬<0.1%−8,255−27.4%減碼–
KOSKosmos Energy Ltd.COM14,000$4.10 萬<0.1%−4,913−26.0%減碼歷史
Switchback II CorpG8633T107*W EXP 01/07/20232,579$4.50 萬<0.1%00.0%不變–
XPLSolitario Resources Corp.COM87,056$4.80 萬<0.1%00.0%不變歷史
TELLTellurian Inc.COM12,196$4.80 萬<0.1%+500+4.3%加碼歷史
BRWSaba Capital Income & Opportunities FundSHARES10,700$4.90 萬<0.1%−2,268−17.5%減碼歷史
Property Solutions Acquisiti74350A116*W EXP 03/01/20273,151$5.10 萬<0.1%+73,151新進–
GALTGalectin Therapeutics IncCOM NEW13,614$5.30 萬<0.1%00.0%不變歷史
Silverbox Engaged Merger Co82836L119*W EXP 06/02/20273,925$5.30 萬<0.1%+73,925新進–
Interprivate III Financial P46064R114*W EXP 99/99/99945,340$5.80 萬<0.1%+45,340新進–
Ginkgo Bioworks Holdings, Inc.37611X118*W EXP 08/01/20218,690$6.30 萬<0.1%+18,690新進–
DPCM Cap Inc23344P119*W EXP 10/14/202102,972$6.40 萬<0.1%00.0%不變–
Northern Genesis Acquisition66516U119*W EXP 01/15/20260,724$6.50 萬<0.1%+60,724新進–
890 5th Ave Partners Inc28250A113*W EXP 01/12/20256,675$7.00 萬<0.1%+56,675新進–
Two Harbors Investment Corp.90187B408COM NEW12,922$7.30 萬<0.1%−353−2.7%減碼–
DXCDXC Technology CoStock10,399$8.40 萬<0.1%−23−0.2%減碼歷史
Independence Holdings CorpG4761A127*W EXP 03/31/20283,713$8.80 萬<0.1%+83,713新進–
Gores Guggenheim, Inc.38286Q115*W EXP 03/25/20243,178$9.00 萬<0.1%+43,178新進–
Epiphany Technology Acquisit29429X117*W EXP 01/12/202106,267$9.40 萬<0.1%00.0%不變–
IQiQIYI, Inc.SPONSORED ADS12,615$9.60 萬<0.1%−3,582,146−99.6%減碼歷史
Yamana Gold Inc98462Y100COM22,128$9.60 萬<0.1%−55,463−71.5%減碼–
Senior Connect Acquisitn Cor81723H116*W EXP 12/31/202148,451$10.5 萬<0.1%00.0%不變–
Adit Edtech Acquisition Corp007024110*W EXP 99/99/999212,534$10.6 萬<0.1%+212,534新進–
KKR Real Estate Fin Tr Inc48251KAB6NOTE 6.125% 5/1–$11.1 萬<0.1%–––
NOVNOV Inc.COM13,961$11.4 萬<0.1%+3,739+36.6%加碼歷史
Marquee Raine Acquisition CoG58442123*W EXP 12/01/20285,987$11.5 萬<0.1%00.0%不變–
AMWLAmerican Well CorpCL A13,205$12.0 萬<0.1%00.0%不變歷史
Sports Entertainment Acqu Co84918M106COM CL A12,800$12.8 萬<0.1%00.0%不變–
MROMarathon Oil CorpCOM14,300$13.2 萬<0.1%−677−4.5%減碼歷史
PRTYParty City Holdco Inc.COM18,919$13.4 萬<0.1%−1,716−8.3%減碼歷史
BRMKBroadmark Realty Capital Inc.COM14,165$14.0 萬<0.1%00.0%不變歷史
AMRNAmarin Corp PLCSPONS ADR NEW28,754$14.7 萬<0.1%00.0%不變歷史
CMLSQCumulus Media IncCOM CL A12,091$14.8 萬<0.1%00.0%不變歷史
SVF Investment Corp. 2G8601M100CL A SHS15,302$15.0 萬<0.1%00.0%不變–
ARLPAlliance Resource Partners LPStock13,938$15.2 萬<0.1%00.0%不變歷史
SASeabridge Gold IncCOM10,000$15.5 萬<0.1%00.0%不變歷史
BDNBrandywine Realty TrustSH BEN INT NEW12,827$17.0 萬<0.1%+132+1.0%加碼歷史
INNSummit Hotel Properties, Inc.COM18,812$17.7 萬<0.1%+37+0.2%加碼歷史
NRONeuberger Real Estate Securities Income Fund IncCOM37,649$18.1 萬<0.1%00.0%不變歷史
NAVINavient CorpCOM11,594$18.4 萬<0.1%+83+0.7%加碼歷史
PSLVSprott Physical Silver TrustPHYSICAL SILVER25,000$19.2 萬<0.1%00.0%不變歷史
RTLNecessity Retail REIT, Inc.COM CLASS A24,000$19.3 萬<0.1%+24,000新進歷史
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM14,605$19.5 萬<0.1%00.0%不變歷史
Turquoise Hill Res Ltd900435207COM13,395$19.8 萬<0.1%+13,395新進–
WASHWashington Trust Bancorp IncCOM3,789$20.1 萬<0.1%+3,789新進歷史
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS1,585$20.2 萬<0.1%00.0%不變–
IVACIntevac IncCOM42,400$20.3 萬<0.1%+10,000+30.9%加碼歷史
CACICACI International IncCL A792$20.4 萬<0.1%+792新進歷史
AIVApartment Investment & Management CoCL A29,744$20.4 萬<0.1%+1,498+5.3%加碼歷史
BNLBroadstone Net Lease, Inc.COM8,270$20.5 萬<0.1%+8,270新進歷史
FMSFresenius Medical Care AGSPONSORED ADR5,875$20.5 萬<0.1%+11+0.2%加碼歷史
iShares MSCI USA Min Vol Factor ETF46429B697ETF2,804$20.6 萬<0.1%+2,804新進–
BFLYButterfly Network, Inc.COM CL A19,700$20.6 萬<0.1%−21,775−52.5%減碼歷史
iShares Tr464288752US HOME CONS ETF3,131$20.7 萬<0.1%00.0%不變–
HYTBlackRock Corporate High Yield Fund, Inc.COM16,958$20.7 萬<0.1%00.0%不變歷史
SDGRSchrodinger, Inc.COM3,802$20.7 萬<0.1%+136+3.7%加碼歷史
FWONKLiberty Media CorpCOM SER C FRMLA5,223$20.7 萬<0.1%+5,223新進歷史
ALLOAllogene Therapeutics, Inc.COM8,085$20.8 萬<0.1%00.0%不變歷史
RJFRaymond James Financial IncCOM4,234$20.9 萬<0.1%−1,510−26.3%減碼歷史
Pershing Square Tontine Hldg71531R109COM CL A10,670$21.0 萬<0.1%−685,087−98.5%減碼–
BUDAnheuser-Busch InBev SA/NVADR3,815$21.2 萬<0.1%+868+29.5%加碼歷史
WDWalker & Dunlop, Inc.COM1,894$21.4 萬<0.1%+1,894新進歷史
iShares Inc46434G848MSCI GBL ETF NEW5,318$21.7 萬<0.1%00.0%不變–
BURBurford Capital LtdORD SHS19,813$21.8 萬<0.1%00.0%不變歷史
First Tr Exch Traded FD III33739E108PFD SECS INC ETF10,670$21.9 萬<0.1%00.0%不變–
KNSLKinsale Capital Group, Inc.Stock1,363$22.1 萬<0.1%+1,363新進歷史
iShares U S ETF Tr46431W507SHOR DURA BD ETF4,410$22.1 萬<0.1%+410+10.3%加碼–
ITGRInteger Holdings CorpCOM2,484$22.1 萬<0.1%+10+0.4%加碼歷史
SAMBoston Beer Co IncCL A438$22.3 萬<0.1%−26,441−98.4%減碼歷史
GANGAN LtdORD SHS15,000$22.3 萬<0.1%00.0%不變歷史
IPARInterparfums IncCOM3,416$22.6 萬<0.1%+3,416新進歷史
US Ecology, Inc.91734M103COM7,064$22.6 萬<0.1%+7,064新進–
DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncSHS8,000$23.0 萬<0.1%00.0%不變歷史
NVECNve CorpCOM NEW3,599$23.0 萬<0.1%+780+27.7%加碼歷史
PORPortland General Electric CoCOM NEW5,146$23.1 萬<0.1%+4+0.1%加碼歷史
CASYCaseys General Stores IncCOM1,345$23.2 萬<0.1%+138+11.4%加碼歷史
MLPBUBS AGETRACS ALER MLP15,000$23.3 萬<0.1%00.0%不變歷史
TPHTri Pointe Homes, Inc.COM12,813$23.6 萬<0.1%+12,813新進歷史
KALUKaiser Aluminum CorpCOM PAR $0.012,197$23.9 萬<0.1%+2,197新進歷史
BBCPConcrete Pumping Holdings, Inc.COM27,938$23.9 萬<0.1%00.0%不變歷史
STEMStem, Inc.CL A10,008$23.9 萬<0.1%−693−6.5%減碼歷史
DBRGDigitalBridge Group, Inc.CL A COM60,330$24.1 萬<0.1%00.0%不變歷史
FRFirst Industrial Realty Trust IncCOM4,642$24.2 萬<0.1%00.0%不變歷史

選擇權(5 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Neuberger Berman Group LLC 在 2021 年第 3 季的選擇權部位
證券類別賣權買權
AMDAdvanced Micro Devices IncStock$80.1 萬$29.2 萬
RKLBRocket Lab CorpCOM$106.8 萬–
APOApollo Global Management, Inc.COM CL A–$100.4 萬
XLNXXilinx IncCOM$97.6 萬–
SPYSPDR S&P 500 ETF TrustETF$23.0 萬–

2021 年第 2 季之後清倉(130 檔)

2021 年第 2 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 130 檔。

Neuberger Berman Group LLC 在 2021 年第 2 季之後清倉的部位
證券類別2021 年第 2 季股數2021 年第 2 季市值2021 年第 2 季佔組合 %紀錄
ALXNAlexion Pharmaceuticals, Inc.COM769,228$1.41 億0.1%歷史
PDDPDD Holdings Inc.SPONSORED ADS647,476$8,224 萬0.1%歷史
BWABorgwarner IncCOM1,206,950$5,857 萬0.1%歷史
RRCRange Resources CorpCOM2,813,884$4,712 萬<0.1%歷史
MXIMMaxim Integrated Products IncCOM388,032$4,085 萬<0.1%歷史
MOMOHello Group Inc.ADR1,904,769$2,917 萬<0.1%歷史
BILIBilibili Inc.SPONS ADS REP Z223,579$2,724 萬<0.1%歷史
WORKSlack Technologies, Inc.COM CL A523,226$2,318 萬<0.1%歷史
QTWOQ2 Holdings, Inc.COM209,401$2,148 萬<0.1%歷史
RXTRackspace Technology, Inc.COM975,751$1,916 萬<0.1%歷史
Chindata Group Hldgs Ltd16955F107ADS1,220,287$1,841 萬<0.1%–
SNVSynovus Financial CorpCOM NEW407,945$1,789 萬<0.1%歷史
NAVNavistar International CorpCOM397,537$1,768 萬<0.1%歷史
Twitter, Inc.90184LAD4NOTE 1.000% 9/1–$1,375 萬<0.1%–
GAPGap IncCOM401,301$1,343 萬<0.1%歷史
FLFoot Locker, Inc.COM213,435$1,315 萬<0.1%歷史
PFPTProofpoint IncCOM75,575$1,307 萬<0.1%歷史
Soaring Eagle Acquisition CoG8354H126CL A SHS928,492$924.8 萬<0.1%–
DOCSDoximity, Inc.CL A157,500$916.7 萬<0.1%歷史
LMNXLuminex CorpCOM223,331$792.6 萬<0.1%歷史
GRAW R Grace & CoCOM102,527$708.5 萬<0.1%歷史
RGENRepligen CorpCOM35,172$696.1 萬<0.1%歷史
CDLXCardlytics, Inc.COM44,897$569.1 萬<0.1%歷史
Brookfield Property Partrs LG16249107UNIT LTD PARTN234,126$444.9 萬<0.1%–
Adit Edtech Acquisition Corp007024201UNIT 99/99/9999425,069$425.5 萬<0.1%–
Nextgen Acquisition Corp IIG65317110UNIT 03/23/2026386,155$417.0 萬<0.1%–
PARPar Technology CorpCOM56,074$391.8 萬<0.1%歷史
LASRNlight, Inc.COM106,788$387.0 萬<0.1%歷史
VERIVeritone, Inc.COM182,015$358.2 萬<0.1%歷史
Peridot Acquisition Corp. IIG7008B113UNIT 99/99/9999357,058$356.7 萬<0.1%–
MRTXMirati Therapeutics, Inc.COM20,257$326.8 萬<0.1%歷史
MTORMeritor, Inc.COM132,952$311.0 萬<0.1%歷史
Fireeye Inc31816QAD3NOTE 1.625% 6/0–$298.5 萬<0.1%–
SPTSprout Social, Inc.COM CL A33,342$297.7 萬<0.1%歷史
Splunk Inc848637AF1NOTE 1.125% 6/1–$290.9 萬<0.1%–
Property Solutions Acquisiti74350A207UNIT 03/01/2026292,605$290.6 萬<0.1%–
Ion Acquisition Corp 2 LtdG49393120UNIT 99/99/9999255,041$257.3 萬<0.1%–
Gores Guggenheim, Inc.38286Q206UNIT 03/25/2028250,804$251.3 萬<0.1%–
Biomarin Pharmaceutical Inc09061GAK7NOTE 1.250% 5/1–$251.0 萬<0.1%–
COLLCollegium Pharmaceutical, IncCOM103,933$245.4 萬<0.1%歷史
Vectoiq Acquisition Corp II92244F208UNIT 99/99/9999232,853$239.1 萬<0.1%–
WHDCactus, Inc.CL A64,958$234.7 萬<0.1%歷史
Brookfield Ppty REIT Inc11282X103CL A121,925$230.3 萬<0.1%–
Interprivate III Financial P46064R205UNIT 99/99/9999226,704$226.3 萬<0.1%–
Interprivate IV Infratech PR46064T201UNIT 03/05/2026226,704$225.6 萬<0.1%–
Silverbox Engaged Merger Co82836L200UNIT 03/31/2028221,775$221.8 萬<0.1%–
Social Leverage Acquisn Corp83363K201UNIT 99/99/9999191,281$191.1 萬<0.1%–
RHIRobert Half Inc.COM21,440$190.8 萬<0.1%歷史
Northern Genesis Acquisition66516U200UNIT 99/99/9999182,173$190.8 萬<0.1%–
Atotech LtdG0625A105COM74,199$189.4 萬<0.1%–
890 5th Ave Partners Inc28250A204UNIT 01/12/2026170,028$174.4 萬<0.1%–
Interprivate II Acquisition46064Q207UNIT 99/99/9999170,028$169.5 萬<0.1%–
FAST Acquisition Corp. II311874200UNIT 03/16/2026153,025$153.3 萬<0.1%–
Climate Real Impact Slutins187171202UNIT 99/99/9999148,774$150.6 萬<0.1%–
KGCKinross Gold CorpCOM236,882$150.5 萬<0.1%歷史
iShares Tr46429B671MSCI CHINA ETF17,600$145.1 萬<0.1%–
BBDBank BradescoSP ADR PFD NEW272,039$138.3 萬<0.1%歷史
ScION Tech Growth IIG31070124UNIT 99/99/9999132,834$131.9 萬<0.1%–
ARRYArray Technologies, Inc.COM SHS83,811$128.1 萬<0.1%歷史
LGL Sys Acquisition Corp50201G106COM CL A127,521$127.4 萬<0.1%–
ACHRArcher Aviation Inc.COM127,521$127.0 萬<0.1%歷史
OPAL Fuels Inc.G0R21B120UNIT 03/16/2028125,402$125.9 萬<0.1%–
Churchill Capital Corp VII17144M201UNIT 99/99/9999125,021$125.1 萬<0.1%–
Finserv Acquisition Corp. II31809Y202UNIT 02/17/2026113,351$113.4 萬<0.1%–
DOOBRP Inc.COM SUN VTG14,264$111.7 萬<0.1%歷史
Group Nine Acquisition Corp.39947R203UNIT 01/15/2026102,017$102.5 萬<0.1%–
Soaring Eagle Acquisition CoG8354H100UNIT 02/23/202694,850$100.4 萬<0.1%–
RITMRithm Capital Corp.REIT98,603$99.3 萬<0.1%歷史
MFICMidCap Financial Investment CorpCOM NEW68,714$93.8 萬<0.1%歷史
SAFMSanderson Farms IncCOM4,928$92.6 萬<0.1%歷史
TCW Special Purpose Acqu Cor87301L205UNIT 99/99/999985,014$84.8 萬<0.1%–
Moringa Acquisition CorpG6S23K116UNIT 02/16/202685,014$84.7 萬<0.1%–
ONTFON24 Inc.COM22,875$81.2 萬<0.1%歷史
Virgin Group Acquisit Corp IG9460K110UNIT 99/99/999980,777$80.9 萬<0.1%–
Brookfield Business PartnersG16234109UNIT LTD L P16,825$77.9 萬<0.1%–
FDUSFidus Investment CorpCOM41,223$70.1 萬<0.1%歷史
Qell Acquisition CorpG7307X121UNIT 10/01/202559,125$61.9 萬<0.1%–
CPRICapri Holdings LtdSHS13,033$61.2 萬<0.1%歷史
International FLAVORS&FRAGRA459506309UNIT 09/15/202111,083$56.1 萬<0.1%–
Pershing Square Tontine Hldg71531R117*W EXP 07/24/20281,163$51.2 萬<0.1%–
INNVInnovAge Holding Corp.COM24,600$50.2 萬<0.1%歷史
Dada Nexus Ltd23344D108ADS17,000$49.3 萬<0.1%–
PCHPotlatchdeltic CorpCOM9,253$49.2 萬<0.1%歷史
Supernova Partners Acquisiti86846V207UNIT 99/99/999946,024$48.0 萬<0.1%–
ACIAlbertsons Companies, Inc.COMMON STOCK22,707$41.2 萬<0.1%歷史
Reinvent Technology PartnersG7484L114UNIT 03/12/202639,237$39.6 萬<0.1%–
Grid Dynamics Hldgs Inc39813G117*W EXP 03/05/20273,714$38.7 萬<0.1%–
PRVAPrivia Health Group, Inc.COM8,400$37.3 萬<0.1%歷史
SFIXStitch Fix, Inc.Stock6,282$35.7 萬<0.1%歷史
Exact Sciences Corp30063PAA3NOTE 1.000% 1/1–$35.5 萬<0.1%–
SLQTSelectQuote, Inc.COM24,049$35.1 萬<0.1%歷史
UTHRUnited Therapeutics CorpCOM2,171$34.8 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E149S&P SMLCP HELT1,780$34.5 萬<0.1%–
TCPCBlackRock TCP Capital Corp.COM23,395$32.3 萬<0.1%歷史
CCNECNB Financial CorpCOM12,965$29.6 萬<0.1%歷史
CPERUnited States Commodity Index Funds TrustCM REP COPP FD11,100$29.1 萬<0.1%歷史
ARK Innovation ETF00214Q104ETF2,183$28.5 萬<0.1%–
HRBH&R Block IncCOM12,054$28.3 萬<0.1%歷史
STORStore Capital LLCCOM8,417$27.8 萬<0.1%歷史
SFStifel Financial CorpCOM4,279$27.7 萬<0.1%歷史