Advisors Asset Management, Inc.
- SEC CIK
- 0001297376
- 最新申報
- 2026/8/13
2019 年第 3 季持倉
持倉截至 2019/9/30，2026/8/18 申報。只含多頭部位，變化是跟 2019 年第 2 季比股數。
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| MSFTMicrosoft Corp | Stock | 1,036,376 | $1.44 億 | 2.7% | +27,181+2.7% | 加碼 | 歷史 |
| AMZNAmazon Com Inc | Stock | 67,963 | $1.18 億 | 2.2% | −225−0.3% | 減碼 | 歷史 |
| AAPLApple Inc. | Stock | 439,585 | $9,845 萬 | 1.8% | +10,803+2.5% | 加碼 | 歷史 |
| GOOGLAlphabet Inc. | Stock | 76,878 | $9,388 萬 | 1.7% | +2,236+3.0% | 加碼 | 歷史 |
| METAMeta Platforms, Inc. | Stock | 444,707 | $7,919 萬 | 1.5% | +13,695+3.2% | 加碼 | 歷史 |
| VVisa Inc. | Stock | 454,648 | $7,820 萬 | 1.4% | −520.0% | 減碼 | 歷史 |
| MAMastercard Inc | Stock | 223,145 | $6,060 萬 | 1.1% | +3,966+1.8% | 加碼 | 歷史 |
| VZVerizon Communications Inc | Stock | 991,787 | $5,986 萬 | 1.1% | −83,020−7.7% | 減碼 | 歷史 |
| JPMJPMorgan Chase & Co | Stock | 432,707 | $5,093 萬 | 0.9% | +9,789+2.3% | 加碼 | 歷史 |
| HDHome Depot, Inc. | Stock | 217,998 | $5,058 萬 | 0.9% | +7,065+3.3% | 加碼 | 歷史 |
| CMCSAComcast Corp | Stock | 1,099,363 | $4,956 萬 | 0.9% | +45,021+4.3% | 加碼 | 歷史 |
| TAT&T Inc. | Stock | 1,272,887 | $4,817 萬 | 0.9% | −22,209−1.7% | 減碼 | 歷史 |
| IBMInternational Business Machines Corp | Stock | 322,685 | $4,692 萬 | 0.9% | −1,614−0.5% | 減碼 | 歷史 |
| CVXChevron Corp | Stock | 370,242 | $4,391 萬 | 0.8% | +18,188+5.2% | 加碼 | 歷史 |
| AMTAmerican Tower Corp | REIT | 177,525 | $3,926 萬 | 0.7% | −4,939−2.7% | 減碼 | 歷史 |
| CCICrown Castle Inc. | REIT | 278,730 | $3,875 萬 | 0.7% | −1,369−0.5% | 減碼 | 歷史 |
| PFEPfizer Inc | Stock | 1,049,570 | $3,771 萬 | 0.7% | −87,465−7.7% | 減碼 | 歷史 |
| LMTLockheed Martin Corp | Stock | 96,140 | $3,750 萬 | 0.7% | +5,373+5.9% | 加碼 | 歷史 |
| KOCoca Cola Co | Stock | 663,673 | $3,613 萬 | 0.7% | +10,794+1.7% | 加碼 | 歷史 |
| NEENextera Energy Inc | Stock | 153,548 | $3,578 萬 | 0.7% | +11,918+8.4% | 加碼 | 歷史 |
| CSCOCisco Systems, Inc. | Stock | 722,950 | $3,572 萬 | 0.7% | −45,729−5.9% | 減碼 | 歷史 |
| PYPLPayPal Holdings, Inc. | Stock | 328,608 | $3,404 萬 | 0.6% | +14,744+4.7% | 加碼 | 歷史 |
| TXNTexas Instruments Inc | Stock | 256,320 | $3,313 萬 | 0.6% | +19,809+8.4% | 加碼 | 歷史 |
| MDTMedtronic plc | Stock | 298,917 | $3,247 萬 | 0.6% | +25,367+9.3% | 加碼 | 歷史 |
| PGProcter & Gamble Co | Stock | 258,988 | $3,221 萬 | 0.6% | −21,293−7.6% | 減碼 | 歷史 |
| JNJJohnson & Johnson | Stock | 241,734 | $3,128 萬 | 0.6% | −1,740−0.7% | 減碼 | 歷史 |
| SOSouthern Co | Stock | 468,745 | $2,895 萬 | 0.5% | −73,117−13.5% | 減碼 | 歷史 |
| MCDMcDonalds Corp | Stock | 128,426 | $2,757 萬 | 0.5% | +9,007+7.5% | 加碼 | 歷史 |
| XOMExxonMobil Holdings Corp | COM | 375,272 | $2,650 萬 | 0.5% | +20,074+5.7% | 加碼 | 歷史 |
| INTCIntel Corp | Stock | 513,276 | $2,645 萬 | 0.5% | +14,185+2.8% | 加碼 | 歷史 |
| HONHoneywell International Inc | COM | 146,488 | $2,479 萬 | 0.5% | +273+0.2% | 加碼 | 歷史 |
| CHTRCharter Communications, Inc. | CL A | 58,947 | $2,429 萬 | 0.4% | +1,222+2.1% | 加碼 | 歷史 |
| AXPAmerican Express Co | Stock | 202,813 | $2,399 萬 | 0.4% | +2,394+1.2% | 加碼 | 歷史 |
| DDominion Energy, Inc | Stock | 295,329 | $2,393 萬 | 0.4% | −30,525−9.4% | 減碼 | 歷史 |
| Pattern Energy Group Inc CL A70338P100 | Stock | 885,997 | $2,386 萬 | 0.4% | −150,975−14.6% | 減碼 | – |
| MRKMerck & Co., Inc. | Stock | 279,867 | $2,356 萬 | 0.4% | −131,294−31.9% | 減碼 | 歷史 |
| WUWestern Union CO | Stock | 1,001,083 | $2,320 萬 | 0.4% | −104,235−9.4% | 減碼 | 歷史 |
| ABBVAbbVie Inc. | Stock | 298,335 | $2,259 萬 | 0.4% | +10,912+3.8% | 加碼 | 歷史 |
| NIEVirtus Equity & Convertible Income Fund | COM | 1,044,965 | $2,256 萬 | 0.4% | −59,854−5.4% | 減碼 | 歷史 |
| EBAYeBay Inc | COM | 565,455 | $2,204 萬 | 0.4% | +22,015+4.1% | 加碼 | 歷史 |
| UPSUnited Parcel Service Inc | Stock | 183,317 | $2,197 萬 | 0.4% | +10,032+5.8% | 加碼 | 歷史 |
| PPLPPL Corp | COM | 690,941 | $2,176 萬 | 0.4% | −36,369−5.0% | 減碼 | 歷史 |
| SBUXStarbucks Corp | Stock | 244,889 | $2,165 萬 | 0.4% | +4,882+2.0% | 加碼 | 歷史 |
| TMOThermo Fisher Scientific Inc. | Stock | 74,186 | $2,161 萬 | 0.4% | −8,334−10.1% | 減碼 | 歷史 |
| WDCWestern Digital Corp | COM | 354,972 | $2,117 萬 | 0.4% | +49,829+16.3% | 加碼 | 歷史 |
| ACNAccenture plc | Stock | 108,320 | $2,084 萬 | 0.4% | +2,981+2.8% | 加碼 | 歷史 |
| CVICVR Energy Inc | COM | 471,187 | $2,075 萬 | 0.4% | −75,053−13.7% | 減碼 | 歷史 |
| COSTCostco Wholesale Corp | Stock | 71,790 | $2,068 萬 | 0.4% | −3,129−4.2% | 減碼 | 歷史 |
| ADBEAdobe Inc. | Stock | 74,551 | $2,059 萬 | 0.4% | −7,092−8.7% | 減碼 | 歷史 |
| Aircastle Ltd ComG0129K104 | Stock | 912,528 | $2,047 萬 | 0.4% | −103,658−10.2% | 減碼 | – |
| BLKBlackRock, Inc. | COM | 45,161 | $2,013 萬 | 0.4% | −5,709−11.2% | 減碼 | 歷史 |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 200,433 | $2,005 萬 | 0.4% | +15,071+8.1% | 加碼 | 歷史 |
| OKEONEOK Inc | COM | 271,143 | $1,998 萬 | 0.4% | −79,605−22.7% | 減碼 | 歷史 |
| VGRVector Group Ltd | COM | 1,656,476 | $1,973 萬 | 0.4% | +31,208+1.9% | 加碼 | 歷史 |
| CAHCardinal Health Inc | Stock | 412,781 | $1,948 萬 | 0.4% | −29,122−6.6% | 減碼 | 歷史 |
| CMPCompass Minerals International Inc | Stock | 342,271 | $1,933 萬 | 0.4% | −20,260−5.6% | 減碼 | 歷史 |
| CVACovanta Holding Corp | COM | 1,110,877 | $1,921 萬 | 0.4% | −143,320−11.4% | 減碼 | 歷史 |
| FFord Motor Co | Stock | 2,080,656 | $1,906 萬 | 0.4% | +177,594+9.3% | 加碼 | 歷史 |
| PMPhilip Morris International Inc. | Stock | 249,714 | $1,896 萬 | 0.3% | −29,309−10.5% | 減碼 | 歷史 |
| MOAltria Group, Inc. | Stock | 453,403 | $1,854 萬 | 0.3% | −18,707−4.0% | 減碼 | 歷史 |
| ABTAbbott Laboratories | Stock | 220,982 | $1,849 萬 | 0.3% | +11,347+5.4% | 加碼 | 歷史 |
| QCOMQualcomm Inc | Stock | 237,593 | $1,812 萬 | 0.3% | −82,156−25.7% | 減碼 | 歷史 |
| AVKAdvent Convertible & Income Fund | COM | 1,218,587 | $1,777 萬 | 0.3% | −90,003−6.9% | 減碼 | 歷史 |
| PEPPepsiCo Inc | Stock | 129,570 | $1,776 萬 | 0.3% | +17,066+15.2% | 加碼 | 歷史 |
| PAYXPaychex Inc | Stock | 211,823 | $1,753 萬 | 0.3% | +10,867+5.4% | 加碼 | 歷史 |
| GEF.BGreif, Inc | CL B | 380,889 | $1,735 萬 | 0.3% | −21,117−5.3% | 減碼 | 歷史 |
| Macquarie Infrastructure Cor55608B105 | COM | 438,032 | $1,729 萬 | 0.3% | −46,274−9.6% | 減碼 | – |
| CVSCVS Health Corp | Stock | 266,774 | $1,683 萬 | 0.3% | +51,046+23.7% | 加碼 | 歷史 |
| LUMNLumen Technologies, Inc. | COM | 1,335,717 | $1,667 萬 | 0.3% | −61,882−4.4% | 減碼 | 歷史 |
| CCOICogent Communications Holdings, Inc. | COM NEW | 297,775 | $1,641 萬 | 0.3% | −94,446−24.1% | 減碼 | 歷史 |
| FDXFedEx Corp | Stock | 112,624 | $1,639 萬 | 0.3% | −5,357−4.5% | 減碼 | 歷史 |
| Two Harbors Investment Corp.90187B408 | COM NEW | 1,237,499 | $1,625 萬 | 0.3% | −137,701−10.0% | 減碼 | – |
| OTISOtis Worldwide Corp | COM | 115,822 | $1,581 萬 | 0.3% | −5,173−4.3% | 減碼 | 歷史 |
| First Tr Energy Infrastrctr33738C103 | COM | 923,426 | $1,525 萬 | 0.3% | +136,634+17.4% | 加碼 | – |
| PDCOPatterson Companies, Inc. | COM | 838,569 | $1,494 萬 | 0.3% | −60,453−6.7% | 減碼 | 歷史 |
| IGRCbre Global Real Estate Income Fund | COM | 1,870,457 | $1,480 萬 | 0.3% | +129,215+7.4% | 加碼 | 歷史 |
| KROKronos Worldwide Inc | COM | 1,187,375 | $1,469 萬 | 0.3% | +185,282+18.5% | 加碼 | 歷史 |
| BGSB&G Foods, Inc. | COM | 771,307 | $1,459 萬 | 0.3% | −45,790−5.6% | 減碼 | 歷史 |
| NFJVirtus Dividend, Interest & Premium Strategy Fund | COM | 1,184,900 | $1,448 萬 | 0.3% | +63,209+5.6% | 加碼 | 歷史 |
| UNHUnitedHealth Group Inc | Stock | 66,624 | $1,448 萬 | 0.3% | −7,947−10.7% | 減碼 | 歷史 |
| NLYAnnaly Capital Management Inc | COM | 1,628,684 | $1,433 萬 | 0.3% | +234,422+16.8% | 加碼 | 歷史 |
| Clearway Energy, Inc.18539C105 | CL A | 824,530 | $1,430 萬 | 0.3% | +172,371+26.4% | 加碼 | – |
| GILDGilead Sciences, Inc. | Stock | 224,538 | $1,423 萬 | 0.3% | +27,824+14.1% | 加碼 | 歷史 |
| APDAir Products & Chemicals, Inc. | Stock | 63,951 | $1,419 萬 | 0.3% | +2,009+3.2% | 加碼 | 歷史 |
| PCARPaccar Inc | COM | 195,419 | $1,368 萬 | 0.3% | +39,916+25.7% | 加碼 | 歷史 |
| BBT Corp Com054937107 | COM | 255,674 | $1,365 萬 | 0.3% | +8,335+3.4% | 加碼 | – |
| WMBWilliams Companies, Inc. | COM | 552,707 | $1,330 萬 | 0.2% | −190,941−25.7% | 減碼 | 歷史 |
| MMM3M Co | Stock | 79,466 | $1,306 萬 | 0.2% | +23,348+41.6% | 加碼 | 歷史 |
| KHCKraft Heinz Co | Stock | 458,433 | $1,281 萬 | 0.2% | +96,515+26.7% | 加碼 | 歷史 |
| AMGNAmgen Inc | Stock | 66,045 | $1,278 萬 | 0.2% | −422−0.6% | 減碼 | 歷史 |
| RVTRoyce Small-Cap Trust, Inc. | COM | 912,924 | $1,256 萬 | 0.2% | −80,115−8.1% | 減碼 | 歷史 |
| CIIBlackRock Enhanced Large Cap Core Fund, Inc. | COM | 773,664 | $1,250 萬 | 0.2% | −223,554−22.4% | 減碼 | 歷史 |
| Semgroup Corp CL A81663A105 | Stock | 764,954 | $1,250 萬 | 0.2% | −220,649−22.4% | 減碼 | – |
| ILMNIllumina, Inc. | COM | 40,922 | $1,245 萬 | 0.2% | −6,485−13.7% | 減碼 | 歷史 |
| ADPAutomatic Data Processing Inc | Stock | 75,950 | $1,226 萬 | 0.2% | +8,415+12.5% | 加碼 | 歷史 |
| GISGeneral Mills Inc | Stock | 220,716 | $1,217 萬 | 0.2% | −110,843−33.4% | 減碼 | 歷史 |
| HPHelmerich & Payne, Inc. | COM | 302,498 | $1,212 萬 | 0.2% | −22,773−7.0% | 減碼 | 歷史 |
| BACBank of America Corp | Stock | 405,754 | $1,184 萬 | 0.2% | +17,972+4.6% | 加碼 | 歷史 |
| JRINuveen Real Asset Income & Growth Fund | COM | 671,177 | $1,175 萬 | 0.2% | +830.0% | 加碼 | 歷史 |
| LOWLowes Companies Inc | Stock | 105,709 | $1,162 萬 | 0.2% | +7,131+7.2% | 加碼 | 歷史 |
2019 年第 2 季之後清倉（57 檔）
2019 年第 2 季季末還持有、這份申報已經沒有的部位。
| 證券 | 類別 | 2019 年第 2 季股數 | 2019 年第 2 季市值 | 2019 年第 2 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| Red Hat Inc Com756577102 | Stock | 32,289 | $606.3 萬 | 0.1% | – |
| Harriscorp413875105 | COM | 30,347 | $574.0 萬 | 0.1% | – |
| Vantiv Inc981558109 | COMMON STOCK | 22,739 | $278.7 萬 | <0.1% | – |
| L3 Technologies Inc Com502413107 | Stock | 9,321 | $228.5 萬 | <0.1% | – |
| Ubiquiti Networks Inc Com90347A100 | Stock | 14,801 | $194.6 萬 | <0.1% | – |
| CM Fin Inc Com12574Q103 | COM | 252,820 | $192.4 萬 | <0.1% | – |
| BT Group PLC Sponsored ADS05577E101 | Stock | 111,885 | $142.9 萬 | <0.1% | – |
| T C F Finl Corp163731102 | COM | 26,673 | $109.7 萬 | <0.1% | – |
| Cosan Ltd.G25343107 | SHS A | 69,311 | $92.6 萬 | <0.1% | – |
| Andeavor Logistics LP Com Unit LP Int03350F106 | Stock | 21,684 | $78.8 萬 | <0.1% | – |
| Echo Global Logistics, Inc.27875T101 | COM | 28,618 | $59.7 萬 | <0.1% | – |
| Voya Prime Rate Tr92913A100 | SH BEN INT | 116,602 | $55.5 萬 | <0.1% | – |
| FCTFirst Trust Senior Floating Rate Income Fund II | COM | 45,236 | $54.5 萬 | <0.1% | 歷史 |
| MMDNYLI MacKay DefinedTerm Muni Opportunities Fund | COM | 25,829 | $53.9 萬 | <0.1% | 歷史 |
| ETXEaton Vance Municipal Income 2028 Term Trust | SHS | 25,352 | $52.1 萬 | <0.1% | 歷史 |
| PBFPBF Energy Inc. | CL A | 15,506 | $48.5 萬 | <0.1% | 歷史 |
| DBIDesigner Brands Inc. | CL A | 19,908 | $38.2 萬 | <0.1% | 歷史 |
| UMPQUmpqua Holdings Corp | COM | 22,174 | $36.8 萬 | <0.1% | 歷史 |
| RBARB Global Inc. | COM | 10,425 | $34.6 萬 | <0.1% | 歷史 |
| SVCService Properties Trust | COMMON STOCK | 13,496 | $33.7 萬 | <0.1% | 歷史 |
| NHSNeuberger High Yield Strategies Fund Inc. | COM | 24,644 | $28.8 萬 | <0.1% | 歷史 |
| NSNuStar Energy L.P. | UNIT COM | 10,194 | $27.7 萬 | <0.1% | 歷史 |
| BBDCBarings BDC, Inc. | COM | 27,251 | $26.8 萬 | <0.1% | 歷史 |
| ANIKAnika Therapeutics, Inc. | COM | 5,924 | $24.1 萬 | <0.1% | 歷史 |
| CLLSCellectis S.A. | SPON ADS | 12,393 | $19.3 萬 | <0.1% | 歷史 |
| Chesapeake Energy Corp165167107 | COM | 80,449 | $15.7 萬 | <0.1% | – |
| Tableau Software Inc CL A87336U105 | Stock | 751 | $12.5 萬 | <0.1% | – |
| LFUSLittelfuse Inc | COM | 689 | $12.2 萬 | <0.1% | 歷史 |
| FWONKLiberty Media Corp | COM SER C FRMLA | 2,751 | $10.3 萬 | <0.1% | 歷史 |
| HOGHarley-Davidson, Inc. | COM | 2,570 | $9.21 萬 | <0.1% | 歷史 |
| EXELExelixis, Inc. | COM | 3,875 | $8.28 萬 | <0.1% | 歷史 |
| SIGSignet Jewelers Ltd | SHS | 4,323 | $7.73 萬 | <0.1% | 歷史 |
| DECKDeckers Outdoor Corp | COM | 369 | $6.49 萬 | <0.1% | 歷史 |
| Flexshares Tr33939L605 | IBOXX 5YR TRGT | 2,182 | $5.57 萬 | <0.1% | – |
| Invesco BulletShares 2021 HY Corp (BSJL)46138J809 | Exchange Traded Fund | 2,181 | $5.39 萬 | <0.1% | – |
| GTGoodyear Tire & Rubber Co | COM | 3,088 | $4.72 萬 | <0.1% | 歷史 |
| Liberty Ppty Tr SH Ben Int531172104 | REIT | 907 | $4.54 萬 | <0.1% | – |
| State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391 | ETF | 1,547 | $4.30 萬 | <0.1% | – |
| VanEck ETF Trust92189H300 | JP MRGAN EM LOC | 1,200 | $4.16 萬 | <0.1% | – |
| WHWyndham Hotels & Resorts, Inc. | COM | 734 | $4.09 萬 | <0.1% | 歷史 |
| ALKSAlkermes plc. | SHS | 1,794 | $4.04 萬 | <0.1% | 歷史 |
| SKYWSkywest Inc | COM | 659 | $4.00 萬 | <0.1% | 歷史 |
| SFStifel Financial Corp | COM | 639 | $3.77 萬 | <0.1% | 歷史 |
| XHRXenia Hotels & Resorts, Inc. | COM | 1,629 | $3.40 萬 | <0.1% | 歷史 |
| Keane Group Inc Com48669A108 | Stock | 4,983 | $3.35 萬 | <0.1% | – |
| Diamond S Shipping Inc.Y20676105 | COM | 2,747 | $2.76 萬 | <0.1% | – |
| AAWWAtlas Air Worldwide Holdings Inc | COM NEW | 554 | $2.47 萬 | <0.1% | 歷史 |
| PUKPrudential PLC | ADR | 495 | $2.17 萬 | <0.1% | 歷史 |
| El Paso Elec Co Com New283677854 | Stock | 257 | $1.68 萬 | <0.1% | – |
| Cushing Renaissance FD RT231647124 | RIGHT 07/18/2019 | 63,476 | $1.33 萬 | <0.1% | – |
| Abraxas Pete Corp Com003830106 | Stock | 12,365 | $1.27 萬 | <0.1% | – |
| CVCOCavco Industries, Inc. | COM | 62 | $9,767 | <0.1% | 歷史 |
| UNFIUnited Natural Foods Inc | COM | 825 | $7,400 | <0.1% | 歷史 |
| Apergy Corp Com03755L104 | Com | 213 | $7,144 | <0.1% | – |
| CENXCentury Aluminum Co | COM | 688 | $4,754 | <0.1% | 歷史 |
| LEN.BLennar Corp | CL B | 58 | $2,234 | <0.1% | 歷史 |
| Invesco Adv Muni Inc Trust II46132E107 | Equities | 142,785 | $0 | 0.0% | – |