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Wetherby Asset Management Inc

SEC CIK
0001279627
最新申報
2025/11/14

2023 年第 3 季持倉

持倉截至 2023/9/30，2023/11/14 申報。只含多頭部位，變化是跟 2023 年第 2 季比股數。

機構總覽
持股檔數
896
較 2023 年第 2 季 −38
總值
$17.6 億
較 2023 年第 2 季 −$9,233 萬 (−5.0%)
申報日
2023/11/14
SEC
Wetherby Asset Management Inc 在 2023 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
NVVENuvve Holding Corp.COM21,098$7,153<0.1%00.0%不變歷史
AMWLAmerican Well CorpCL A11,747$1.37 萬<0.1%+11,747新進歷史
LUMNLumen Technologies, Inc.Stock10,507$1.49 萬<0.1%−40,491−79.4%減碼歷史
OPKOpko Health, Inc.COM11,225$1.80 萬<0.1%00.0%不變歷史
Lumiradx LimitedG5709L109SHS83,489$1.96 萬<0.1%00.0%不變–
SPCEVirgin Galactic Holdings, IncCOM10,986$1.98 萬<0.1%+10,986新進歷史
FCELFuelcell Energy IncCOM16,146$2.07 萬<0.1%+16,146新進歷史
DNAGinkgo Bioworks Holdings, Inc.CL A SHS14,917$2.70 萬<0.1%+802+5.7%加碼歷史
URGUr-Energy IncCOM26,625$4.10 萬<0.1%00.0%不變歷史
TVGrupo Televisa, S.A.B.SPON ADR REP ORD14,993$4.57 萬<0.1%−13,690−47.7%減碼歷史
SOFISoFi Technologies, Inc.Stock6,205$4.96 萬<0.1%+6,205新進歷史
OXLCOxford Lane Capital Corp.COM10,000$4.99 萬<0.1%+10,000新進歷史
ERICEricsson LM Telephone CoADR B SEK 1010,311$5.01 萬<0.1%−800−7.2%減碼歷史
RUMRUM Group Inc.Stock10,000$5.10 萬<0.1%00.0%不變歷史
CURVTorrid Holdings Inc.COM24,664$5.45 萬<0.1%+24,664新進歷史
UNITUniti Group Inc.COM11,719$5.53 萬<0.1%−2,077−15.1%減碼歷史
HMYHarmony Gold Mining Co LtdADR15,096$5.68 萬<0.1%+12+0.1%加碼歷史
OPENOpendoor Technologies Inc.COM24,548$6.48 萬<0.1%−1,540−5.9%減碼歷史
NCVVirtus Convertible & Income FundCOM21,919$6.82 萬<0.1%00.0%不變歷史
IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUNDCOM13,988$6.85 萬<0.1%00.0%不變歷史
AQNAlgonquin Power & Utilities Corp.COM11,592$6.86 萬<0.1%−38,569−76.9%減碼歷史
SIDNational Steel CoSPONSORED ADR29,254$6.99 萬<0.1%−1,744−5.6%減碼歷史
JQCNuveen Credit Strategies Income FundCOM SHS13,905$7.04 萬<0.1%00.0%不變歷史
VVRInvesco Senior Income TrustCOM19,094$7.48 萬<0.1%00.0%不變歷史
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD15,096$8.11 萬<0.1%−314−2.0%減碼歷史
UGPUltrapar Holdings IncSP ADR REP COM22,299$8.18 萬<0.1%−3,517−13.6%減碼歷史
TEITempleton Emerging Markets Income FundCOM18,000$8.30 萬<0.1%00.0%不變歷史
EMDWestern Asset Emerging Markets Debt Fund Inc.COM10,000$8.30 萬<0.1%00.0%不變歷史
CERSCerus CorpCOM51,860$8.40 萬<0.1%−12,500−19.4%減碼歷史
RLXRLX Technology Inc.SPONSORED ADS56,126$8.48 萬<0.1%−30,494−35.2%減碼歷史
RDFNRedfin CorpCOM12,239$8.62 萬<0.1%+76+0.6%加碼歷史
MYDBlackRock Muniyield Fund, Inc.COM10,449$9.59 萬<0.1%−545−5.0%減碼歷史
BlackRock New York Municipal Income Trust09248L106SH BEN INT10,569$9.62 萬<0.1%−563−5.1%減碼–
VKIInvesco Advantage Municipal Income Trust IISH BEN INT13,271$9.83 萬<0.1%−897−6.3%減碼歷史
BFKBlackRock Municipal Income TrustSH BEN INT11,153$9.89 萬<0.1%−575−4.9%減碼歷史
MYNBlackRock Muniyield New York Quality Fund, Inc.COM11,191$9.92 萬<0.1%−642−5.4%減碼歷史
MHNBlackRock Muniholdings New York Quality Fund, Inc.COM10,879$9.93 萬<0.1%−813−7.0%減碼歷史
MIYBlackRock Muniyield Michigan Quality Fund, Inc.COM10,022$9.95 萬<0.1%−643−6.0%減碼歷史
BLEBlackRock Municipal Income Trust IICOM10,903$9.97 萬<0.1%−767−6.6%減碼歷史
MVFBlackRock Munivest Fund, Inc.COM16,480$9.99 萬<0.1%−1,057−6.0%減碼歷史
KTFDWS Municipal Income TrustCOM13,075$10.1 萬<0.1%−932−6.7%減碼歷史
NQPNuveen Pennsylvania Quality Municipal Income FundCOM10,022$10.2 萬<0.1%−693−6.5%減碼歷史
BRSPBrightSpire Capital, Inc.COM CL A16,856$10.6 萬<0.1%00.0%不變歷史
DMBBNY Mellon Municipal Bond Infrastructure Fund, Inc.COM SHS10,643$10.6 萬<0.1%−787−6.9%減碼歷史
KGCKinross Gold CorpCOM24,011$10.9 萬<0.1%00.0%不變歷史
PGREParamount Group, Inc.COM23,962$11.1 萬<0.1%+2,195+10.1%加碼歷史
SWNSouthwestern Energy CoCOM17,344$11.2 萬<0.1%−361−2.0%減碼歷史
GRFSGrifols SASP ADR REP B NVT12,464$11.4 萬<0.1%−544−4.2%減碼歷史
MELIMercadolibre IncCOM95$12.0 萬<0.1%−135−58.7%減碼歷史
SIRISirius XM Holdings Inc.COM29,357$13.3 萬<0.1%+6,333+27.5%加碼歷史
GAPGap IncCOM12,617$13.4 萬<0.1%−1,494−10.6%減碼歷史
BGBBlackstone Strategic Credit 2027 Term FundCOM SHS BEN IN12,500$13.7 萬<0.1%00.0%不變歷史
AGNCAGNC Investment Corp.REIT15,532$14.7 萬<0.1%+1,680+12.1%加碼歷史
VTRSViatris IncStock14,969$14.8 萬<0.1%−1,280−7.9%減碼歷史
ETRNMidstream Co LLCCOM16,018$15.0 萬<0.1%−591−3.6%減碼歷史
PMLPIMCO Municipal Income Fund IICOM19,753$15.2 萬<0.1%−1,128−5.4%減碼歷史
IQiQIYI, Inc.SPONSORED ADS32,767$15.5 萬<0.1%+242+0.7%加碼歷史
VMOInvesco Municipal Opportunity TrustCOM18,947$15.6 萬<0.1%−1,257−6.2%減碼歷史
IIMInvesco Value Municipal Income TrustCOM15,090$15.7 萬<0.1%−851−5.3%減碼歷史
GBDCGolub Capital BDC, Inc.COM10,717$15.7 萬<0.1%+10,717新進歷史
NVGNuveen AMT-Free Municipal Credit Income FundCEF15,304$15.8 萬<0.1%−836−5.2%減碼歷史
DEIDouglas Emmett IncCOM12,370$15.8 萬<0.1%−45−0.4%減碼歷史
TIMBTim S.A.SPONSORED ADR10,641$15.9 萬<0.1%+598+6.0%加碼歷史
MHDBlackRock Muniholdings Fund, Inc.COM15,420$15.9 萬<0.1%−1,038−6.3%減碼歷史
MQYBlackRock Muniyield Quality Fund, Inc.COM15,586$15.9 萬<0.1%−1,054−6.3%減碼歷史
NZFNuveen Municipal Credit Income FundCOM SH BEN INT15,330$16.0 萬<0.1%−982−6.0%減碼歷史
AGROAdecoagro S.A.COM13,700$16.0 萬<0.1%00.0%不變歷史
MUJBlackRock Muniholdings New Jersey Quality Fund, Inc.COM15,876$16.1 萬<0.1%−1,006−6.0%減碼歷史
DNPDNP Select Income Fund IncCOM17,246$16.4 萬<0.1%00.0%不變歷史
GDSGDS Holdings LtdSPONSORED ADS15,561$17.0 萬<0.1%−225−1.4%減碼歷史
LDPCohen & Steers Ltd Duration Preferred & Income Fund, Inc.COM10,000$17.1 萬<0.1%00.0%不變歷史
RITMRithm Capital Corp.REIT18,863$17.5 萬<0.1%00.0%不變歷史
HSTHost Hotels & Resorts, Inc.COM11,024$17.7 萬<0.1%+24+0.2%加碼歷史
RVTRoyce Small-Cap Trust, Inc.COM13,881$17.9 萬<0.1%+159+1.2%加碼歷史
JBGSJBG Smith PropertiesCOM12,360$17.9 萬<0.1%−7,532−37.9%減碼歷史
Copel-ADR20441B605ADR20,499$18.0 萬<0.1%00.0%不變–
OPLNOPENLANE, Inc.COM12,894$19.2 萬<0.1%−1,161−8.3%減碼歷史
VFCV F CorpStock11,005$19.4 萬<0.1%+11,005新進歷史
Natura &CO Hldg S A63884N108ADS34,129$19.7 萬<0.1%+412+1.2%加碼–
KNSLKinsale Capital Group, Inc.Stock483$20.0 萬<0.1%+483新進歷史
iShares U S ETF Tr46431W507SHOR DURA BD ETF4,031$20.1 萬<0.1%00.0%不變–
ADXAdams Diversified Equity Fund, Inc.COM12,203$20.3 萬<0.1%00.0%不變歷史
BSACBanco Santander ChileSP ADR REP COM11,103$20.4 萬<0.1%+63+0.6%加碼歷史
AXONAxon Enterprise, Inc.COM1,030$20.5 萬<0.1%−11−1.1%減碼歷史
iShares Russell 1000 Value ETF464287598ETF1,355$20.6 萬<0.1%−60−4.2%減碼–
ICLICL Group Ltd.SHS37,111$20.6 萬<0.1%−19,934−34.9%減碼歷史
PATHUiPath, Inc.Stock12,039$20.6 萬<0.1%−241−2.0%減碼歷史
CHXChampionX CorpCOM5,809$20.7 萬<0.1%+5,809新進歷史
JKHYJack Henry & Associates IncStock1,380$20.9 萬<0.1%+34+2.5%加碼歷史
PPLIPeople IncCOM NEW4,152$20.9 萬<0.1%−206−4.7%減碼歷史
CNXCNX Resources CorpCOM9,288$21.0 萬<0.1%+9,288新進歷史
ETF Ser Solutions26922A347AAM S&P DEV MK10,000$21.0 萬<0.1%00.0%不變–
Dimensional ETF Trust25434V807INTERNATNAL VAL6,443$21.0 萬<0.1%00.0%不變–
NBIXNeurocrine Biosciences IncStock1,873$21.1 萬<0.1%+1,873新進歷史
BOKFBok Financial CorpCOM NEW2,653$21.2 萬<0.1%+49+1.9%加碼歷史
WTRGEssential Utilities, Inc.COM6,193$21.3 萬<0.1%+388+6.7%加碼歷史
BAPCredicorp LtdCOM1,663$21.3 萬<0.1%−80−4.6%減碼歷史
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF4,699$21.3 萬<0.1%00.0%不變–
CIBGrupo Cibest S.A.SPON ADR PREF8,061$21.5 萬<0.1%−164−2.0%減碼歷史
AESAES CorpStock14,154$21.5 萬<0.1%+1,010+7.7%加碼歷史

選擇權（13 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

Wetherby Asset Management Inc 在 2023 年第 3 季的選擇權部位
證券類別賣權買權
MELIMercadolibre IncCOM–$63.4 萬
MSFTMicrosoft CorpStock–$34.7 萬
CRWDCrowdStrike Holdings, Inc.Stock–$18.4 萬
TTDTrade Desk, Inc.Stock–$15.6 萬
AMZNAmazon Com IncStock–$15.3 萬
ABNBAirbnb, Inc.Stock–$15.1 萬
TSLATesla, Inc.Stock–$15.0 萬
PANWPalo Alto Networks IncStock–$14.1 萬
GOOGLAlphabet Inc.Stock–$13.1 萬
NVDANVIDIA CorpStock–$8.70 萬
AAPLApple Inc.Stock–$5.14 萬
SOFISoFi Technologies, Inc.Stock–$4.00 萬
NUNu Holdings Ltd.ORD SHS CL A–$3.63 萬

2023 年第 2 季之後清倉（68 檔）

2023 年第 2 季季末還持有、這份申報已經沒有的部位。

Wetherby Asset Management Inc 在 2023 年第 2 季之後清倉的部位
證券類別2023 年第 2 季股數2023 年第 2 季市值2023 年第 2 季佔組合 %紀錄
LEVILevi Strauss & CoCL A COM STK88,003$127.0 萬0.1%歷史
Vanguard Scottsdale FDS92206C706INTER TERM TREAS16,001$93.9 萬0.1%–
Vanguard Short-Term Bond ETF921937827ETF9,555$72.2 萬<0.1%–
Vanguard Real Estate ETF922908553ETF6,815$56.9 萬<0.1%–
Schwab US Tips ETF808524870ETF8,603$45.1 萬<0.1%–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF6,899$34.6 萬<0.1%–
PODDInsulet CorpStock1,170$33.7 萬<0.1%歷史
Vanguard Total International Bond ETF92203J407ETF6,816$33.3 萬<0.1%–
SESea LtdSPONSORD ADS5,711$33.1 萬<0.1%歷史
SPOTSpotify Technology S.A.Stock2,063$33.1 萬<0.1%歷史
ULTAUlta Beauty, Inc.Stock671$31.6 萬<0.1%歷史
HRLHormel Foods CorpCOM7,450$30.0 萬<0.1%歷史
OMCLOmnicell, Inc.COM3,939$29.0 萬<0.1%歷史
iShares Tr46428865310-20 YR TRS ETF2,560$28.4 萬<0.1%–
ENPHEnphase Energy, Inc.Stock1,644$27.5 萬<0.1%歷史
XIFRXPLR Infrastructure, LPCOM UNIT PART IN4,526$26.5 萬<0.1%歷史
PUKPrudential PLCADR9,361$26.5 萬<0.1%歷史
LWLamb Weston Holdings, Inc.Stock2,305$26.5 萬<0.1%歷史
KKellanovaStock3,885$26.2 萬<0.1%歷史
EXASExact Sciences CorpCOM2,696$25.3 萬<0.1%歷史
TECHBIO-TECHNE CorpCOM3,092$25.2 萬<0.1%歷史
Vanguard Intl Equity Index F922042676GLB EX US ETF6,236$25.1 萬<0.1%–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL3,976$25.0 萬<0.1%–
RBLXRoblox CorpStock6,166$24.8 萬<0.1%歷史
PRTAProthena Corp Public Ltd CoSHS3,570$24.4 萬<0.1%歷史
DOCUDocuSign, Inc.Stock4,717$24.1 萬<0.1%歷史
PBAPembina Pipeline CorpCOM7,558$23.8 萬<0.1%歷史
PNWPinnacle West Capital CorpCOM2,868$23.4 萬<0.1%歷史
SNNSmith & Nephew PLCSPDN ADR NEW7,185$23.2 萬<0.1%歷史
CAVACava Group, Inc.COM5,600$22.9 萬<0.1%歷史
LVSLas Vegas Sands CorpCOM3,951$22.9 萬<0.1%歷史
iShares Tr46434V4070-5YR HI YL CP5,478$22.7 萬<0.1%–
DBXDropbox, Inc.CL A8,494$22.7 萬<0.1%歷史
SWKStanley Black & Decker, Inc.COM2,403$22.5 萬<0.1%歷史
SWKSSkyworks Solutions, Inc.Stock2,033$22.5 萬<0.1%歷史
PACPacific Airport GroupSPON ADS B1,211$21.6 萬<0.1%歷史
NINisource Inc.COM7,908$21.6 萬<0.1%歷史
iShares Tr464288885EAFE GRWTH ETF2,243$21.4 萬<0.1%–
UALUnited Airlines Holdings, Inc.COM3,872$21.2 萬<0.1%歷史
AFGAmerican Financial Group IncCOM1,788$21.2 萬<0.1%歷史
AVTAvnet IncCOM4,167$21.0 萬<0.1%歷史
HUBBHubbell IncCOM634$21.0 萬<0.1%歷史
MZTIMarzetti CoCOM1,041$20.9 萬<0.1%歷史
LSCCLattice Semiconductor CorpCOM2,151$20.7 萬<0.1%歷史
FEFirstenergy CorpCOM5,305$20.6 萬<0.1%歷史
DVADavita Inc.COM2,040$20.5 萬<0.1%歷史
MPTMedical Properties Trust IncCOM21,988$20.4 萬<0.1%歷史
LYVLive Nation Entertainment, Inc.COM2,232$20.3 萬<0.1%歷史
SEICSEI Investments CoCOM3,410$20.3 萬<0.1%歷史
KMXCarMax IncCOM2,413$20.2 萬<0.1%歷史
JLLJones Lang Lasalle IncCOM1,288$20.1 萬<0.1%歷史
ALKAlaska Air Group, Inc.COM3,767$20.0 萬<0.1%歷史
AGCOAGCO CorpCOM1,524$20.0 萬<0.1%歷史
State Street Financial Select Sector SPDR ETF81369Y605ETF5,940$20.0 萬<0.1%–
WBWEIBO CorpSPONSORED ADR14,053$18.4 萬<0.1%歷史
PLTRPalantir Technologies Inc.Stock10,254$15.7 萬<0.1%歷史
BEKEKE Holdings Inc.SPONSORED ADS10,297$15.3 萬<0.1%歷史
APLEApple Hospitality REIT, Inc.REIT10,097$15.3 萬<0.1%歷史
PLUGPlug Power IncStock11,864$12.3 萬<0.1%歷史
NXJNuveen New Jersey Quality Municipal Income FundCOM10,455$12.0 萬<0.1%歷史
LCIDLucid Group, Inc.COM17,053$11.7 萬<0.1%歷史
BYMBlackRock Municipal Income Quality TrustCOM10,350$11.6 萬<0.1%歷史
KEYKeycorpCOM12,386$11.4 萬<0.1%歷史
ZSZscaler, Inc.Stock603$8.82 萬<0.1%歷史
GGBGerdau S.A.SPON ADR REP PFD15,630$8.16 萬<0.1%歷史
BBBLACKBERRY LtdCOM10,469$5.79 萬<0.1%歷史
HBIHanesbrands Inc.COM10,592$4.81 萬<0.1%歷史
RENTRent the Runway, Inc.COM CL A10,271$2.03 萬<0.1%歷史