Shepherd Kaplan Krochuk, LLC
- SEC CIK
- 0001218583
- 最新申報
- 2026/8/14
2022 年第 2 季持倉
持倉截至 2022/6/30，2022/8/12 申報。只含多頭部位，變化是跟 2022 年第 1 季比股數。
- 持股檔數
- 180
- 較 2022 年第 1 季 −2
- 總值
- $2.26 億
- 較 2022 年第 1 季 −$3,463 萬 (−13.3%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| GALTGalectin Therapeutics Inc | COM NEW | 12,000 | $1.60 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| BACKIMAC Holdings, Inc. | COM | 30,000 | $2.50 萬 | <0.1% | −5,903−16.4% | 減碼 | 歷史 |
| RIGTransocean Ltd. | REGISTERED SHS | 9,000 | $3.00 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| New Gold Inc Cda644535106 | COM | 36,000 | $3.90 萬 | <0.1% | 00.0% | 不變 | – |
| Tilray Inc88688TAB6 | NOTE 5.000%10/0 | 50,000 | $4.50 萬 | <0.1% | 00.0% | 不變 | – |
| CIFRCipher Digital Inc. | COM | 36,000 | $4.90 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| FREEWhole Earth Brands, Inc. | COM CL A | 10,000 | $6.20 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| VanEck Vectors ETF Tr92189F403 | RUSSIA ETF | 14,200 | $8.00 萬 | <0.1% | +14,200 | 新進 | – |
| ATIPATI Physical Therapy, Inc. | COM CL A | 60,000 | $8.50 萬 | <0.1% | +18,000+42.9% | 加碼 | 歷史 |
| GAIAGaia, Inc | CL A | 20,700 | $8.80 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| CGAUCenterra Gold Inc. | COM | 13,350 | $9.00 萬 | <0.1% | +13,350 | 新進 | 歷史 |
| NSLRNeostellar Capital Corp. | COM NEW | 15,550 | $10.0 萬 | <0.1% | +15,550 | 新進 | 歷史 |
| NAKNorthern Dynasty Minerals Ltd | COM NEW | 390,000 | $10.2 萬 | <0.1% | −60,000−13.3% | 減碼 | 歷史 |
| Sustainable Develp Acqu I Co86934L202 | UNIT 02/04/2026 | 11,000 | $10.8 萬 | <0.1% | 00.0% | 不變 | – |
| RMG Acquisition Corp IIIG76088114 | UNIT 02/08/2026 | 11,000 | $10.9 萬 | <0.1% | 00.0% | 不變 | – |
| IGAVoya Global Advantage & Premium Opportunity Fund | COM | 12,210 | $11.1 萬 | <0.1% | +12,210 | 新進 | 歷史 |
| IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND | COM | 20,300 | $11.2 萬 | <0.1% | +20,300 | 新進 | 歷史 |
| EMFTempleton Emerging Markets Fund | COM | 10,040 | $12.0 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| GSMFerroglobe PLC | SHS | 21,000 | $12.5 萬 | 0.1% | +21,000 | 新進 | 歷史 |
| AMAntero Midstream Corp | Stock | 14,800 | $13.4 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| JEQAbrdn Japan Equity Fund, Inc. | COM | 24,320 | $13.5 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| GFNew Germany Fund Inc | COM | 16,580 | $14.0 萬 | 0.1% | −3,120−15.8% | 減碼 | 歷史 |
| GNTGAMCO Natural Resources, Gold & Income Trust | SH BEN INT | 30,130 | $14.1 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| STEWSRH Total Return Fund, Inc. | COM | 12,260 | $14.7 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| IVCInvacare Holdings Corp | COM | 122,469 | $15.7 萬 | 0.1% | +6,000+5.2% | 加碼 | 歷史 |
| PPTFranklin Premier Income Trust | SH BEN INT | 41,860 | $15.9 萬 | 0.1% | +41,860 | 新進 | 歷史 |
| NXENexGen Energy Ltd. | COM | 45,000 | $16.2 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| WBDWarner Bros. Discovery, Inc. | Stock | 12,405 | $16.6 萬 | 0.1% | +12,405 | 新進 | 歷史 |
| MSDMorgan Stanley Emerging Markets Debt Fund Inc | COM | 26,450 | $17.5 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| GTGoodyear Tire & Rubber Co | COM | 16,860 | $18.1 萬 | 0.1% | +8,460+100.7% | 加碼 | 歷史 |
| SMMSalient Midstream & MLP Fund | SH BEN INT | 23,850 | $18.1 萬 | 0.1% | −36,450−60.4% | 減碼 | 歷史 |
| ARCHArch Resources, Inc. | CL A | 1,400 | $20.0 萬 | 0.1% | −1,600−53.3% | 減碼 | 歷史 |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 3,158 | $20.1 萬 | 0.1% | 00.0% | 不變 | – |
| AEFabrdn Emerging Markets ex-China Fund, Inc. | COM | 36,680 | $20.2 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| MMSIMerit Medical Systems Inc | COM | 4,000 | $21.7 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| MEOHMethanex Corp | COM | 5,700 | $21.8 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| HONEHarborOne Bancorp, Inc. | COM NEW | 16,200 | $22.3 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| GGZGabelli Global Small & Mid Cap Value Trust | COM | 20,620 | $22.8 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| GILDGilead Sciences, Inc. | Stock | 3,700 | $22.9 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| BNYBank of New York Mellon Corp | Stock | 5,587 | $23.3 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 4,000 | $23.5 萬 | 0.1% | −1,370−25.5% | 減碼 | – |
| OROR Royalties Inc. | COM | 23,500 | $23.7 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| BERYBerry Global Group, Inc. | COM | 4,500 | $24.6 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| BGRBlackRock Energy & Resources Trust | COM | 23,010 | $25.2 萬 | 0.1% | +1,500+7.0% | 加碼 | 歷史 |
| KRNYKearny Financial Corp. | COM | 23,000 | $25.6 萬 | 0.1% | −4,000−14.8% | 減碼 | 歷史 |
| BACBank of America Corp | Stock | 8,400 | $26.1 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| SWZTotal Return Securities Fund | COM | 33,380 | $26.2 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| GRXGabelli Healthcare & WellnessRx Trust | SHS | 24,760 | $26.5 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| WABWestinghouse Air Brake Technologies Corp | Stock | 3,300 | $27.1 萬 | 0.1% | +100+3.1% | 加碼 | 歷史 |
| TYTRI-CONTINENTAL Corp | COM | 10,380 | $27.2 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| CLVT 0 PfdG21810208 | Convertible Preferred Equity | 4,800 | $27.4 萬 | 0.1% | 00.0% | 不變 | – |
| iShares Core S&P 500 ETF464287200 | ETF | 731 | $27.7 萬 | 0.1% | 00.0% | 不變 | – |
| AIMCAltra Industrial Motion Corp. | COM | 8,000 | $28.2 萬 | 0.1% | +500+6.7% | 加碼 | 歷史 |
| SUSuncor Energy Inc | Stock | 8,100 | $28.4 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| NTRNutrien Ltd. | COM | 3,600 | $28.7 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| PYPLPayPal Holdings, Inc. | Stock | 4,200 | $29.3 萬 | 0.1% | +300+7.7% | 加碼 | 歷史 |
| Tricon Residential Inc Com NPV89612W102 | COM | 28,900 | $29.3 萬 | 0.1% | +900+3.2% | 加碼 | – |
| TAT&T Inc. | Stock | 14,076 | $29.5 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| IIFMorgan Stanley India Investment Fund, Inc. | COM | 13,360 | $29.9 萬 | 0.1% | +13,360 | 新進 | 歷史 |
| NFLXNetflix Inc | Stock | 1,735 | $30.3 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| BWXTBWX Technologies, Inc. | COM | 5,500 | $30.3 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| ENBEnbridge Inc | Stock | 7,200 | $30.4 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| TGBTrekor Metals Ltd | COM | 282,400 | $30.5 萬 | 0.1% | +66,600+30.9% | 加碼 | 歷史 |
| WisdomTree Tr97717W307 | US LARGECAP DIVD | 5,181 | $30.6 萬 | 0.1% | 00.0% | 不變 | – |
| CNXCNX Resources Corp | COM | 18,830 | $31.0 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| VTNRVertex Energy Inc. | COM | 30,000 | $31.6 萬 | 0.1% | −1,000−3.2% | 減碼 | 歷史 |
| SRVNXG Cushing Midstream Energy Fund | COM NEW | 11,630 | $32.3 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| AGIAlamos Gold Inc | Stock | 46,400 | $32.6 萬 | 0.1% | +9,900+27.1% | 加碼 | 歷史 |
| AAWWAtlas Air Worldwide Holdings Inc | COM NEW | 5,300 | $32.7 萬 | 0.1% | +600+12.8% | 加碼 | 歷史 |
| LUMNLumen Technologies, Inc. | Stock | 30,205 | $33.0 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| FMCFMC Corp | COM NEW | 3,100 | $33.2 萬 | 0.1% | +600+24.0% | 加碼 | 歷史 |
| VETVermilion Energy Inc. | COM | 18,000 | $34.3 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| FISFidelity National Information Services, Inc. | Stock | 3,897 | $35.7 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| TWNTaiwan Fund Inc | COM | 14,200 | $35.7 萬 | 0.2% | +3,310+30.4% | 加碼 | 歷史 |
| Cornerstone Building Brands, Inc.21925D109 | COM | 15,000 | $36.7 萬 | 0.2% | 00.0% | 不變 | – |
| TRVTravelers Companies, Inc. | Stock | 2,300 | $38.9 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| GTYHGTY Technology Holdings Inc. | COM | 62,100 | $38.9 萬 | 0.2% | +13,100+26.7% | 加碼 | 歷史 |
| STXSeagate Technology Holdings plc | ORD SHS | 5,500 | $39.3 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| Enerplus Corp292766102 | COM | 30,000 | $39.7 萬 | 0.2% | 00.0% | 不變 | – |
| Occidental Pete Corp WT Exp 080327674599162 | Stock | 11,100 | $41.0 萬 | 0.2% | −3,900−26.0% | 減碼 | – |
| CCitigroup Inc | Stock | 9,000 | $41.4 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| AXPAmerican Express Co | Stock | 3,000 | $41.6 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| METAMeta Platforms, Inc. | Stock | 2,611 | $42.1 萬 | 0.2% | +6+0.2% | 加碼 | 歷史 |
| JOFJapan Smaller Capitalization Fund Inc | COM | 66,610 | $42.1 萬 | 0.2% | +8,490+14.6% | 加碼 | 歷史 |
| GLDSPDR Gold Trust | ETF | 2,514 | $42.4 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| Vanguard S&P 500 ETF922908363 | ETF | 1,228 | $42.6 萬 | 0.2% | 00.0% | 不變 | – |
| Invesco Exch Traded FD Tr II46138E420 | RUSEL 1000 EQL | 11,331 | $44.5 萬 | 0.2% | 00.0% | 不變 | – |
| VVisa Inc. | Stock | 2,279 | $44.9 萬 | 0.2% | −21−0.9% | 減碼 | 歷史 |
| WPMWheaton Precious Metals Corp. | COM | 12,600 | $45.4 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| EDDMorgan Stanley Emerging Markets Domestic Debt Fund, Inc. | COM | 103,450 | $46.4 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| RMTRoyce Micro-Cap Trust, Inc. | COM | 56,530 | $47.3 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| MXFMexico Fund Inc | COM | 33,210 | $47.9 萬 | 0.2% | +10,250+44.6% | 加碼 | 歷史 |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 10,366 | $49.5 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| PSXPhillips 66 | Stock | 6,050 | $49.6 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| DHTDHT Holdings, Inc. | SHS NEW | 82,765 | $50.7 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| WMTWalmart Inc. | Stock | 4,200 | $51.1 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| JNJJohnson & Johnson | Stock | 2,896 | $51.4 萬 | 0.2% | −5−0.2% | 減碼 | 歷史 |
| ABTAbbott Laboratories | Stock | 4,800 | $52.2 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| PGProcter & Gamble Co | Stock | 3,644 | $52.4 萬 | 0.2% | −2−0.1% | 減碼 | 歷史 |
| PEOAdams Natural Resources Fund, Inc. | COM | 27,031 | $52.6 萬 | 0.2% | −6,030−18.2% | 減碼 | 歷史 |
選擇權（11 檔）
同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。
| 證券 | 類別 | 賣權 | 買權 |
|---|---|---|---|
| CVECenovus Energy Inc. | COM | – | $104.9 萬 |
| CRCCalifornia Resources Corp | COM STOCK | – | $38.5 萬 |
| MROMarathon Oil Corp | COM | – | $33.0 萬 |
| GTEGran Tierra Energy Inc. | COM | – | $22.6 萬 |
| RIGTransocean Ltd. | REGISTERED SHS | – | $10.9 萬 |
| AGIAlamos Gold Inc | Stock | – | $10.3 萬 |
| CGAUCenterra Gold Inc. | COM | – | $8.10 萬 |
| New Gold Inc Cda644535106 | COM | – | $6.10 萬 |
| GTGoodyear Tire & Rubber Co | COM | – | $2.60 萬 |
| GSMFerroglobe PLC | SHS | – | $1.80 萬 |
| VGZVista Gold Corp | COM NEW | – | $1.80 萬 |
2022 年第 1 季之後清倉（18 檔）
2022 年第 1 季季末還持有、這份申報已經沒有的部位。
| 證券 | 類別 | 2022 年第 1 季股數 | 2022 年第 1 季市值 | 2022 年第 1 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| SPDR Series Trust78464A664 | ST LON TREAS ETF | 463,525 | $1,753 萬 | 6.7% | – |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 92,890 | $439.9 萬 | 1.7% | – |
| WisdomTree Tr97717X628 | FLOATNG RAT TREA | 13,120 | $66.0 萬 | 0.3% | – |
| Invesco Exch Traded FD Tr II46138G508 | SR LN ETF | 29,930 | $65.2 萬 | 0.2% | – |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 14,230 | $64.0 萬 | 0.2% | – |
| CRWDCrowdStrike Holdings, Inc. | Stock | 1,990 | $45.2 萬 | 0.2% | 歷史 |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 3,383 | $34.0 萬 | 0.1% | – |
| VMCVulcan Materials CO | COM | 1,400 | $25.7 萬 | 0.1% | 歷史 |
| NVSTEnvista Holdings Corp | COM | 4,800 | $23.4 萬 | 0.1% | 歷史 |
| Discovery Inc25470F302 | COM SER C | 9,000 | $22.5 萬 | 0.1% | – |
| PDCEPDC Energy, Inc. | COM | 2,999 | $21.8 萬 | 0.1% | 歷史 |
| SWKSSkyworks Solutions, Inc. | Stock | 1,629 | $21.7 萬 | 0.1% | 歷史 |
| KFKorea Fund Inc | COM NEW | 6,970 | $21.0 萬 | 0.1% | 歷史 |
| BCXBlackRock Resources & Commodities Strategy Trust | SHS | 18,840 | $20.8 萬 | 0.1% | 歷史 |
| Vanguard Morningstar Growth ETF922908736 | ETF | 703 | $20.2 萬 | 0.1% | – |
| IGRCbre Global Real Estate Income Fund | COM | 18,160 | $16.4 萬 | 0.1% | 歷史 |
| COPConocoPhillips | Stock | 1,389 | $13.9 萬 | 0.1% | 歷史 |
| Ion Geophysical Corp462044AJ7 | NOTE 8.000%12/1 | 74,000 | $4.00 萬 | <0.1% | – |