Shepherd Kaplan Krochuk, LLC
- SEC CIK
- 0001218583
- 最新申報
- 2026/8/14
2021 年第 2 季持倉
持倉截至 2021/6/30，2021/8/10 申報。只含多頭部位，變化是跟 2021 年第 1 季比股數。
- 持股檔數
- 183
- 較 2021 年第 1 季 +8
- 總值
- $2.77 億
- 較 2021 年第 1 季 +$2,106 萬 (+8.2%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| BACKIMAC Holdings, Inc. | COM | 12,131 | $2.40 萬 | <0.1% | +12,131 | 新進 | 歷史 |
| GALTGalectin Therapeutics Inc | COM NEW | 12,000 | $3.80 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| AGTCApplied Genetic Technologies Corp | COM | 10,000 | $3.90 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| Tilray Inc88688TAB6 | NOTE 5.000%10/0 | 50,000 | $4.90 萬 | <0.1% | 00.0% | 不變 | – |
| RIGTransocean Ltd. | REGISTERED SHS | 12,000 | $5.40 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| Ion Geophysical Corp462044AJ7 | NOTE 8.000%12/1 | 74,000 | $7.50 萬 | <0.1% | +74,000 | 新進 | – |
| AGIAlamos Gold Inc | Stock | 12,000 | $9.20 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| KGCKinross Gold Corp | COM | 16,000 | $10.2 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| TGBTrekor Metals Ltd | COM | 48,100 | $10.2 萬 | <0.1% | +48,100 | 新進 | 歷史 |
| RMG Acquisition Corp IIIG76088114 | UNIT 02/08/2026 | 11,000 | $11.0 萬 | <0.1% | +11,000 | 新進 | – |
| Sustainable Develp Acqu I Co86934L202 | UNIT 02/04/2026 | 11,000 | $11.2 萬 | <0.1% | 00.0% | 不變 | – |
| GTYHGTY Technology Holdings Inc. | COM | 20,500 | $14.6 萬 | 0.1% | +20,500 | 新進 | 歷史 |
| FREEWhole Earth Brands, Inc. | COM CL A | 11,500 | $16.7 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| RMNIRimini Street, Inc. | COM | 27,543 | $17.0 萬 | 0.1% | +27,543 | 新進 | 歷史 |
| NXENexGen Energy Ltd. | COM | 45,000 | $18.5 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| EMFTempleton Emerging Markets Fund | COM | 10,040 | $19.9 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| First Tr MLP & Energy Incom33739B104 | COM | 25,190 | $19.9 萬 | 0.1% | 00.0% | 不變 | – |
| SUSuncor Energy Inc | Stock | 8,430 | $20.2 萬 | 0.1% | +8,430 | 新進 | 歷史 |
| Vanguard Morningstar Growth ETF922908736 | ETF | 703 | $20.2 萬 | 0.1% | +703 | 新進 | – |
| NVSTEnvista Holdings Corp | COM | 5,000 | $21.6 萬 | 0.1% | −1,100−18.0% | 減碼 | 歷史 |
| iShares Tr464287234 | MSCI EMG MKT ETF | 3,940 | $21.7 萬 | 0.1% | +3+0.1% | 加碼 | – |
| NAKNorthern Dynasty Minerals Ltd | COM NEW | 450,000 | $22.1 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| BWXTBWX Technologies, Inc. | COM | 3,900 | $22.7 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| NGVTIngevity Corp | COM | 2,800 | $22.8 萬 | 0.1% | −200−6.7% | 減碼 | 歷史 |
| NTRNutrien Ltd. | COM | 3,800 | $23.0 萬 | 0.1% | −1,200−24.0% | 減碼 | 歷史 |
| Enerplus Corp292766102 | COM | 32,200 | $23.2 萬 | 0.1% | 00.0% | 不變 | – |
| CVECenovus Energy Inc. | COM | 24,900 | $23.9 萬 | 0.1% | −5,100−17.0% | 減碼 | 歷史 |
| AEMAgnico Eagle Mines Ltd | Stock | 4,000 | $24.2 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| VMCVulcan Materials CO | COM | 1,400 | $24.4 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| HONEHarborOne Bancorp, Inc. | COM NEW | 17,000 | $24.4 萬 | 0.1% | −6,500−27.7% | 減碼 | 歷史 |
| JOFJapan Smaller Capitalization Fund Inc | COM | 27,490 | $24.8 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| ProShares Tr74347G705 | ULTRA ENERGY | 3,514 | $25.4 萬 | 0.1% | +3,514 | 新進 | – |
| GAIAGaia, Inc | CL A | 23,100 | $25.4 萬 | 0.1% | −4,300−15.7% | 減碼 | 歷史 |
| GILDGilead Sciences, Inc. | Stock | 3,700 | $25.5 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| IAAIAA, Inc. | COM | 4,700 | $25.6 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| CNXCNX Resources Corp | COM | 18,830 | $25.7 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| ENBEnbridge Inc | Stock | 6,500 | $26.0 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| WABWestinghouse Air Brake Technologies Corp | Stock | 3,200 | $26.3 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 1,185 | $26.4 萬 | 0.1% | +185+18.5% | 加碼 | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 1,175 | $26.5 萬 | 0.1% | −38−3.1% | 減碼 | – |
| MMSIMerit Medical Systems Inc | COM | 4,100 | $26.5 萬 | 0.1% | −200−4.7% | 減碼 | 歷史 |
| FMCFMC Corp | COM NEW | 2,500 | $27.1 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| Discovery Inc25470F302 | COM SER C | 9,400 | $27.2 萬 | 0.1% | 00.0% | 不變 | – |
| SWKSSkyworks Solutions, Inc. | Stock | 1,424 | $27.3 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| IGRCbre Global Real Estate Income Fund | COM | 31,320 | $27.6 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| AMGNAmgen Inc | Stock | 1,140 | $27.8 萬 | 0.1% | +1+0.1% | 加碼 | 歷史 |
| VETVermilion Energy Inc. | COM | 31,900 | $27.9 萬 | 0.1% | −5,100−13.8% | 減碼 | 歷史 |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 5,520 | $28.3 萬 | 0.1% | −5,020−47.6% | 減碼 | – |
| iShares Tr464287457 | 1 3 YR TREAS BD | 3,280 | $28.3 萬 | 0.1% | −3,000−47.8% | 減碼 | – |
| BOEBlackRock Enhanced Global Dividend Trust | COM | 22,510 | $28.3 萬 | 0.1% | −4,260−15.9% | 減碼 | 歷史 |
| ALDXAldeyra Therapeutics, Inc. | COM | 25,000 | $28.3 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| GDPGoodrich Petroleum Corp | COM PAR | 19,160 | $28.6 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| MSDMorgan Stanley Emerging Markets Debt Fund Inc | COM | 30,990 | $29.0 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| IGAVoya Global Advantage & Premium Opportunity Fund | COM | 30,452 | $29.9 萬 | 0.1% | −17,738−36.8% | 減碼 | 歷史 |
| OROR Royalties Inc. | COM | 22,000 | $30.1 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| VNTVontier Corp | Stock | 9,400 | $30.6 萬 | 0.1% | −600−6.0% | 減碼 | 歷史 |
| BERYBerry Global Group, Inc. | COM | 4,800 | $31.3 萬 | 0.1% | −400−7.7% | 減碼 | 歷史 |
| AWFAlliancebernstein Global High Income Fund Inc | COM | 25,070 | $31.4 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| MXFMexico Fund Inc | COM | 20,920 | $31.9 萬 | 0.1% | +20,920 | 新進 | 歷史 |
| KFKorea Fund Inc | COM NEW | 6,970 | $32.2 萬 | 0.1% | +6,970 | 新進 | 歷史 |
| SWZTotal Return Securities Fund | COM | 33,380 | $32.5 萬 | 0.1% | +33,380 | 新進 | 歷史 |
| AEFabrdn Emerging Markets ex-China Fund, Inc. | COM | 36,680 | $33.2 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| iShares Core S&P 500 ETF464287200 | ETF | 777 | $33.4 萬 | 0.1% | 00.0% | 不變 | – |
| GRXGabelli Healthcare & WellnessRx Trust | SHS | 24,760 | $33.4 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND | COM | 56,761 | $33.8 萬 | 0.1% | −51,469−47.6% | 減碼 | 歷史 |
| PEOAdams Natural Resources Fund, Inc. | COM | 20,920 | $33.9 萬 | 0.1% | +710+3.5% | 加碼 | 歷史 |
| GRAW R Grace & Co | COM | 4,900 | $33.9 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| AAWWAtlas Air Worldwide Holdings Inc | COM NEW | 5,000 | $34.1 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| TRVTravelers Companies, Inc. | Stock | 2,300 | $34.4 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| TYTRI-CONTINENTAL Corp | COM | 10,380 | $35.4 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 4,453 | $36.0 萬 | 0.1% | +10.0% | 加碼 | – |
| CETCentral Securities Corp | COM | 8,640 | $36.5 萬 | 0.1% | +8,640 | 新進 | 歷史 |
| GFNew Germany Fund Inc | COM | 18,390 | $37.2 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| TWNTaiwan Fund Inc | COM | 10,890 | $38.5 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| BACBank of America Corp | Stock | 9,400 | $38.8 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| FST Tr New Opport MLP & Ene33739M100 | COM | 67,040 | $39.6 萬 | 0.1% | 00.0% | 不變 | – |
| BDSIBiodelivery Sciences International Inc | COM | 111,000 | $39.7 萬 | 0.1% | +17,000+18.1% | 加碼 | 歷史 |
| BGRBlackRock Energy & Resources Trust | COM | 40,970 | $40.2 萬 | 0.1% | −5,550−11.9% | 減碼 | 歷史 |
| TAT&T Inc. | Stock | 14,076 | $40.5 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| KRNYKearny Financial Corp. | COM | 33,997 | $40.6 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| LUMNLumen Technologies, Inc. | Stock | 30,205 | $41.0 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| BNYBank of New York Mellon Corp | Stock | 8,187 | $41.9 萬 | 0.2% | +8,187 | 新進 | 歷史 |
| PSXPhillips 66 | Stock | 5,350 | $45.9 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| CRKComstock Resources Inc | COM | 69,620 | $46.4 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| STMPStamps.com Inc | COM NEW | 2,400 | $48.1 萬 | 0.2% | −600−20.0% | 減碼 | 歷史 |
| STXSeagate Technology Holdings plc | ORD SHS | 5,500 | $48.4 萬 | 0.2% | −900−14.1% | 減碼 | 歷史 |
| JNJJohnson & Johnson | Stock | 3,060 | $50.4 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 10,366 | $50.7 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| AXPAmerican Express Co | Stock | 3,100 | $51.2 萬 | 0.2% | −1,200−27.9% | 減碼 | 歷史 |
| PGProcter & Gamble Co | Stock | 3,800 | $51.3 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| AIMCAltra Industrial Motion Corp. | COM | 7,900 | $51.4 萬 | 0.2% | −200−2.5% | 減碼 | 歷史 |
| Invesco Exch Traded FD Tr II46138E420 | RUSEL 1000 EQL | 11,331 | $51.8 萬 | 0.2% | 00.0% | 不變 | – |
| RMTRoyce Micro-Cap Trust, Inc. | COM | 42,280 | $52.4 萬 | 0.2% | +8,010+23.4% | 加碼 | 歷史 |
| Kirkland Lake Gold Ltd49741E100 | COM | 13,700 | $52.8 萬 | 0.2% | −300−2.1% | 減碼 | – |
| WisdomTree Tr97717W307 | US LARGECAP DIVD | 4,459 | $53.6 萬 | 0.2% | +10+0.2% | 加碼 | – |
| DHTDHT Holdings, Inc. | SHS NEW | 82,765 | $53.7 萬 | 0.2% | +50,000+152.6% | 加碼 | 歷史 |
| GPIGroup 1 Automotive Inc | COM | 3,500 | $54.1 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| ASAASA Gold & Precious Metals Ltd | SHS | 25,105 | $54.2 萬 | 0.2% | +11,520+84.8% | 加碼 | 歷史 |
| CRWDCrowdStrike Holdings, Inc. | Stock | 2,219 | $55.8 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| EDDMorgan Stanley Emerging Markets Domestic Debt Fund, Inc. | COM | 91,450 | $56.0 萬 | 0.2% | 00.0% | 不變 | 歷史 |
選擇權（9 檔）
同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。
| 證券 | 類別 | 賣權 | 買權 |
|---|---|---|---|
| CVECenovus Energy Inc. | COM | – | $120.3 萬 |
| SPYSPDR S&P 500 ETF Trust | ETF | $119.9 萬 | – |
| New Gold Inc Cda644535106 | COM | – | $28.2 萬 |
| MROMarathon Oil Corp | COM | – | $18.1 萬 |
| AGIAlamos Gold Inc | Stock | – | $16.3 萬 |
| NEMNEWMONT Corp | Stock | – | $15.2 萬 |
| ASCArdmore Shipping Corp | COM | – | $8.10 萬 |
| RIGTransocean Ltd. | REGISTERED SHS | – | $5.00 萬 |
| TGBTrekor Metals Ltd | COM | – | $4.00 萬 |
2021 年第 1 季之後清倉（9 檔）
2021 年第 1 季季末還持有、這份申報已經沒有的部位。
| 證券 | 類別 | 2021 年第 1 季股數 | 2021 年第 1 季市值 | 2021 年第 1 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| HQHabrdn Healthcare Investors | SH BEN INT | 14,360 | $35.1 萬 | 0.1% | 歷史 |
| PIMFranklin Master Intermediate Income Trust | SH BEN INT | 69,350 | $30.0 萬 | 0.1% | 歷史 |
| GMGeneral Motors Co | COM | 5,000 | $28.7 萬 | 0.1% | 歷史 |
| PPTFranklin Premier Income Trust | SH BEN INT | 55,290 | $26.9 萬 | 0.1% | 歷史 |
| HQLabrdn Life Sciences Investors | SH BEN INT | 13,290 | $26.2 萬 | 0.1% | 歷史 |
| MEOHMethanex Corp | COM | 6,000 | $22.1 萬 | 0.1% | 歷史 |
| TGLSTecnoglass Holdings Inc. | ORD SHS | 16,500 | $19.8 萬 | 0.1% | 歷史 |
| EVGEaton Vance Short Duration Diversified Income Fund | COM | 11,720 | $15.4 萬 | 0.1% | 歷史 |
| IVCInvacare Holdings Corp | COM | 16,000 | $12.8 萬 | <0.1% | 歷史 |