Shepherd Kaplan Krochuk, LLC
- SEC CIK
- 0001218583
- 最新申報
- 2026/8/14
2021 年第 1 季持倉
持倉截至 2021/3/31，2021/5/17 申報。只含多頭部位。
- 持股檔數
- 175
- 2020 年第 4 季沒有 13F 資料
- 總值
- $2.56 億
- 2020 年第 4 季沒有 13F 資料
Livermore 的 13F 資料從 2021 年第 1 季開始，這一季沒有前一季可以比較，所以不顯示股數變化與動作。
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| GALTGalectin Therapeutics Inc | COM NEW | 12,000 | $2.60 萬 | <0.1% | – | – | 歷史 |
| RIGTransocean Ltd. | REGISTERED SHS | 12,000 | $4.30 萬 | <0.1% | – | – | 歷史 |
| Tilray Inc88688TAB6 | NOTE 5.000%10/0 | 50,000 | $4.60 萬 | <0.1% | – | – | – |
| AGTCApplied Genetic Technologies Corp | COM | 10,000 | $5.10 萬 | <0.1% | – | – | 歷史 |
| AGIAlamos Gold Inc | Stock | 12,000 | $9.40 萬 | <0.1% | – | – | 歷史 |
| KGCKinross Gold Corp | COM | 16,000 | $10.7 萬 | <0.1% | – | – | 歷史 |
| Sustainable Develp Acqu I Co86934L202 | UNIT 02/04/2026 | 11,000 | $10.9 萬 | <0.1% | – | – | – |
| IVCInvacare Holdings Corp | COM | 16,000 | $12.8 萬 | <0.1% | – | – | 歷史 |
| FREEWhole Earth Brands, Inc. | COM CL A | 11,500 | $15.0 萬 | 0.1% | – | – | 歷史 |
| EVGEaton Vance Short Duration Diversified Income Fund | COM | 11,720 | $15.4 萬 | 0.1% | – | – | 歷史 |
| Enerplus Corp292766102 | COM | 32,200 | $16.1 萬 | 0.1% | – | – | – |
| NXENexGen Energy Ltd. | COM | 45,000 | $16.3 萬 | 0.1% | – | – | 歷史 |
| First Tr MLP & Energy Incom33739B104 | COM | 25,190 | $17.4 萬 | 0.1% | – | – | – |
| GDPGoodrich Petroleum Corp | COM PAR | 19,160 | $18.1 萬 | 0.1% | – | – | 歷史 |
| EMFTempleton Emerging Markets Fund | COM | 10,040 | $19.2 萬 | 0.1% | – | – | 歷史 |
| DHTDHT Holdings, Inc. | SHS NEW | 32,765 | $19.4 萬 | 0.1% | – | – | 歷史 |
| TGLSTecnoglass Holdings Inc. | ORD SHS | 16,500 | $19.8 萬 | 0.1% | – | – | 歷史 |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 1,000 | $20.7 萬 | 0.1% | – | – | – |
| iShares Tr464287234 | MSCI EMG MKT ETF | 3,937 | $21.0 萬 | 0.1% | – | – | – |
| MEOHMethanex Corp | COM | 6,000 | $22.1 萬 | 0.1% | – | – | 歷史 |
| CVECenovus Energy Inc. | COM | 30,000 | $22.6 萬 | 0.1% | – | – | 歷史 |
| NGVTIngevity Corp | COM | 3,000 | $22.7 萬 | 0.1% | – | – | 歷史 |
| AEMAgnico Eagle Mines Ltd | Stock | 4,000 | $23.1 萬 | 0.1% | – | – | 歷史 |
| VMCVulcan Materials CO | COM | 1,400 | $23.6 萬 | 0.1% | – | – | 歷史 |
| ENBEnbridge Inc | Stock | 6,500 | $23.7 萬 | 0.1% | – | – | 歷史 |
| GILDGilead Sciences, Inc. | Stock | 3,700 | $23.9 萬 | 0.1% | – | – | 歷史 |
| OROR Royalties Inc. | COM | 22,000 | $24.2 萬 | 0.1% | – | – | 歷史 |
| IGRCbre Global Real Estate Income Fund | COM | 31,320 | $24.5 萬 | 0.1% | – | – | 歷史 |
| GAMGeneral American Investors Co Inc | COM | 6,190 | $24.7 萬 | 0.1% | – | – | 歷史 |
| NVSTEnvista Holdings Corp | COM | 6,100 | $24.9 萬 | 0.1% | – | – | 歷史 |
| WABWestinghouse Air Brake Technologies Corp | Stock | 3,200 | $25.3 萬 | 0.1% | – | – | 歷史 |
| JOFJapan Smaller Capitalization Fund Inc | COM | 27,490 | $25.6 萬 | 0.1% | – | – | 歷史 |
| MMSIMerit Medical Systems Inc | COM | 4,300 | $25.7 萬 | 0.1% | – | – | 歷史 |
| BWXTBWX Technologies, Inc. | COM | 3,900 | $25.7 萬 | 0.1% | – | – | 歷史 |
| IAAIAA, Inc. | COM | 4,700 | $25.9 萬 | 0.1% | – | – | 歷史 |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 1,213 | $26.0 萬 | 0.1% | – | – | – |
| SWKSSkyworks Solutions, Inc. | Stock | 1,424 | $26.1 萬 | 0.1% | – | – | 歷史 |
| HQLabrdn Life Sciences Investors | SH BEN INT | 13,290 | $26.2 萬 | 0.1% | – | – | 歷史 |
| VETVermilion Energy Inc. | COM | 37,000 | $26.9 萬 | 0.1% | – | – | 歷史 |
| NTRNutrien Ltd. | COM | 5,000 | $26.9 萬 | 0.1% | – | – | 歷史 |
| PPTFranklin Premier Income Trust | SH BEN INT | 55,290 | $26.9 萬 | 0.1% | – | – | 歷史 |
| FROFrontline plc | SHS NEW | 37,659 | $26.9 萬 | 0.1% | – | – | 歷史 |
| ASAASA Gold & Precious Metals Ltd | SHS | 13,585 | $27.1 萬 | 0.1% | – | – | 歷史 |
| FMCFMC Corp | COM NEW | 2,500 | $27.7 萬 | 0.1% | – | – | 歷史 |
| CNXCNX Resources Corp | COM | 18,830 | $27.7 萬 | 0.1% | – | – | 歷史 |
| MSDMorgan Stanley Emerging Markets Debt Fund Inc | COM | 30,990 | $27.8 萬 | 0.1% | – | – | 歷史 |
| AMGNAmgen Inc | Stock | 1,139 | $28.3 萬 | 0.1% | – | – | 歷史 |
| NAKNorthern Dynasty Minerals Ltd | COM NEW | 450,000 | $28.5 萬 | 0.1% | – | – | 歷史 |
| GMGeneral Motors Co | COM | 5,000 | $28.7 萬 | 0.1% | – | – | 歷史 |
| GRAW R Grace & Co | COM | 4,900 | $29.3 萬 | 0.1% | – | – | 歷史 |
| ALDXAldeyra Therapeutics, Inc. | COM | 25,000 | $29.7 萬 | 0.1% | – | – | 歷史 |
| PEOAdams Natural Resources Fund, Inc. | COM | 20,210 | $29.7 萬 | 0.1% | – | – | 歷史 |
| AWFAlliancebernstein Global High Income Fund Inc | COM | 25,070 | $29.7 萬 | 0.1% | – | – | 歷史 |
| PIMFranklin Master Intermediate Income Trust | SH BEN INT | 69,350 | $30.0 萬 | 0.1% | – | – | 歷史 |
| AAWWAtlas Air Worldwide Holdings Inc | COM NEW | 5,000 | $30.2 萬 | 0.1% | – | – | 歷史 |
| VNTVontier Corp | Stock | 10,000 | $30.3 萬 | 0.1% | – | – | 歷史 |
| BOEBlackRock Enhanced Global Dividend Trust | COM | 26,770 | $30.8 萬 | 0.1% | – | – | 歷史 |
| TWNTaiwan Fund Inc | COM | 10,890 | $30.8 萬 | 0.1% | – | – | 歷史 |
| iShares Core S&P 500 ETF464287200 | ETF | 777 | $30.9 萬 | 0.1% | – | – | – |
| GRXGabelli Healthcare & WellnessRx Trust | SHS | 24,760 | $30.9 萬 | 0.1% | – | – | 歷史 |
| AEFabrdn Emerging Markets ex-China Fund, Inc. | COM | 36,680 | $31.7 萬 | 0.1% | – | – | 歷史 |
| HONEHarborOne Bancorp, Inc. | COM NEW | 23,500 | $31.7 萬 | 0.1% | – | – | 歷史 |
| BERYBerry Global Group, Inc. | COM | 5,200 | $31.9 萬 | 0.1% | – | – | 歷史 |
| GAIAGaia, Inc | CL A | 27,400 | $32.6 萬 | 0.1% | – | – | 歷史 |
| TYTRI-CONTINENTAL Corp | COM | 10,380 | $33.7 萬 | 0.1% | – | – | 歷史 |
| TRVTravelers Companies, Inc. | Stock | 2,300 | $34.6 萬 | 0.1% | – | – | 歷史 |
| Discovery Inc25470F302 | COM SER C | 9,400 | $34.7 萬 | 0.1% | – | – | – |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 4,452 | $34.9 萬 | 0.1% | – | – | – |
| HQHabrdn Healthcare Investors | SH BEN INT | 14,360 | $35.1 萬 | 0.1% | – | – | 歷史 |
| FST Tr New Opport MLP & Ene33739M100 | COM | 67,040 | $35.7 萬 | 0.1% | – | – | – |
| BACBank of America Corp | Stock | 9,400 | $36.4 萬 | 0.1% | – | – | 歷史 |
| GFNew Germany Fund Inc | COM | 18,390 | $36.4 萬 | 0.1% | – | – | 歷史 |
| BDSIBiodelivery Sciences International Inc | COM | 94,000 | $36.8 萬 | 0.1% | – | – | 歷史 |
| CRKComstock Resources Inc | COM | 69,620 | $38.6 萬 | 0.2% | – | – | 歷史 |
| RMTRoyce Micro-Cap Trust, Inc. | COM | 34,270 | $38.7 萬 | 0.2% | – | – | 歷史 |
| LUMNLumen Technologies, Inc. | Stock | 30,205 | $40.3 萬 | 0.2% | – | – | 歷史 |
| CRWDCrowdStrike Holdings, Inc. | Stock | 2,219 | $40.5 萬 | 0.2% | – | – | 歷史 |
| KRNYKearny Financial Corp. | COM | 33,997 | $41.1 萬 | 0.2% | – | – | 歷史 |
| BGRBlackRock Energy & Resources Trust | COM | 46,520 | $41.3 萬 | 0.2% | – | – | 歷史 |
| TAT&T Inc. | Stock | 14,076 | $42.6 萬 | 0.2% | – | – | 歷史 |
| PSXPhillips 66 | Stock | 5,350 | $43.6 萬 | 0.2% | – | – | 歷史 |
| AIMCAltra Industrial Motion Corp. | COM | 8,100 | $44.8 萬 | 0.2% | – | – | 歷史 |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 10,366 | $44.9 萬 | 0.2% | – | – | 歷史 |
| IGAVoya Global Advantage & Premium Opportunity Fund | COM | 48,190 | $46.1 萬 | 0.2% | – | – | 歷史 |
| Kirkland Lake Gold Ltd49741E100 | COM | 14,000 | $47.3 萬 | 0.2% | – | – | – |
| Invesco Exch Traded FD Tr II46138E420 | RUSEL 1000 EQL | 11,331 | $48.7 萬 | 0.2% | – | – | – |
| STXSeagate Technology Holdings plc | SHS | 6,400 | $49.1 萬 | 0.2% | – | – | 歷史 |
| JNJJohnson & Johnson | Stock | 3,060 | $50.3 萬 | 0.2% | – | – | 歷史 |
| WisdomTree Tr97717W307 | US LARGECAP DIVD | 4,449 | $51.0 萬 | 0.2% | – | – | – |
| PGProcter & Gamble Co | Stock | 3,800 | $51.5 萬 | 0.2% | – | – | 歷史 |
| EPDEnterprise Products Partners L.P. | Stock | 23,888 | $52.6 萬 | 0.2% | – | – | 歷史 |
| VVisa Inc. | Stock | 2,508 | $53.1 萬 | 0.2% | – | – | 歷史 |
| NMLNeuberger Energy Infrastructure & Income Fund Inc. | COM | 126,530 | $53.1 萬 | 0.2% | – | – | 歷史 |
| WPMWheaton Precious Metals Corp. | COM | 14,000 | $53.5 萬 | 0.2% | – | – | 歷史 |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 8,710 | $53.6 萬 | 0.2% | – | – | – |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 10,540 | $54.1 萬 | 0.2% | – | – | – |
| iShares Tr464287457 | 1 3 YR TREAS BD | 6,280 | $54.2 萬 | 0.2% | – | – | – |
| iShares Tr46434V860 | TRS FLT RT BD | 10,800 | $54.3 萬 | 0.2% | – | – | – |
| WisdomTree Tr97717X628 | FLOATNG RAT TREA | 21,620 | $54.3 萬 | 0.2% | – | – | – |
| EDDMorgan Stanley Emerging Markets Domestic Debt Fund, Inc. | COM | 91,450 | $55.1 萬 | 0.2% | – | – | 歷史 |
選擇權（10 檔）
同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。
| 證券 | 類別 | 賣權 | 買權 |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $111.0 萬 | – |
| CVECenovus Energy Inc. | COM | – | $97.5 萬 |
| New Gold Inc Cda644535106 | COM | – | $24.0 萬 |
| AGIAlamos Gold Inc | Stock | – | $15.9 萬 |
| MROMarathon Oil Corp | COM | – | $14.2 萬 |
| COPConocoPhillips | Stock | – | $7.90 萬 |
| ASCArdmore Shipping Corp | COM | – | $5.40 萬 |
| RIGTransocean Ltd. | REGISTERED SHS | – | $3.90 萬 |
| TGBTrekor Metals Ltd | COM | – | $2.70 萬 |
| FROFrontline plc | SHS NEW | – | $7,000 |