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Livermore
Livermore
中文EN

First Foundation Advisors

SEC CIK
0001086763
最新申報
2026/8/14

2023 年第 3 季持倉

持倉截至 2023/9/30，2023/11/15 申報。只含多頭部位，變化是跟 2023 年第 2 季比股數。

機構總覽
持股檔數
423
較 2023 年第 2 季 +8
總值
$21.4 億
較 2023 年第 2 季 −$1.73 億 (−7.5%)
申報日
2023/11/15
SEC
First Foundation Advisors 在 2023 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
GOEVCanoo Inc.COM CL A10,980$5,380<0.1%00.0%不變歷史
AWINAERWINS Technologies Inc.COMMON STOCK150,000$1.81 萬<0.1%00.0%不變歷史
SONMDNA X, Inc.COM NEW48,000$3.22 萬<0.1%+48,000新進歷史
TRXTRX GOLD CorpCOM117,371$4.30 萬<0.1%00.0%不變歷史
PIMFranklin Master Intermediate Income TrustSH BEN INT15,000$4.53 萬<0.1%00.0%不變歷史
MTTRMatterport, Inc.COM CL A20,923$4.54 萬<0.1%00.0%不變歷史
IQiQIYI, Inc.SPONSORED ADS10,105$4.79 萬<0.1%+105+1.1%加碼歷史
JQCNuveen Credit Strategies Income FundCOM SHS11,000$5.57 萬<0.1%00.0%不變歷史
PPTFranklin Premier Income TrustSH BEN INT16,625$5.57 萬<0.1%00.0%不變歷史
EVFEaton Vance Senior Income TrustSH BEN INT10,000$5.90 萬<0.1%00.0%不變歷史
ICLICL Group Ltd.SHS10,860$6.03 萬<0.1%−2,946−21.3%減碼歷史
PCKPIMCO California Municipal Income Fund IICOM12,761$6.41 萬<0.1%00.0%不變歷史
PACWPacwest BancorpCOM10,000$7.91 萬<0.1%−187−1.8%減碼歷史
VCVInvesco California Value Municipal Income TrustCOM10,446$8.81 萬<0.1%00.0%不變歷史
DALNDallasNews CorpCOM SER A20,000$9.20 萬<0.1%00.0%不變歷史
NMZNuveen Municipal High Income Opportunity FundCOM10,000$9.28 萬<0.1%00.0%不變歷史
PLUGPlug Power IncStock12,304$9.35 萬<0.1%−5,971−32.7%減碼歷史
NBWNeuberger Berman California Municipal Fund Inc.COM12,705$12.4 萬<0.1%00.0%不變歷史
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM15,223$12.8 萬<0.1%−6,603−30.3%減碼歷史
JOBYJoby Aviation, Inc.COMMON STOCK21,000$13.5 萬<0.1%00.0%不變歷史
BTZBlackRock Credit Allocation Income TrustCOM14,615$14.1 萬<0.1%00.0%不變歷史
AFTApollo Senior Floating Rate Fund Inc.COM11,018$14.8 萬<0.1%00.0%不變歷史
PFNPIMCO Income Strategy Fund IICOM24,375$16.1 萬<0.1%−3,020−11.0%減碼歷史
DSLDoubleLine Income Solutions FundCOM13,867$16.3 萬<0.1%−1,300−8.6%減碼歷史
EVVEaton Vance Ltd Duration Income FundCOM18,611$16.8 萬<0.1%00.0%不變歷史
NREFNexPoint Real Estate Finance, Inc.COM10,987$18.0 萬<0.1%00.0%不變歷史
GSBDGoldman Sachs BDC, Inc.SHS12,590$18.3 萬<0.1%−5,930−32.0%減碼歷史
NVGNuveen AMT-Free Municipal Credit Income FundCEF18,243$18.8 萬<0.1%−2,525−12.2%減碼歷史
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF19,842$19.0 萬<0.1%00.0%不變歷史
iShares Tr46434V647GLOBAL REIT ETF9,488$20.1 萬<0.1%00.0%不變–
SLViShares Silver TrustETF9,943$20.2 萬<0.1%+9,943新進歷史
Fidelity MSCI Information Technology Index ETF316092808ETF1,660$20.4 萬<0.1%−869−34.4%減碼–
MSIMotorola Solutions, Inc.Stock750$20.4 萬<0.1%+23+3.2%加碼歷史
Schwab International Equity ETF808524805ETF6,067$20.6 萬<0.1%−214−3.4%減碼–
TRVTravelers Companies, Inc.Stock1,271$20.8 萬<0.1%−25−1.9%減碼歷史
APPFAppfolio IncCOM CL A1,142$20.9 萬<0.1%+1,142新進歷史
MRSHMarsh & McLennan Companies, Inc.Stock1,097$20.9 萬<0.1%−435−28.4%減碼歷史
SPLKSplunk IncCOM1,439$21.0 萬<0.1%+1,439新進歷史
CMGChipotle Mexican Grill IncCOM115$21.1 萬<0.1%−13−10.2%減碼歷史
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1629$21.1 萬<0.1%00.0%不變歷史
ULTAUlta Beauty, Inc.Stock534$21.3 萬<0.1%+534新進歷史
iShares Global Clean Energy ETF464288224ETF14,700$21.5 萬<0.1%00.0%不變–
SWAVShockwave Medical, Inc.COM1,082$21.5 萬<0.1%−52−4.6%減碼歷史
Vanguard Dividend Appreciation ETF921908844ETF1,393$21.6 萬<0.1%00.0%不變–
ARDCAres Dynamic Credit Allocation Fund, Inc.COM16,798$21.7 萬<0.1%00.0%不變歷史
TECHBIO-TECHNE CorpCOM3,236$22.0 萬<0.1%−45−1.4%減碼歷史
iShares Select Dividend ETF464287168ETF2,053$22.1 萬<0.1%−1,047−33.8%減碼–
iShares Tr464287515EXPANDED TECH651$22.2 萬<0.1%00.0%不變–
CHTRCharter Communications, Inc.CL A506$22.3 萬<0.1%+506新進歷史
EPDEnterprise Products Partners L.P.Stock8,146$22.3 萬<0.1%00.0%不變歷史
Vanguard Morningstar Small-Cap Value ETF922908611ETF1,399$22.3 萬<0.1%−515−26.9%減碼–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL5,797$22.7 萬<0.1%00.0%不變–
LAZRQLuminar Technologies, Inc.COM CL A50,524$23.0 萬<0.1%+201+0.4%加碼歷史
Vanguard Morningstar Small-Cap ETF922908751ETF1,216$23.0 萬<0.1%−384−24.0%減碼–
BBNBlackRock Taxable Municipal Bond TrustSHS15,179$23.0 萬<0.1%00.0%不變歷史
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM18,324$23.1 萬<0.1%00.0%不變歷史
KMFKayne Anderson NextGen Energy & Infrastructure, Inc.COM32,675$23.3 萬<0.1%−6,070−15.7%減碼歷史
GHGuardant Health, Inc.COM7,873$23.3 萬<0.1%+7,873新進歷史
GPCGenuine Parts CoStock1,617$23.3 萬<0.1%+217+15.5%加碼歷史
CTSHCognizant Technology Solutions CorpCL A3,474$23.5 萬<0.1%+250+7.8%加碼歷史
ORLYO Reilly Automotive IncStock259$23.5 萬<0.1%−73−22.0%減碼歷史
NOVNOV Inc.COM11,507$24.0 萬<0.1%+368+3.3%加碼歷史
NUENucor CorpCOM1,549$24.2 萬<0.1%−26−1.7%減碼歷史
DGDollar General CorpCOM2,301$24.3 萬<0.1%+2,301新進歷史
NEANuveen AMT-Free Quality Municipal Income FundCOM25,614$24.8 萬<0.1%00.0%不變歷史
AALAmerican Airlines Group Inc.Stock19,370$24.8 萬<0.1%−481−2.4%減碼歷史
MDYSPDR S&P Midcap 400 ETF TrustETF544$24.8 萬<0.1%00.0%不變歷史
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF2,225$24.9 萬<0.1%00.0%不變–
Schwab US Dividend Equity ETF808524797ETF3,542$25.1 萬<0.1%−10,478−74.7%減碼–
ASMLASML Holding NVADR426$25.1 萬<0.1%−77−15.3%減碼歷史
Global X FDS37954Y475S&P 500 COVERED6,460$25.1 萬<0.1%+991+18.1%加碼–
GMGeneral Motors CoCOM7,649$25.2 萬<0.1%+623+8.9%加碼歷史
STWDStarwood Property Trust, Inc.COM13,081$25.3 萬<0.1%−15,911−54.9%減碼歷史
FFord Motor CoStock20,514$25.5 萬<0.1%−176−0.9%減碼歷史
Columbia ETF Tr II19762B202EM CORE EX ETF9,327$25.6 萬<0.1%+9,327新進–
TCBKTrico BancsharesCOM8,000$25.6 萬<0.1%00.0%不變歷史
CTOCTO Realty Growth, Inc.COM15,923$25.8 萬<0.1%00.0%不變歷史
MCOMoodys CorpStock818$25.9 萬<0.1%−7−0.8%減碼歷史
KLACKLA CorpCOM NEW564$25.9 萬<0.1%−61−9.8%減碼歷史
STZConstellation Brands, Inc.Stock1,032$25.9 萬<0.1%+1,032新進歷史
PPGPPG Industries IncStock2,000$26.0 萬<0.1%+64+3.3%加碼歷史
OCSLOaktree Specialty Lending CorpCOM12,949$26.1 萬<0.1%00.0%不變歷史
AMTAmerican Tower CorpREIT1,588$26.1 萬<0.1%+106+7.2%加碼歷史
Nushares ETF Tr67092P508NUVEEN ESG MIDVL9,271$26.4 萬<0.1%+565+6.5%加碼–
ENBEnbridge IncStock8,059$27.0 萬<0.1%−3,182−28.3%減碼歷史
DJPBarclays Bank PLCDJUBS CMDT ETN368,430$27.1 萬<0.1%−2,691−24.2%減碼歷史
EIXEdison InternationalStock4,301$27.2 萬<0.1%+1,415+49.0%加碼歷史
HUMHumana IncStock568$27.6 萬<0.1%−81−12.5%減碼歷史
TMUST-Mobile US, Inc.Stock1,987$27.8 萬<0.1%+237+13.5%加碼歷史
TSCOTractor Supply CoCOM1,394$28.3 萬<0.1%+86+6.6%加碼歷史
iShares Russell Mid-Cap Value ETF464287473ETF2,726$28.4 萬<0.1%+500+22.5%加碼–
EQIXEquinix IncCOM393$28.5 萬<0.1%+91+30.1%加碼歷史
KMXCarMax IncCOM4,076$28.8 萬<0.1%−118,535−96.7%減碼歷史
CRWDCrowdStrike Holdings, Inc.Stock1,733$29.0 萬<0.1%+201+13.1%加碼歷史
PAYXPaychex IncStock2,519$29.1 萬<0.1%−1,343−34.8%減碼歷史
VRTXVertex Pharmaceuticals IncStock852$29.6 萬<0.1%−109−11.3%減碼歷史
DUKDuke Energy CORPStock3,400$30.0 萬<0.1%+333+10.9%加碼歷史
FISVFiserv IncStock2,679$30.3 萬<0.1%+379+16.5%加碼歷史
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS7,146$30.6 萬<0.1%00.0%不變依 3 比 1 拆股換算–
PANWPalo Alto Networks IncStock1,327$31.1 萬<0.1%−33−2.4%減碼歷史

2023 年第 2 季之後清倉（27 檔）

2023 年第 2 季季末還持有、這份申報已經沒有的部位。

First Foundation Advisors 在 2023 年第 2 季之後清倉的部位
證券類別2023 年第 2 季股數2023 年第 2 季市值2023 年第 2 季佔組合 %紀錄
BALLBALL CorpCOM24,961$145.3 萬0.1%歷史
NSANational Storage Affiliates TrustCOM SHS BEN IN15,778$55.0 萬<0.1%歷史
GWWW.W. Grainger, Inc.Stock593$46.8 萬<0.1%歷史
TYGTortoise Energy Infrastructure CorpCOM12,621$36.7 萬<0.1%歷史
ROICRetail Opportunity Investments CorpCOM26,250$35.5 萬<0.1%歷史
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP5,196$32.4 萬<0.1%歷史
TSMTaiwan Semiconductor Manufacturing Co LtdADR3,187$32.2 萬<0.1%歷史
PYPLPayPal Holdings, Inc.Stock4,609$30.8 萬<0.1%歷史
RBARB Global Inc.COM4,458$26.7 萬<0.1%歷史
JCIJohnson Controls International plcStock3,889$26.5 萬<0.1%歷史
SWKSSkyworks Solutions, Inc.Stock2,333$25.8 萬<0.1%歷史
EAElectronic Arts Inc.COM1,918$24.9 萬<0.1%歷史
Vanguard Morningstar Mid-Cap Value ETF922908512ETF1,793$24.8 萬<0.1%–
ALLAllstate CorpStock2,227$24.3 萬<0.1%歷史
SHOPShopify Inc.Stock3,745$24.2 萬<0.1%歷史
State Street Health Care Select Sector SPDR ETF81369Y209ETF1,815$24.1 萬<0.1%–
FMCFMC CorpCOM NEW2,285$23.8 萬<0.1%歷史
CCitigroup IncStock4,901$22.6 萬<0.1%歷史
TSNTyson Foods, Inc.Stock4,183$21.3 萬<0.1%歷史
ALGNAlign Technology IncCOM591$20.9 萬<0.1%歷史
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF2,232$20.5 萬<0.1%–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF2,582$20.4 萬<0.1%–
Schwab Fundamental U.S. Large Company ETF808524771ETF3,488$20.1 萬<0.1%–
Global X FDS37954Y483NASDAQ 100 COVER10,696$19.0 萬<0.1%–
RTLNecessity Retail REIT, Inc.COM CLASS A25,805$17.4 萬<0.1%歷史
WDIWestern Asset Diversified Income Fund (WDI)COM SHS BEN INT10,267$13.8 萬<0.1%歷史
NZFNuveen Municipal Credit Income FundCOM SH BEN INT10,123$11.8 萬<0.1%歷史