Jefferies Group LLC
- SEC CIK
- 0001084580
- 最新申報
- 2023/9/21
2021 年第 4 季持倉
持倉截至 2021/12/31，2023/9/21 申報。只含多頭部位，變化是跟 2021 年第 3 季比股數。
- 持股檔數
- 1,024
- 較 2021 年第 3 季 −46
- 總值
- $53.7 億
- 較 2021 年第 3 季 +$12.1 億 (+29.0%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| Chardan Nextech Acquisition Corp.159561117 | *W EXP 07/29/202 | 174,947 | $10.7 萬 | <0.1% | 00.0% | 不變 | – |
| TSPHTuSimple Holdings Inc. | CL A | 3,000 | $10.8 萬 | <0.1% | +3,000 | 新進 | 歷史 |
| Zscaler, Inc.98980GAB8 | NOTE 0.125% 7/0 | – | $10.9 萬 | <0.1% | – | 新進 | – |
| Enjoy Technology29335V114 | EQUITY WRT | 261,458 | $11.0 萬 | <0.1% | +261,458 | 新進 | – |
| Arqit Quantum Inc.G0567U119 | *W EXP 11/02/202 | 15,850 | $11.0 萬 | <0.1% | +15,850 | 新進 | – |
| QTNTQuotient Ltd | SHS | 42,700 | $11.1 萬 | <0.1% | +27,700+184.7% | 加碼 | 歷史 |
| Farfetch Ltd30744WAD9 | NOTE 3.750% 5/0 | – | $11.3 萬 | <0.1% | – | 新進 | – |
| Slack Technologies, Inc.83088VAB8 | NOTE 0.500% 4/1 | – | $11.4 萬 | <0.1% | – | – | – |
| Senior Connect Acquisitn Cor81723H116 | *W EXP 12/31/202 | 224,039 | $11.8 萬 | <0.1% | +145,000+183.5% | 加碼 | – |
| Pontem CorporationG71707122 | *W EXP 01/05/202 | 133,332 | $11.9 萬 | <0.1% | +116,666+700.0% | 加碼 | – |
| STLNWStarling Oncology, Inc. | EQUITY WRT | 175,000 | $12.1 萬 | <0.1% | +175,000 | 新進 | 歷史 |
| JWSWFJaws Mustang Acquisition Corp | *W EXP 01/30/202 | 117,650 | $12.1 萬 | <0.1% | +117,650 | 新進 | 歷史 |
| DCPHDeciphera Pharmaceuticals, Inc. | COM | 12,453 | $12.2 萬 | <0.1% | +4,155+50.1% | 加碼 | 歷史 |
| TCW Special Purpose Acqu Cor87301L114 | *W EXP 99/99/999 | 200,000 | $12.2 萬 | <0.1% | +200,000 | 新進 | – |
| Wheels Up Experi96328L114 | EQUITY WRT | 150,000 | $12.3 萬 | <0.1% | 00.0% | 不變 | – |
| Illumina, Inc.452327AK5 | NOTE 8/1 | – | $12.5 萬 | <0.1% | – | – | – |
| EGIOEdgio, Inc. | COM | 37,500 | $12.9 萬 | <0.1% | −37,500−50.0% | 減碼 | 歷史 |
| HIMSHims & Hers Health, Inc. | Stock | 20,000 | $13.1 萬 | <0.1% | +20,000 | 新進 | 歷史 |
| Cellebrite DI Ltd.M2197Q115 | *W EXP 08/30/202 | 75,000 | $13.2 萬 | <0.1% | 00.0% | 不變 | – |
| Momo Inc60879BAB3 | NOTE 1.250% 7/0 | – | $13.2 萬 | <0.1% | – | – | – |
| CC Neuberger Prin Hldgs IIG3166T111 | *W EXP 07/29/202 | 100,000 | $13.6 萬 | <0.1% | 00.0% | 不變 | – |
| Coliseum Acquisition Corp.G2263T107 | *W EXP 08/22/202 | 219,886 | $13.9 萬 | <0.1% | 00.0% | 不變 | – |
| FNBFNB Corp | COM | 11,614 | $14.1 萬 | <0.1% | −7,353−38.8% | 減碼 | 歷史 |
| Crucible Acquisition Corp22877P116 | *W EXP 12/26/202 | 200,000 | $14.2 萬 | <0.1% | +180,111+905.6% | 加碼 | – |
| EQRx, Inc.26886C115 | *W EXP 12/17/202 | 137,834 | $14.3 萬 | <0.1% | +137,834 | 新進 | – |
| MELIMercadolibre Inc | COM | 107 | $14.4 萬 | <0.1% | −187−63.6% | 減碼 | 歷史 |
| Immatics N.V.N44445117 | *W EXP 07/01/202 | 34,158 | $15.0 萬 | <0.1% | 00.0% | 不變 | – |
| Fti Consulting, Inc302941AP4 | NOTE 2.000% 8/1 | – | $15.4 萬 | <0.1% | – | – | – |
| Pegasystems Inc705573AB9 | NOTE 0.750% 3/0 | – | $16.3 萬 | <0.1% | – | – | – |
| GGPIGores Guggenheim, Inc. | CLASS A COM | 13,900 | $16.3 萬 | <0.1% | −486,100−97.2% | 減碼 | 歷史 |
| OBDCBlue Owl Capital Corp | COM | 11,507 | $16.3 萬 | <0.1% | +350+3.1% | 加碼 | 歷史 |
| COUPCoupa Software Inc | COM | 1,039 | $16.4 萬 | <0.1% | −8,822−89.5% | 減碼 | 歷史 |
| G Squared Ascend II IncG42041122 | *W EXP 12/31/202 | 274,719 | $16.5 萬 | <0.1% | +274,719 | 新進 | – |
| TRUETrueCar, Inc. | COM | 49,024 | $16.7 萬 | <0.1% | +28,306+136.6% | 加碼 | 歷史 |
| Longview Acquisition Corp. II54319Q113 | *W EXP 99/99/999 | 198,983 | $16.9 萬 | <0.1% | −6,695−3.3% | 減碼 | – |
| Byte Acquisition CorpG1R25Q113 | *W EXP 03/18/202 | 320,326 | $17.0 萬 | <0.1% | +104,944+48.7% | 加碼 | – |
| DVAXDynavax Technologies Corp | COM NEW | 12,154 | $17.1 萬 | <0.1% | +735+6.4% | 加碼 | 歷史 |
| MTORMeritor, Inc. | COM | 6,960 | $17.2 萬 | <0.1% | +6,960 | 新進 | 歷史 |
| SEMA4 Holdings Corp81663L119 | *W EXP 07/22/202 | 177,651 | $17.4 萬 | <0.1% | 00.0% | 不變 | – |
| KMDAKamada Ltd | SHS | 26,623 | $17.5 萬 | <0.1% | −102,134−79.3% | 減碼 | 歷史 |
| LIVNLivaNova PLC | SHS | 2,013 | $17.6 萬 | <0.1% | +1,080+115.8% | 加碼 | 歷史 |
| DBXDropbox, Inc. | CL A | 7,250 | $17.8 萬 | <0.1% | +2,250+45.0% | 加碼 | 歷史 |
| Haymaker Acquisition Corp II42087R116 | *W EXP 03/04/202 | 249,442 | $18.0 萬 | <0.1% | −558−0.2% | 減碼 | – |
| VVisa Inc. | Stock | 851 | $18.4 萬 | <0.1% | −588−40.9% | 減碼 | 歷史 |
| FULTFulton Financial Corp | COM | 10,851 | $18.4 萬 | <0.1% | +10,851 | 新進 | 歷史 |
| KCKingsoft Cloud Holdings Ltd | ADS | 12,000 | $18.9 萬 | <0.1% | +12,000 | 新進 | 歷史 |
| Pacira BioSciences, Inc.695127AF7 | NOTE 0.750% 8/0 | – | $19.7 萬 | <0.1% | – | 新進 | – |
| MGIMoneygram International Inc | COM NEW | 25,000 | $19.7 萬 | <0.1% | −200−0.8% | 減碼 | 歷史 |
| EJF Acquisition Corp.G2955B125 | *W EXP 03/10/202 | 153,871 | $19.8 萬 | <0.1% | +50,000+48.1% | 加碼 | – |
| Crucible Acquisition Corp22877P207 | UNIT 12/26/2025 | 20,000 | $19.9 萬 | <0.1% | 00.0% | 不變 | – |
| DISHDISH Network CORP | CL A | 6,190 | $20.1 萬 | <0.1% | −14,810−70.5% | 減碼 | 歷史 |
| Microchip Technology Inc595017AD6 | NOTE 1.625% 2/1 | – | $20.2 萬 | <0.1% | – | – | – |
| HELEHelen of Troy Ltd | Stock | 826 | $20.2 萬 | <0.1% | +826 | 新進 | 歷史 |
| FHBFirst Hawaiian, Inc. | COM | 7,399 | $20.2 萬 | <0.1% | +7,399 | 新進 | 歷史 |
| Far Peak Acquisition CorpG3312L111 | *W EXP 12/07/202 | 102,029 | $20.3 萬 | <0.1% | 00.0% | 不變 | – |
| KTBKontoor Brands, Inc. | Stock | 4,005 | $20.5 萬 | <0.1% | −6,895−63.3% | 減碼 | 歷史 |
| DLRDigital Realty Trust, Inc. | COM | 1,169 | $20.7 萬 | <0.1% | +1,169 | 新進 | 歷史 |
| Ozon Hldgs PLC69269L104 | SPONSORED ADS | 7,000 | $20.7 萬 | <0.1% | +7,000 | 新進 | – |
| OHIOmega Healthcare Investors Inc | COM | 7,050 | $20.9 萬 | <0.1% | −54,003−88.5% | 減碼 | 歷史 |
| AEOAmerican Eagle Outfitters Inc | COM | 8,300 | $21.0 萬 | <0.1% | −45,216−84.5% | 減碼 | 歷史 |
| VanEck ETF Trust92189H300 | JP MRGAN EM LOC | 7,354 | $21.0 萬 | <0.1% | +353+5.0% | 加碼 | – |
| PPBIPacific Premier Bancorp Inc | COM | 5,291 | $21.2 萬 | <0.1% | +5,291 | 新進 | 歷史 |
| GEGeneral Electric Co | Stock | 2,250 | $21.3 萬 | <0.1% | +2,250 | 新進 | 歷史 |
| EWBCEast West Bancorp Inc | COM | 2,716 | $21.4 萬 | <0.1% | +2,716 | 新進 | 歷史 |
| JNPRJuniper Networks Inc | COM | 6,019 | $21.5 萬 | <0.1% | +6,019 | 新進 | 歷史 |
| GANGAN Ltd | ORD SHS | 23,500 | $21.6 萬 | <0.1% | −16,053−40.6% | 減碼 | 歷史 |
| Edtechx Holdings Acqu Corp I28139A110 | *W EXP 06/15/202 | 440,000 | $21.7 萬 | <0.1% | 00.0% | 不變 | – |
| HOMBHome Bancshares Inc | COM | 8,936 | $21.8 萬 | <0.1% | +8,936 | 新進 | 歷史 |
| CMGChipotle Mexican Grill Inc | COM | 125 | $21.9 萬 | <0.1% | −697−84.8% | 減碼 | 歷史 |
| RGFReal Good Food Company, Inc. | COM CL A | 35,000 | $21.9 萬 | <0.1% | +35,000 | 新進 | 歷史 |
| KEYSKeysight Technologies, Inc. | Stock | 1,065 | $22.0 萬 | <0.1% | +1,065 | 新進 | 歷史 |
| ZMZoom Communications, Inc. | Stock | 1,200 | $22.1 萬 | <0.1% | −14,200−92.2% | 減碼 | 歷史 |
| GMSGMS Inc. | COM | 3,707 | $22.3 萬 | <0.1% | +3,707 | 新進 | 歷史 |
| Cazoo Group LtdG2007L113 | *W EXP 08/26/202 | 250,000 | $22.5 萬 | <0.1% | 00.0% | 不變 | – |
| SPDR Ser Tr78464A532 | S&P TRANSN ETF | 2,400 | $22.6 萬 | <0.1% | 00.0% | 不變 | – |
| BAHBooz Allen Hamilton Holding Corp | CL A | 2,672 | $22.7 萬 | <0.1% | −4,949−64.9% | 減碼 | 歷史 |
| ASBAssociated Banc-Corp | COM | 10,147 | $22.9 萬 | <0.1% | +10,147 | 新進 | 歷史 |
| SYNHSyneos Health, Inc. | CL A | 2,243 | $23.0 萬 | <0.1% | +2,243 | 新進 | 歷史 |
| iShares Tr464287341 | GLOBAL ENERG ETF | 8,372 | $23.0 萬 | <0.1% | 00.0% | 不變 | – |
| NTAPNetApp, Inc. | Stock | 2,529 | $23.3 萬 | <0.1% | −10,140−80.0% | 減碼 | 歷史 |
| DNNDenison Mines Corp. | COM | 170,000 | $23.3 萬 | <0.1% | +170,000 | 新進 | 歷史 |
| MEHCQChrome Holding Co. | CLASS A COM | 35,000 | $23.3 萬 | <0.1% | +35,000 | 新進 | 歷史 |
| INDBIndependent Bank Corp | COM | 2,864 | $23.4 萬 | <0.1% | +2,864 | 新進 | 歷史 |
| BRK.BBerkshire Hathaway Inc | Stock | 784 | $23.4 萬 | <0.1% | −9,620−92.5% | 減碼 | 歷史 |
| WTFCWintrust Financial Corp | COM | 2,597 | $23.6 萬 | <0.1% | +2,597 | 新進 | 歷史 |
| TROWPrice T Rowe Group Inc | Stock | 1,201 | $23.6 萬 | <0.1% | −11,299−90.4% | 減碼 | 歷史 |
| CVBFCVB Financial Corp | COM | 11,038 | $23.6 萬 | <0.1% | +11,038 | 新進 | 歷史 |
| WisdomTree Tr97717X701 | EUROPE HEDGED EQ | 2,957 | $23.7 萬 | <0.1% | 00.0% | 不變 | – |
| SSBSouthState Bank Corp | COM | 2,964 | $23.7 萬 | <0.1% | +2,964 | 新進 | 歷史 |
| LPLALPL Financial Holdings Inc. | COM | 1,485 | $23.8 萬 | <0.1% | −2,825−65.5% | 減碼 | 歷史 |
| KFYKorn Ferry | COM NEW | 3,196 | $24.2 萬 | <0.1% | +3,196 | 新進 | 歷史 |
| LSCCLattice Semiconductor Corp | COM | 3,144 | $24.2 萬 | <0.1% | +3,144 | 新進 | 歷史 |
| Cyberark Software LtdM2682V108 | SHS | 1,400 | $24.3 萬 | <0.1% | +1,400 | 新進 | – |
| ABRArbor Realty Trust Inc | COM | 13,250 | $24.3 萬 | <0.1% | +13,250 | 新進 | 歷史 |
| Vanguard Real Estate ETF922908553 | ETF | 2,097 | $24.3 萬 | <0.1% | 00.0% | 不變 | – |
| Austerlitz Acquisition CorpG0633U127 | *W EXP 02/19/202 | 250,000 | $24.4 萬 | <0.1% | −78,350−23.9% | 減碼 | – |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 3,219 | $24.8 萬 | <0.1% | −48,433−93.8% | 減碼 | – |
| UFPIUfp Industries Inc | COM | 2,700 | $24.8 萬 | <0.1% | +2,700 | 新進 | 歷史 |
| UHSUniversal Health Services Inc | CL B | 1,917 | $24.9 萬 | <0.1% | +1,917 | 新進 | 歷史 |
| Liberty Media Corp Del531229AB8 | NOTE 1.375%10/1 | – | $24.9 萬 | <0.1% | – | 新進 | – |
選擇權（382 檔）
同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。
依市值列出前 100 檔，共 382 檔。
| 證券 | 類別 | 賣權 | 買權 |
|---|---|---|---|
| Invesco QQQ Trust Series I46090E103 | ETF | $16.1 億 | $8,514 萬 |
| SPYSPDR S&P 500 ETF Trust | ETF | $7.33 億 | $9,380 萬 |
| NVDANVIDIA Corp | Stock | $5.24 億 | $1.98 億 |
| AAPLApple Inc. | Stock | $4.39 億 | $1.07 億 |
| iShares Tr464288513 | IBOXX HI YD ETF | $4.53 億 | $1,740 萬 |
| iShares Russell 2000 ETF464287655 | ETF | $3.32 億 | $1.37 億 |
| iShares Tr464288281 | JPMORGAN USD EMG | $2.55 億 | $8,101 萬 |
| DISWalt Disney Co | Stock | $2.23 億 | $395.0 萬 |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $1.30 億 | $7,289 萬 |
| ZSZscaler, Inc. | Stock | $8,242 萬 | $1.02 億 |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $9,514 萬 | $8,432 萬 |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $3,465 萬 | $1.32 億 |
| SNAPSnap Inc | Stock | $1.30 億 | $2,909 萬 |
| CMCSAComcast Corp | Stock | $1.03 億 | $5,245 萬 |
| MUMicron Technology Inc | Stock | $1.09 億 | $3,073 萬 |
| AMDAdvanced Micro Devices Inc | Stock | $6,799 萬 | $6,166 萬 |
| iShares Tr464287184 | CHINA LG-CAP ETF | $7,225 萬 | $5,605 萬 |
| iShares Tr464287234 | MSCI EMG MKT ETF | $1.07 億 | $1,466 萬 |
| SPLKSplunk Inc | COM | $1,818 萬 | $1.02 億 |
| TMOThermo Fisher Scientific Inc. | Stock | $1.01 億 | $613.9 萬 |
| UBERUber Technologies, Inc | Stock | $6,132 萬 | $3,664 萬 |
| CLFCleveland-Cliffs Inc. | COM | $5,094 萬 | $4,581 萬 |
| ORCLOracle Corp | Stock | $9,314 萬 | $327.0 萬 |
| BABAAlibaba Group Holding Ltd | ADR | $1,366 萬 | $8,252 萬 |
| GLDSPDR Gold Trust | ETF | – | $8,804 萬 |
| XLNXXilinx Inc | COM | $6,480 萬 | $2,271 萬 |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $8,714 萬 | – |
| ZENZendesk, Inc. | COM | $1,838 萬 | $6,483 萬 |
| iShares Tr464287440 | 7-10 YR TRSY BD | $8,050 萬 | – |
| INTCIntel Corp | Stock | $5,489 萬 | $2,463 萬 |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $4,318 萬 | $3,625 萬 |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | $797.4 萬 | $6,075 萬 |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $1,966 萬 | $4,371 萬 |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $3,537 萬 | $2,554 萬 |
| XOMExxonMobil Holdings Corp | COM | $4,681 萬 | $1,176 萬 |
| VanEck Semiconductor ETF92189F676 | ETF | $3,727 萬 | $1,890 萬 |
| PFEPfizer Inc | Stock | $3,088 萬 | $2,460 萬 |
| BIDUBaidu, Inc. | ADR | $4,964 萬 | $552.0 萬 |
| CRMSalesforce, Inc. | Stock | $2,252 萬 | $3,250 萬 |
| CCJCameco Corp | Stock | $422.0 萬 | $4,996 萬 |
| CCitigroup Inc | Stock | $4,925 萬 | $301.9 萬 |
| iShares Tr464287556 | ISHARES BIOTECH | $3,906 萬 | $1,248 萬 |
| ABTAbbott Laboratories | Stock | $3,414 萬 | $1,738 萬 |
| GILDGilead Sciences, Inc. | Stock | $3,484 萬 | $1,560 萬 |
| COPConocoPhillips | Stock | $4,042 萬 | $934.7 萬 |
| MSFTMicrosoft Corp | Stock | $3,171 萬 | $1,682 萬 |
| WBDWarner Bros. Discovery, Inc. | COM SER A | $3,031 萬 | $1,822 萬 |
| WMTWalmart Inc. | Stock | $2,604 萬 | $2,170 萬 |
| Paramount Global92556H206 | CL B | $1,682 萬 | $2,748 萬 |
| LLYEli Lilly & Co | Stock | $3,867 萬 | $342.5 萬 |
| NKENIKE, Inc. | Stock | $4,167 萬 | – |
| Kraneshares Trust500767306 | CSI CHI INTERNET | $1,704 萬 | $2,452 萬 |
| UNHUnitedHealth Group Inc | Stock | $3,269 萬 | $677.9 萬 |
| TWLOTwilio Inc | CL A | $3,924 萬 | – |
| CPNGCoupang, Inc. | CL A | $290.6 萬 | $3,578 萬 |
| BIIBBiogen Inc. | COM | $3,690 萬 | $122.4 萬 |
| CVXChevron Corp | Stock | $2,740 萬 | $996.3 萬 |
| VVisa Inc. | Stock | $2,893 萬 | $745.5 萬 |
| VRTXVertex Pharmaceuticals Inc | Stock | $1,867 萬 | $1,757 萬 |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $3,541 萬 | $76.7 萬 |
| MRKMerck & Co., Inc. | Stock | $1,664 萬 | $1,916 萬 |
| CRWDCrowdStrike Holdings, Inc. | Stock | $1,658 萬 | $1,912 萬 |
| iShares Tr464287432 | 20 YR TR BD ETF | $3,520 萬 | – |
| JOYYJOYY Inc. | ADS REPSTG COM A | $2,927 萬 | $497.5 萬 |
| iShares MSCI Eafe ETF464287465 | ETF | $3,245 萬 | – |
| CIENCiena Corp | COM NEW | $3,203 萬 | – |
| TWTRTwitter, Inc. | COM | $2,016 萬 | $1,174 萬 |
| VanEck ETF Trust92189H607 | OIL SERVICES ETF | $1,386 萬 | $1,765 萬 |
| Invesco Exch Traded FD Tr II46138G706 | SOLAR ETF | $1,905 萬 | $1,222 萬 |
| HCAHCA Healthcare, Inc. | COM | $2,189 萬 | $924.9 萬 |
| iShares Inc464286400 | MSCI BRAZIL ETF | – | $3,088 萬 |
| COUPCoupa Software Inc | COM | – | $2,992 萬 |
| DHRDanaher Corp | Stock | $1,645 萬 | $1,316 萬 |
| SRPTSarepta Therapeutics, Inc. | COM | $1,349 萬 | $1,543 萬 |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | $2,478 萬 | $389.7 萬 |
| NEMNEWMONT Corp | Stock | $1,240 萬 | $1,625 萬 |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $704.5 萬 | $2,113 萬 |
| LVSLas Vegas Sands Corp | COM | – | $2,795 萬 |
| AMTAmerican Tower Corp | REIT | $1,620 萬 | $1,152 萬 |
| AALAmerican Airlines Group Inc. | Stock | $2,740 萬 | – |
| JPMJPMorgan Chase & Co | Stock | $2,534 萬 | – |
| LYFTLyft, Inc. | CL A COM | $1,528 萬 | $940.1 萬 |
| JDJD.com, Inc. | SPON ADS CL A | $683.2 萬 | $1,696 萬 |
| SPDR Series Trust78464A755 | ST STR SP METAL | $895.6 萬 | $1,462 萬 |
| MRVLMarvell Technology, Inc. | COM | $140.0 萬 | $2,183 萬 |
| Barrick Gold Corp067901108 | COM | $2,201 萬 | – |
| JNJJohnson & Johnson | Stock | $2,111 萬 | – |
| AAAlcoa Corp | Stock | $1,033 萬 | $1,043 萬 |
| BBWIBath & Body Works, Inc. | COM | $535.3 萬 | $1,516 萬 |
| WYNNWynn Resorts Ltd | COM | $1,879 萬 | $129.3 萬 |
| NIONIO Inc. | ADR | $1,650 萬 | $316.8 萬 |
| THCTenet Healthcare Corp | COM NEW | – | $1,960 萬 |
| PANWPalo Alto Networks Inc | Stock | – | $1,915 萬 |
| KDKyndryl Holdings, Inc. | Stock | $905.9 萬 | $994.2 萬 |
| BMYBristol Myers Squibb Co | Stock | $935.3 萬 | $935.3 萬 |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | $374.6 萬 | $1,427 萬 |
| AUAngloGold Ashanti PLC | SPONSORED ADR | $891.6 萬 | $891.6 萬 |
| BACBank of America Corp | Stock | $1,780 萬 | – |
| CHGGChegg, Inc | COM | $245.6 萬 | $1,522 萬 |
| DDOGDatadog, Inc. | CL A COM | $890.5 萬 | $846.0 萬 |
2021 年第 3 季之後清倉（399 檔）
2021 年第 3 季季末還持有、這份申報已經沒有的部位。
依上一季市值列出前 100 檔，共 399 檔。
| 證券 | 類別 | 2021 年第 3 季股數 | 2021 年第 3 季市值 | 2021 年第 3 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| UDRUDR, Inc. | COM | 450,497 | $2,387 萬 | 0.6% | 歷史 |
| CHTRCharter Communications, Inc. | CL A | 25,179 | $1,832 萬 | 0.4% | 歷史 |
| CNQCanadian Natural Resources Ltd | COM | 475,372 | $1,739 萬 | 0.4% | 歷史 |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 282,215 | $1,299 萬 | 0.3% | – |
| KSUKansas City Southern | COM NEW | 43,042 | $1,165 萬 | 0.3% | 歷史 |
| ANETArista Networks, Inc. | COM | 32,000 | $1,100 萬 | 0.3% | 歷史 |
| FTVFortive Corp | Stock | 150,000 | $1,059 萬 | 0.3% | 歷史 |
| CTRACoterra Energy Inc. | Stock | 476,139 | $1,036 萬 | 0.2% | 歷史 |
| MKLMarkel Group Inc. | COM | 8,500 | $1,016 萬 | 0.2% | 歷史 |
| ECLEcolab Inc. | Stock | 47,600 | $993.0 萬 | 0.2% | 歷史 |
| Haymaker Acquisition Corp II42087R108 | CLASS A COM | 1,000,000 | $974.0 萬 | 0.2% | – |
| VanEck ETF Trust92189F791 | JUNIOR GOLD MINE | 250,000 | $958.5 萬 | 0.2% | – |
| ATIAti Inc | Stock | 540,000 | $898.0 萬 | 0.2% | 歷史 |
| HRHealthcare Realty Trust Inc | COM | 300,000 | $893.4 萬 | 0.2% | 歷史 |
| Microchip Technology Inc595017AU8 | NOTE 0.125%11/1 | – | $889.6 萬 | 0.2% | – |
| XOGExtraction Oil & Gas, Inc. | COM | 156,733 | $884.8 萬 | 0.2% | 歷史 |
| MDLZMondelez International, Inc. | Stock | 150,300 | $874.4 萬 | 0.2% | 歷史 |
| Chegg, Inc163092AF6 | NOTE 9/0 | – | $845.7 萬 | 0.2% | – |
| Pacira BioSciences, Inc.695127AD2 | NOTE 2.375% 4/0 | – | $834.1 萬 | 0.2% | – |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 275,000 | $810.4 萬 | 0.2% | – |
| SJMJ M SMUCKER Co | Stock | 63,300 | $759.8 萬 | 0.2% | 歷史 |
| GS Acquisition Hldgs Corp II36258Q105 | COM CL A | 736,278 | $752.5 萬 | 0.2% | – |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 40,637 | $729.2 萬 | 0.2% | – |
| TYLTyler Technologies Inc | COM | 15,100 | $692.6 萬 | 0.2% | 歷史 |
| AVYAAvaya Holdings Corp. | COM | 339,945 | $672.8 萬 | 0.2% | 歷史 |
| KNXKnight-Swift Transportation Holdings Inc. | CL A | 126,575 | $647.4 萬 | 0.2% | 歷史 |
| VXXBarclays Bank PLC | ETF | 229,600 | $639.0 萬 | 0.2% | 歷史 |
| CARRCarrier Global Corp | Stock | 122,850 | $635.9 萬 | 0.2% | 歷史 |
| SHWSherwin Williams Co | COM | 19,500 | $545.5 萬 | 0.1% | 歷史 |
| APLSApellis Pharmaceuticals, Inc. | COM | 165,038 | $544.0 萬 | 0.1% | 歷史 |
| ZWSZurn Elkay Water Solutions Corp | COM | 82,122 | $528.0 萬 | 0.1% | 歷史 |
| UNPUnion Pacific Corp | Stock | 26,800 | $525.3 萬 | 0.1% | 歷史 |
| DKNGDraftKings Inc. | COM CL A | 100,800 | $485.5 萬 | 0.1% | 歷史 |
| TERTeradyne, Inc | Stock | 43,049 | $470.0 萬 | 0.1% | 歷史 |
| LHLabcorp Holdings Inc. | COM NEW | 16,000 | $450.3 萬 | 0.1% | 歷史 |
| DBX ETF Tr233051432 | XTRACK USD HIGH | 111,972 | $448.8 萬 | 0.1% | – |
| Cheesecake Factory Inc163072AA9 | NOTE 0.375% 6/1 | – | $442.5 萬 | 0.1% | – |
| INTUIntuit Inc. | Stock | 7,841 | $423.0 萬 | 0.1% | 歷史 |
| BRSLBrightstar Lottery PLC | SHS USD | 159,850 | $420.7 萬 | 0.1% | 歷史 |
| CNICanadian National Railway Co | Stock | 35,000 | $404.8 萬 | 0.1% | 歷史 |
| INVZInnoviz Technologies Ltd. | SHS | 700,000 | $403.2 萬 | 0.1% | 歷史 |
| PPDPPD, Inc. | COM | 85,015 | $397.8 萬 | 0.1% | 歷史 |
| MNSTMonster Beverage Corp | COM | 44,700 | $397.1 萬 | 0.1% | 歷史 |
| HUBSHubSpot Inc | COM | 5,612 | $379.4 萬 | 0.1% | 歷史 |
| ITWIllinois Tool Works Inc | Stock | 18,000 | $371.9 萬 | 0.1% | 歷史 |
| NSTGNS Wind Down Co., Inc. | COM | 75,000 | $360.1 萬 | 0.1% | 歷史 |
| HPEHewlett Packard Enterprise Co | COM | 248,300 | $353.8 萬 | 0.1% | 歷史 |
| JXNJackson Financial Inc. | COM CL A | 132,500 | $344.5 萬 | 0.1% | 歷史 |
| KHCKraft Heinz Co | Stock | 92,548 | $340.8 萬 | 0.1% | 歷史 |
| AESAES Corp | Stock | 143,771 | $328.2 萬 | 0.1% | 歷史 |
| Sarepta Therapeutics, Inc.803607AB6 | DBCV 1.500%11/1 | – | $327.1 萬 | 0.1% | – |
| MCOMoodys Corp | Stock | 9,200 | $326.7 萬 | 0.1% | 歷史 |
| CSIQCanadian Solar Inc. | COM | 94,439 | $326.7 萬 | 0.1% | 歷史 |
| VFCV F Corp | Stock | 48,100 | $322.2 萬 | 0.1% | 歷史 |
| CC Neuberger Principal HoldnG1992N118 | UNIT 99/99/9999 | 321,509 | $319.9 萬 | 0.1% | – |
| NWSNews Corp | CL B | 130,669 | $303.5 萬 | 0.1% | 歷史 |
| iShares Global Clean Energy ETF464288224 | ETF | 136,400 | $295.3 萬 | 0.1% | – |
| Royal Dutch Shell PLC780259206 | SPONS ADR A | 63,907 | $284.8 萬 | 0.1% | – |
| HAEHaemonetics Corp | COM | 39,319 | $277.6 萬 | 0.1% | 歷史 |
| PLANAnaplan, Inc. | COM | 45,560 | $277.4 萬 | 0.1% | 歷史 |
| DEDeere & Co | Stock | 8,100 | $271.4 萬 | 0.1% | 歷史 |
| CBUCommunity Financial System, Inc. | COM | 39,500 | $270.3 萬 | 0.1% | 歷史 |
| EMDWestern Asset Emerging Markets Debt Fund Inc. | COM | 196,531 | $267.3 萬 | 0.1% | 歷史 |
| LADLithia Motors Inc | COM | 8,406 | $266.5 萬 | 0.1% | 歷史 |
| PHParker-Hannifin Corp | Stock | 9,500 | $265.6 萬 | 0.1% | 歷史 |
| MDLAMedallia, Inc. | COM | 77,300 | $261.8 萬 | 0.1% | 歷史 |
| ANFAbercrombie & Fitch Co | CL A | 69,160 | $260.2 萬 | 0.1% | 歷史 |
| IFFInternational Flavors & Fragrances Inc | COM | 19,000 | $254.1 萬 | 0.1% | 歷史 |
| FIRYFiry Inc. | COM | 250,000 | $245.5 萬 | 0.1% | 歷史 |
| INOVInovalon Holdings, Inc. | COM CL A | 58,537 | $235.8 萬 | 0.1% | 歷史 |
| MRVIMaravai Lifesciences Holdings, Inc. | COM CL A | 47,974 | $235.5 萬 | 0.1% | 歷史 |
| SWKSSkyworks Solutions, Inc. | Stock | 13,930 | $229.5 萬 | 0.1% | 歷史 |
| Okta, Inc.679295AD7 | NOTE 0.125% 9/0 | – | $227.2 萬 | 0.1% | – |
| Repligen Corp759916AB5 | NOTE 0.375% 7/1 | – | $218.9 萬 | 0.1% | – |
| HPHelmerich & Payne, Inc. | COM | 78,637 | $215.5 萬 | 0.1% | 歷史 |
| DTEDte Energy Co | COM | 19,016 | $212.4 萬 | 0.1% | 歷史 |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 32,676 | $208.7 萬 | 0.1% | – |
| TELTE Connectivity plc | REG SHS | 15,000 | $205.8 萬 | <0.1% | 歷史 |
| TRHCTabula Rasa HealthCare, Inc. | COM | 75,000 | $196.6 萬 | <0.1% | 歷史 |
| PLNTPlanet Fitness, Inc. | CL A | 24,742 | $194.3 萬 | <0.1% | 歷史 |
| Invacare Corp461203AL5 | NOTE 5.000%11/1 | – | $192.1 萬 | <0.1% | – |
| CPCanadian Pacific Kansas City Ltd | COM | 28,816 | $187.5 萬 | <0.1% | 歷史 |
| THOThor Industries Inc | COM | 15,000 | $184.1 萬 | <0.1% | 歷史 |
| AYXAlteryx, Inc. | COM CL A | 24,634 | $180.1 萬 | <0.1% | 歷史 |
| DVADavita Inc. | COM | 15,380 | $178.8 萬 | <0.1% | 歷史 |
| MPTMedical Properties Trust Inc | COM | 87,306 | $175.2 萬 | <0.1% | 歷史 |
| VTAInvesco Dynamic Credit Opportunities Fund | COM | 149,236 | $174.6 萬 | <0.1% | 歷史 |
| CCICrown Castle Inc. | REIT | 10,000 | $173.3 萬 | <0.1% | 歷史 |
| ADSKAutodesk, Inc. | COM | 6,000 | $171.1 萬 | <0.1% | 歷史 |
| Graf Acquisition Corp IV384272100 | COM | 175,000 | $169.6 萬 | <0.1% | – |
| PRCHPorch Group, Inc. | COM | 95,792 | $169.4 萬 | <0.1% | 歷史 |
| TBCHTurtle Beach Corp | COM NEW | 60,000 | $166.9 萬 | <0.1% | 歷史 |
| FPFFirst Trust Intermediate Duration Preferred & Income Fund | COM | 65,854 | $164.8 萬 | <0.1% | 歷史 |
| PCRXPacira BioSciences, Inc. | COM | 28,755 | $161.0 萬 | <0.1% | 歷史 |
| VIPSVipshop Holdings Ltd | SPONSORED ADS A | 144,000 | $160.4 萬 | <0.1% | 歷史 |
| CMICummins Inc | Stock | 7,001 | $157.2 萬 | <0.1% | 歷史 |
| Liberty Media Corp Del531229AF9 | NOTE 1.000% 1/3 | – | $156.1 萬 | <0.1% | – |
| KKellanova | Stock | 23,754 | $151.8 萬 | <0.1% | 歷史 |
| EXELExelixis, Inc. | COM | 69,000 | $145.9 萬 | <0.1% | 歷史 |
| Hillman Solution431636117 | EQUITY WRT | 501,066 | $145.3 萬 | <0.1% | – |