Jefferies Group LLC
- SEC CIK
- 0001084580
- 最新申報
- 2023/9/21
2021 年第 4 季持倉
持倉截至 2021/12/31，2023/9/21 申報。只含多頭部位，變化是跟 2021 年第 3 季比股數。
- 持股檔數
- 1,024
- 較 2021 年第 3 季 −46
- 總值
- $53.7 億
- 較 2021 年第 3 季 +$12.1 億 (+29.0%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| PFEPfizer Inc | Stock | 6 | $354 | <0.1% | −248,887−100.0% | 減碼 | 歷史 |
| AVDLAvadel Pharmaceuticals PLC | SPONSORED ADR | 44 | $356 | <0.1% | +44 | 新進 | 歷史 |
| GLNGGolar LNG Ltd | SHS | 100 | $1,239 | <0.1% | −9,900−99.0% | 減碼 | 歷史 |
| ARRYArray Technologies, Inc. | COM SHS | 100 | $1,569 | <0.1% | +100 | 新進 | 歷史 |
| MXMagnachip Semiconductor Corp | COM | 100 | $2,097 | <0.1% | +100 | 新進 | 歷史 |
| BBBY20230930-DK-Butterfly-1, Inc. | COM | 200 | $2,916 | <0.1% | −1,467−88.0% | 減碼 | 歷史 |
| micromobility.com Inc.42309B139 | *W EXP 08/13/202 | 19,635 | $7,461 | <0.1% | −30,365−60.7% | 減碼 | – |
| GENGen Digital Inc. | Stock | 300 | $7,794 | <0.1% | −21,657−98.6% | 減碼 | 歷史 |
| Powered BrandsG7209M116 | *W EXP 01/07/202 | 13,333 | $7,840 | <0.1% | 00.0% | 不變 | – |
| Thunder BRDG Cap Prtnrs IV I88605L115 | *W EXP 04/30/202 | 10,000 | $8,500 | <0.1% | +10,000 | 新進 | – |
| eFFECTOR Therapeutics, Inc.28202V116 | *W EXP 12/31/202 | 10,000 | $8,800 | <0.1% | 00.0% | 不變 | – |
| Armada Acquisition Corp. I04208V111 | *W EXP 08/13/202 | 16,307 | $9,124 | <0.1% | +16,307 | 新進 | – |
| Churchill Capital Corp VII17144M110 | *W EXP 02/29/202 | 10,151 | $1.02 萬 | <0.1% | +10,151 | 新進 | – |
| HYREHC Liquidating, Inc. | COM | 2,500 | $1.18 萬 | <0.1% | −4,750−65.5% | 減碼 | 歷史 |
| One Equity Partners Open WTR68237L113 | *W EXP 01/14/202 | 23,333 | $1.32 萬 | <0.1% | 00.0% | 不變 | – |
| XENEXenon Pharmaceuticals Inc. | COM | 454 | $1.42 萬 | <0.1% | +454 | 新進 | 歷史 |
| CHXChampionX Corp | COM | 708 | $1.43 萬 | <0.1% | +708 | 新進 | 歷史 |
| Advanced Merger Partners Inc00777J117 | *W EXP 06/30/202 | 20,666 | $1.59 萬 | <0.1% | +20,666 | 新進 | – |
| GROVWGrove Collaborative Holdings, Inc. | *W EXP 03/13/202 | 20,000 | $1.68 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| iShares Tr464287556 | ISHARES BIOTECH | 113 | $1.72 萬 | <0.1% | −70,710−99.8% | 減碼 | – |
| Independence Holdings CorpG4761A127 | *W EXP 03/31/202 | 19,520 | $1.74 萬 | <0.1% | +19,520 | 新進 | – |
| Lazard Growth Acquisition CoG54035111 | *W EXP 02/10/202 | 20,000 | $1.75 萬 | <0.1% | 00.0% | 不變 | – |
| Orion Biotech Opportuntes CoG6780C117 | *W EXP 04/15/202 | 18,348 | $1.76 萬 | <0.1% | +18,348 | 新進 | – |
| Huazhu Group Ltd44332NAB2 | NOTE 3.000% 5/0 | – | $1.78 萬 | <0.1% | – | – | – |
| Science Strategic Acq Alpha808641112 | *W EXP 01/20/202 | 33,333 | $1.80 萬 | <0.1% | 00.0% | 不變 | – |
| GOTUGaotu Techedu Inc. | SPONSORED ADS | 9,300 | $1.80 萬 | <0.1% | +9,200+9,200.0% | 加碼 | 歷史 |
| Cohn Robbins Holdings CorpG23726113 | *W EXP 08/28/202 | 24,287 | $1.94 萬 | <0.1% | 00.0% | 不變 | – |
| Bigbear AI Hldgs Inc08975B117 | *W EXP 99/99/999 | 25,000 | $2.02 萬 | <0.1% | +25,000 | 新進 | – |
| PRFTPerficient Inc | COM | 161 | $2.08 萬 | <0.1% | −74,143−99.8% | 減碼 | 歷史 |
| Finserv Acquisition Corp. II31809Y111 | *W EXP 02/17/202 | 33,872 | $2.09 萬 | <0.1% | +33,872 | 新進 | – |
| FTAC Hera Acquisition Corp.G3728Y111 | *W EXP 02/28/202 | 25,000 | $2.17 萬 | <0.1% | 00.0% | 不變 | – |
| FOXAFox Corp | CL A COM | 600 | $2.21 萬 | <0.1% | +600 | 新進 | 歷史 |
| ORMPOramed Pharmaceuticals Inc. | COM NEW | 1,585 | $2.26 萬 | <0.1% | +1,585 | 新進 | 歷史 |
| AAgilent Technologies, Inc. | COM | 143 | $2.28 萬 | <0.1% | −16,137−99.1% | 減碼 | 歷史 |
| TFCTruist Financial Corp | COM | 400 | $2.34 萬 | <0.1% | +200+100.0% | 加碼 | 歷史 |
| Snap Inc83304AAB2 | NOTE 0.750% 8/0 | – | $2.37 萬 | <0.1% | – | 新進 | – |
| RPRXRoyalty Pharma plc | SHS CLASS A | 620 | $2.47 萬 | <0.1% | +620 | 新進 | 歷史 |
| Revolution Healthcar Aq Corp76155Y116 | *W EXP 12/31/202 | 34,570 | $2.59 萬 | <0.1% | +34,570 | 新進 | – |
| Silver Spike Acquisitn CorpG8201H113 | *W EXP 02/26/202 | 30,000 | $2.64 萬 | <0.1% | 00.0% | 不變 | – |
| RGSRegis Corp | COM | 15,625 | $2.72 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| Fortistar Sustainable Sol Co34962M114 | *W EXP 01/14/202 | 44,769 | $2.73 萬 | <0.1% | 00.0% | 不變 | – |
| Vistra Corp.92840M128 | *W EXP 02/02/202 | 166,260 | $2.82 萬 | <0.1% | 00.0% | 不變 | – |
| Social Leverage Acquisn Corp83363K110 | *W EXP 02/17/202 | 35,836 | $2.97 萬 | <0.1% | +35,836 | 新進 | – |
| RVNCRevance Therapeutics, Inc. | COM | 1,846 | $3.01 萬 | <0.1% | +1,846 | 新進 | 歷史 |
| Insight Enterprises Inc45765UAB9 | NOTE 0.750% 2/1 | – | $3.05 萬 | <0.1% | – | – | – |
| Gores Hldgs VIII Inc382863116 | *W EXP 03/01/202 | 15,625 | $3.17 萬 | <0.1% | 00.0% | 不變 | – |
| GDS Hldgs Ltd36165LAB4 | NOTE 2.000% 6/0 | – | $3.23 萬 | <0.1% | – | – | – |
| VEEAWVeea Inc. | *W EXP 03/15/202 | 40,000 | $3.28 萬 | <0.1% | +40,000 | 新進 | 歷史 |
| Novus Capital Corporation II67012W112 | *W EXP 02/02/202 | 27,150 | $3.39 萬 | <0.1% | −6,183−18.5% | 減碼 | – |
| KSSKOHLS Corp | Stock | 706 | $3.49 萬 | <0.1% | −544−43.5% | 減碼 | 歷史 |
| EBAYeBay Inc | COM | 546 | $3.63 萬 | <0.1% | +546 | 新進 | 歷史 |
| Guardant Health, Inc.40131MAB5 | NOTE 11/1 | – | $3.95 萬 | <0.1% | – | 新進 | – |
| INCYIncyte Corp | COM | 544 | $3.99 萬 | <0.1% | −86,441−99.4% | 減碼 | 歷史 |
| Graf Acquisition Corp IV384272118 | *W EXP 05/31/202 | 35,000 | $4.03 萬 | <0.1% | 00.0% | 不變 | – |
| PDYNWPalladyne AI Corp. | *W EXP 09/24/202 | 20,000 | $4.06 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| Gores Holdings VII Inc38286T119 | *W EXP 02/25/202 | 31,250 | $4.28 萬 | <0.1% | 00.0% | 不變 | – |
| NIONIO Inc. | ADR | 1,416 | $4.49 萬 | <0.1% | −834−37.1% | 減碼 | 歷史 |
| STROSutro Biopharma, Inc. | COM | 3,400 | $5.06 萬 | <0.1% | +3,400 | 新進 | 歷史 |
| Nevro Corp64157FAC7 | NOTE 2.750% 4/0 | – | $5.37 萬 | <0.1% | – | – | – |
| LUNGPulmonx Corp | COM | 1,684 | $5.40 萬 | <0.1% | +1,684 | 新進 | 歷史 |
| CalAmp Corp.128126AD1 | CONVERTIBLE BOND | – | $5.80 萬 | <0.1% | – | – | – |
| LPXLouisiana-Pacific Corp | COM | 741 | $5.81 萬 | <0.1% | −29,259−97.5% | 減碼 | 歷史 |
| Ribbit Leap LtdG7552B113 | *W EXP 09/09/202 | 45,278 | $5.84 萬 | <0.1% | +45,278 | 新進 | – |
| Ace Convergence Acqu CorpG0083D104 | *W EXP 09/30/202 | 89,508 | $5.91 萬 | <0.1% | 00.0% | 不變 | – |
| KMIKinder Morgan, Inc. | Stock | 3,814 | $6.05 萬 | <0.1% | +3,814 | 新進 | 歷史 |
| MongoDB, Inc.60937PAD8 | NOTE 0.250% 1/1 | – | $6.12 萬 | <0.1% | – | 新進 | – |
| VNDAVanda Pharmaceuticals Inc. | COM | 3,914 | $6.14 萬 | <0.1% | +3,914 | 新進 | 歷史 |
| AVIRAtea Pharmaceuticals, Inc. | COM | 7,500 | $6.71 萬 | <0.1% | +7,500 | 新進 | 歷史 |
| Proptech Investment Corp II743497117 | *W EXP 12/08/202 | 113,566 | $6.81 萬 | <0.1% | 00.0% | 不變 | – |
| IRTCiRhythm Holdings, Inc. | COM | 586 | $6.90 萬 | <0.1% | +586 | 新進 | 歷史 |
| CC Neuberger Principal HoldnG1992N126 | *W EXP 99/99/999 | 64,301 | $7.01 萬 | <0.1% | +64,301 | 新進 | – |
| Nutanix, Inc.67059NAB4 | NOTE 1/1 | – | $7.13 萬 | <0.1% | – | – | – |
| INSMED Inc457669AA7 | NOTE 1.750% 1/1 | – | $7.27 萬 | <0.1% | – | 新進 | – |
| IAAIAA, Inc. | COM | 1,445 | $7.31 萬 | <0.1% | +1,445 | 新進 | 歷史 |
| Airspan Networks Holdings IN00951K112 | *W EXP 11/01/202 | 100,000 | $7.43 萬 | <0.1% | 00.0% | 不變 | – |
| SIENProject Sage Oldco, Inc. | COM | 20,463 | $7.51 萬 | <0.1% | +20,463 | 新進 | 歷史 |
| Apollo Strategic GRWT CPTL IG0412A128 | *W EXP 02/12/202 | 81,051 | $7.70 萬 | <0.1% | 00.0% | 不變 | – |
| Vectivbio Hldg AGH9060V101 | ORD SHS | 16,645 | $8.17 萬 | <0.1% | +16,645 | 新進 | – |
| Deep Lake Capital Acqustn CoG27029118 | *W EXP 01/04/202 | 135,500 | $8.40 萬 | <0.1% | 00.0% | 不變 | – |
| Lux Health Tech Acquisition55068A118 | *W EXP 11/30/202 | 100,000 | $8.50 萬 | <0.1% | +22,811+29.6% | 加碼 | – |
| Aerojet Rocketdyne Hldgs Inc007800AB1 | NOTE 2.250%12/1 | – | $8.57 萬 | <0.1% | – | – | – |
| CONX Corp.212873111 | *W EXP 10/30/202 | 100,000 | $8.60 萬 | <0.1% | −90,395−47.5% | 減碼 | – |
| Tech and Energy Transition87823R110 | *W EXP 03/31/202 | 123,398 | $8.64 萬 | <0.1% | +23,398+23.4% | 加碼 | – |
| AVLRAvalara, Inc. | COM | 676 | $8.73 萬 | <0.1% | +676 | 新進 | 歷史 |
| PDDPDD Holdings Inc. | SPONSORED ADS | 1,500 | $8.74 萬 | <0.1% | −2,500−62.5% | 減碼 | 歷史 |
| PAE Inc69290Y117 | *W EXP 09/11/202 | 46,570 | $8.76 萬 | <0.1% | −9,400−16.8% | 減碼 | – |
| XELAExela Technologies, Inc. | COM NEW | 100,000 | $8.77 萬 | <0.1% | +100,000 | 新進 | 歷史 |
| MLMMartin Marietta Materials Inc | COM | 215 | $9.47 萬 | <0.1% | +215 | 新進 | 歷史 |
| Pioneer Merger Corp.G7S24C111 | *W EXP 01/07/202 | 150,000 | $9.75 萬 | <0.1% | +35,523+31.0% | 加碼 | – |
| DNMRDanimer Scientific, Inc. | COM CL A | 11,531 | $9.82 萬 | <0.1% | −1,569−12.0% | 減碼 | 歷史 |
| Skydeck Acquisition Corp.G82220115 | *W EXP 05/13/202 | 121,039 | $9.92 萬 | <0.1% | +121,039 | 新進 | – |
| TWLOTwilio Inc | CL A | 380 | $10.0 萬 | <0.1% | +193+103.2% | 加碼 | 歷史 |
| Wayfair Inc.94419LAF8 | NOTE 1.000% 8/1 | – | $10.2 萬 | <0.1% | – | – | – |
| Advantage Solutions Inc.00791N110 | *W EXP 07/18/202 | 41,528 | $10.3 萬 | <0.1% | 00.0% | 不變 | – |
| Roivant Sciences Ltd.G76279119 | *W EXP 09/30/202 | 50,200 | $10.3 萬 | <0.1% | +50,200 | 新進 | – |
| CMPSCOMPASS Pathways plc | SPONSORED ADS | 4,683 | $10.3 萬 | <0.1% | −6,543−58.3% | 減碼 | 歷史 |
| AUPHAurinia Pharmaceuticals Inc. | COM | 4,550 | $10.4 萬 | <0.1% | +4,450+4,450.0% | 加碼 | 歷史 |
| COOCooper Companies, Inc. | COM NEW | 250 | $10.5 萬 | <0.1% | +250 | 新進 | 歷史 |
| GSATGlobalstar, Inc. | COM | 91,322 | $10.6 萬 | <0.1% | −66,178−42.0% | 減碼 | 歷史 |
| SAGESage Therapeutics, Inc. | COM | 2,506 | $10.7 萬 | <0.1% | −1,494−37.4% | 減碼 | 歷史 |
選擇權（382 檔）
同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。
依市值列出前 100 檔，共 382 檔。
| 證券 | 類別 | 賣權 | 買權 |
|---|---|---|---|
| Invesco QQQ Trust Series I46090E103 | ETF | $16.1 億 | $8,514 萬 |
| SPYSPDR S&P 500 ETF Trust | ETF | $7.33 億 | $9,380 萬 |
| NVDANVIDIA Corp | Stock | $5.24 億 | $1.98 億 |
| AAPLApple Inc. | Stock | $4.39 億 | $1.07 億 |
| iShares Tr464288513 | IBOXX HI YD ETF | $4.53 億 | $1,740 萬 |
| iShares Russell 2000 ETF464287655 | ETF | $3.32 億 | $1.37 億 |
| iShares Tr464288281 | JPMORGAN USD EMG | $2.55 億 | $8,101 萬 |
| DISWalt Disney Co | Stock | $2.23 億 | $395.0 萬 |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $1.30 億 | $7,289 萬 |
| ZSZscaler, Inc. | Stock | $8,242 萬 | $1.02 億 |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $9,514 萬 | $8,432 萬 |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $3,465 萬 | $1.32 億 |
| SNAPSnap Inc | Stock | $1.30 億 | $2,909 萬 |
| CMCSAComcast Corp | Stock | $1.03 億 | $5,245 萬 |
| MUMicron Technology Inc | Stock | $1.09 億 | $3,073 萬 |
| AMDAdvanced Micro Devices Inc | Stock | $6,799 萬 | $6,166 萬 |
| iShares Tr464287184 | CHINA LG-CAP ETF | $7,225 萬 | $5,605 萬 |
| iShares Tr464287234 | MSCI EMG MKT ETF | $1.07 億 | $1,466 萬 |
| SPLKSplunk Inc | COM | $1,818 萬 | $1.02 億 |
| TMOThermo Fisher Scientific Inc. | Stock | $1.01 億 | $613.9 萬 |
| UBERUber Technologies, Inc | Stock | $6,132 萬 | $3,664 萬 |
| CLFCleveland-Cliffs Inc. | COM | $5,094 萬 | $4,581 萬 |
| ORCLOracle Corp | Stock | $9,314 萬 | $327.0 萬 |
| BABAAlibaba Group Holding Ltd | ADR | $1,366 萬 | $8,252 萬 |
| GLDSPDR Gold Trust | ETF | – | $8,804 萬 |
| XLNXXilinx Inc | COM | $6,480 萬 | $2,271 萬 |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $8,714 萬 | – |
| ZENZendesk, Inc. | COM | $1,838 萬 | $6,483 萬 |
| iShares Tr464287440 | 7-10 YR TRSY BD | $8,050 萬 | – |
| INTCIntel Corp | Stock | $5,489 萬 | $2,463 萬 |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $4,318 萬 | $3,625 萬 |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | $797.4 萬 | $6,075 萬 |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $1,966 萬 | $4,371 萬 |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $3,537 萬 | $2,554 萬 |
| XOMExxonMobil Holdings Corp | COM | $4,681 萬 | $1,176 萬 |
| VanEck Semiconductor ETF92189F676 | ETF | $3,727 萬 | $1,890 萬 |
| PFEPfizer Inc | Stock | $3,088 萬 | $2,460 萬 |
| BIDUBaidu, Inc. | ADR | $4,964 萬 | $552.0 萬 |
| CRMSalesforce, Inc. | Stock | $2,252 萬 | $3,250 萬 |
| CCJCameco Corp | Stock | $422.0 萬 | $4,996 萬 |
| CCitigroup Inc | Stock | $4,925 萬 | $301.9 萬 |
| iShares Tr464287556 | ISHARES BIOTECH | $3,906 萬 | $1,248 萬 |
| ABTAbbott Laboratories | Stock | $3,414 萬 | $1,738 萬 |
| GILDGilead Sciences, Inc. | Stock | $3,484 萬 | $1,560 萬 |
| COPConocoPhillips | Stock | $4,042 萬 | $934.7 萬 |
| MSFTMicrosoft Corp | Stock | $3,171 萬 | $1,682 萬 |
| WBDWarner Bros. Discovery, Inc. | COM SER A | $3,031 萬 | $1,822 萬 |
| WMTWalmart Inc. | Stock | $2,604 萬 | $2,170 萬 |
| Paramount Global92556H206 | CL B | $1,682 萬 | $2,748 萬 |
| LLYEli Lilly & Co | Stock | $3,867 萬 | $342.5 萬 |
| NKENIKE, Inc. | Stock | $4,167 萬 | – |
| Kraneshares Trust500767306 | CSI CHI INTERNET | $1,704 萬 | $2,452 萬 |
| UNHUnitedHealth Group Inc | Stock | $3,269 萬 | $677.9 萬 |
| TWLOTwilio Inc | CL A | $3,924 萬 | – |
| CPNGCoupang, Inc. | CL A | $290.6 萬 | $3,578 萬 |
| BIIBBiogen Inc. | COM | $3,690 萬 | $122.4 萬 |
| CVXChevron Corp | Stock | $2,740 萬 | $996.3 萬 |
| VVisa Inc. | Stock | $2,893 萬 | $745.5 萬 |
| VRTXVertex Pharmaceuticals Inc | Stock | $1,867 萬 | $1,757 萬 |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $3,541 萬 | $76.7 萬 |
| MRKMerck & Co., Inc. | Stock | $1,664 萬 | $1,916 萬 |
| CRWDCrowdStrike Holdings, Inc. | Stock | $1,658 萬 | $1,912 萬 |
| iShares Tr464287432 | 20 YR TR BD ETF | $3,520 萬 | – |
| JOYYJOYY Inc. | ADS REPSTG COM A | $2,927 萬 | $497.5 萬 |
| iShares MSCI Eafe ETF464287465 | ETF | $3,245 萬 | – |
| CIENCiena Corp | COM NEW | $3,203 萬 | – |
| TWTRTwitter, Inc. | COM | $2,016 萬 | $1,174 萬 |
| VanEck ETF Trust92189H607 | OIL SERVICES ETF | $1,386 萬 | $1,765 萬 |
| Invesco Exch Traded FD Tr II46138G706 | SOLAR ETF | $1,905 萬 | $1,222 萬 |
| HCAHCA Healthcare, Inc. | COM | $2,189 萬 | $924.9 萬 |
| iShares Inc464286400 | MSCI BRAZIL ETF | – | $3,088 萬 |
| COUPCoupa Software Inc | COM | – | $2,992 萬 |
| DHRDanaher Corp | Stock | $1,645 萬 | $1,316 萬 |
| SRPTSarepta Therapeutics, Inc. | COM | $1,349 萬 | $1,543 萬 |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | $2,478 萬 | $389.7 萬 |
| NEMNEWMONT Corp | Stock | $1,240 萬 | $1,625 萬 |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $704.5 萬 | $2,113 萬 |
| LVSLas Vegas Sands Corp | COM | – | $2,795 萬 |
| AMTAmerican Tower Corp | REIT | $1,620 萬 | $1,152 萬 |
| AALAmerican Airlines Group Inc. | Stock | $2,740 萬 | – |
| JPMJPMorgan Chase & Co | Stock | $2,534 萬 | – |
| LYFTLyft, Inc. | CL A COM | $1,528 萬 | $940.1 萬 |
| JDJD.com, Inc. | SPON ADS CL A | $683.2 萬 | $1,696 萬 |
| SPDR Series Trust78464A755 | ST STR SP METAL | $895.6 萬 | $1,462 萬 |
| MRVLMarvell Technology, Inc. | COM | $140.0 萬 | $2,183 萬 |
| Barrick Gold Corp067901108 | COM | $2,201 萬 | – |
| JNJJohnson & Johnson | Stock | $2,111 萬 | – |
| AAAlcoa Corp | Stock | $1,033 萬 | $1,043 萬 |
| BBWIBath & Body Works, Inc. | COM | $535.3 萬 | $1,516 萬 |
| WYNNWynn Resorts Ltd | COM | $1,879 萬 | $129.3 萬 |
| NIONIO Inc. | ADR | $1,650 萬 | $316.8 萬 |
| THCTenet Healthcare Corp | COM NEW | – | $1,960 萬 |
| PANWPalo Alto Networks Inc | Stock | – | $1,915 萬 |
| KDKyndryl Holdings, Inc. | Stock | $905.9 萬 | $994.2 萬 |
| BMYBristol Myers Squibb Co | Stock | $935.3 萬 | $935.3 萬 |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | $374.6 萬 | $1,427 萬 |
| AUAngloGold Ashanti PLC | SPONSORED ADR | $891.6 萬 | $891.6 萬 |
| BACBank of America Corp | Stock | $1,780 萬 | – |
| CHGGChegg, Inc | COM | $245.6 萬 | $1,522 萬 |
| DDOGDatadog, Inc. | CL A COM | $890.5 萬 | $846.0 萬 |
2021 年第 3 季之後清倉（399 檔）
2021 年第 3 季季末還持有、這份申報已經沒有的部位。
依上一季市值列出前 100 檔，共 399 檔。
| 證券 | 類別 | 2021 年第 3 季股數 | 2021 年第 3 季市值 | 2021 年第 3 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| UDRUDR, Inc. | COM | 450,497 | $2,387 萬 | 0.6% | 歷史 |
| CHTRCharter Communications, Inc. | CL A | 25,179 | $1,832 萬 | 0.4% | 歷史 |
| CNQCanadian Natural Resources Ltd | COM | 475,372 | $1,739 萬 | 0.4% | 歷史 |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 282,215 | $1,299 萬 | 0.3% | – |
| KSUKansas City Southern | COM NEW | 43,042 | $1,165 萬 | 0.3% | 歷史 |
| ANETArista Networks, Inc. | COM | 32,000 | $1,100 萬 | 0.3% | 歷史 |
| FTVFortive Corp | Stock | 150,000 | $1,059 萬 | 0.3% | 歷史 |
| CTRACoterra Energy Inc. | Stock | 476,139 | $1,036 萬 | 0.2% | 歷史 |
| MKLMarkel Group Inc. | COM | 8,500 | $1,016 萬 | 0.2% | 歷史 |
| ECLEcolab Inc. | Stock | 47,600 | $993.0 萬 | 0.2% | 歷史 |
| Haymaker Acquisition Corp II42087R108 | CLASS A COM | 1,000,000 | $974.0 萬 | 0.2% | – |
| VanEck ETF Trust92189F791 | JUNIOR GOLD MINE | 250,000 | $958.5 萬 | 0.2% | – |
| ATIAti Inc | Stock | 540,000 | $898.0 萬 | 0.2% | 歷史 |
| HRHealthcare Realty Trust Inc | COM | 300,000 | $893.4 萬 | 0.2% | 歷史 |
| Microchip Technology Inc595017AU8 | NOTE 0.125%11/1 | – | $889.6 萬 | 0.2% | – |
| XOGExtraction Oil & Gas, Inc. | COM | 156,733 | $884.8 萬 | 0.2% | 歷史 |
| MDLZMondelez International, Inc. | Stock | 150,300 | $874.4 萬 | 0.2% | 歷史 |
| Chegg, Inc163092AF6 | NOTE 9/0 | – | $845.7 萬 | 0.2% | – |
| Pacira BioSciences, Inc.695127AD2 | NOTE 2.375% 4/0 | – | $834.1 萬 | 0.2% | – |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 275,000 | $810.4 萬 | 0.2% | – |
| SJMJ M SMUCKER Co | Stock | 63,300 | $759.8 萬 | 0.2% | 歷史 |
| GS Acquisition Hldgs Corp II36258Q105 | COM CL A | 736,278 | $752.5 萬 | 0.2% | – |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 40,637 | $729.2 萬 | 0.2% | – |
| TYLTyler Technologies Inc | COM | 15,100 | $692.6 萬 | 0.2% | 歷史 |
| AVYAAvaya Holdings Corp. | COM | 339,945 | $672.8 萬 | 0.2% | 歷史 |
| KNXKnight-Swift Transportation Holdings Inc. | CL A | 126,575 | $647.4 萬 | 0.2% | 歷史 |
| VXXBarclays Bank PLC | ETF | 229,600 | $639.0 萬 | 0.2% | 歷史 |
| CARRCarrier Global Corp | Stock | 122,850 | $635.9 萬 | 0.2% | 歷史 |
| SHWSherwin Williams Co | COM | 19,500 | $545.5 萬 | 0.1% | 歷史 |
| APLSApellis Pharmaceuticals, Inc. | COM | 165,038 | $544.0 萬 | 0.1% | 歷史 |
| ZWSZurn Elkay Water Solutions Corp | COM | 82,122 | $528.0 萬 | 0.1% | 歷史 |
| UNPUnion Pacific Corp | Stock | 26,800 | $525.3 萬 | 0.1% | 歷史 |
| DKNGDraftKings Inc. | COM CL A | 100,800 | $485.5 萬 | 0.1% | 歷史 |
| TERTeradyne, Inc | Stock | 43,049 | $470.0 萬 | 0.1% | 歷史 |
| LHLabcorp Holdings Inc. | COM NEW | 16,000 | $450.3 萬 | 0.1% | 歷史 |
| DBX ETF Tr233051432 | XTRACK USD HIGH | 111,972 | $448.8 萬 | 0.1% | – |
| Cheesecake Factory Inc163072AA9 | NOTE 0.375% 6/1 | – | $442.5 萬 | 0.1% | – |
| INTUIntuit Inc. | Stock | 7,841 | $423.0 萬 | 0.1% | 歷史 |
| BRSLBrightstar Lottery PLC | SHS USD | 159,850 | $420.7 萬 | 0.1% | 歷史 |
| CNICanadian National Railway Co | Stock | 35,000 | $404.8 萬 | 0.1% | 歷史 |
| INVZInnoviz Technologies Ltd. | SHS | 700,000 | $403.2 萬 | 0.1% | 歷史 |
| PPDPPD, Inc. | COM | 85,015 | $397.8 萬 | 0.1% | 歷史 |
| MNSTMonster Beverage Corp | COM | 44,700 | $397.1 萬 | 0.1% | 歷史 |
| HUBSHubSpot Inc | COM | 5,612 | $379.4 萬 | 0.1% | 歷史 |
| ITWIllinois Tool Works Inc | Stock | 18,000 | $371.9 萬 | 0.1% | 歷史 |
| NSTGNS Wind Down Co., Inc. | COM | 75,000 | $360.1 萬 | 0.1% | 歷史 |
| HPEHewlett Packard Enterprise Co | COM | 248,300 | $353.8 萬 | 0.1% | 歷史 |
| JXNJackson Financial Inc. | COM CL A | 132,500 | $344.5 萬 | 0.1% | 歷史 |
| KHCKraft Heinz Co | Stock | 92,548 | $340.8 萬 | 0.1% | 歷史 |
| AESAES Corp | Stock | 143,771 | $328.2 萬 | 0.1% | 歷史 |
| Sarepta Therapeutics, Inc.803607AB6 | DBCV 1.500%11/1 | – | $327.1 萬 | 0.1% | – |
| MCOMoodys Corp | Stock | 9,200 | $326.7 萬 | 0.1% | 歷史 |
| CSIQCanadian Solar Inc. | COM | 94,439 | $326.7 萬 | 0.1% | 歷史 |
| VFCV F Corp | Stock | 48,100 | $322.2 萬 | 0.1% | 歷史 |
| CC Neuberger Principal HoldnG1992N118 | UNIT 99/99/9999 | 321,509 | $319.9 萬 | 0.1% | – |
| NWSNews Corp | CL B | 130,669 | $303.5 萬 | 0.1% | 歷史 |
| iShares Global Clean Energy ETF464288224 | ETF | 136,400 | $295.3 萬 | 0.1% | – |
| Royal Dutch Shell PLC780259206 | SPONS ADR A | 63,907 | $284.8 萬 | 0.1% | – |
| HAEHaemonetics Corp | COM | 39,319 | $277.6 萬 | 0.1% | 歷史 |
| PLANAnaplan, Inc. | COM | 45,560 | $277.4 萬 | 0.1% | 歷史 |
| DEDeere & Co | Stock | 8,100 | $271.4 萬 | 0.1% | 歷史 |
| CBUCommunity Financial System, Inc. | COM | 39,500 | $270.3 萬 | 0.1% | 歷史 |
| EMDWestern Asset Emerging Markets Debt Fund Inc. | COM | 196,531 | $267.3 萬 | 0.1% | 歷史 |
| LADLithia Motors Inc | COM | 8,406 | $266.5 萬 | 0.1% | 歷史 |
| PHParker-Hannifin Corp | Stock | 9,500 | $265.6 萬 | 0.1% | 歷史 |
| MDLAMedallia, Inc. | COM | 77,300 | $261.8 萬 | 0.1% | 歷史 |
| ANFAbercrombie & Fitch Co | CL A | 69,160 | $260.2 萬 | 0.1% | 歷史 |
| IFFInternational Flavors & Fragrances Inc | COM | 19,000 | $254.1 萬 | 0.1% | 歷史 |
| FIRYFiry Inc. | COM | 250,000 | $245.5 萬 | 0.1% | 歷史 |
| INOVInovalon Holdings, Inc. | COM CL A | 58,537 | $235.8 萬 | 0.1% | 歷史 |
| MRVIMaravai Lifesciences Holdings, Inc. | COM CL A | 47,974 | $235.5 萬 | 0.1% | 歷史 |
| SWKSSkyworks Solutions, Inc. | Stock | 13,930 | $229.5 萬 | 0.1% | 歷史 |
| Okta, Inc.679295AD7 | NOTE 0.125% 9/0 | – | $227.2 萬 | 0.1% | – |
| Repligen Corp759916AB5 | NOTE 0.375% 7/1 | – | $218.9 萬 | 0.1% | – |
| HPHelmerich & Payne, Inc. | COM | 78,637 | $215.5 萬 | 0.1% | 歷史 |
| DTEDte Energy Co | COM | 19,016 | $212.4 萬 | 0.1% | 歷史 |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 32,676 | $208.7 萬 | 0.1% | – |
| TELTE Connectivity plc | REG SHS | 15,000 | $205.8 萬 | <0.1% | 歷史 |
| TRHCTabula Rasa HealthCare, Inc. | COM | 75,000 | $196.6 萬 | <0.1% | 歷史 |
| PLNTPlanet Fitness, Inc. | CL A | 24,742 | $194.3 萬 | <0.1% | 歷史 |
| Invacare Corp461203AL5 | NOTE 5.000%11/1 | – | $192.1 萬 | <0.1% | – |
| CPCanadian Pacific Kansas City Ltd | COM | 28,816 | $187.5 萬 | <0.1% | 歷史 |
| THOThor Industries Inc | COM | 15,000 | $184.1 萬 | <0.1% | 歷史 |
| AYXAlteryx, Inc. | COM CL A | 24,634 | $180.1 萬 | <0.1% | 歷史 |
| DVADavita Inc. | COM | 15,380 | $178.8 萬 | <0.1% | 歷史 |
| MPTMedical Properties Trust Inc | COM | 87,306 | $175.2 萬 | <0.1% | 歷史 |
| VTAInvesco Dynamic Credit Opportunities Fund | COM | 149,236 | $174.6 萬 | <0.1% | 歷史 |
| CCICrown Castle Inc. | REIT | 10,000 | $173.3 萬 | <0.1% | 歷史 |
| ADSKAutodesk, Inc. | COM | 6,000 | $171.1 萬 | <0.1% | 歷史 |
| Graf Acquisition Corp IV384272100 | COM | 175,000 | $169.6 萬 | <0.1% | – |
| PRCHPorch Group, Inc. | COM | 95,792 | $169.4 萬 | <0.1% | 歷史 |
| TBCHTurtle Beach Corp | COM NEW | 60,000 | $166.9 萬 | <0.1% | 歷史 |
| FPFFirst Trust Intermediate Duration Preferred & Income Fund | COM | 65,854 | $164.8 萬 | <0.1% | 歷史 |
| PCRXPacira BioSciences, Inc. | COM | 28,755 | $161.0 萬 | <0.1% | 歷史 |
| VIPSVipshop Holdings Ltd | SPONSORED ADS A | 144,000 | $160.4 萬 | <0.1% | 歷史 |
| CMICummins Inc | Stock | 7,001 | $157.2 萬 | <0.1% | 歷史 |
| Liberty Media Corp Del531229AF9 | NOTE 1.000% 1/3 | – | $156.1 萬 | <0.1% | – |
| KKellanova | Stock | 23,754 | $151.8 萬 | <0.1% | 歷史 |
| EXELExelixis, Inc. | COM | 69,000 | $145.9 萬 | <0.1% | 歷史 |
| Hillman Solution431636117 | EQUITY WRT | 501,066 | $145.3 萬 | <0.1% | – |