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Livermore
Livermore
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D.A. Davidson & Co.

SEC CIK
0001080107
最新申報
2026/7/24

2023 年第 3 季持倉

持倉截至 2023/9/30，2023/11/8 申報。只含多頭部位，變化是跟 2023 年第 2 季比股數。

機構總覽
持股檔數
1,314
較 2023 年第 2 季 −10
總值
$92.1 億
較 2023 年第 2 季 −$2.58 億 (−2.7%)
申報日
2023/11/8
SEC
D.A. Davidson & Co. 在 2023 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
BDJBlackRock Enhanced Equity Dividend TrustCOM48,658$37.0 萬<0.1%+7,875+19.3%加碼歷史
AREAlexandria Real Estate Equities, Inc.COM3,700$37.0 萬<0.1%+550+17.5%加碼歷史
OMFOneMain Holdings, Inc.COM9,251$37.1 萬<0.1%00.0%不變歷史
CEMClearBridge MLP & Midstream Fund Inc.COM10,543$37.1 萬<0.1%+563+5.6%加碼歷史
iShares Core S&P US Value ETF464287663ETF4,989$37.2 萬<0.1%+188+3.9%加碼–
ELFe.l.f. Beauty, Inc.COM3,402$37.4 萬<0.1%+430+14.5%加碼歷史
FDUSFidus Investment CorpCOM19,467$37.4 萬<0.1%−4,500−18.8%減碼歷史
BIGGQFormer BL Stores IncCOM73,500$37.6 萬<0.1%00.0%不變歷史
EPREpr PropertiesCOM SH BEN INT9,045$37.6 萬<0.1%−280−3.0%減碼歷史
WTSWatts Water Technologies IncCL A2,182$37.7 萬<0.1%−50−2.2%減碼歷史
DFSDiscover Financial ServicesCOM4,365$37.8 萬<0.1%+807+22.7%加碼歷史
SPDR Index Shs FDS78463X772ST S&P INTL ETF11,524$37.9 萬<0.1%−300−2.5%減碼–
PTYPIMCO Corporate & Income Opportunity FundCOM29,250$38.2 萬<0.1%+4,050+16.1%加碼歷史
WDWalker & Dunlop, Inc.COM5,150$38.2 萬<0.1%00.0%不變歷史
HASHasbro, Inc.COM5,783$38.2 萬<0.1%+1,360+30.7%加碼歷史
Pacer Developed Markets International Cash Cows 100 ETF69374H873ETF12,818$38.3 萬<0.1%−53,854−80.8%減碼–
REPXRiley Exploration Permian, Inc.COM12,050$38.3 萬<0.1%+12,050新進歷史
CORCencora, Inc.Stock2,129$38.3 萬<0.1%+34+1.6%加碼歷史
NIEVirtus Equity & Convertible Income FundCOM19,280$38.3 萬<0.1%+4,375+29.4%加碼歷史
CRVLCorvel CorpCOM1,951$38.4 萬<0.1%00.0%不變歷史
WCNWaste Connections, Inc.COM2,878$38.7 萬<0.1%+169+6.2%加碼歷史
ONTOOnto Innovation Inc.COM3,034$38.7 萬<0.1%−10−0.3%減碼歷史
TREXTrex Co IncCOM6,294$38.8 萬<0.1%00.0%不變歷史
State Street Real Estate Select Sector SPDR ETF81369Y860ETF11,387$38.8 萬<0.1%+788+7.4%加碼–
TTPTortoise Pipeline & Energy Fund, Inc.COM13,895$38.9 萬<0.1%+895+6.9%加碼歷史
GEHCGE HealthCare Technologies Inc.Stock5,788$39.4 萬<0.1%−4,487−43.7%減碼歷史
HBANHuntington Bancshares IncCOM37,870$39.4 萬<0.1%+2,608+7.4%加碼歷史
BTOJohn Hancock Financial Opportunities FundSH BEN INT NEW15,049$39.5 萬<0.1%+266+1.8%加碼歷史
WIREEncore Wire CorpCOM2,170$39.6 萬<0.1%−233−9.7%減碼歷史
MEDMedifast IncCOM5,304$39.7 萬<0.1%+771+17.0%加碼歷史
CSQCalamos Strategic Total Return FundCOM SH BEN INT28,230$39.7 萬<0.1%00.0%不變歷史
ZSZscaler, Inc.Stock2,561$39.8 萬<0.1%+250+10.8%加碼歷史
Vanguard Mun BD FDS922907746TAX EXEMPT BD8,334$40.1 萬<0.1%−2,111−20.2%減碼–
VICIVici Properties Inc.COM13,786$40.1 萬<0.1%+13,786新進歷史
Dimensional ETF Trust25434V716US SUSTAINABILTY14,498$40.2 萬<0.1%+14,498新進–
TPZTortoise Power & Energy Infrastructure Fund IncCOM30,173$40.3 萬<0.1%+1,599+5.6%加碼歷史
DOCUDocuSign, Inc.Stock9,615$40.4 萬<0.1%−4,931−33.9%減碼歷史
VCVInvesco California Value Municipal Income TrustCOM48,081$40.5 萬<0.1%+5,125+11.9%加碼歷史
CHWYChewy, Inc.CL A22,663$41.4 萬<0.1%+840+3.8%加碼歷史
FCNCAFirst Citizens Bancshares IncCL A300$41.4 萬<0.1%00.0%不變歷史
Schwab Emerging Markets Equity ETF808524706ETF17,295$41.4 萬<0.1%+200+1.2%加碼–
iShares Tr464287549EXPND TEC SC ETF1,090$41.7 萬<0.1%−75−6.4%減碼–
CAHCardinal Health IncStock4,798$41.7 萬<0.1%+90+1.9%加碼歷史
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF9,774$41.7 萬<0.1%−765−7.3%減碼–
PAGPPlains GP Holdings LPLTD PARTNR INT A25,940$41.8 萬<0.1%+3,154+13.8%加碼歷史
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD14,175$42.1 萬<0.1%−3,000−17.5%減碼歷史
GOLFAcushnet Holdings Corp.COM8,051$42.7 萬<0.1%00.0%不變歷史
Nushares ETF Tr67092P607NUVEEN ESG SMLCP12,312$42.9 萬<0.1%−727−5.6%減碼–
TDSTelephone & Data Systems IncCOM NEW23,521$43.1 萬<0.1%−180−0.8%減碼歷史
Invesco Exchange Traded FD T46137V597RAFI US 150013,112$43.3 萬<0.1%00.0%不變依 5 比 1 拆股換算–
TRNTrinity Industries IncCOM17,775$43.3 萬<0.1%+220+1.3%加碼歷史
OMCOmnicom Group Inc.COM5,822$43.4 萬<0.1%+17+0.3%加碼歷史
MDCSekisui House U.S., Inc.COM10,535$43.4 萬<0.1%+10,535新進歷史
RACEFerrari N.V.COM1,471$43.5 萬<0.1%−15−1.0%減碼歷史
DKSDick's Sporting Goods, Inc.Stock4,011$43.6 萬<0.1%−2,459−38.0%減碼歷史
LULUlululemon athletica inc.Stock1,130$43.6 萬<0.1%+302+36.5%加碼歷史
TRIThomson Reuters CorpCOM NO PAR3,566$43.6 萬<0.1%−16−0.4%減碼歷史
Global X FDS37950E333GLBX SUPRINC ETF49,840$43.8 萬<0.1%+8,481+20.5%加碼–
Global X FDS37954Y475S&P 500 COVERED11,280$43.9 萬<0.1%+2,415+27.2%加碼–
CCLCarnival Corp Ltd.UNIT 99/99/999932,041$44.0 萬<0.1%+364+1.1%加碼歷史
LACLithium Americas Corp.COM NEW25,865$44.0 萬<0.1%+9,615+59.2%加碼歷史
TEAMAtlassian CorpCL A2,184$44.0 萬<0.1%+74+3.5%加碼歷史
COHUCohu IncCOM12,864$44.3 萬<0.1%00.0%不變歷史
MROMarathon Oil CorpCOM16,574$44.3 萬<0.1%+189+1.2%加碼歷史
HWKNHawkins IncCOM7,600$44.7 萬<0.1%00.0%不變歷史
CPNGCoupang, Inc.CL A26,323$44.7 萬<0.1%+5,823+28.4%加碼歷史
SNYSanofiSPONSORED ADR8,385$45.0 萬<0.1%−5,462−39.4%減碼歷史
ACIWAci Worldwide, Inc.Stock20,000$45.1 萬<0.1%00.0%不變歷史
New York Life Investments Et45409B560FTSE INTL EQTY C19,499$45.1 萬<0.1%−3,564−15.5%減碼–
First Tr MLP & Energy Incom33739B104COM57,122$45.2 萬<0.1%−272−0.5%減碼–
SUSuncor Energy IncStock13,168$45.3 萬<0.1%−11,195−46.0%減碼歷史
MWAMueller Water Products, Inc.COM SER A35,717$45.3 萬<0.1%−1,092−3.0%減碼歷史
CASYCaseys General Stores IncCOM1,672$45.4 萬<0.1%00.0%不變歷史
LNTAlliant Energy CorpStock9,379$45.4 萬<0.1%−24−0.3%減碼歷史
ICLRIcon PLCCOM1,849$45.5 萬<0.1%+481+35.2%加碼歷史
FDSFactset Research Systems IncStock1,042$45.6 萬<0.1%−30−2.8%減碼歷史
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF6,036$45.9 萬<0.1%−411−6.4%減碼–
iShares Tr464287291GLOBAL TECH ETF7,962$46.1 萬<0.1%−85−1.1%減碼–
DINOHF Sinclair CorpCOM8,110$46.2 萬<0.1%+8,110新進歷史
EGEverest Group, Ltd.COM1,245$46.3 萬<0.1%−9−0.7%減碼歷史
VMCVulcan Materials COCOM2,301$46.5 萬<0.1%+10.0%加碼歷史
CWTCalifornia Water Service GroupCOM9,837$46.5 萬<0.1%+10.0%加碼歷史
APOApollo Global Management, Inc.COM5,204$46.7 萬<0.1%−5,100−49.5%減碼歷史
BSXBoston Scientific CorpStock8,851$46.7 萬<0.1%+311+3.6%加碼歷史
Invesco Exch Traded FD Tr II46138E388S&P 500 EX RAT10,510$46.9 萬<0.1%−257−2.4%減碼–
iShares Tr464287333GLOBAL FINLS ETF6,672$47.0 萬<0.1%−770−10.3%減碼–
OTTROtter Tail CorpCOM6,200$47.1 萬<0.1%00.0%不變歷史
ECATBlackRock ESG Capital Allocation Term TrustSHS BEN INT31,830$47.1 萬<0.1%−1,600−4.8%減碼歷史
MGRCMcGrath RentcorpCOM4,700$47.1 萬<0.1%00.0%不變歷史
TMDXTransMedics Group, Inc.COM8,612$47.2 萬<0.1%+59+0.7%加碼歷史
SNVSynovus Financial CorpCOM NEW16,975$47.2 萬<0.1%−9,164−35.1%減碼歷史
TXRHTexas Roadhouse, Inc.COM4,938$47.5 萬<0.1%−160−3.1%減碼歷史
GWREGuidewire Software, Inc.COM5,283$47.5 萬<0.1%+31+0.6%加碼歷史
TEAFTortoise Sustainable & Social Impact Term FundClosed-End Fund39,734$47.6 萬<0.1%+913+2.4%加碼歷史
Vanguard Utilities ETF92204A876ETF3,754$47.9 萬<0.1%−5,495−59.4%減碼–
MCHPMicrochip Technology IncStock6,188$48.3 萬<0.1%+79+1.3%加碼歷史
EQIXEquinix IncCOM671$48.7 萬<0.1%+132+24.5%加碼歷史
LSTRLandstar System IncCOM2,755$48.7 萬<0.1%+22+0.8%加碼歷史
STRAStrategic Education, Inc.COM6,483$48.8 萬<0.1%+1,391+27.3%加碼歷史
DTEDte Energy CoCOM4,954$49.2 萬<0.1%+4,954新進歷史

選擇權（17 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

D.A. Davidson & Co. 在 2023 年第 3 季的選擇權部位
證券類別賣權買權
BMOBank of MontrealCOM$3.49 萬–
RYRoyal Bank of CanadaStock$3.35 萬–
DEDeere & CoStock$2.75 萬–
ZSZscaler, Inc.Stock$2.73 萬–
COFCapital One Financial CorpStock$1.83 萬–
GOLFAcushnet Holdings Corp.COM$1.48 萬–
NUENucor CorpCOM$1.18 萬–
LOWLowes Companies IncStock$1.08 萬–
MCHPMicrochip Technology IncStock$8,260–
AAPLApple Inc.Stock$7,724–
WSMWilliams Sonoma IncCOM$6,970–
BSMBlack Stone Minerals, L.P.COM UNIT–$6,900
MAMastercard IncStock$4,995–
PLTRPalantir Technologies Inc.Stock$3,200–
STLDSteel Dynamics IncCOM$2,800–
ODFLOld Dominion Freight Line, Inc.COM$2,280–
CHPTChargePoint Holdings, Inc.COM CL A–$63

2023 年第 2 季之後清倉（76 檔）

2023 年第 2 季季末還持有、這份申報已經沒有的部位。

D.A. Davidson & Co. 在 2023 年第 2 季之後清倉的部位
證券類別2023 年第 2 季股數2023 年第 2 季市值2023 年第 2 季佔組合 %紀錄
WisdomTree Tr97717W380INTRST RATE HDGE217,695$963.1 萬0.1%–
iShares Tr46434VBG4IBONDS DEC24 ETF168,569$415.0 萬<0.1%–
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP61,313$382.1 萬<0.1%歷史
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF156,000$366.1 萬<0.1%–
NUVANuvasive IncCOM64,220$267.1 萬<0.1%歷史
TDCTeradata CorpStock41,299$220.6 萬<0.1%歷史
CNHCNH Industrial N.V.SHS119,707$172.4 萬<0.1%歷史
Global X FDS37954Y830GLOBAL X COPPER43,610$164.2 萬<0.1%–
CFGCitizens Financial Group IncCOM57,623$150.3 萬<0.1%歷史
VRRMVerra Mobility CorpCL A COM STK65,120$128.4 萬<0.1%歷史
CRCrane CoCOMMON STOCK13,980$124.6 萬<0.1%歷史
TRMBTrimble Inc.COM22,937$121.4 萬<0.1%歷史
Global X Uranium ETF37954Y871ETF55,208$119.8 萬<0.1%–
LNTHLantheus Holdings, Inc.Stock14,219$119.3 萬<0.1%歷史
ETF Managers Tr26924G102PRIME JUNIR SLVR115,939$108.8 萬<0.1%–
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY41,061$96.5 萬<0.1%–
State Street SPDR S&P Regional Banking ETF78464A698ETF20,177$82.4 萬<0.1%–
SKINSkinHealth Systems Inc.COM CL A90,670$75.9 萬<0.1%歷史
AJRDAerojet Rocketdyne Holdings, Inc.COM13,150$72.2 萬<0.1%歷史
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF10,489$64.0 萬<0.1%–
SQMChemical & Mining Co of Chile IncSPON ADR SER B8,482$61.6 萬<0.1%歷史
GTMZoomInfo Technologies Inc.Stock23,767$60.3 萬<0.1%歷史
AMNAmn Healthcare Services IncCOM4,068$44.4 萬<0.1%歷史
NRGNRG Energy, Inc.Stock10,678$39.9 萬<0.1%歷史
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF10,532$34.3 萬<0.1%–
CYRXCryoport, Inc.COM PAR $0.00119,200$33.1 萬<0.1%歷史
VTRVentas, Inc.REIT6,914$32.7 萬<0.1%歷史
SPDR Series Trust78468R101ST SHO TREAS ETF11,193$32.2 萬<0.1%–
UHSUniversal Health Services IncCL B1,928$30.4 萬<0.1%歷史
HIHillenbrand, Inc.COM5,900$30.3 萬<0.1%歷史
SUMSummit Materials, Inc.CL A7,424$28.1 萬<0.1%歷史
HEHawaiian Electric Industries IncCOM7,609$27.5 萬<0.1%歷史
Tidal Trust I886364645SONICSHARES GBL10,408$27.2 萬<0.1%–
JRONuveen Floating Rate Income Opportunity FundCOM SHS34,572$27.0 萬<0.1%歷史
Schwab US Tips ETF808524870ETF4,811$25.2 萬<0.1%–
UFPTUfp Technologies IncCOM1,300$25.2 萬<0.1%歷史
DGIIDigi International IncCOM6,370$25.1 萬<0.1%歷史
LUVSouthwest Airlines CoCOM6,910$25.0 萬<0.1%歷史
NVCRNovoCure LtdORD SHS5,940$24.7 萬<0.1%歷史
LITELumentum Holdings Inc.COM4,323$24.5 萬<0.1%歷史
GLDMWorld Gold TrustSPDR GLD MINIS6,419$24.4 萬<0.1%歷史
APTVAptiv PLCSHS2,310$23.6 萬<0.1%歷史
OSPNOneSpan Inc.COM15,723$23.3 萬<0.1%歷史
EGLEEagle Bulk Shipping Inc.COM4,800$23.1 萬<0.1%歷史
iShares Inc464286293ASIA/PAC DIV ETF6,975$22.9 萬<0.1%–
iShares Inc464286285JP MRGN EM HI BD6,521$22.9 萬<0.1%–
iShares Tr4642886613 7 YR TREAS BD1,970$22.7 萬<0.1%–
NRTNorth European Oil Royalty TrustSH BEN INT17,450$22.7 萬<0.1%歷史
QSIQuantum-Si IncCOM CL A125,000$22.4 萬<0.1%歷史
FRGFranchise Group, Inc.COM7,800$22.3 萬<0.1%歷史
Invesco Exch TRD SLF Idx FD46138J783BULSHS 2027 CB11,689$22.2 萬<0.1%–
SWKStanley Black & Decker, Inc.COM2,351$22.0 萬<0.1%歷史
UALUnited Airlines Holdings, Inc.COM3,999$21.9 萬<0.1%歷史
HOLXHologic IncCOM2,707$21.9 萬<0.1%歷史
MPWRMonolithic Power Systems, Inc.COM403$21.8 萬<0.1%歷史
OLNOLIN CorpStock4,105$21.1 萬<0.1%歷史
SHLSShoals Technologies Group, Inc.CL A8,250$21.1 萬<0.1%歷史
iShares S&P Small-Cap 600 Growth ETF464287887ETF1,823$21.0 萬<0.1%–
INCYIncyte CorpCOM3,362$20.9 萬<0.1%歷史
PACWPacwest BancorpCOM25,596$20.9 萬<0.1%歷史
BANFBancfirst CorpCOM2,224$20.5 萬<0.1%歷史
BYNDBeyond Meat, Inc.COM14,637$19.0 萬<0.1%歷史
iShares Global Clean Energy ETF464288224ETF10,301$19.0 萬<0.1%–
HQHabrdn Healthcare InvestorsSH BEN INT10,940$18.7 萬<0.1%歷史
Vishay Intertechnology Inc928298AP3NOTE 2.250% 6/1–$15.3 萬<0.1%–
Euronet Worldwide, Inc.298736AL3NOTE 0.750% 3/1–$14.6 萬<0.1%–
Air Transport Services Grp I00922RAB1NOTE 1.125%10/1–$14.2 萬<0.1%–
Macom Tech Solutions Hldgs I55405YAB6NOTE 0.250% 3/1–$14.0 萬<0.1%–
PCQPIMCO California Municipal Income FundCOM13,615$13.3 萬<0.1%歷史
Invesco High Income 2023 Tar46135X108COM16,000$11.9 萬<0.1%–
NVTAInvitae CorpCOM91,403$10.3 萬<0.1%歷史
NSLNuveen Senior Income FundCOM19,864$9.10 萬<0.1%歷史
IGRCbre Global Real Estate Income FundCOM15,550$8.13 萬<0.1%歷史
AMRSAmyris, Inc.COM NEW68,038$7.01 萬<0.1%歷史
EXKEndeavour Silver CorpCOM17,481$5.05 萬<0.1%歷史
IMBILegacy IMBDS, Inc.COM CL A152,329$2.01 萬<0.1%歷史