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Livermore
Livermore
中文EN

D.A. Davidson & Co.

SEC CIK
0001080107
最新申報
2026/7/24

2023 年第 3 季持倉

持倉截至 2023/9/30，2023/11/8 申報。只含多頭部位，變化是跟 2023 年第 2 季比股數。

機構總覽
持股檔數
1,314
較 2023 年第 2 季 −10
總值
$92.1 億
較 2023 年第 2 季 −$2.58 億 (−2.7%)
申報日
2023/11/8
SEC
D.A. Davidson & Co. 在 2023 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
DGDollar General CorpCOM2,645$28.0 萬<0.1%+653+32.8%加碼歷史
FNBFNB CorpCOM25,944$28.0 萬<0.1%−249−1.0%減碼歷史
PFDFlaherty & Crumrine Preferred & Income Fund IncCOM30,715$28.0 萬<0.1%+2,864+10.3%加碼歷史
Vanguard Scottsdale FDS92206C706INTER TERM TREAS4,908$28.0 萬<0.1%−613−11.1%減碼–
PLTRPalantir Technologies Inc.Stock17,637$28.2 萬<0.1%+17,637新進歷史
DHTDHT Holdings, Inc.SHS NEW27,400$28.2 萬<0.1%+9,800+55.7%加碼歷史
NTRSNorthern Trust CorpCOM4,076$28.3 萬<0.1%−640−13.6%減碼歷史
EOSEaton Vance Enhanced Equity Income Fund IICOM16,513$28.4 萬<0.1%−1,068−6.1%減碼歷史
GTGoodyear Tire & Rubber CoCOM22,870$28.4 萬<0.1%+22,870新進歷史
PDOPIMCO Dynamic Income Opportunities FundCOM BEN SHS23,965$28.5 萬<0.1%+1,424+6.3%加碼歷史
Franklin Templeton ETF Tr35473P801US LRG CP MLTFCT6,615$28.5 萬<0.1%+75+1.1%加碼–
NXPNuveen Select Tax Free Income PortfolioSH BEN INT21,494$28.6 萬<0.1%+68+0.3%加碼歷史
PFNPIMCO Income Strategy Fund IICOM43,383$28.6 萬<0.1%−30−0.1%減碼歷史
Simplify Exchange Traded Fun82889N764HEDGED EQUITY11,845$28.9 萬<0.1%−745−5.9%減碼–
SRPTSarepta Therapeutics, Inc.COM2,383$28.9 萬<0.1%00.0%不變歷史
SCWO374Water Inc.Common Stock234,725$29.1 萬<0.1%+8,000+3.5%加碼歷史
HESMHess Midstream LPCL A SHS10,000$29.1 萬<0.1%−2,000−16.7%減碼歷史
JHGJanus Henderson Group Ltd.ORD SHS11,328$29.2 萬<0.1%−482−4.1%減碼歷史
Global X FDS37960A669SUPERDIVIDEND13,382$29.3 萬<0.1%+119+0.9%加碼–
PEBOPeoples Bancorp IncCOM11,555$29.3 萬<0.1%+507+4.6%加碼歷史
DKNGDraftKings Inc.Stock9,970$29.4 萬<0.1%+9,970新進歷史
ADPTAdaptive Biotechnologies CorpCOM53,875$29.4 萬<0.1%−29,400−35.3%減碼歷史
FNVFranco Nevada CorpStock2,199$29.4 萬<0.1%+9+0.4%加碼歷史
First Tr Exchange-Traded FD33733A201DOW 30 EQL WGT10,120$29.4 萬<0.1%+1,258+14.2%加碼–
IDAIdacorp IncCOM3,139$29.4 萬<0.1%−602−16.1%減碼歷史
First Tr Exchange-Traded FD33739Q507SSI STRG ETF9,608$29.9 萬<0.1%−7,500−43.8%減碼–
WRKWestRock CoCOM8,340$29.9 萬<0.1%−1,305−13.5%減碼歷史
FICOFair Isaac CorpCOM344$29.9 萬<0.1%−66−16.1%減碼歷史
BROSDutch Bros Inc.CL A12,878$29.9 萬<0.1%+63+0.5%加碼歷史
SGOLabrdn Gold ETF TrustETF16,950$30.0 萬<0.1%−760−4.3%減碼歷史
MCMoelis & CoCL A6,666$30.1 萬<0.1%00.0%不變歷史
UBSIUnited Bankshares IncCOM10,942$30.2 萬<0.1%+964+9.7%加碼歷史
First Tr Exch TRD Alphdx FD33737J158JAPAN ALPHADEX6,077$30.2 萬<0.1%+6,077新進–
SIGISelective Insurance Group IncCOM2,930$30.2 萬<0.1%00.0%不變歷史
STMSTMicroelectronics N.V.NY REGISTRY7,052$30.4 萬<0.1%−200−2.8%減碼歷史
ITGartner IncCOM893$30.7 萬<0.1%00.0%不變歷史
T Rowe Price Exchange-Traded87283Q206PRICE EQT INCOME9,223$30.7 萬<0.1%+290+3.2%加碼–
CNQCanadian Natural Resources LtdCOM4,750$30.7 萬<0.1%−35−0.7%減碼歷史
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD6,921$30.9 萬<0.1%−21−0.3%減碼–
FMNBFarmers National Banc CorpCOM26,851$31.0 萬<0.1%+208+0.8%加碼歷史
TBLDThornburg Income Builder Opportunities TrustCOM21,268$31.1 萬<0.1%+6,899+48.0%加碼歷史
GOODGladstone Commercial CorpCOM25,581$31.1 萬<0.1%+114+0.4%加碼歷史
SRSpire IncCOM5,500$31.1 萬<0.1%00.0%不變歷史
NCANuveen California Municipal Value FundCOM STK37,916$31.1 萬<0.1%+7,057+22.9%加碼歷史
AERAerCap Holdings N.V.SHS4,977$31.2 萬<0.1%+361+7.8%加碼歷史
PNWPinnacle West Capital CorpCOM4,268$31.5 萬<0.1%−287−6.3%減碼歷史
MSCIMSCI Inc.Stock614$31.5 萬<0.1%+614新進歷史
RITMRithm Capital Corp.REIT33,913$31.5 萬<0.1%+1,397+4.3%加碼歷史
CHKPCheck Point Software Technologies LtdORD2,377$31.7 萬<0.1%+127+5.6%加碼歷史
CIOCity Office REIT, Inc.COM74,659$31.7 萬<0.1%−23,341−23.8%減碼歷史
iShares Tr46436E544ESG SELE SCR ETF9,601$31.7 萬<0.1%+959+11.1%加碼–
CMCOColumbus McKinnon CorpCOM9,154$32.0 萬<0.1%−47−0.5%減碼歷史
HIIHuntington Ingalls Industries, Inc.COM1,563$32.0 萬<0.1%−388−19.9%減碼歷史
SKXSkechers USA IncCL A6,589$32.3 萬<0.1%+70+1.1%加碼歷史
STXSeagate Technology Holdings plcORD SHS4,892$32.3 萬<0.1%+99+2.1%加碼歷史
HPQHP IncStock12,560$32.3 萬<0.1%+761+6.4%加碼歷史
NADNuveen Quality Municipal Income FundCOM31,894$32.3 萬<0.1%−4,506−12.4%減碼歷史
RBCRBC Bearings INCCOM1,390$32.5 萬<0.1%+3+0.2%加碼歷史
Vanguard World FD921910725ESG INTL STK ETF6,458$32.6 萬<0.1%00.0%不變–
TWSTTwist Bioscience CorpCOM16,220$32.9 萬<0.1%−245−1.5%減碼歷史
INSWInternational Seaways, Inc.COM7,305$32.9 萬<0.1%+205+2.9%加碼歷史
HLNHaleon plcADR39,574$33.0 萬<0.1%−4,821−10.9%減碼歷史
iShares Tr46436E551ESG SELECT SCRE9,743$33.0 萬<0.1%+584+6.4%加碼–
WSTWest Pharmaceutical Services IncCOM880$33.0 萬<0.1%00.0%不變歷史
MAAMid America Apartment Communities Inc.COM2,576$33.1 萬<0.1%00.0%不變歷史
LPGDorian LPG Ltd.SHS USD11,550$33.2 萬<0.1%+11,550新進歷史
NKXNuveen California Amt-Free Quality Municipal Income FundCOM32,415$33.3 萬<0.1%−6,188−16.0%減碼歷史
NVRNVR IncCOM56$33.4 萬<0.1%+24+75.0%加碼歷史
MTDMettler Toledo International IncCOM304$33.7 萬<0.1%+14+4.8%加碼歷史
iShares Tr46435G524INTL DIV GRWTH5,701$33.8 萬<0.1%+223+4.1%加碼–
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF5,846$33.9 萬<0.1%+37+0.6%加碼–
Nushares ETF Tr67092P201NUVEEN ESG LRGCP5,674$34.0 萬<0.1%00.0%不變–
LTCLTC Properties IncREIT10,667$34.3 萬<0.1%−272−2.5%減碼歷史
ORIOld Republic International CorpCOM12,724$34.3 萬<0.1%−335−2.6%減碼歷史
PEGPublic Service Enterprise Group IncCOM6,046$34.4 萬<0.1%+1,391+29.9%加碼歷史
BLFSBiolife Solutions IncCOM NEW25,000$34.5 萬<0.1%00.0%不變歷史
RQICohen & Steers Quality Income Realty Fund IncCEF34,182$34.6 萬<0.1%−6,031−15.0%減碼歷史
FROFrontline plcCOM18,610$34.9 萬<0.1%+18,610新進歷史
RMTRoyce Micro-Cap Trust, Inc.COM42,224$35.0 萬<0.1%+1,168+2.8%加碼歷史
JFRNuveen Floating Rate Income FundCOM42,686$35.0 萬<0.1%+42,686新進歷史
iShares Tr464287770U.S. FIN SVC ETF2,272$35.1 萬<0.1%−395−14.8%減碼–
HRLHormel Foods CorpCOM9,260$35.2 萬<0.1%−456−4.7%減碼歷史
GGGGraco IncCOM4,840$35.3 萬<0.1%+4+0.1%加碼歷史
AEEAmeren CorpCOM4,721$35.3 萬<0.1%−8−0.2%減碼歷史
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW7,203$35.4 萬<0.1%−99−1.4%減碼–
COINCoinbase Global, Inc.COM CL A4,733$35.5 萬<0.1%+162+3.5%加碼歷史
First Tr Exchange-Traded FD33737A108NASDQ CLN EDGE3,791$35.6 萬<0.1%−1,675−30.6%減碼–
Nushares ETF Tr67092P870NUVEEN ESG US16,885$35.6 萬<0.1%−37−0.2%減碼–
Vanguard Wellington FD921935409US MINIMUM3,735$35.9 萬<0.1%00.0%不變–
Dimensional Emerging Core Equity Market ETF25434V302ETF16,033$36.2 萬<0.1%00.0%不變–
ETBEaton Vance Tax-Managed Buy-Write Income FundCOM28,737$36.2 萬<0.1%00.0%不變歷史
Listed FD Tr53656F847CORE ALT FD13,140$36.3 萬<0.1%−880−6.3%減碼–
Global X Lithium & Battery Tech ETF37954Y855ETF6,577$36.3 萬<0.1%−1,062−13.9%減碼–
ABRArbor Realty Trust IncCOM24,005$36.4 萬<0.1%+987+4.3%加碼歷史
NVGNuveen AMT-Free Municipal Credit Income FundCEF35,356$36.5 萬<0.1%−2,786−7.3%減碼歷史
First Tr Exchange-Traded FD33733E856FT VEST GOLD20,142$36.5 萬<0.1%00.0%不變–
CWCOConsolidated Water Co. Ltd.ORD12,854$36.6 萬<0.1%+3,284+34.3%加碼歷史
iShares Tr464288612INTRM GOV CR ETF3,623$36.7 萬<0.1%−1,058−22.6%減碼–
Abrdn ETFs003261104BBRG ALL COMD K117,456$36.8 萬<0.1%+203+1.2%加碼–
Davis Fundamental ETF Tr23908L405SELCT INTL ETF20,675$36.9 萬<0.1%+1,100+5.6%加碼–

選擇權（17 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

D.A. Davidson & Co. 在 2023 年第 3 季的選擇權部位
證券類別賣權買權
BMOBank of MontrealCOM$3.49 萬–
RYRoyal Bank of CanadaStock$3.35 萬–
DEDeere & CoStock$2.75 萬–
ZSZscaler, Inc.Stock$2.73 萬–
COFCapital One Financial CorpStock$1.83 萬–
GOLFAcushnet Holdings Corp.COM$1.48 萬–
NUENucor CorpCOM$1.18 萬–
LOWLowes Companies IncStock$1.08 萬–
MCHPMicrochip Technology IncStock$8,260–
AAPLApple Inc.Stock$7,724–
WSMWilliams Sonoma IncCOM$6,970–
BSMBlack Stone Minerals, L.P.COM UNIT–$6,900
MAMastercard IncStock$4,995–
PLTRPalantir Technologies Inc.Stock$3,200–
STLDSteel Dynamics IncCOM$2,800–
ODFLOld Dominion Freight Line, Inc.COM$2,280–
CHPTChargePoint Holdings, Inc.COM CL A–$63

2023 年第 2 季之後清倉（76 檔）

2023 年第 2 季季末還持有、這份申報已經沒有的部位。

D.A. Davidson & Co. 在 2023 年第 2 季之後清倉的部位
證券類別2023 年第 2 季股數2023 年第 2 季市值2023 年第 2 季佔組合 %紀錄
WisdomTree Tr97717W380INTRST RATE HDGE217,695$963.1 萬0.1%–
iShares Tr46434VBG4IBONDS DEC24 ETF168,569$415.0 萬<0.1%–
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP61,313$382.1 萬<0.1%歷史
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF156,000$366.1 萬<0.1%–
NUVANuvasive IncCOM64,220$267.1 萬<0.1%歷史
TDCTeradata CorpStock41,299$220.6 萬<0.1%歷史
CNHCNH Industrial N.V.SHS119,707$172.4 萬<0.1%歷史
Global X FDS37954Y830GLOBAL X COPPER43,610$164.2 萬<0.1%–
CFGCitizens Financial Group IncCOM57,623$150.3 萬<0.1%歷史
VRRMVerra Mobility CorpCL A COM STK65,120$128.4 萬<0.1%歷史
CRCrane CoCOMMON STOCK13,980$124.6 萬<0.1%歷史
TRMBTrimble Inc.COM22,937$121.4 萬<0.1%歷史
Global X Uranium ETF37954Y871ETF55,208$119.8 萬<0.1%–
LNTHLantheus Holdings, Inc.Stock14,219$119.3 萬<0.1%歷史
ETF Managers Tr26924G102PRIME JUNIR SLVR115,939$108.8 萬<0.1%–
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY41,061$96.5 萬<0.1%–
State Street SPDR S&P Regional Banking ETF78464A698ETF20,177$82.4 萬<0.1%–
SKINSkinHealth Systems Inc.COM CL A90,670$75.9 萬<0.1%歷史
AJRDAerojet Rocketdyne Holdings, Inc.COM13,150$72.2 萬<0.1%歷史
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF10,489$64.0 萬<0.1%–
SQMChemical & Mining Co of Chile IncSPON ADR SER B8,482$61.6 萬<0.1%歷史
GTMZoomInfo Technologies Inc.Stock23,767$60.3 萬<0.1%歷史
AMNAmn Healthcare Services IncCOM4,068$44.4 萬<0.1%歷史
NRGNRG Energy, Inc.Stock10,678$39.9 萬<0.1%歷史
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF10,532$34.3 萬<0.1%–
CYRXCryoport, Inc.COM PAR $0.00119,200$33.1 萬<0.1%歷史
VTRVentas, Inc.REIT6,914$32.7 萬<0.1%歷史
SPDR Series Trust78468R101ST SHO TREAS ETF11,193$32.2 萬<0.1%–
UHSUniversal Health Services IncCL B1,928$30.4 萬<0.1%歷史
HIHillenbrand, Inc.COM5,900$30.3 萬<0.1%歷史
SUMSummit Materials, Inc.CL A7,424$28.1 萬<0.1%歷史
HEHawaiian Electric Industries IncCOM7,609$27.5 萬<0.1%歷史
Tidal Trust I886364645SONICSHARES GBL10,408$27.2 萬<0.1%–
JRONuveen Floating Rate Income Opportunity FundCOM SHS34,572$27.0 萬<0.1%歷史
Schwab US Tips ETF808524870ETF4,811$25.2 萬<0.1%–
UFPTUfp Technologies IncCOM1,300$25.2 萬<0.1%歷史
DGIIDigi International IncCOM6,370$25.1 萬<0.1%歷史
LUVSouthwest Airlines CoCOM6,910$25.0 萬<0.1%歷史
NVCRNovoCure LtdORD SHS5,940$24.7 萬<0.1%歷史
LITELumentum Holdings Inc.COM4,323$24.5 萬<0.1%歷史
GLDMWorld Gold TrustSPDR GLD MINIS6,419$24.4 萬<0.1%歷史
APTVAptiv PLCSHS2,310$23.6 萬<0.1%歷史
OSPNOneSpan Inc.COM15,723$23.3 萬<0.1%歷史
EGLEEagle Bulk Shipping Inc.COM4,800$23.1 萬<0.1%歷史
iShares Inc464286293ASIA/PAC DIV ETF6,975$22.9 萬<0.1%–
iShares Inc464286285JP MRGN EM HI BD6,521$22.9 萬<0.1%–
iShares Tr4642886613 7 YR TREAS BD1,970$22.7 萬<0.1%–
NRTNorth European Oil Royalty TrustSH BEN INT17,450$22.7 萬<0.1%歷史
QSIQuantum-Si IncCOM CL A125,000$22.4 萬<0.1%歷史
FRGFranchise Group, Inc.COM7,800$22.3 萬<0.1%歷史
Invesco Exch TRD SLF Idx FD46138J783BULSHS 2027 CB11,689$22.2 萬<0.1%–
SWKStanley Black & Decker, Inc.COM2,351$22.0 萬<0.1%歷史
UALUnited Airlines Holdings, Inc.COM3,999$21.9 萬<0.1%歷史
HOLXHologic IncCOM2,707$21.9 萬<0.1%歷史
MPWRMonolithic Power Systems, Inc.COM403$21.8 萬<0.1%歷史
OLNOLIN CorpStock4,105$21.1 萬<0.1%歷史
SHLSShoals Technologies Group, Inc.CL A8,250$21.1 萬<0.1%歷史
iShares S&P Small-Cap 600 Growth ETF464287887ETF1,823$21.0 萬<0.1%–
INCYIncyte CorpCOM3,362$20.9 萬<0.1%歷史
PACWPacwest BancorpCOM25,596$20.9 萬<0.1%歷史
BANFBancfirst CorpCOM2,224$20.5 萬<0.1%歷史
BYNDBeyond Meat, Inc.COM14,637$19.0 萬<0.1%歷史
iShares Global Clean Energy ETF464288224ETF10,301$19.0 萬<0.1%–
HQHabrdn Healthcare InvestorsSH BEN INT10,940$18.7 萬<0.1%歷史
Vishay Intertechnology Inc928298AP3NOTE 2.250% 6/1–$15.3 萬<0.1%–
Euronet Worldwide, Inc.298736AL3NOTE 0.750% 3/1–$14.6 萬<0.1%–
Air Transport Services Grp I00922RAB1NOTE 1.125%10/1–$14.2 萬<0.1%–
Macom Tech Solutions Hldgs I55405YAB6NOTE 0.250% 3/1–$14.0 萬<0.1%–
PCQPIMCO California Municipal Income FundCOM13,615$13.3 萬<0.1%歷史
Invesco High Income 2023 Tar46135X108COM16,000$11.9 萬<0.1%–
NVTAInvitae CorpCOM91,403$10.3 萬<0.1%歷史
NSLNuveen Senior Income FundCOM19,864$9.10 萬<0.1%歷史
IGRCbre Global Real Estate Income FundCOM15,550$8.13 萬<0.1%歷史
AMRSAmyris, Inc.COM NEW68,038$7.01 萬<0.1%歷史
EXKEndeavour Silver CorpCOM17,481$5.05 萬<0.1%歷史
IMBILegacy IMBDS, Inc.COM CL A152,329$2.01 萬<0.1%歷史