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Livermore
Livermore
中文EN

D.A. Davidson & Co.

SEC CIK
0001080107
最新申報
2026/7/24

2023 年第 3 季持倉

持倉截至 2023/9/30，2023/11/8 申報。只含多頭部位，變化是跟 2023 年第 2 季比股數。

機構總覽
持股檔數
1,314
較 2023 年第 2 季 −10
總值
$92.1 億
較 2023 年第 2 季 −$2.58 億 (−2.7%)
申報日
2023/11/8
SEC
D.A. Davidson & Co. 在 2023 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
ALSNAllison Transmission Holdings IncStock3,551$21.0 萬<0.1%+3,551新進歷史
UGIUgi CorpStock9,121$21.0 萬<0.1%−1,570−14.7%減碼歷史
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY4,300$21.1 萬<0.1%00.0%不變–
MATWMatthews International CorpCL A5,420$21.1 萬<0.1%+5,420新進歷史
ETREntergy CorpCOM2,285$21.1 萬<0.1%−553−19.5%減碼歷史
BSTBlackRock Science & Technology TrustSHS6,774$21.3 萬<0.1%+500+8.0%加碼歷史
NUVNuveen Municipal Value Fund IncCOM25,832$21.3 萬<0.1%+15+0.1%加碼歷史
GWRSGlobal Water Resources, Inc.COM21,898$21.4 萬<0.1%+60.0%加碼歷史
WWWW International, Inc.COM19,345$21.4 萬<0.1%−910−4.5%減碼歷史
CFCF Industries Holdings, Inc.COM2,501$21.4 萬<0.1%−1,013−28.8%減碼歷史
Alps Clean Energy ETF00162Q460ETF5,870$21.5 萬<0.1%−400−6.4%減碼–
BF.BBrown Forman CorpStock3,726$21.5 萬<0.1%−4−0.1%減碼歷史
iShares Tr464289529INDIA 50 ETF4,784$21.6 萬<0.1%+4,784新進–
HLHecla Mining CoCOM55,324$21.6 萬<0.1%00.0%不變歷史
J P Morgan Exchange Traded F46641Q761US QUALTY FCTR5,000$21.6 萬<0.1%00.0%不變–
RYNRayonier IncCOM7,631$21.7 萬<0.1%+22+0.3%加碼歷史
AZPNAspen Technology, Inc.COM1,064$21.7 萬<0.1%−324−23.3%減碼歷史
iShares Tr464288281JPMORGAN USD EMG2,640$21.8 萬<0.1%+2,640新進–
AGCOAGCO CorpCOM1,844$21.8 萬<0.1%+1,844新進歷史
CPZCalamos Long/Short Equity & Dynamic Income TrustCOM14,796$21.9 萬<0.1%−2,500−14.5%減碼歷史
SKMSK Telecom Co LtdSPONSORED ADR10,286$22.1 萬<0.1%−171−1.6%減碼歷史
PFCPremier Financial CorpCOM12,970$22.1 萬<0.1%−855−6.2%減碼歷史
UNMUnum GroupStock4,504$22.2 萬<0.1%−485−9.7%減碼歷史
ESTEEarthstone Energy IncCL A10,985$22.2 萬<0.1%−173−1.6%減碼歷史
DINDine Brands Global, Inc.COM4,500$22.3 萬<0.1%+4,500新進歷史
NZFNuveen Municipal Credit Income FundCOM SH BEN INT21,354$22.3 萬<0.1%+200+0.9%加碼歷史
First Tr Exchange-Traded Alp33737M409SML CAP VAL ALPH4,747$22.3 萬<0.1%−1,008−17.5%減碼–
NWNNorthwest Natural Holding CoCOM5,867$22.4 萬<0.1%−40−0.7%減碼歷史
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS21,964$22.4 萬<0.1%00.0%不變歷史
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF3,380$22.4 萬<0.1%00.0%不變–
Vanguard Scottsdale FDS92206C813LG-TERM COR BD3,140$22.5 萬<0.1%−86−2.7%減碼–
DOCSDoximity, Inc.CL A10,618$22.5 萬<0.1%−116−1.1%減碼歷史
JWNNordstrom IncStock15,112$22.6 萬<0.1%−35−0.2%減碼歷史
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM13,193$22.6 萬<0.1%+27+0.2%加碼歷史
COCOVita Coco Company, Inc.COM8,735$22.7 萬<0.1%+8,735新進歷史
RLIRli CorpCOM1,680$22.8 萬<0.1%+4+0.2%加碼歷史
AEHRAehr Test SystemsCOM5,000$22.9 萬<0.1%00.0%不變歷史
Occidental Pete Corp WT Exp 080327674599162Stock5,284$22.9 萬<0.1%+5,284新進–
Schwab U.S. Large-Cap ETF808524201ETF4,519$22.9 萬<0.1%−609−11.9%減碼–
BIDUBaidu, Inc.ADR1,704$22.9 萬<0.1%00.0%不變歷史
First Tr Exchange-Traded FD33734X168MATERIALS ALPH3,636$22.9 萬<0.1%−26,662−88.0%減碼–
IBNIcici Bank LtdADR9,920$22.9 萬<0.1%+55+0.6%加碼歷史
iShares Tr464287739U.S. REAL ES ETF2,940$23.0 萬<0.1%−36−1.2%減碼–
PFLPIMCO Income Strategy FundCOM30,054$23.1 萬<0.1%+1,608+5.7%加碼歷史
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD15,423$23.1 萬<0.1%−1,690−9.9%減碼–
SEATVivid Seats Inc.COM CL A35,975$23.1 萬<0.1%+1,475+4.3%加碼歷史
PEverpure, Inc.CL A6,500$23.2 萬<0.1%00.0%不變歷史
EXASExact Sciences CorpCOM3,405$23.2 萬<0.1%00.0%不變歷史
ALGMAllegro Microsystems, Inc.COM7,300$23.3 萬<0.1%−770−9.5%減碼歷史
KAIKadant IncCOM1,048$23.6 萬<0.1%+1,048新進歷史
GNLXGENELUX CorpCOM9,666$23.7 萬<0.1%+9,666新進歷史
VTRSViatris IncStock24,273$23.9 萬<0.1%+4,835+24.9%加碼歷史
JPMorgan Nasdaq Equity Premium Income ETF46654Q203ETF5,100$23.9 萬<0.1%+5,100新進–
RGTRoyce Global Trust, Inc.COM27,578$24.0 萬<0.1%−406−1.5%減碼歷史
TPCTutor Perini CorpCOM30,731$24.1 萬<0.1%−10,297−25.1%減碼歷史
CNICanadian National Railway CoStock2,229$24.1 萬<0.1%+88+4.1%加碼歷史
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM20,340$24.3 萬<0.1%+76+0.4%加碼歷史
GENGen Digital Inc.Stock13,800$24.4 萬<0.1%+1,187+9.4%加碼歷史
iShares U S ETF Tr46431W838SHOR MAT MUN ETF4,899$24.4 萬<0.1%+4,899新進–
MTZMastec IncCOM3,394$24.4 萬<0.1%+336+11.0%加碼歷史
WALWestern Alliance BancorporationCOM5,322$24.5 萬<0.1%+5,322新進歷史
LCIILci IndustriesCOM2,088$24.5 萬<0.1%+2+0.1%加碼歷史
FHBFirst Hawaiian, Inc.COM13,585$24.5 萬<0.1%00.0%不變歷史
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG2,912$24.5 萬<0.1%+26+0.9%加碼–
ROKURoku, IncCOM CL A3,488$24.6 萬<0.1%+3,488新進歷史
STESTERIS plcSHS USD1,126$24.7 萬<0.1%−89−7.3%減碼歷史
TSCOTractor Supply CoCOM1,227$24.9 萬<0.1%+32+2.7%加碼歷史
PAAPlains All American Pipeline LPUNIT LTD PARTN16,285$24.9 萬<0.1%+58+0.4%加碼歷史
OPRAOpera LtdSPONSORED ADS22,150$25.0 萬<0.1%+22,150新進歷史
FLEXFlex Ltd.Stock9,295$25.1 萬<0.1%−314−3.3%減碼歷史
FLOFlowers Foods IncCOM11,319$25.1 萬<0.1%−275−2.4%減碼歷史
NMAINuveen Multi-Asset Income FundCOM22,690$25.2 萬<0.1%−1,159−4.9%減碼歷史
iShares Tr464289867CORE 60 BALA ETF5,121$25.3 萬<0.1%+5,121新進–
ETF Managers Tr26924G888ETHO CLIMATE LEA5,059$25.3 萬<0.1%+5,059新進–
PLUGPlug Power IncStock33,332$25.3 萬<0.1%−1,475−4.2%減碼歷史
RYRoyal Bank of CanadaStock2,917$25.5 萬<0.1%+206+7.6%加碼歷史
BAMBrookfield Asset Management Ltd.CL A LMT VTG SHS7,652$25.5 萬<0.1%00.0%不變歷史
Innovator ETFs Tr45782C102IBD 50 ETF11,455$25.6 萬<0.1%−1,280−10.1%減碼–
APAMArtisan Partners Asset Management Inc.CL A6,860$25.7 萬<0.1%00.0%不變歷史
iShares Tr464287788U.S. FINLS ETF3,445$25.8 萬<0.1%−103−2.9%減碼–
WDAYWorkday, Inc.CL A1,199$25.8 萬<0.1%−4−0.3%減碼歷史
iShares Tr46435G318IBONDS DEC202310,141$25.9 萬<0.1%00.0%不變–
SPLKSplunk IncCOM1,784$26.1 萬<0.1%+1,784新進歷史
SLABSilicon Laboratories Inc.Stock2,252$26.1 萬<0.1%+89+4.1%加碼歷史
CASSCass Information Systems IncCOM7,008$26.1 萬<0.1%−625−8.2%減碼歷史
SCCOSouthern Copper CorpStock3,469$26.1 萬<0.1%+453+15.0%加碼歷史
NRIMNorthrim Bancorp IncCOM6,600$26.1 萬<0.1%00.0%不變歷史
LBAILakeland Bancorp IncCOM20,757$26.2 萬<0.1%+13+0.1%加碼歷史
Nushares ETF Tr67092P805NUVEEN ESG INTL9,608$26.2 萬<0.1%00.0%不變–
FCFFirst Commonwealth Financial CorpCOM21,530$26.3 萬<0.1%−536−2.4%減碼歷史
WSMWilliams Sonoma IncCOM1,692$26.3 萬<0.1%+228+15.6%加碼歷史
NAVINavient CorpCOM15,415$26.5 萬<0.1%00.0%不變歷史
BNYBank of New York Mellon CorpStock6,235$26.6 萬<0.1%−887−12.5%減碼歷史
DRIDarden Restaurants IncCOM1,866$26.7 萬<0.1%−2,374−56.0%減碼歷史
LVSLas Vegas Sands CorpCOM5,942$27.2 萬<0.1%−488−7.6%減碼歷史
Global X FDS37950E291GLOBX SUPDV US16,900$27.4 萬<0.1%−1,250−6.9%減碼–
First Tr Exchange-Traded FD33738R886DORSEY WRIGHT15,500$27.5 萬<0.1%+8+0.1%加碼–
BBNBlackRock Taxable Municipal Bond TrustSHS18,146$27.5 萬<0.1%00.0%不變歷史
CCChemours CoStock9,813$27.5 萬<0.1%+1,106+12.7%加碼歷史
iShares Tr464288521CRE U S REIT ETF5,928$28.0 萬<0.1%−550−8.5%減碼–

選擇權（17 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

D.A. Davidson & Co. 在 2023 年第 3 季的選擇權部位
證券類別賣權買權
BMOBank of MontrealCOM$3.49 萬–
RYRoyal Bank of CanadaStock$3.35 萬–
DEDeere & CoStock$2.75 萬–
ZSZscaler, Inc.Stock$2.73 萬–
COFCapital One Financial CorpStock$1.83 萬–
GOLFAcushnet Holdings Corp.COM$1.48 萬–
NUENucor CorpCOM$1.18 萬–
LOWLowes Companies IncStock$1.08 萬–
MCHPMicrochip Technology IncStock$8,260–
AAPLApple Inc.Stock$7,724–
WSMWilliams Sonoma IncCOM$6,970–
BSMBlack Stone Minerals, L.P.COM UNIT–$6,900
MAMastercard IncStock$4,995–
PLTRPalantir Technologies Inc.Stock$3,200–
STLDSteel Dynamics IncCOM$2,800–
ODFLOld Dominion Freight Line, Inc.COM$2,280–
CHPTChargePoint Holdings, Inc.COM CL A–$63

2023 年第 2 季之後清倉（76 檔）

2023 年第 2 季季末還持有、這份申報已經沒有的部位。

D.A. Davidson & Co. 在 2023 年第 2 季之後清倉的部位
證券類別2023 年第 2 季股數2023 年第 2 季市值2023 年第 2 季佔組合 %紀錄
WisdomTree Tr97717W380INTRST RATE HDGE217,695$963.1 萬0.1%–
iShares Tr46434VBG4IBONDS DEC24 ETF168,569$415.0 萬<0.1%–
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP61,313$382.1 萬<0.1%歷史
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF156,000$366.1 萬<0.1%–
NUVANuvasive IncCOM64,220$267.1 萬<0.1%歷史
TDCTeradata CorpStock41,299$220.6 萬<0.1%歷史
CNHCNH Industrial N.V.SHS119,707$172.4 萬<0.1%歷史
Global X FDS37954Y830GLOBAL X COPPER43,610$164.2 萬<0.1%–
CFGCitizens Financial Group IncCOM57,623$150.3 萬<0.1%歷史
VRRMVerra Mobility CorpCL A COM STK65,120$128.4 萬<0.1%歷史
CRCrane CoCOMMON STOCK13,980$124.6 萬<0.1%歷史
TRMBTrimble Inc.COM22,937$121.4 萬<0.1%歷史
Global X Uranium ETF37954Y871ETF55,208$119.8 萬<0.1%–
LNTHLantheus Holdings, Inc.Stock14,219$119.3 萬<0.1%歷史
ETF Managers Tr26924G102PRIME JUNIR SLVR115,939$108.8 萬<0.1%–
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY41,061$96.5 萬<0.1%–
State Street SPDR S&P Regional Banking ETF78464A698ETF20,177$82.4 萬<0.1%–
SKINSkinHealth Systems Inc.COM CL A90,670$75.9 萬<0.1%歷史
AJRDAerojet Rocketdyne Holdings, Inc.COM13,150$72.2 萬<0.1%歷史
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF10,489$64.0 萬<0.1%–
SQMChemical & Mining Co of Chile IncSPON ADR SER B8,482$61.6 萬<0.1%歷史
GTMZoomInfo Technologies Inc.Stock23,767$60.3 萬<0.1%歷史
AMNAmn Healthcare Services IncCOM4,068$44.4 萬<0.1%歷史
NRGNRG Energy, Inc.Stock10,678$39.9 萬<0.1%歷史
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF10,532$34.3 萬<0.1%–
CYRXCryoport, Inc.COM PAR $0.00119,200$33.1 萬<0.1%歷史
VTRVentas, Inc.REIT6,914$32.7 萬<0.1%歷史
SPDR Series Trust78468R101ST SHO TREAS ETF11,193$32.2 萬<0.1%–
UHSUniversal Health Services IncCL B1,928$30.4 萬<0.1%歷史
HIHillenbrand, Inc.COM5,900$30.3 萬<0.1%歷史
SUMSummit Materials, Inc.CL A7,424$28.1 萬<0.1%歷史
HEHawaiian Electric Industries IncCOM7,609$27.5 萬<0.1%歷史
Tidal Trust I886364645SONICSHARES GBL10,408$27.2 萬<0.1%–
JRONuveen Floating Rate Income Opportunity FundCOM SHS34,572$27.0 萬<0.1%歷史
Schwab US Tips ETF808524870ETF4,811$25.2 萬<0.1%–
UFPTUfp Technologies IncCOM1,300$25.2 萬<0.1%歷史
DGIIDigi International IncCOM6,370$25.1 萬<0.1%歷史
LUVSouthwest Airlines CoCOM6,910$25.0 萬<0.1%歷史
NVCRNovoCure LtdORD SHS5,940$24.7 萬<0.1%歷史
LITELumentum Holdings Inc.COM4,323$24.5 萬<0.1%歷史
GLDMWorld Gold TrustSPDR GLD MINIS6,419$24.4 萬<0.1%歷史
APTVAptiv PLCSHS2,310$23.6 萬<0.1%歷史
OSPNOneSpan Inc.COM15,723$23.3 萬<0.1%歷史
EGLEEagle Bulk Shipping Inc.COM4,800$23.1 萬<0.1%歷史
iShares Inc464286293ASIA/PAC DIV ETF6,975$22.9 萬<0.1%–
iShares Inc464286285JP MRGN EM HI BD6,521$22.9 萬<0.1%–
iShares Tr4642886613 7 YR TREAS BD1,970$22.7 萬<0.1%–
NRTNorth European Oil Royalty TrustSH BEN INT17,450$22.7 萬<0.1%歷史
QSIQuantum-Si IncCOM CL A125,000$22.4 萬<0.1%歷史
FRGFranchise Group, Inc.COM7,800$22.3 萬<0.1%歷史
Invesco Exch TRD SLF Idx FD46138J783BULSHS 2027 CB11,689$22.2 萬<0.1%–
SWKStanley Black & Decker, Inc.COM2,351$22.0 萬<0.1%歷史
UALUnited Airlines Holdings, Inc.COM3,999$21.9 萬<0.1%歷史
HOLXHologic IncCOM2,707$21.9 萬<0.1%歷史
MPWRMonolithic Power Systems, Inc.COM403$21.8 萬<0.1%歷史
OLNOLIN CorpStock4,105$21.1 萬<0.1%歷史
SHLSShoals Technologies Group, Inc.CL A8,250$21.1 萬<0.1%歷史
iShares S&P Small-Cap 600 Growth ETF464287887ETF1,823$21.0 萬<0.1%–
INCYIncyte CorpCOM3,362$20.9 萬<0.1%歷史
PACWPacwest BancorpCOM25,596$20.9 萬<0.1%歷史
BANFBancfirst CorpCOM2,224$20.5 萬<0.1%歷史
BYNDBeyond Meat, Inc.COM14,637$19.0 萬<0.1%歷史
iShares Global Clean Energy ETF464288224ETF10,301$19.0 萬<0.1%–
HQHabrdn Healthcare InvestorsSH BEN INT10,940$18.7 萬<0.1%歷史
Vishay Intertechnology Inc928298AP3NOTE 2.250% 6/1–$15.3 萬<0.1%–
Euronet Worldwide, Inc.298736AL3NOTE 0.750% 3/1–$14.6 萬<0.1%–
Air Transport Services Grp I00922RAB1NOTE 1.125%10/1–$14.2 萬<0.1%–
Macom Tech Solutions Hldgs I55405YAB6NOTE 0.250% 3/1–$14.0 萬<0.1%–
PCQPIMCO California Municipal Income FundCOM13,615$13.3 萬<0.1%歷史
Invesco High Income 2023 Tar46135X108COM16,000$11.9 萬<0.1%–
NVTAInvitae CorpCOM91,403$10.3 萬<0.1%歷史
NSLNuveen Senior Income FundCOM19,864$9.10 萬<0.1%歷史
IGRCbre Global Real Estate Income FundCOM15,550$8.13 萬<0.1%歷史
AMRSAmyris, Inc.COM NEW68,038$7.01 萬<0.1%歷史
EXKEndeavour Silver CorpCOM17,481$5.05 萬<0.1%歷史
IMBILegacy IMBDS, Inc.COM CL A152,329$2.01 萬<0.1%歷史