跳到主要內容

橡樹資本

大師

Oaktree Capital Management LP

SEC CIK
0000949509
主理人
霍華·馬克斯
風格
價值
最新申報
2026/8/13

2023 年第 3 季持倉

持倉截至 2023/9/30,2023/11/13 申報。只含多頭部位,變化是跟 2023 年第 2 季比股數。

機構總覽
持股檔數
199
較 2023 年第 2 季 −37
總值
$65.8 億
較 2023 年第 2 季 −$8.03 億 (−10.9%)
申報日
2023/11/13
SEC
橡樹資本在 2023 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
Mitek Sys Inc606710AA9NOTE 0.750% 2/0–$71.3 萬<0.1%–––
Shopify Inc.82509LAA5NOTE 0.125%11/0–$72.8 萬<0.1%–––
TMTCTMT Acquisition Corp.SHS75,000$78.3 萬<0.1%00.0%不變歷史
OAKUOak Woods Acquisition CorpCL A90,000$94.1 萬<0.1%00.0%不變歷史
TheRealReal, Inc.88339PAD3NOTE 1.000% 3/0–$95.9 萬<0.1%–新進–
Golden Star Acquisition CorpG4023C101USD ORD SHS100,000$103.7 萬<0.1%+100,000新進–
Macom Tech Solutions Hldgs I55405YAB6NOTE 0.250% 3/1–$114.1 萬<0.1%–––
Plutonian Acquisition Corp.72942P104COM115,000$121.6 萬<0.1%00.0%不變–
Distoken Acquisition CorpG27740110ORDINARY SHARES125,000$131.1 萬<0.1%00.0%不變–
Wix.com Ltd.92940WAD1NOTE 8/1–$137.5 萬<0.1%–––
LOMALoma Negra Compania Industrial Argentina Sociedad AnonimaSPONSORED ADS235,403$141.9 萬<0.1%00.0%不變歷史
Tenx Keane AcquisitionG8708L104ORD SHS135,000$145.4 萬<0.1%00.0%不變–
Insulet Corp45784PAK7NOTE 0.375% 9/0–$147.4 萬<0.1%–新進–
Lumentum Hldgs Inc55024UAB5NOTE 0.250% 3/1–$148.9 萬<0.1%–––
Realogy Grp LLC/Realogy Co75606DAP6NOTE 0.250% 6/1–$153.6 萬<0.1%–新進–
Array Technologies, Inc.04271TAB6NOTE 1.000%12/0–$154.2 萬<0.1%–新進–
AMCIAMC Robotics CorpORDINARY SHARES150,000$158.6 萬<0.1%00.0%不變歷史
MARXMars Acquisition Corp.ORDINARY SHARES150,000$158.6 萬<0.1%00.0%不變歷史
Huazhu Group Ltd44332NAB2NOTE 3.000% 5/0–$160.9 萬<0.1%–新進–
CONMED Corp207410AH4NOTE 2.250% 6/1–$172.3 萬<0.1%–––
Snap Inc83304AAB2NOTE 0.750% 8/0–$175.9 萬<0.1%–––
Cetus Cap Acquisition Corp15719Y105CLASS A COM170,000$177.8 萬<0.1%00.0%不變–
TPICQTpi Composites, IncCOM700,739$185.7 萬<0.1%00.0%不變歷史
Farfetch Ltd30744WAD9NOTE 3.750% 5/0–$186.9 萬<0.1%–新進–
i3 Verticals, Inc.44933TAB2NOTE 1.000% 2/1–$188.6 萬<0.1%–新進–
Bentley Sys Inc08265TAD1NOTE 0.375% 7/0–$193.4 萬<0.1%–––
Tyler Tex Indpt SCH Dist902252AB1NOTE 0.250% 3/1–$203.8 萬<0.1%–––
Box Inc10316TAB0NOTE 1/1–$205.9 萬<0.1%–新進–
NCL Corp Ltd62886HBD2NOTE 1.125% 2/1–$208.1 萬<0.1%–––
Halozyme Therapeutics, Inc.40637HAF6NOTE 1.000% 8/1–$211.2 萬<0.1%–新進–
Sarepta Therapeutics, Inc.803607AD2NOTE 1.250% 9/1–$224.4 萬<0.1%–新進–
Southwest Airls Co844741BG2NOTE 1.250% 5/0–$229.1 萬<0.1%–––
Alnylam Pharmaceuticals, Inc.02043QAB3NOTE 1.000% 9/1–$231.9 萬<0.1%–新進–
NIO Inc.62914VAE6NOTE 2/0–$236.2 萬<0.1%–––
Block, Inc.852234AJ2NOTE 5/0–$238.5 萬<0.1%–新進–
Aquaron Acquisition Corp.03842W105COMMON STOCK225,000$241.0 萬<0.1%00.0%不變–
Bilibili Inc.090040AB2NOTE 1.375% 4/0–$247.2 萬<0.1%–新進–
American Airls Group Inc02376RAF9NOTE 6.500% 7/0–$257.3 萬<0.1%–––
Chegg, Inc163092AD1NOTE 0.125% 3/1–$259.6 萬<0.1%–––
Alphatime Acquisition CorpG0223V105ORDINARY SHARES250,000$264.1 萬<0.1%00.0%不變–
SBCSBC Medical Group Holdings IncCOM250,000$266.9 萬<0.1%00.0%不變歷史
Bandwidth Inc.05988JAB9NOTE 0.250% 3/0–$269.1 萬<0.1%–––
Zillow Group, Inc.98954MAG6NOTE 1.375% 9/0–$270.3 萬<0.1%–––
Enphase Energy, Inc.29355AAK3NOTE 3/0–$271.5 萬<0.1%–––
SHIFT4 PMTS Inc82452JAD1NOTE 0.500% 8/0–$284.6 萬<0.1%–––
SHIFT4 PMTS Inc82452JAB5NOTE 12/1–$291.8 萬<0.1%–––
3D Sys Corp Del88554DAD8NOTE 11/1–$294.9 萬<0.1%–新進–
EFREaton Vance Senior Floating-Rate TrustCOM245,996$297.9 萬<0.1%−54,942−18.3%減碼歷史
GLSTGlobal Star Acquisition Inc.CLASS A COM280,000$297.9 萬<0.1%00.0%不變歷史
NIO Inc.62914VAF3NOTE 0.500% 2/0–$298.3 萬<0.1%–––
Fastly, Inc.31188VAB6NOTE 3/1–$312.2 萬<0.1%–––
Expedia Group, Inc.30212PBE4NOTE 2/1–$318.8 萬<0.1%–––
Apollo Coml Real Est Fin Inc03762UAC9NOTE 5.375%10/1–$320.9 萬<0.1%–––
Pono Cap Three IncG71704103ORD SHS CL A315,000$332.3 萬0.1%00.0%不變–
Cheesecake Factory Inc163072AA9NOTE 0.375% 6/1–$337.1 萬0.1%–新進–
RSVRReservoir Media, Inc.COM576,518$351.7 萬0.1%00.0%不變歷史
Magnite, Inc.55955DAB6NOTE 0.250% 3/1–$352.9 萬0.1%–––
AIEVThunder Power Holdings, Inc.CL A COM335,000$357.4 萬0.1%−400,000−54.4%減碼歷史
Bandwidth Inc.05988JAD5NOTE 0.500% 4/0–$362.0 萬0.1%–––
Cracker Barrel Old Ctry Stor22410JAB2NOTE 0.625% 6/1–$370.8 萬0.1%–新進–
Etsy Inc29786AAN6NOTE 0.250% 6/1–$377.5 萬0.1%–––
Square Inc852234AF0NOTE 0.125% 3/0–$378.6 萬0.1%–新進–
Viavi Solutions Inc.925550AB1NOTE 1.000% 3/0–$397.7 萬0.1%–––
Wolfspeed, Inc.977852AB8NOTE 0.250% 2/1–$399.0 萬0.1%–––
Exact Sciences Corp30063PAB1NOTE 0.375% 3/1–$408.9 萬0.1%–––
JQCNuveen Credit Strategies Income FundCOM SHS811,208$410.5 萬0.1%−2,522,741−75.7%減碼歷史
HCI Group, Inc.40416EAF0NOTE 4.750% 6/0–$426.3 萬0.1%–––
Etsy Inc29786AAJ5NOTE 0.125%10/0–$427.4 萬0.1%–新進–
EFTEaton Vance Floating-Rate Income TrustCOM349,427$430.1 萬0.1%−69,624−16.6%減碼歷史
Upstart Hldgs Inc91680MAB3NOTE 0.250% 8/1–$431.6 萬0.1%–––
Neogenomics Inc64049MAB6NOTE 0.250% 1/1–$438.9 萬0.1%–––
Air Transport Services Grp I00922RAB1NOTE 1.125%10/1–$445.3 萬0.1%–––
Datadog, Inc.23804LAB9NOTE 0.125% 6/1–$447.1 萬0.1%–––
Atlantica Sustainable Infra04916EAB0NOTE 4.000% 7/1–$455.9 萬0.1%–新進–
EONREON Resources Inc.COM CL A425,000$463.3 萬0.1%00.0%不變歷史
FEXDFintech Ecosystem Development Corp.CLASS A COM450,000$479.3 萬0.1%00.0%不變歷史
BridgeBio Pharma, Inc.10806XAD4NOTE 2.250% 2/0–$486.4 萬0.1%–––
Greenbrier Cos Inc393657AK7NOTE 2.875% 2/0–$489.1 萬0.1%–––
Itron, Inc.465741AN6NOTE 3/1–$490.8 萬0.1%–––
AFTApollo Senior Floating Rate Fund Inc.COM367,821$494.4 萬0.1%−5,003−1.3%減碼歷史
Akamai Technologies Inc00971TAL5NOTE 0.375% 9/0–$494.9 萬0.1%–––
Tilray Inc88688TAB6NOTE 5.000%10/0–$502.1 萬0.1%–新進–
Shake Shack Inc.819047AB7NOTE 3/0–$524.0 萬0.1%–––
Nutanix, Inc.67059NAH1NOTE 0.250%10/0–$529.3 萬0.1%–––
Redfin Corp75737FAE8NOTE 0.500% 4/0–$543.8 萬0.1%–––
Jazz Investments I Ltd472145AD3NOTE 1.500% 8/1–$549.7 萬0.1%–––
Cloudflare, Inc.18915MAC1NOTE 8/1–$551.8 萬0.1%–––
Teladoc Health, Inc.87918AAF2NOTE 1.250% 6/0–$553.3 萬0.1%–新進–
Liberty Media Corp531229AQ5NOTE 2.250% 8/1–$569.4 萬0.1%–新進–
MicroStrategy Inc594972AE1NOTE 2/1–$572.9 萬0.1%–––
iQIYI, Inc.46267XAE8NOTE 4.000%12/1–$606.4 萬0.1%–––
MMacy's, Inc.COM530,675$616.1 萬0.1%+530,675新進歷史
NRG Energy, Inc.629377CG5DBCV 2.750% 6/0–$616.4 萬0.1%–––
Pebblebrook Hotel Tr70509VAA8NOTE 1.750%12/1–$620.5 萬0.1%–新進–
Alteryx, Inc.02156BAD5NOTE 0.500% 8/0–$622.5 萬0.1%–––
Coherus Biosciences Inc19249HAB9NOTE 1.500% 4/1–$631.2 萬0.1%–––
Splunk Inc848637AD6NOTE 1.125% 9/1–$648.9 萬0.1%–––
Herbalife Ltd.42703MAD5NOTE 2.625% 3/1–$654.4 萬0.1%–––
HIMSHims & Hers Health, Inc.Stock1,053,214$662.5 萬0.1%00.0%不變歷史
Ezcorp Inc302301AE6CONVERTIBLE BOND–$678.8 萬0.1%–––

選擇權(3 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

橡樹資本在 2023 年第 3 季的選擇權部位
證券類別賣權買權
SPDR Series Trust78468R556SP O&G EXPL PRO$1.77 億–
CATCaterpillar IncStock$1.09 億–
SPYSPDR S&P 500 ETF TrustETF$3,013 萬–

2023 年第 2 季之後清倉(72 檔)

2023 年第 2 季季末還持有、這份申報已經沒有的部位。

橡樹資本在 2023 年第 2 季之後清倉的部位
證券類別2023 年第 2 季股數2023 年第 2 季市值2023 年第 2 季佔組合 %紀錄
ALLYAlly Financial Inc.Stock4,600,000$1.24 億1.7%歷史
Eagle Bulk Shipping Inc.269442AB5CONVERTIBLE BOND–$6,199 萬0.8%–
Wayfair Inc.94419LAF8NOTE 1.000% 8/1–$2,512 萬0.3%–
VVRInvesco Senior Income TrustCOM6,300,000$2,426 萬0.3%歷史
New MTN Fin Corp647551AC4NOTE 5.750% 8/1–$1,192 萬0.2%–
YPFYpf Sociedad AnonimaSPON ADR CL D764,952$1,139 萬0.2%歷史
Airbnb, Inc.009066AB7NOTE 3/1–$975.3 萬0.1%–
Intercept Pharmaceuticals IN45845PAA6NOTE 3.250% 7/0–$960.1 萬0.1%–
Monterey Cap Acquisition Cor61244M109CLASS A COM792,000$828.8 萬0.1%–
Greenlight Cap Re Ltd395366AB3CONVERTIBLE BOND–$820.1 萬0.1%–
NSLNuveen Senior Income FundCOM1,669,270$764.5 萬0.1%歷史
Okta, Inc.679295AF2NOTE 0.375% 6/1–$737.9 萬0.1%–
Ionis Pharmaceuticals Inc462222AB6NOTE 0.125%12/1–$720.1 萬0.1%–
ASCBFASPAC II Acquisition Corp.ORD SHS CL A675,000$712.5 萬0.1%歷史
Integra Lifesciences Hldgs C457985AM1NOTE 0.500% 8/1–$664.3 萬0.1%–
JRONuveen Floating Rate Income Opportunity FundCOM SHS793,641$619.0 萬0.1%歷史
RingCentral, Inc.76680RAF4NOTE 3/0–$585.5 萬0.1%–
BWAQBlue World Acquisition CorpCLASS A ORD SHS550,000$583.5 萬0.1%歷史
Health Catalyst, Inc.42225TAB3NOTE 2.500% 4/1–$564.1 萬0.1%–
MSSAFMetal Sky Star Acquisition CorpORDINARY SHARES496,000$562.0 萬0.1%歷史
DUETDUET Acquisition Corp.CLASS A COM500,000$526.8 萬0.1%歷史
Bill Com Hldgs Inc090043AB6NOTE 12/0–$513.9 萬0.1%–
Evergreen CorpG3312W109CLASS A ORD SHS450,000$487.8 萬0.1%–
Momo Inc60879BAB3NOTE 1.250% 7/0–$478.2 萬0.1%–
Welsbach Tech Metals Acqu Co950415109COM450,000$478.1 萬0.1%–
DISH Network CORP25470MAD1NOTE 2.375% 3/1–$467.3 萬0.1%–
FTIIFutureTech II Acquisition Corp.CLASS A COM410,000$438.3 萬0.1%歷史
Biomarin Pharmaceutical Inc09061GAH4NOTE 0.599% 8/0–$438.0 萬0.1%–
ALSAFAlpha Star Acquisition CorpORDINARY SHARES400,000$429.2 萬0.1%歷史
Hainan Manaslu Acquistn CorpG4233U107ORDINARY SHARES400,000$424.2 萬0.1%–
Consilium Acquisitn Corp I LG2365L101CLASS A ORD SHS400,000$419.6 萬0.1%–
Splunk Inc848637AF1NOTE 1.125% 6/1–$418.0 萬0.1%–
Yotta Acquisition Corporatio98741Y103COMMON STOCK398,000$417.1 萬0.1%–
WisdomTree Invts Inc97717PAD6NOTE 3.250% 6/1–$388.8 萬0.1%–
Rigel Resource Acq CorpG7573M106CL A ORD SHS350,000$375.2 萬0.1%–
GDSTChi Special Acquisition Corp.COM350,000$371.0 萬0.1%歷史
AOGOArogo Capital Acquisition Corp.CLASS A COM300,000$315.6 萬<0.1%歷史
ASPAC I Acquisition Corp.G0542S106CLASS A ORD SHS290,000$306.5 萬<0.1%–
KYCHKeyarch Acquisition CorpORD SHS CL A290,000$303.3 萬<0.1%歷史
Nabors Inds Inc New62957HAB1NOTE 0.750% 1/1–$289.5 萬<0.1%–
Splunk Inc848637AC8NOTE 0.500% 9/1–$281.5 萬<0.1%–
Uber Technologies, Inc90353TAJ9NOTE 12/1–$272.2 萬<0.1%–
Redwood Tr Inc758075AD7NOTE 5.625% 7/1–$269.8 萬<0.1%–
PPYAPapaya Growth Opportunity Corp. ICLASS A COM250,000$265.0 萬<0.1%歷史
HSPOFHorizon Space Acquisition I Corp.ORDINARY SHARES250,000$261.1 萬<0.1%歷史
EMCGFEmbrace Change Acquisition Corp.ORDINARY SHARES245,000$259.2 萬<0.1%歷史
Mobiv Acquisition Corp60742N106CLASS A COM245,000$259.1 萬<0.1%–
Hudson Acquisition I Corp44364H100COMMON STOCK240,000$248.9 萬<0.1%–
Semnur Pharmaceuticals, Inc.G6256B106CLASS A ORD225,000$241.0 萬<0.1%–
Solaredge Technologies, Inc.83417MAD6NOTE 9/1–$232.8 萬<0.1%–
Everest Consolidator Acq Cor29978K102CL A COM200,000$213.0 萬<0.1%–
ARIZArisz Acquisition Corp.COMMON STOCK200,000$211.8 萬<0.1%歷史
Bellevue Life SCNCS Aqstn Co079174108COM175,000$179.6 萬<0.1%–
Greenbrier Cos Inc393657AM3NOTE 2.875% 4/1–$160.3 萬<0.1%–
KnightSwan Acquisition Corp499103109CL A COM150,000$158.6 萬<0.1%–
Omnicell Com68213NAD1NOTE 0.250% 9/1–$152.5 萬<0.1%–
Sunrun Inc.86771WAB1NOTE 2/0–$147.3 萬<0.1%–
NovoCure Ltd67011XAB9NOTE 11/0–$141.0 萬<0.1%–
DraftKings Inc.26142RAB0NOTE 3/1–$122.4 萬<0.1%–
Helix Energy Solutions Grp I42330PAJ6CONVERTIBLE BOND–$116.2 萬<0.1%–
WELIntegrated Wellness Acquisition CorpORD SHS CL A100,000$107.1 萬<0.1%歷史
BIOSBioPlus Acquisition Corp.CLASS A ORD SHS100,000$106.5 萬<0.1%歷史
Andretti Acquisition CorpG26735103CL A ORD SHS100,000$106.4 萬<0.1%–
Heartland Media Acquisition Corp.42237V108CL A COM100,000$105.4 萬<0.1%–
Golden Star Acquisition CorpG4023C127UNIT 05/01/2028100,000$104.1 萬<0.1%–
Illumina, Inc.452327AK5NOTE 8/1–$99.8 萬<0.1%–
Neogenomics Inc64049MAA8NOTE 1.250% 5/0–$95.3 萬<0.1%–
LIVBLIV Capital Acquisition Corp. IICLASS A ORD SHS60,000$63.6 萬<0.1%歷史
EVFEaton Vance Senior Income TrustSH BEN INT103,278$56.4 萬<0.1%歷史
Patria Latin Amrcn Opprnty AG69454109CLASS A ORD SHS50,000$53.7 萬<0.1%–
Roadzen Inc.G9320Z109CLASS A ORD50,000$53.3 萬<0.1%–
CMLSQCumulus Media IncCOM CL A28,937$11.9 萬<0.1%歷史