Stephens Inc
- SEC CIK
- 0000757657
- 最新申報
- 2026/7/29
2021 年第 3 季持倉
持倉截至 2021/9/30，2021/10/27 申報。只含多頭部位，變化是跟 2021 年第 2 季比股數。
- 持股檔數
- 1,353
- 較 2021 年第 2 季 +12
- 總值
- $64.6 億
- 較 2021 年第 2 季 −$2.13 億 (−3.2%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| First Rep BK San Francisco C33616C100 | COM | 3,648 | $70.4 萬 | <0.1% | −72−1.9% | 減碼 | – |
| Invesco Exch TRD SLF Idx FD46138J551 | BULSHS 2022 MUNI | 27,825 | $70.7 萬 | <0.1% | +3,000+12.1% | 加碼 | – |
| DDOGDatadog, Inc. | CL A COM | 5,006 | $70.8 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| OKTAOkta, Inc. | CL A | 2,981 | $70.8 萬 | <0.1% | +116+4.0% | 加碼 | 歷史 |
| IONSIonis Pharmaceuticals Inc | COM | 21,141 | $70.9 萬 | <0.1% | −4,497−17.5% | 減碼 | 歷史 |
| BSTBlackRock Science & Technology Trust | SHS | 13,635 | $71.1 萬 | <0.1% | +13,635 | 新進 | 歷史 |
| PHParker-Hannifin Corp | Stock | 2,546 | $71.2 萬 | <0.1% | −15−0.6% | 減碼 | 歷史 |
| USFDUS Foods Holding Corp. | COM | 20,783 | $72.0 萬 | <0.1% | +14,568+234.4% | 加碼 | 歷史 |
| STAAStaar Surgical Co | COM PAR $0.01 | 5,636 | $72.4 萬 | <0.1% | −1,712−23.3% | 減碼 | 歷史 |
| SNAPSnap Inc | Stock | 9,814 | $72.5 萬 | <0.1% | +174+1.8% | 加碼 | 歷史 |
| Legg Mason ETF Invt52468L406 | FRANKLIN US LOW | 20,150 | $72.5 萬 | <0.1% | 00.0% | 不變 | – |
| RAMPLiveRamp Holdings, Inc. | COM | 15,364 | $72.6 萬 | <0.1% | +4,901+46.8% | 加碼 | 歷史 |
| Vanguard Admiral FDS Inc921932844 | MIDCP 400 VAL | 4,609 | $73.3 萬 | <0.1% | +19+0.4% | 加碼 | – |
| iShares Tr464288877 | EAFE VALUE ETF | 14,475 | $73.6 萬 | <0.1% | 00.0% | 不變 | – |
| WBDWarner Bros. Discovery, Inc. | COM SER A | 29,162 | $74.0 萬 | <0.1% | −14,168−32.7% | 減碼 | 歷史 |
| AERAerCap Holdings N.V. | SHS | 12,827 | $74.2 萬 | <0.1% | −4,253−24.9% | 減碼 | 歷史 |
| iShares Tr46434V787 | YLD OPTIM BD | 30,095 | $75.6 萬 | <0.1% | 00.0% | 不變 | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 10,229 | $75.9 萬 | <0.1% | +1,140+12.5% | 加碼 | – |
| MNDTMandiant, Inc. | COM | 42,825 | $76.2 萬 | <0.1% | −7,596−15.1% | 減碼 | 歷史 |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 16,612 | $76.4 萬 | <0.1% | +4,618+38.5% | 加碼 | – |
| VTRSViatris Inc | Stock | 56,584 | $76.7 萬 | <0.1% | −20,085−26.2% | 減碼 | 歷史 |
| TUTelus Corp | COM | 34,968 | $76.8 萬 | <0.1% | −5,528−13.7% | 減碼 | 歷史 |
| PSXPhillips 66 | Stock | 10,985 | $76.9 萬 | <0.1% | −132−1.2% | 減碼 | 歷史 |
| YUMCYum China Holdings, Inc. | COM | 13,234 | $76.9 萬 | <0.1% | −549−4.0% | 減碼 | 歷史 |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 17,479 | $77.4 萬 | <0.1% | +17+0.1% | 加碼 | – |
| ARK Next Generation Technology ETF00214Q401 | ETF | 5,581 | $77.5 萬 | <0.1% | −79−1.4% | 減碼 | – |
| NYTNew York Times Co | CL A | 15,746 | $77.6 萬 | <0.1% | +78+0.5% | 加碼 | 歷史 |
| iShares Tr46434VAX8 | IBONDS DEC23 ETF | 29,855 | $77.6 萬 | <0.1% | 00.0% | 不變 | – |
| TREXTrex Co Inc | COM | 7,629 | $77.8 萬 | <0.1% | +275+3.7% | 加碼 | 歷史 |
| Invesco Exchange Traded FD T46137V621 | FINL PFD ETF | 41,221 | $78.1 萬 | <0.1% | +9,190+28.7% | 加碼 | – |
| OTISOtis Worldwide Corp | Stock | 9,521 | $78.3 萬 | <0.1% | −2,538−21.0% | 減碼 | 歷史 |
| GRMNGarmin Ltd | SHS | 5,041 | $78.4 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| LAMRLamar Advertising Co | REIT | 6,924 | $78.6 萬 | <0.1% | −534−7.2% | 減碼 | 歷史 |
| DFSDiscover Financial Services | COM | 6,420 | $78.9 萬 | <0.1% | −3,147−32.9% | 減碼 | 歷史 |
| ESEversource Energy | Stock | 9,690 | $79.2 萬 | <0.1% | −6,165−38.9% | 減碼 | 歷史 |
| AMHAmerican Homes 4 Rent | CL A | 20,816 | $79.4 萬 | <0.1% | −695−3.2% | 減碼 | 歷史 |
| CPTCamden Property Trust | REIT | 5,421 | $79.9 萬 | <0.1% | −468−7.9% | 減碼 | 歷史 |
| MGAMagna International Inc | COM | 10,644 | $80.1 萬 | <0.1% | −13,673−56.2% | 減碼 | 歷史 |
| CTVACorteva, Inc. | Stock | 19,053 | $80.2 萬 | <0.1% | −284−1.5% | 減碼 | 歷史 |
| Vanguard S&P 500 Value ETF921932703 | ETF | 5,709 | $80.3 萬 | <0.1% | 00.0% | 不變 | – |
| APTVAptiv PLC | SHS | 5,404 | $80.5 萬 | <0.1% | −408−7.0% | 減碼 | 歷史 |
| NEONeogenomics Inc | COM NEW | 16,714 | $80.6 萬 | <0.1% | −12−0.1% | 減碼 | 歷史 |
| RNGRingCentral, Inc. | CL A | 3,704 | $80.6 萬 | <0.1% | −1,463−28.3% | 減碼 | 歷史 |
| Victory Portfolios II92647N782 | VCSHS US 500 ENH | 11,452 | $81.5 萬 | <0.1% | −697−5.7% | 減碼 | – |
| BWXTBWX Technologies, Inc. | COM | 15,279 | $82.3 萬 | <0.1% | +40.0% | 加碼 | 歷史 |
| GLPIGaming & Leisure Properties, Inc. | COM | 17,830 | $82.6 萬 | <0.1% | −5,373−23.2% | 減碼 | 歷史 |
| HUMHumana Inc | Stock | 2,131 | $82.9 萬 | <0.1% | −248−10.4% | 減碼 | 歷史 |
| iShares Tr464287762 | US HLTHCARE ETF | 3,011 | $83.1 萬 | <0.1% | 00.0% | 不變 | – |
| KEXKirby Corp | COM | 17,403 | $83.5 萬 | <0.1% | +9,700+125.9% | 加碼 | 歷史 |
| SAFESafehold Inc. | COM | 11,622 | $83.6 萬 | <0.1% | −1,282−9.9% | 減碼 | 歷史 |
| XIFRXPLR Infrastructure, LP | COM UNIT PART IN | 11,105 | $83.7 萬 | <0.1% | +1,113+11.1% | 加碼 | 歷史 |
| BKNGBooking Holdings Inc. | Stock | 354 | $84.0 萬 | <0.1% | +15+4.4% | 加碼 | 歷史 |
| GPNGlobal Payments Inc | Stock | 5,346 | $84.2 萬 | <0.1% | −971−15.4% | 減碼 | 歷史 |
| Royal Dutch Shell PLC780259206 | SPONS ADR A | 18,887 | $84.2 萬 | <0.1% | −669−3.4% | 減碼 | – |
| TAPMolson Coors Beverage Co | CL B | 18,353 | $85.1 萬 | <0.1% | −3,075−14.4% | 減碼 | 歷史 |
| SHOPShopify Inc. | Stock | 631 | $85.5 萬 | <0.1% | −9−1.4% | 減碼 | 歷史 |
| SONYSony Group Corp | SPONSORED ADR | 7,760 | $85.8 萬 | <0.1% | +81+1.1% | 加碼 | 歷史 |
| Vanguard Materials ETF92204A801 | ETF | 4,988 | $86.4 萬 | <0.1% | −133−2.6% | 減碼 | – |
| ANSSAnsys Inc | COM | 2,544 | $86.6 萬 | <0.1% | +31+1.2% | 加碼 | 歷史 |
| MKCMcCormick & Co Inc | Stock | 10,702 | $86.7 萬 | <0.1% | +688+6.9% | 加碼 | 歷史 |
| OGEOGE Energy Corp. | COM | 26,828 | $88.4 萬 | <0.1% | −3,789−12.4% | 減碼 | 歷史 |
| ALCAlcon Inc | Stock | 11,024 | $88.7 萬 | <0.1% | −1,104−9.1% | 減碼 | 歷史 |
| PORPortland General Electric Co | COM NEW | 18,872 | $88.7 萬 | <0.1% | +195+1.0% | 加碼 | 歷史 |
| DLBDolby Laboratories, Inc. | COM CL A | 10,082 | $88.7 萬 | <0.1% | −2,129−17.4% | 減碼 | 歷史 |
| First Tr Exchange-Traded Alp33735B108 | COM SHS | 9,091 | $88.8 萬 | <0.1% | −496−5.2% | 減碼 | – |
| MSBMesabi Trust | CTF BEN INT | 29,905 | $88.8 萬 | <0.1% | +18,223+156.0% | 加碼 | 歷史 |
| Invesco Exch TRD SLF Idx FD46138J544 | BULSHS 2023 MUNI | 34,750 | $89.1 萬 | <0.1% | +3,000+9.4% | 加碼 | – |
| CMECME Group Inc. | COM | 4,626 | $89.5 萬 | <0.1% | −753−14.0% | 減碼 | 歷史 |
| Global X FDS37954Y657 | US PFD ETF | 34,899 | $89.9 萬 | <0.1% | +5,329+18.0% | 加碼 | – |
| VanEck ETF Trust92189F411 | BDC INCOME ETF | 52,473 | $90.0 萬 | <0.1% | −4,437−7.8% | 減碼 | – |
| BTZBlackRock Credit Allocation Income Trust | COM | 59,777 | $90.6 萬 | <0.1% | +60.0% | 加碼 | 歷史 |
| First Tr Exchange-Traded FD33734X101 | CONSUMR DISCRE | 15,329 | $90.6 萬 | <0.1% | 00.0% | 不變 | – |
| DCIDonaldson Co Inc | Stock | 15,795 | $90.7 萬 | <0.1% | +10,511+198.9% | 加碼 | 歷史 |
| Invesco Exch Traded FD Tr II46138E404 | CEF INM COMPSI | 37,858 | $90.7 萬 | <0.1% | +11,430+43.2% | 加碼 | – |
| KEYSKeysight Technologies, Inc. | Stock | 5,529 | $90.8 萬 | <0.1% | −27−0.5% | 減碼 | 歷史 |
| AOSSmith A O Corp | COM | 14,936 | $91.2 萬 | <0.1% | +536+3.7% | 加碼 | 歷史 |
| AREAlexandria Real Estate Equities, Inc. | COM | 4,776 | $91.3 萬 | <0.1% | −301−5.9% | 減碼 | 歷史 |
| First Tr Exchange Traded FD33734X143 | HLTH CARE ALPH | 7,691 | $91.6 萬 | <0.1% | −291−3.6% | 減碼 | – |
| FFord Motor Co | Stock | 65,113 | $92.2 萬 | <0.1% | −1,001−1.5% | 減碼 | 歷史 |
| SPGSimon Property Group Inc. | REIT | 7,134 | $92.7 萬 | <0.1% | −884−11.0% | 減碼 | 歷史 |
| Pacer Trendpilot US Bond ETF69374H642 | ETF | 34,176 | $92.7 萬 | <0.1% | +3,417+11.1% | 加碼 | – |
| First Tr Exchange-Traded FD33737K205 | INDXX NEXTG ETF | 12,166 | $92.8 萬 | <0.1% | +45+0.4% | 加碼 | – |
| SLViShares Silver Trust | ETF | 45,290 | $92.9 萬 | <0.1% | +7,776+20.7% | 加碼 | 歷史 |
| iShares Tr46435G425 | ESG AWR MSCI USA | 9,449 | $93.0 萬 | <0.1% | 00.0% | 不變 | – |
| iShares Tr464287754 | US INDUSTRIALS | 8,717 | $93.4 萬 | <0.1% | −2,975−25.4% | 減碼 | – |
| STAGSTAG Industrial, Inc. | COM | 23,849 | $93.6 萬 | <0.1% | −11,103−31.8% | 減碼 | 歷史 |
| WSTWest Pharmaceutical Services Inc | COM | 2,210 | $93.8 萬 | <0.1% | −149−6.3% | 減碼 | 歷史 |
| Riverview Acquisition Corp.769395203 | UNIT 07/29/2026 | 95,250 | $94.5 萬 | <0.1% | +95,250 | 新進 | – |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 13,737 | $94.6 萬 | <0.1% | −127−0.9% | 減碼 | – |
| INVHInvitation Homes Inc. | COM | 24,771 | $94.9 萬 | <0.1% | −2,464−9.0% | 減碼 | 歷史 |
| Invesco Exch TRD SLF Idx FD46138J569 | BULSHS 2021 MUNI | 37,600 | $94.9 萬 | <0.1% | +3,000+8.7% | 加碼 | – |
| SLIStandard Lithium Ltd. | COM | 117,504 | $95.5 萬 | <0.1% | +117,504 | 新進 | 歷史 |
| ESRTEmpire State Realty Trust, Inc. | CL A | 97,426 | $97.7 萬 | <0.1% | −10,904−10.1% | 減碼 | 歷史 |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 47,869 | $98.3 萬 | <0.1% | +8,404+21.3% | 加碼 | – |
| Invesco Exch TRD SLF Idx FD46138J536 | BULSHS 2024 MUNI | 38,350 | $98.8 萬 | <0.1% | +3,000+8.5% | 加碼 | – |
| ORLYO Reilly Automotive Inc | Stock | 1,623 | $99.2 萬 | <0.1% | −218−11.8% | 減碼 | 歷史 |
| GDVGabelli Dividend & Income Trust | COM | 38,515 | $99.3 萬 | <0.1% | −567−1.5% | 減碼 | 歷史 |
| CTXSCitrix Systems Inc | COM | 9,250 | $99.3 萬 | <0.1% | −6,596−41.6% | 減碼 | 歷史 |
| TTWOTake Two Interactive Software Inc | COM | 6,449 | $99.4 萬 | <0.1% | −434−6.3% | 減碼 | 歷史 |
| NXPINXP Semiconductors N.V. | COM | 5,075 | $99.4 萬 | <0.1% | −862−14.5% | 減碼 | 歷史 |
2021 年第 2 季之後清倉（76 檔）
2021 年第 2 季季末還持有、這份申報已經沒有的部位。
| 證券 | 類別 | 2021 年第 2 季股數 | 2021 年第 2 季市值 | 2021 年第 2 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| First Tr Exchange-Traded FD33734X127 | ENERGY ALPHADX | 326,331 | $372.3 萬 | 0.1% | – |
| State Street SPDR S&P Aerospace & Defense ETF78464A631 | ETF | 26,946 | $356.5 萬 | 0.1% | – |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 173,933 | $349.4 萬 | 0.1% | – |
| SPDR Series Trust78464A755 | ST STR SP METAL | 75,519 | $325.2 萬 | <0.1% | – |
| ARAntero Resources Corp | COM | 177,804 | $267.2 萬 | <0.1% | 歷史 |
| OCFCOceanfirst Financial Corp | COM | 111,228 | $231.8 萬 | <0.1% | 歷史 |
| AXTAAxalta Coating Systems Ltd. | COM | 64,873 | $197.8 萬 | <0.1% | 歷史 |
| ERIIEnergy Recovery, Inc. | COM | 73,426 | $167.3 萬 | <0.1% | 歷史 |
| VRTVertiv Holdings Co | COM CL A | 57,686 | $157.5 萬 | <0.1% | 歷史 |
| GGNGAMCO Global Gold, Natural Resources & Income Trust | COM SH BEN INT | 376,084 | $150.4 萬 | <0.1% | 歷史 |
| PDDPDD Holdings Inc. | SPONSORED ADS | 11,009 | $139.8 萬 | <0.1% | 歷史 |
| SBLKStar Bulk Carriers Corp. | SHS PAR | 60,663 | $139.2 萬 | <0.1% | 歷史 |
| THQabrdn Healthcare Opportunities Fund | SHS | 57,447 | $132.7 萬 | <0.1% | 歷史 |
| CVACovanta Holding Corp | COM | 65,887 | $116.0 萬 | <0.1% | 歷史 |
| CUZCousins Properties Inc | COM NEW | 23,270 | $85.6 萬 | <0.1% | 歷史 |
| AVIDAvid Technology, Inc. | COM | 19,659 | $77.0 萬 | <0.1% | 歷史 |
| CHYCalamos Convertible & High Income Fund | COM SHS | 45,852 | $74.8 萬 | <0.1% | 歷史 |
| KLICKulicke & Soffa Industries Inc | COM | 10,358 | $63.4 萬 | <0.1% | 歷史 |
| Capitala Fin Corp14054R502 | COM NEW | 22,513 | $55.3 萬 | <0.1% | – |
| HBIOHarvard Bioscience Inc | COM | 65,870 | $54.9 萬 | <0.1% | 歷史 |
| WRIWeingarten Realty Investors | SH BEN INT | 16,050 | $51.5 萬 | <0.1% | 歷史 |
| AFRMAffirm Holdings, Inc. | COM CL A | 7,088 | $47.7 萬 | <0.1% | 歷史 |
| iShares Tr464287192 | US TRSPRTION | 1,611 | $41.9 萬 | <0.1% | – |
| CCKCrown Holdings, Inc. | COM | 4,086 | $41.8 萬 | <0.1% | 歷史 |
| ITRIItron, Inc. | COM | 3,700 | $37.0 萬 | <0.1% | 歷史 |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 1,945 | $35.7 萬 | <0.1% | 歷史 |
| DBPInvesco DB Precious Metals Fund | PRECIOUS METAL | 6,670 | $32.8 萬 | <0.1% | 歷史 |
| LVSLas Vegas Sands Corp | COM | 6,137 | $32.3 萬 | <0.1% | 歷史 |
| RVTYRevvity, Inc. | COM | 2,070 | $32.0 萬 | <0.1% | 歷史 |
| SIGSignet Jewelers Ltd | SHS | 3,961 | $32.0 萬 | <0.1% | 歷史 |
| iShares Tr464288174 | GL TIMB FORE ETF | 3,560 | $30.9 萬 | <0.1% | – |
| BYNDBeyond Meat, Inc. | COM | 1,649 | $26.0 萬 | <0.1% | 歷史 |
| STLSterling Bancorp | COM | 10,267 | $25.5 萬 | <0.1% | 歷史 |
| CVETCovetrus, Inc. | COM | 9,390 | $25.4 萬 | <0.1% | 歷史 |
| PDCEPDC Energy, Inc. | COM | 5,514 | $25.2 萬 | <0.1% | 歷史 |
| TRTNTriton International Ltd | CL A | 4,683 | $24.5 萬 | <0.1% | 歷史 |
| ZTRVirtus Total Return Fund Inc. | COM | 24,939 | $24.2 萬 | <0.1% | 歷史 |
| Foley Trasimene Acquistn Cor34431F112 | *W EXP 05/26/202 | 115,000 | $23.9 萬 | <0.1% | – |
| LWLamb Weston Holdings, Inc. | Stock | 2,835 | $22.9 萬 | <0.1% | 歷史 |
| NVTAInvitae Corp | COM | 6,711 | $22.6 萬 | <0.1% | 歷史 |
| EATBrinker International, Inc | Stock | 3,553 | $22.0 萬 | <0.1% | 歷史 |
| Global X FDS37950E416 | SOCIAL MED ETF | 3,030 | $21.9 萬 | <0.1% | – |
| FTVFortive Corp | Stock | 3,121 | $21.8 萬 | <0.1% | 歷史 |
| BERYBerry Global Group, Inc. | COM | 3,318 | $21.6 萬 | <0.1% | 歷史 |
| PFPTProofpoint Inc | COM | 1,233 | $21.4 萬 | <0.1% | 歷史 |
| ZMZoom Communications, Inc. | Stock | 547 | $21.2 萬 | <0.1% | 歷史 |
| TDToronto Dominion Bank | Stock | 3,008 | $21.1 萬 | <0.1% | 歷史 |
| CVGWCalavo Growers Inc | COM | 3,332 | $21.1 萬 | <0.1% | 歷史 |
| NTNXNutanix, Inc. | Stock | 5,454 | $20.8 萬 | <0.1% | 歷史 |
| NTLAIntellia Therapeutics, Inc. | COM | 1,286 | $20.8 萬 | <0.1% | 歷史 |
| MFCManulife Financial Corp | COM | 10,417 | $20.5 萬 | <0.1% | 歷史 |
| CDWCDW Corp | COM | 1,170 | $20.4 萬 | <0.1% | 歷史 |
| HALHalliburton Co | Stock | 8,735 | $20.2 萬 | <0.1% | 歷史 |
| ADUSAddus HomeCare Corp | COM | 2,300 | $20.1 萬 | <0.1% | 歷史 |
| Just Eat Takeaway Com N V48214T305 | SPONSORED ADS | 10,422 | $19.0 萬 | <0.1% | – |
| EFREaton Vance Senior Floating-Rate Trust | COM | 13,308 | $18.8 萬 | <0.1% | 歷史 |
| RQICohen & Steers Quality Income Realty Fund Inc | CEF | 10,818 | $17.0 萬 | <0.1% | 歷史 |
| NFJVirtus Dividend, Interest & Premium Strategy Fund | COM | 11,192 | $16.9 萬 | <0.1% | 歷史 |
| Paysafe LtdG6964L115 | *W EXP 08/11/202 | 45,831 | $16.4 萬 | <0.1% | – |
| EFTEaton Vance Floating-Rate Income Trust | COM | 10,000 | $14.4 萬 | <0.1% | 歷史 |
| VMEOVimeo, Inc. | COMMON STOCK | 2,758 | $13.5 萬 | <0.1% | 歷史 |
| Echo Global Logistics, Inc.27875T101 | COM | 3,903 | $12.0 萬 | <0.1% | – |
| CHUYChuy's Holdings, Inc. | COM | 2,500 | $9.30 萬 | <0.1% | 歷史 |
| Microchip Technology Inc595017AD6 | NOTE 1.625% 2/1 | 22,000 | $7.30 萬 | <0.1% | – |
| Wellpoint Inc94973VBG1 | NOTE 2.750%10/1 | 12,000 | $6.50 萬 | <0.1% | – |
| AEGAegon Ltd. | NY REGISTRY SHS | 13,760 | $5.70 萬 | <0.1% | 歷史 |
| Nice Sys Inc65366HAB9 | NOTE 1.250% 1/1 | 18,000 | $5.30 萬 | <0.1% | – |
| Apellis Pharmaceuticals, Inc.03753UAB2 | NOTE 3.500% 9/1 | 23,000 | $4.20 萬 | <0.1% | – |
| Portman Ridge Fin Corp73688F102 | COM | 17,535 | $4.20 萬 | <0.1% | – |
| Dexcom Inc252131AH0 | NOTE 0.750%12/0 | 13,000 | $3.40 萬 | <0.1% | – |
| FIVNFive9, Inc. | COM | 142 | $2.60 萬 | <0.1% | 歷史 |
| Isis Pharmaceuticals Inc Del464337AJ3 | NOTE 1.000%11/1 | 13,000 | $1.30 萬 | <0.1% | – |
| PRAHPRA Health Sciences, Inc. | COM | 79 | $1.30 萬 | <0.1% | 歷史 |
| TKNOAlpha Teknova, Inc. | COM | 500 | $1.20 萬 | <0.1% | 歷史 |
| PPDPPD, Inc. | COM | 146 | $7,000 | <0.1% | 歷史 |
| Gabelli Equity Tr Inc362397218 | RIGHT 07/14/2021 | 18,390 | $2,000 | <0.1% | – |