Stephens Inc
- SEC CIK
- 0000757657
- 最新申報
- 2026/7/29
2021 年第 3 季持倉
持倉截至 2021/9/30，2021/10/27 申報。只含多頭部位，變化是跟 2021 年第 2 季比股數。
- 持股檔數
- 1,353
- 較 2021 年第 2 季 +12
- 總值
- $64.6 億
- 較 2021 年第 2 季 −$2.13 億 (−3.2%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| NUANNuance Communications, Inc. | COM | 9,497 | $52.3 萬 | <0.1% | −7,157−43.0% | 減碼 | 歷史 |
| Invesco Exch Traded FD Tr II46138G698 | S&P 500 REVENUE | 7,203 | $52.4 萬 | <0.1% | +20.0% | 加碼 | – |
| ROSTRoss Stores, Inc. | COM | 4,816 | $52.4 萬 | <0.1% | −839−14.8% | 減碼 | 歷史 |
| JJacobs Solutions Inc. | COM | 3,950 | $52.4 萬 | <0.1% | −744−15.9% | 減碼 | 歷史 |
| SPDR Series Trust78464A516 | ST INTL BBG ETF | 18,280 | $52.5 萬 | <0.1% | −162−0.9% | 減碼 | – |
| VCELVericel Corp | COM | 10,779 | $52.6 萬 | <0.1% | −2,357−17.9% | 減碼 | 歷史 |
| Vanguard Star FDS921909768 | VG TL INTL STK F | 8,330 | $52.7 萬 | <0.1% | 00.0% | 不變 | – |
| Global X Uranium ETF37954Y871 | ETF | 22,245 | $52.9 萬 | <0.1% | −1,460−6.2% | 減碼 | – |
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 4,795 | $53.0 萬 | <0.1% | −5,986−55.5% | 減碼 | – |
| Pacer FDS Tr69374H717 | LUNT LRG CP ALTR | 12,878 | $53.0 萬 | <0.1% | +7,885+157.9% | 加碼 | – |
| CMPCompass Minerals International Inc | Stock | 8,251 | $53.1 萬 | <0.1% | +4,190+103.2% | 加碼 | 歷史 |
| HSTHost Hotels & Resorts, Inc. | COM | 32,520 | $53.1 萬 | <0.1% | −3,683−10.2% | 減碼 | 歷史 |
| IIPRInnovative Industrial Properties Inc | COM | 2,307 | $53.3 萬 | <0.1% | −111−4.6% | 減碼 | 歷史 |
| Vanguard Communication Services ETF92204A884 | ETF | 3,792 | $53.4 萬 | <0.1% | 00.0% | 不變 | – |
| VWEVintage Wine Estates, Inc. | COM | 52,357 | $53.5 萬 | <0.1% | +52,357 | 新進 | 歷史 |
| WisdomTree Tr97717X578 | EM EX ST-OWNED | 14,350 | $53.6 萬 | <0.1% | +1,712+13.5% | 加碼 | – |
| iShares Tr464287291 | GLOBAL TECH ETF | 9,462 | $53.6 萬 | <0.1% | 00.0% | 不變依 6 比 1 拆股換算 | – |
| iShares Tr464287341 | GLOBAL ENERG ETF | 20,176 | $54.2 萬 | <0.1% | −4,400−17.9% | 減碼 | – |
| WRKWestRock Co | COM | 10,879 | $54.2 萬 | <0.1% | +704+6.9% | 加碼 | 歷史 |
| BAMBrookfield Asset Management Ltd. | CL A LTD VT SH | 10,186 | $54.5 萬 | <0.1% | −2,316−18.5% | 減碼 | 歷史 |
| TOSTToast, Inc. | Stock | 11,000 | $54.9 萬 | <0.1% | +11,000 | 新進 | 歷史 |
| TECHBIO-TECHNE Corp | COM | 1,133 | $54.9 萬 | <0.1% | +90+8.6% | 加碼 | 歷史 |
| NXRTNexPoint Residential Trust, Inc. | COM | 8,931 | $55.3 萬 | <0.1% | −910−9.2% | 減碼 | 歷史 |
| AES Corp00130H204 | UNIT 99/99/9999 | 5,735 | $55.3 萬 | <0.1% | +2,985+108.5% | 加碼 | – |
| WDAYWorkday, Inc. | CL A | 2,219 | $55.5 萬 | <0.1% | −297−11.8% | 減碼 | 歷史 |
| WUWestern Union CO | Stock | 27,502 | $55.6 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| MKTXMarketaxess Holdings Inc | COM | 1,323 | $55.7 萬 | <0.1% | +32+2.5% | 加碼 | 歷史 |
| CUBECubeSmart | REIT | 11,603 | $56.2 萬 | <0.1% | −6,894−37.3% | 減碼 | 歷史 |
| AESAES Corp | Stock | 24,712 | $56.4 萬 | <0.1% | +288+1.2% | 加碼 | 歷史 |
| TDOCTeladoc Health, Inc. | COM | 4,477 | $56.8 萬 | <0.1% | −824−15.5% | 減碼 | 歷史 |
| SPOTSpotify Technology S.A. | Stock | 2,533 | $57.1 萬 | <0.1% | +435+20.7% | 加碼 | 歷史 |
| HPHelmerich & Payne, Inc. | COM | 20,866 | $57.2 萬 | <0.1% | +49+0.2% | 加碼 | 歷史 |
| DXPEDXP Enterprises Inc | COM NEW | 19,392 | $57.3 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| Invesco Exchange Traded FD T46137V266 | S&P500 PUR GWT | 2,992 | $57.6 萬 | <0.1% | −80−2.6% | 減碼 | – |
| PHMPultegroup Inc | COM | 12,554 | $57.6 萬 | <0.1% | +12,554 | 新進 | 歷史 |
| ROKURoku, Inc | COM CL A | 1,838 | $57.6 萬 | <0.1% | +393+27.2% | 加碼 | 歷史 |
| PCRXPacira BioSciences, Inc. | COM | 10,284 | $57.6 萬 | <0.1% | +189+1.9% | 加碼 | 歷史 |
| LNCLincoln National Corp | COM | 8,394 | $57.7 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | 23,119 | $57.8 萬 | <0.1% | +82+0.4% | 加碼 | 歷史 |
| STESTERIS plc | SHS USD | 2,839 | $58.0 萬 | <0.1% | +172+6.4% | 加碼 | 歷史 |
| FRPTFreshpet, Inc. | Stock | 4,078 | $58.2 萬 | <0.1% | +154+3.9% | 加碼 | 歷史 |
| TROXTronox Holdings plc | SHS | 23,630 | $58.2 萬 | <0.1% | +457+2.0% | 加碼 | 歷史 |
| LYVLive Nation Entertainment, Inc. | COM | 6,441 | $58.7 萬 | <0.1% | +145+2.3% | 加碼 | 歷史 |
| WYNNWynn Resorts Ltd | COM | 6,955 | $58.9 萬 | <0.1% | +4,690+207.1% | 加碼 | 歷史 |
| IAAIAA, Inc. | COM | 10,789 | $58.9 萬 | <0.1% | +6,948+180.9% | 加碼 | 歷史 |
| MAAMid America Apartment Communities Inc. | COM | 3,176 | $59.3 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| BLFSBiolife Solutions Inc | COM NEW | 14,004 | $59.3 萬 | <0.1% | −39−0.3% | 減碼 | 歷史 |
| TEITempleton Emerging Markets Income Fund | COM | 76,824 | $59.5 萬 | <0.1% | −9,822−11.3% | 減碼 | 歷史 |
| SIENProject Sage Oldco, Inc. | COM | 104,275 | $59.7 萬 | <0.1% | +21,500+26.0% | 加碼 | 歷史 |
| First Trust Financials Alphadex Fund33734X135 | ETF | 13,531 | $59.9 萬 | <0.1% | +20.0% | 加碼 | – |
| LRCXLam Research Corp | COM | 1,060 | $60.3 萬 | <0.1% | −342−24.4% | 減碼 | 歷史 |
| NBIXNeurocrine Biosciences Inc | Stock | 6,296 | $60.4 萬 | <0.1% | +524+9.1% | 加碼 | 歷史 |
| ZSZscaler, Inc. | Stock | 2,304 | $60.4 萬 | <0.1% | +2,304 | 新進 | 歷史 |
| SRESempra | Stock | 4,781 | $60.5 萬 | <0.1% | −830−14.8% | 減碼 | 歷史 |
| First Tr Exchng Traded FD VI33740F862 | FT VEST US EQT | 16,605 | $60.6 萬 | <0.1% | +16,605 | 新進 | – |
| ELEstee Lauder Companies Inc | CL A | 2,027 | $60.8 萬 | <0.1% | −44−2.1% | 減碼 | 歷史 |
| MOSMosaic Co | COM | 17,188 | $61.4 萬 | <0.1% | +1,439+9.1% | 加碼 | 歷史 |
| CRNCCerence Inc. | COM | 6,387 | $61.4 萬 | <0.1% | −1,448−18.5% | 減碼 | 歷史 |
| CDNSCadence Design Systems Inc | Stock | 4,090 | $61.9 萬 | <0.1% | −920−18.4% | 減碼 | 歷史 |
| HSYHershey Co | COM | 3,655 | $61.9 萬 | <0.1% | +358+10.9% | 加碼 | 歷史 |
| SPDR Ser Tr78468R689 | S&P KENSHO SMART | 11,297 | $61.9 萬 | <0.1% | +533+5.0% | 加碼 | – |
| Monmouth Real Estate Investment Corp609720107 | CL A | 33,252 | $62.0 萬 | <0.1% | −841−2.5% | 減碼 | – |
| iShares Russell Top 200 Growth ETF464289438 | ETF | 4,066 | $62.1 萬 | <0.1% | +54+1.3% | 加碼 | – |
| First Tr Exchange-Traded FD33738D101 | NO AMER ENERGY | 26,259 | $62.2 萬 | <0.1% | −66−0.3% | 減碼 | – |
| CNNECannae Holdings, Inc. | COM | 20,028 | $62.3 萬 | <0.1% | −67,488−77.1% | 減碼 | 歷史 |
| PIMCO ETF Tr72201R718 | ENHNCD LW DUR AC | 6,125 | $62.4 萬 | <0.1% | 00.0% | 不變 | – |
| UFSDomtar CORP | COM NEW | 11,490 | $62.7 萬 | <0.1% | −2,305−16.7% | 減碼 | 歷史 |
| First Tr Exchange-Traded FD33733E203 | NY ARCA BIOTECH | 3,784 | $62.8 萬 | <0.1% | −35−0.9% | 減碼 | – |
| KIMKimco Realty Corp | COM | 30,343 | $63.0 萬 | <0.1% | +8,542+39.2% | 加碼 | 歷史 |
| SLBSLB Limited | Stock | 21,277 | $63.1 萬 | <0.1% | −10,971−34.0% | 減碼 | 歷史 |
| VRSKVerisk Analytics, Inc. | COM | 3,154 | $63.2 萬 | <0.1% | +40+1.3% | 加碼 | 歷史 |
| TERTeradyne, Inc | Stock | 5,803 | $63.4 萬 | <0.1% | +796+15.9% | 加碼 | 歷史 |
| WRBBerkley W R Corp | COM | 8,695 | $63.6 萬 | <0.1% | +304+3.6% | 加碼 | 歷史 |
| First Tr Exchange-Traded FD33738D408 | FIRST TR TA HIYL | 13,195 | $63.6 萬 | <0.1% | 00.0% | 不變 | – |
| VMCVulcan Materials CO | COM | 3,785 | $64.0 萬 | <0.1% | −439−10.4% | 減碼 | 歷史 |
| BUDAnheuser-Busch InBev SA/NV | ADR | 11,361 | $64.1 萬 | <0.1% | −2,638−18.8% | 減碼 | 歷史 |
| WWayfair Inc. | CL A | 2,508 | $64.1 萬 | <0.1% | +1,584+171.4% | 加碼 | 歷史 |
| ELSEquity Lifestyle Properties Inc | COM | 8,239 | $64.3 萬 | <0.1% | −950−10.3% | 減碼 | 歷史 |
| SBRASabra Health Care REIT, Inc. | REIT | 43,758 | $64.4 萬 | <0.1% | +2,572+6.2% | 加碼 | 歷史 |
| BSXBoston Scientific Corp | Stock | 14,863 | $64.5 萬 | <0.1% | −1,570−9.6% | 減碼 | 歷史 |
| TRGPTarga Resources Corp. | COM | 13,294 | $65.4 萬 | <0.1% | −612−4.4% | 減碼 | 歷史 |
| GRXGabelli Healthcare & WellnessRx Trust | SHS | 49,660 | $65.6 萬 | <0.1% | −4,145−7.7% | 減碼 | 歷史 |
| BXPBXP, Inc. | COM | 6,062 | $65.7 萬 | <0.1% | −1,095−15.3% | 減碼 | 歷史 |
| JYNTJOINT Corp | COM | 6,716 | $65.8 萬 | <0.1% | +6,716 | 新進 | 歷史 |
| DXCDXC Technology Co | Stock | 19,639 | $66.0 萬 | <0.1% | +442+2.3% | 加碼 | 歷史 |
| COFCapital One Financial Corp | Stock | 4,076 | $66.0 萬 | <0.1% | −579−12.4% | 減碼 | 歷史 |
| AAPAdvance Auto Parts Inc | COM | 3,168 | $66.2 萬 | <0.1% | −572−15.3% | 減碼 | 歷史 |
| Innovator ETFs Trust45782C342 | US SML CP PWR ET | 24,469 | $66.6 萬 | <0.1% | −45−0.2% | 減碼 | – |
| TMUST-Mobile US, Inc. | Stock | 5,234 | $66.9 萬 | <0.1% | −1,709−24.6% | 減碼 | 歷史 |
| Fidelity Covington Trust316092873 | MSCI COMMNTN SVC | 12,520 | $66.9 萬 | <0.1% | 00.0% | 不變 | – |
| MHKMohawk Industries Inc | COM | 3,780 | $67.1 萬 | <0.1% | +37+1.0% | 加碼 | 歷史 |
| PINGPing Identity Holding Corp. | COM | 27,427 | $67.4 萬 | <0.1% | +27,427 | 新進 | 歷史 |
| iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1 | ETF | 25,290 | $67.9 萬 | <0.1% | 00.0% | 不變 | – |
| iShares Tr46434VBG4 | IBONDS DEC24 ETF | 25,812 | $67.9 萬 | <0.1% | 00.0% | 不變 | – |
| WALWestern Alliance Bancorporation | COM | 6,246 | $68.0 萬 | <0.1% | −1,164−15.7% | 減碼 | 歷史 |
| LHLabcorp Holdings Inc. | COM NEW | 2,420 | $68.1 萬 | <0.1% | +52+2.2% | 加碼 | 歷史 |
| SABASaba Capital Income & Opportunities Fund II | COM | 126,620 | $68.1 萬 | <0.1% | +1,114+0.9% | 加碼 | 歷史 |
| iShares Broad Usd Investment Grade Corporate Bond ETF464288620 | ETF | 11,481 | $69.0 萬 | <0.1% | +558+5.1% | 加碼 | – |
| LADLithia Motors Inc | COM | 2,187 | $69.3 萬 | <0.1% | −621−22.1% | 減碼 | 歷史 |
| ASOAcademy Sports & Outdoors, Inc. | COM | 17,451 | $69.8 萬 | <0.1% | −4,253−19.6% | 減碼 | 歷史 |
2021 年第 2 季之後清倉（76 檔）
2021 年第 2 季季末還持有、這份申報已經沒有的部位。
| 證券 | 類別 | 2021 年第 2 季股數 | 2021 年第 2 季市值 | 2021 年第 2 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| First Tr Exchange-Traded FD33734X127 | ENERGY ALPHADX | 326,331 | $372.3 萬 | 0.1% | – |
| State Street SPDR S&P Aerospace & Defense ETF78464A631 | ETF | 26,946 | $356.5 萬 | 0.1% | – |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 173,933 | $349.4 萬 | 0.1% | – |
| SPDR Series Trust78464A755 | ST STR SP METAL | 75,519 | $325.2 萬 | <0.1% | – |
| ARAntero Resources Corp | COM | 177,804 | $267.2 萬 | <0.1% | 歷史 |
| OCFCOceanfirst Financial Corp | COM | 111,228 | $231.8 萬 | <0.1% | 歷史 |
| AXTAAxalta Coating Systems Ltd. | COM | 64,873 | $197.8 萬 | <0.1% | 歷史 |
| ERIIEnergy Recovery, Inc. | COM | 73,426 | $167.3 萬 | <0.1% | 歷史 |
| VRTVertiv Holdings Co | COM CL A | 57,686 | $157.5 萬 | <0.1% | 歷史 |
| GGNGAMCO Global Gold, Natural Resources & Income Trust | COM SH BEN INT | 376,084 | $150.4 萬 | <0.1% | 歷史 |
| PDDPDD Holdings Inc. | SPONSORED ADS | 11,009 | $139.8 萬 | <0.1% | 歷史 |
| SBLKStar Bulk Carriers Corp. | SHS PAR | 60,663 | $139.2 萬 | <0.1% | 歷史 |
| THQabrdn Healthcare Opportunities Fund | SHS | 57,447 | $132.7 萬 | <0.1% | 歷史 |
| CVACovanta Holding Corp | COM | 65,887 | $116.0 萬 | <0.1% | 歷史 |
| CUZCousins Properties Inc | COM NEW | 23,270 | $85.6 萬 | <0.1% | 歷史 |
| AVIDAvid Technology, Inc. | COM | 19,659 | $77.0 萬 | <0.1% | 歷史 |
| CHYCalamos Convertible & High Income Fund | COM SHS | 45,852 | $74.8 萬 | <0.1% | 歷史 |
| KLICKulicke & Soffa Industries Inc | COM | 10,358 | $63.4 萬 | <0.1% | 歷史 |
| Capitala Fin Corp14054R502 | COM NEW | 22,513 | $55.3 萬 | <0.1% | – |
| HBIOHarvard Bioscience Inc | COM | 65,870 | $54.9 萬 | <0.1% | 歷史 |
| WRIWeingarten Realty Investors | SH BEN INT | 16,050 | $51.5 萬 | <0.1% | 歷史 |
| AFRMAffirm Holdings, Inc. | COM CL A | 7,088 | $47.7 萬 | <0.1% | 歷史 |
| iShares Tr464287192 | US TRSPRTION | 1,611 | $41.9 萬 | <0.1% | – |
| CCKCrown Holdings, Inc. | COM | 4,086 | $41.8 萬 | <0.1% | 歷史 |
| ITRIItron, Inc. | COM | 3,700 | $37.0 萬 | <0.1% | 歷史 |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 1,945 | $35.7 萬 | <0.1% | 歷史 |
| DBPInvesco DB Precious Metals Fund | PRECIOUS METAL | 6,670 | $32.8 萬 | <0.1% | 歷史 |
| LVSLas Vegas Sands Corp | COM | 6,137 | $32.3 萬 | <0.1% | 歷史 |
| RVTYRevvity, Inc. | COM | 2,070 | $32.0 萬 | <0.1% | 歷史 |
| SIGSignet Jewelers Ltd | SHS | 3,961 | $32.0 萬 | <0.1% | 歷史 |
| iShares Tr464288174 | GL TIMB FORE ETF | 3,560 | $30.9 萬 | <0.1% | – |
| BYNDBeyond Meat, Inc. | COM | 1,649 | $26.0 萬 | <0.1% | 歷史 |
| STLSterling Bancorp | COM | 10,267 | $25.5 萬 | <0.1% | 歷史 |
| CVETCovetrus, Inc. | COM | 9,390 | $25.4 萬 | <0.1% | 歷史 |
| PDCEPDC Energy, Inc. | COM | 5,514 | $25.2 萬 | <0.1% | 歷史 |
| TRTNTriton International Ltd | CL A | 4,683 | $24.5 萬 | <0.1% | 歷史 |
| ZTRVirtus Total Return Fund Inc. | COM | 24,939 | $24.2 萬 | <0.1% | 歷史 |
| Foley Trasimene Acquistn Cor34431F112 | *W EXP 05/26/202 | 115,000 | $23.9 萬 | <0.1% | – |
| LWLamb Weston Holdings, Inc. | Stock | 2,835 | $22.9 萬 | <0.1% | 歷史 |
| NVTAInvitae Corp | COM | 6,711 | $22.6 萬 | <0.1% | 歷史 |
| EATBrinker International, Inc | Stock | 3,553 | $22.0 萬 | <0.1% | 歷史 |
| Global X FDS37950E416 | SOCIAL MED ETF | 3,030 | $21.9 萬 | <0.1% | – |
| FTVFortive Corp | Stock | 3,121 | $21.8 萬 | <0.1% | 歷史 |
| BERYBerry Global Group, Inc. | COM | 3,318 | $21.6 萬 | <0.1% | 歷史 |
| PFPTProofpoint Inc | COM | 1,233 | $21.4 萬 | <0.1% | 歷史 |
| ZMZoom Communications, Inc. | Stock | 547 | $21.2 萬 | <0.1% | 歷史 |
| TDToronto Dominion Bank | Stock | 3,008 | $21.1 萬 | <0.1% | 歷史 |
| CVGWCalavo Growers Inc | COM | 3,332 | $21.1 萬 | <0.1% | 歷史 |
| NTNXNutanix, Inc. | Stock | 5,454 | $20.8 萬 | <0.1% | 歷史 |
| NTLAIntellia Therapeutics, Inc. | COM | 1,286 | $20.8 萬 | <0.1% | 歷史 |
| MFCManulife Financial Corp | COM | 10,417 | $20.5 萬 | <0.1% | 歷史 |
| CDWCDW Corp | COM | 1,170 | $20.4 萬 | <0.1% | 歷史 |
| HALHalliburton Co | Stock | 8,735 | $20.2 萬 | <0.1% | 歷史 |
| ADUSAddus HomeCare Corp | COM | 2,300 | $20.1 萬 | <0.1% | 歷史 |
| Just Eat Takeaway Com N V48214T305 | SPONSORED ADS | 10,422 | $19.0 萬 | <0.1% | – |
| EFREaton Vance Senior Floating-Rate Trust | COM | 13,308 | $18.8 萬 | <0.1% | 歷史 |
| RQICohen & Steers Quality Income Realty Fund Inc | CEF | 10,818 | $17.0 萬 | <0.1% | 歷史 |
| NFJVirtus Dividend, Interest & Premium Strategy Fund | COM | 11,192 | $16.9 萬 | <0.1% | 歷史 |
| Paysafe LtdG6964L115 | *W EXP 08/11/202 | 45,831 | $16.4 萬 | <0.1% | – |
| EFTEaton Vance Floating-Rate Income Trust | COM | 10,000 | $14.4 萬 | <0.1% | 歷史 |
| VMEOVimeo, Inc. | COMMON STOCK | 2,758 | $13.5 萬 | <0.1% | 歷史 |
| Echo Global Logistics, Inc.27875T101 | COM | 3,903 | $12.0 萬 | <0.1% | – |
| CHUYChuy's Holdings, Inc. | COM | 2,500 | $9.30 萬 | <0.1% | 歷史 |
| Microchip Technology Inc595017AD6 | NOTE 1.625% 2/1 | 22,000 | $7.30 萬 | <0.1% | – |
| Wellpoint Inc94973VBG1 | NOTE 2.750%10/1 | 12,000 | $6.50 萬 | <0.1% | – |
| AEGAegon Ltd. | NY REGISTRY SHS | 13,760 | $5.70 萬 | <0.1% | 歷史 |
| Nice Sys Inc65366HAB9 | NOTE 1.250% 1/1 | 18,000 | $5.30 萬 | <0.1% | – |
| Apellis Pharmaceuticals, Inc.03753UAB2 | NOTE 3.500% 9/1 | 23,000 | $4.20 萬 | <0.1% | – |
| Portman Ridge Fin Corp73688F102 | COM | 17,535 | $4.20 萬 | <0.1% | – |
| Dexcom Inc252131AH0 | NOTE 0.750%12/0 | 13,000 | $3.40 萬 | <0.1% | – |
| FIVNFive9, Inc. | COM | 142 | $2.60 萬 | <0.1% | 歷史 |
| Isis Pharmaceuticals Inc Del464337AJ3 | NOTE 1.000%11/1 | 13,000 | $1.30 萬 | <0.1% | – |
| PRAHPRA Health Sciences, Inc. | COM | 79 | $1.30 萬 | <0.1% | 歷史 |
| TKNOAlpha Teknova, Inc. | COM | 500 | $1.20 萬 | <0.1% | 歷史 |
| PPDPPD, Inc. | COM | 146 | $7,000 | <0.1% | 歷史 |
| Gabelli Equity Tr Inc362397218 | RIGHT 07/14/2021 | 18,390 | $2,000 | <0.1% | – |