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Commonwealth Equity Services, LLC

SEC CIK
0000312272
最新申報
2026/7/29

2023 年第 3 季持倉

持倉截至 2023/9/30,2023/10/23 申報。只含多頭部位,變化是跟 2023 年第 2 季比股數。

機構總覽
持股檔數
3,823
較 2023 年第 2 季 −8
總值
$482.6 億
較 2023 年第 2 季 −$8.93 億 (−1.8%)
申報日
2023/10/23
SEC
Commonwealth Equity Services, LLC 在 2023 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
SQFTWPresidio Property Trust, Inc.*W EXP 01/24/20213,512$00.0%00.0%不變歷史
Inspirato Inc45791E115EQUITY WRT30,000$1,000<0.1%00.0%不變–
The Lion Electric Company536221112*W EXP 05/06/20213,500$2,000<0.1%00.0%不變–
UAVSAgEagle Aerial Systems Inc.COM10,912$2,000<0.1%−300−2.7%減碼歷史
GTBPGT Biopharma, Inc.COM NEW10,110$2,000<0.1%00.0%不變歷史
REEAFREE Automotive Ltd.CLASS A ORD SHS13,018$2,000<0.1%−125−1.0%減碼歷史
SIDUSidus Space Inc.CLASS A COM12,000$2,000<0.1%00.0%不變歷史
ASXCAsensus Surgical, Inc.COM11,098$3,000<0.1%−205−1.8%減碼歷史
CANOCano Health, Inc.COM CL A10,450$3,000<0.1%−400−3.7%減碼歷史
MMATMeta Materials Inc.COM13,776$3,000<0.1%−81,943−85.6%減碼歷史
CEINViking Global Technologies, Inc.COM11,146$3,000<0.1%+11,146新進歷史
BCDABioCardia, Inc.COM10,092$4,000<0.1%−47,886−82.6%減碼歷史
Custom Truck One23204X111COM46,500$4,000<0.1%00.0%不變–
TFFPTFF Pharmaceuticals, Inc.COM10,000$4,000<0.1%00.0%不變歷史
ALZNAlzamend Neuro, Inc.COM NEW16,666$4,000<0.1%00.0%不變歷史
MSPRMSP Recovery, Inc.COM CL A20,000$4,000<0.1%+20,000新進歷史
TRXTRX GOLD CorpCOM10,600$4,000<0.1%00.0%不變歷史
SEELSeelos Therapeutics, Inc.COM27,942$5,000<0.1%+1,299+4.9%加碼歷史
TPHSTrinity Place Holdings Inc.COM12,802$5,000<0.1%+300+2.4%加碼歷史
UTRSMinerva Surgical IncCOM29,539$5,000<0.1%00.0%不變歷史
VCSAVacasa, Inc.CLASS A COM11,240$5,000<0.1%−16,025−58.8%減碼歷史
MTNBMatinas BioPharma Holdings, Inc.COM49,300$6,000<0.1%00.0%不變歷史
SCTLSocietal CDMO, Inc.COM11,800$6,000<0.1%+11,800新進歷史
SDCSmileDirectClub, Inc.CL A COM13,607$6,000<0.1%+700+5.4%加碼歷史
TCRTAlaunos Therapeutics, Inc.COM48,638$6,000<0.1%−67,729−58.2%減碼歷史
NXTSNexentis Technologies Inc.COM12,000$6,000<0.1%00.0%不變歷史
BZFDBuzzFeed, Inc.CLASS A COM15,000$6,000<0.1%00.0%不變歷史
UAMYUnited States Antimony CorpCOM18,790$7,000<0.1%00.0%不變歷史
EVGNEvogene Ltd.SHS11,355$7,000<0.1%00.0%不變歷史
QCLSQ/C Technologies, Inc.COM12,486$7,000<0.1%−4,558−26.7%減碼歷史
HLTHCue Health Inc.COM15,989$7,000<0.1%00.0%不變歷史
ELBMElectra Battery Materials CorpCOM NEW11,480$7,000<0.1%00.0%不變歷史
Upstart Hldgs Inc91680MAB3NOTE 0.250% 8/110,000$7,000<0.1%00.0%不變–
YHCLQR House Inc.COM16,667$7,000<0.1%+16,667新進歷史
NKTRNektar TherapeuticsCOM12,702$8,000<0.1%−100−0.8%減碼歷史
CELUCelularity IncCOM CL A35,820$8,000<0.1%+2,000+5.9%加碼歷史
AIFAAll In FutureTech Alliance, Inc.COM10,425$9,000<0.1%00.0%不變歷史
CalAmp Corp.128126109COM22,873$9,000<0.1%+22,873新進–
INOInovio Pharmaceuticals, Inc.COM NEW23,839$9,000<0.1%−1,350−5.4%減碼歷史
Splunk Inc848637AF1NOTE 1.125% 6/110,000$9,000<0.1%00.0%不變–
OPTTOcean Power Technologies, Inc.COM NEW24,614$1.00 萬<0.1%00.0%不變歷史
SCORComscore, Inc.COM15,965$1.00 萬<0.1%00.0%不變歷史
FBIOFortress Biotech, Inc.COM32,974$1.00 萬<0.1%+14,288+76.5%加碼歷史
Southwest Airls Co844741BG2NOTE 1.250% 5/010,000$1.00 萬<0.1%00.0%不變–
SNCRSynchronoss Technologies IncCOM10,880$1.00 萬<0.1%+10,880新進歷史
DWTXDogwood Therapeutics, Inc.COM10,284$1.00 萬<0.1%−5,100−33.2%減碼歷史
Ford MTR Co Del345370CZ1NOTE 3/110,000$1.00 萬<0.1%00.0%不變–
LLAPTerran Orbital CorpCOM12,100$1.00 萬<0.1%+500+4.3%加碼歷史
PLBYPlayboy, Inc.COM13,927$1.10 萬<0.1%−838−5.7%減碼歷史
VXRTVaxart, Inc.COM NEW14,490$1.10 萬<0.1%−150−1.0%減碼歷史
TNXPTonix Pharmaceuticals Holding Corp.COM NEW20,122$1.10 萬<0.1%+10,000+98.8%加碼歷史
TMCTMC the metals Co Inc.COM12,037$1.20 萬<0.1%+12,037新進歷史
cbdMD, Inc.12482W200COM10,000$1.20 萬<0.1%00.0%不變–
CATXPerspective Therapeutics, Inc.COM42,284$1.20 萬<0.1%00.0%不變歷史
SQFTPresidio Property Trust, Inc.COM CL A14,549$1.20 萬<0.1%00.0%不變歷史
RGSRegis CorpCOM17,000$1.20 萬<0.1%−1,000−5.6%減碼歷史
LFWDLifeward Ltd.SHS15,160$1.20 萬<0.1%00.0%不變歷史
VZLAVizsla Silver Corp.COMMONSTOCK12,012$1.20 萬<0.1%00.0%不變歷史
AGENAgenus IncCOM NEW11,625$1.30 萬<0.1%−500−4.1%減碼歷史
Bitfarms Ltd Com09173B107Stock11,861$1.30 萬<0.1%−18,600−61.1%減碼–
CVMCel Sci CorpCOM PAR NEW10,007$1.30 萬<0.1%−3,760−27.3%減碼歷史
DMRADamora Therapeutics, Inc.COM18,134$1.30 萬<0.1%+6,186+51.8%加碼歷史
QUBTQuantum Computing Inc.COM12,600$1.40 萬<0.1%−1,000−7.4%減碼歷史
OTLKOutlook Therapeutics, Inc.COM NEW63,000$1.40 萬<0.1%+38,000+152.0%加碼歷史
PWCMPowercompute, Inc.COM29,225$1.40 萬<0.1%00.0%不變歷史
SHCRSharecare, Inc.COM CL A15,000$1.40 萬<0.1%−6,000−28.6%減碼歷史
WTERAlkaline Water Co IncStock37,866$1.40 萬<0.1%+6,659+21.3%加碼歷史
RCATRed Cat Holdings, Inc.Stock15,577$1.50 萬<0.1%−15,000−49.1%減碼歷史
CBIOCrescent Biopharma, Inc.COM10,000$1.50 萬<0.1%00.0%不變歷史
HTCRHeartCore Enterprises, Inc.COM15,000$1.50 萬<0.1%+15,000新進歷史
FRZAForza X1, Inc.COM19,000$1.50 萬<0.1%+2,000+11.8%加碼歷史
ONDSOndas Inc.COM NEW25,983$1.60 萬<0.1%+11,945+85.1%加碼歷史
NAKNorthern Dynasty Minerals LtdCOM NEW49,506$1.60 萬<0.1%+200+0.4%加碼歷史
ASMBAssembly Biosciences, Inc.COM17,885$1.60 萬<0.1%−263−1.4%減碼歷史
Omeros Corp682143AE2NOTE 6.250%11/116,000$1.60 萬<0.1%00.0%不變–
LIANYLianBioSPONSORED ADS10,830$1.60 萬<0.1%−6,000−35.7%減碼歷史
CCOClear Channel Outdoor Holdings, Inc.COM11,000$1.70 萬<0.1%−30−0.3%減碼歷史
TECXTectonic Therapeutic, Inc.COM11,320$1.70 萬<0.1%+320+2.9%加碼歷史
GOEVCanoo Inc.COM CL A35,573$1.70 萬<0.1%−23,784−40.1%減碼歷史
PLGPlatinum Group Metals LtdCOM15,024$1.70 萬<0.1%+500+3.4%加碼歷史
DPRODraganfly Inc.COM NEW21,686$1.70 萬<0.1%−60−0.3%減碼歷史
PXLWPixelworks, IncCOM NEW15,605$1.80 萬<0.1%+2,000+14.7%加碼歷史
ORGNOrigin Materials, Inc.COM14,134$1.80 萬<0.1%+14,134新進歷史
XXII22nd Century Group, Inc.Stock18,765$1.80 萬<0.1%+2,272+13.8%加碼依 1 比 15 拆股換算歷史
CTXRCitius Pharmaceuticals, Inc.COM NEW28,254$1.90 萬<0.1%00.0%不變歷史
Wheeler Real Estate Investment Trust, Inc.963025309CPR12,576$1.90 萬<0.1%−4,484−26.3%減碼–
HYZNHyzon Motors Inc.COMMON STOCK15,103$1.90 萬<0.1%+2,850+23.3%加碼歷史
SLSSELLAS Life Sciences Group, Inc.COM NEW12,414$2.00 萬<0.1%00.0%不變歷史
AQBAquabounty Technologies IncCOM NEW81,626$2.00 萬<0.1%+17,993+28.3%加碼歷史
TIOTingo Group, Inc.COM19,825$2.00 萬<0.1%+5,600+39.4%加碼歷史
GEVOGevo, Inc.COM PAR18,536$2.20 萬<0.1%−800−4.1%減碼歷史
BTLNBrightline Interactive, Inc.COM12,139$2.20 萬<0.1%−6,167−33.7%減碼歷史
Cybin Ord23256X100COM41,317$2.20 萬<0.1%00.0%不變–
VRMVroom, Inc.COM19,536$2.20 萬<0.1%+9,182+88.7%加碼歷史
OTLYOatly Group ABSPONSORED ADS24,826$2.20 萬<0.1%−9,547−27.8%減碼歷史
OGIOrganigram Global Inc.Stock16,847$2.20 萬<0.1%−6,108−26.6%減碼依 1 比 4 拆股換算歷史
DBVTDBV Technologies S.A.SPONSORED ADR16,700$2.30 萬<0.1%00.0%不變歷史
DAREDare Bioscience, Inc.COM49,329$2.30 萬<0.1%−250−0.5%減碼歷史
Everbridge, Inc.29978AAC8NOTE 0.125%12/125,000$2.30 萬<0.1%+25,000新進–
EGIOEdgio, Inc.COM26,427$2.30 萬<0.1%+26,427新進歷史

2023 年第 2 季之後清倉(176 檔)

2023 年第 2 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 176 檔。

Commonwealth Equity Services, LLC 在 2023 年第 2 季之後清倉的部位
證券類別2023 年第 2 季股數2023 年第 2 季市值2023 年第 2 季佔組合 %紀錄
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP87,563$545.7 萬<0.1%歷史
Exchange Traded Concepts Tr301505749VSPR US LC ETF202,081$497.0 萬<0.1%–
TWNKHostess Brands, Inc.CL A86,841$219.9 萬<0.1%歷史
Innovator ETFs Tr45783Y590PREM INCM 40 BAR58,035$142.6 萬<0.1%–
DBIDesigner Brands Inc.CL A139,320$140.7 萬<0.1%歷史
TSTenaris SASPONSORED ADS44,892$134.5 萬<0.1%歷史
MHOM/I Homes, Inc.COM13,721$119.6 萬<0.1%歷史
Innovator ETFs Tr45782C128GROWTH ACCELRTD47,690$108.2 萬<0.1%–
RTLNecessity Retail REIT, Inc.COM CLASS A156,858$106.0 萬<0.1%歷史
Liberty Media Corp531229409COM A SIRIUSXM31,066$101.9 萬<0.1%–
EZPWEzcorp IncCL A NON VTG117,297$98.3 萬<0.1%歷史
MODVModivCare IncCOM18,155$82.1 萬<0.1%歷史
GTLBGitlab Inc.CLASS A COM16,006$81.8 萬<0.1%歷史
TRTNTriton International LtdCL A9,627$80.2 萬<0.1%歷史
Absolute Shs Tr00400R858WBI PWR FACTOR30,352$78.7 萬<0.1%–
WWEWorld Wrestling Entertainment, LLCCL A7,014$76.1 萬<0.1%歷史
ZYXIZynex IncCOM74,222$71.2 萬<0.1%歷史
GGenpact LTDSHS17,390$65.3 萬<0.1%歷史
TCOMTrip.com Group LtdADS18,611$65.1 萬<0.1%歷史
Global X FDS37954Y319MSCI GREECE ETF17,058$63.3 萬<0.1%–
LSILife Storage, Inc.COM4,641$61.7 萬<0.1%歷史
Flexshares Tr33939L654US QT LW VLTY10,272$54.9 萬<0.1%–
Etfis Ser Tr I26923G772INFRAC ACT MLP16,193$53.7 萬<0.1%–
iShares Inc464286822MSCI MEXICO ETF8,561$53.2 萬<0.1%–
Cambria ETF Tr132061862TAIL RISK38,997$53.0 萬<0.1%–
DEIDouglas Emmett IncCOM41,919$52.7 萬<0.1%歷史
HVTHaverty Furniture Companies IncCOM17,330$52.4 萬<0.1%歷史
LBRDKLiberty Broadband CorpCOM SER C6,400$51.3 萬<0.1%歷史
MOVMovado Group IncCOM17,760$47.7 萬<0.1%歷史
BYDBoyd Gaming CorpCOM6,671$46.3 萬<0.1%歷史
JRONuveen Floating Rate Income Opportunity FundCOM SHS57,573$44.9 萬<0.1%歷史
CARAvis Budget Group, Inc.COM1,929$44.1 萬<0.1%歷史
ANFAbercrombie & Fitch CoCL A11,320$42.7 萬<0.1%歷史
VIPSVipshop Holdings LtdSPONSORED ADS A24,756$40.8 萬<0.1%歷史
LOCOEl Pollo Loco Holdings, Inc.COM46,259$40.6 萬<0.1%歷史
DVDoubleVerify Holdings, Inc.COM9,482$36.9 萬<0.1%歷史
DXPEDXP Enterprises IncCOM NEW9,984$36.4 萬<0.1%歷史
BKIBlack Knight, Inc.COM5,956$35.6 萬<0.1%歷史
UHALU-Haul Holding CoCOM6,309$34.9 萬<0.1%歷史
NVCRNovoCure LtdORD SHS8,401$34.9 萬<0.1%歷史
BCCBoise Cascade CoCOM3,470$31.4 萬<0.1%歷史
DBPInvesco DB Precious Metals FundPRECIOUS METAL6,277$31.0 萬<0.1%歷史
SALSalisbury Bancorp, Inc.COM13,042$30.9 萬<0.1%歷史
Nushares ETF Tr67092P110NUVEEN ESG 1-512,830$29.3 萬<0.1%–
MASIMasimo CorpCOM1,760$29.0 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY30,190$28.6 萬<0.1%–
SSentinelOne, Inc.CL A18,748$28.3 萬<0.1%歷史
PENGPenguin Solutions, Inc.SHS9,650$28.0 萬<0.1%歷史
MLVFMalvern Bancorp, Inc.COM17,489$27.5 萬<0.1%歷史
AMHAmerican Homes 4 RentCL A7,685$27.2 萬<0.1%歷史
iShares U S ETF Tr46431W705INT RT HDG C B2,832$26.3 萬<0.1%–
ProShares Tr74347R206PSHS ULTRA QQQ4,092$26.3 萬<0.1%–
RESRPC IncCOM36,755$26.3 萬<0.1%歷史
Exchange Traded Concepts Tr301505723ROBO GBL HLTCR8,698$26.2 萬<0.1%–
ZDZiff Davis, Inc.COM3,663$25.7 萬<0.1%歷史
Exchange Listed FDS Tr30151E814HIGH YIELD ETF10,031$25.6 萬<0.1%–
JHGJanus Henderson Group Ltd.ORD SHS9,338$25.4 萬<0.1%歷史
VRNAVerona Pharma plcSPONSORED ADS11,960$25.3 萬<0.1%歷史
SPDR Series Trust78464A490ST STR FTSE ETF6,013$25.1 萬<0.1%–
GHGuardant Health, Inc.COM6,970$25.0 萬<0.1%歷史
FLFoot Locker, Inc.COM9,144$24.8 萬<0.1%歷史
Invesco Exchange Traded FD T46137V589GBL LISTED PVT23,526$24.8 萬<0.1%–
TNLTravel & Leisure Co.COM6,081$24.5 萬<0.1%歷史
Managed Portfolio Series46143U849KNWLDL LD ETF5,923$24.2 萬<0.1%–
FWRDForward Air CorpCOM2,271$24.1 萬<0.1%歷史
SAGESage Therapeutics, Inc.COM5,121$24.1 萬<0.1%歷史
Etfis Ser Tr I26923G780VIRTUS REAL AS10,205$23.9 萬<0.1%–
ProShares Tr74347X823ULTRPRO DOW303,993$23.8 萬<0.1%–
FWONKLiberty Media CorpCOM SER C FRMLA3,154$23.7 萬<0.1%歷史
CNMDCONMED CorpCOM1,728$23.5 萬<0.1%歷史
IRBTiRobot CorpCOM5,098$23.1 萬<0.1%歷史
iShares Tr46434V787YLD OPTIM BD10,485$23.0 萬<0.1%–
CHDNChurchill Downs IncCOM1,650$23.0 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E644INTL BUYBACK6,657$23.0 萬<0.1%–
VSATViasat IncCOM5,572$23.0 萬<0.1%歷史
GRBKGreen Brick Partners, Inc.COM4,028$22.9 萬<0.1%歷史
First Tr Exchange-Traded FD33739Q507SSI STRG ETF6,989$22.8 萬<0.1%–
HRIHerc Holdings IncCOM1,663$22.8 萬<0.1%歷史
NSSCNapco Security Technologies, IncStock6,540$22.7 萬<0.1%歷史
PENPenumbra IncCOM659$22.7 萬<0.1%歷史
Townebank Portsmouth Va89214P109COM9,742$22.6 萬<0.1%–
CPRICapri Holdings LtdSHS6,296$22.6 萬<0.1%歷史
MKTXMarketaxess Holdings IncCOM858$22.4 萬<0.1%歷史
MNROMonro, Inc.COM5,455$22.2 萬<0.1%歷史
Coherent Corp.19247G2066% CONV PFD A978$22.2 萬<0.1%–
Procure ETF Trust II74280R205SPACE ETF11,553$22.1 萬<0.1%–
JSDNuveen Short Duration Credit Opportunities FundCOM19,110$22.1 萬<0.1%歷史
iShares Tr464288695GLOBAL MATER ETF2,672$21.9 萬<0.1%–
INVHInvitation Homes Inc.COM6,302$21.7 萬<0.1%歷史
FORGForgeRock, Inc.CL A10,510$21.6 萬<0.1%歷史
HUBGHub Group, Inc.CL A2,681$21.5 萬<0.1%歷史
MLCOMelco Resorts & Entertainment LTDADR17,576$21.5 萬<0.1%歷史
BKNBlackRock Investment Quality Municipal Trust, Inc.COM18,327$21.3 萬<0.1%歷史
SCLStepan CoCOM2,220$21.2 萬<0.1%歷史
FIVNFive9, Inc.COM2,560$21.1 萬<0.1%歷史
COLMColumbia Sportswear CoCOM2,720$21.0 萬<0.1%歷史
SPDR Index Shs FDS78463X863ST DOW INTL ETF8,490$21.0 萬<0.1%–
DOORMasonite International CorpCOM2,046$21.0 萬<0.1%歷史
NSLNuveen Senior Income FundCOM45,860$21.0 萬<0.1%歷史
AJRDAerojet Rocketdyne Holdings, Inc.COM3,807$20.9 萬<0.1%歷史