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Livermore
Livermore
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Commonwealth Equity Services, LLC

SEC CIK
0000312272
最新申報
2026/7/29

2021 年第 3 季持倉

持倉截至 2021/9/30，2021/10/29 申報。只含多頭部位，變化是跟 2021 年第 2 季比股數。

機構總覽
持股檔數
3,573
較 2021 年第 2 季 +53
總值
$398.4 億
較 2021 年第 2 季 +$4.49 億 (+1.1%)
申報日
2021/10/29
SEC
Commonwealth Equity Services, LLC 在 2021 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
GNLNGreenlane Holdings, Inc.CL A28,202$6.60 萬<0.1%+28,202新進歷史
GCVGabelli Convertible & Income Securities Fund IncCOM11,081$6.70 萬<0.1%+11,081新進歷史
LXRXLexicon Pharmaceuticals, Inc.COM NEW14,276$6.80 萬<0.1%+107+0.8%加碼歷史
BGCBGC Group, Inc.CL A13,136$6.80 萬<0.1%−3,356−20.3%減碼歷史
MTNBMatinas BioPharma Holdings, Inc.COM52,400$6.80 萬<0.1%+15,900+43.6%加碼歷史
CIFMFS Intermediate High Income FundSH BEN INT22,558$6.80 萬<0.1%+22,558新進歷史
SDCSmileDirectClub, Inc.CL A COM12,890$6.80 萬<0.1%+2,569+24.9%加碼歷史
CIKUBS Asset Management Income Fund, Inc.COM19,964$6.90 萬<0.1%+19,964新進歷史
CTXRCitius Pharmaceuticals, Inc.COM NEW34,316$6.90 萬<0.1%+34,316新進歷史
VIEWView, Inc.COM CL A12,899$6.90 萬<0.1%+12,899新進歷史
ASMBAssembly Biosciences, Inc.COM20,299$7.00 萬<0.1%+1,000+5.2%加碼歷史
NCMINational CineMedia, Inc.COM19,927$7.00 萬<0.1%+19,927新進歷史
Golden Star Res Ltd Cda38119T807COM30,053$7.10 萬<0.1%00.0%不變–
DYAIDyadic International IncCOM13,162$7.30 萬<0.1%−6,350−32.5%減碼歷史
KPTIKaryopharm Therapeutics Inc.COM12,740$7.40 萬<0.1%+12,740新進歷史
Titan Med Inc88830X819COM NEW48,858$7.40 萬<0.1%00.0%不變–
Transglobe Energy Corp893662106COM34,000$7.40 萬<0.1%00.0%不變–
SIGASiga Technologies IncCOM10,290$7.60 萬<0.1%00.0%不變歷史
RGLSRegulus Therapeutics Inc.COM NEW111,000$7.60 萬<0.1%+31,000+38.8%加碼歷史
GNTGAMCO Natural Resources, Gold & Income TrustSH BEN INT15,370$7.70 萬<0.1%+1,462+10.5%加碼歷史
CIGEnergy Co of Minas GeraisSP ADR N-V PFD30,839$7.70 萬<0.1%+3,892+14.4%加碼歷史
BlackRock 2022 GBL Incm Opp09258P104COM14,882$7.70 萬<0.1%+694+4.9%加碼–
ORGNOrigin Materials, Inc.COM12,040$8.10 萬<0.1%+12,040新進歷史
VSTMVerastem, Inc.COM26,800$8.20 萬<0.1%−6,750−20.1%減碼歷史
WMCWestern Asset Mortgage Capital CorpCOM31,431$8.20 萬<0.1%+9,678+44.5%加碼歷史
VIVSVivoSim Labs, INC.COM NEW12,292$8.30 萬<0.1%−17,716−59.0%減碼歷史
EOLSEvolus, Inc.COM11,100$8.40 萬<0.1%00.0%不變歷史
NMLNeuberger Energy Infrastructure & Income Fund Inc.COM17,125$8.40 萬<0.1%+73+0.4%加碼歷史
AEVAAeva Technologies, Inc.COM10,830$8.50 萬<0.1%+10,830新進歷史
KODKEastman Kodak CoCOM NEW12,848$8.70 萬<0.1%+855+7.1%加碼歷史
BGRYBerkshire Grey, Inc.COMMON STOCK12,480$8.70 萬<0.1%+12,480新進歷史
ACGNAceragen, Inc.COM PAR86,662$8.90 萬<0.1%00.0%不變歷史
HYZNHyzon Motors Inc.COMMON STOCK12,957$8.90 萬<0.1%+12,957新進歷史
WITWipro LtdSPON ADR 1 SH10,216$9.00 萬<0.1%−339−3.2%減碼歷史
ASURAsure Software IncCOM10,183$9.10 萬<0.1%+11+0.1%加碼歷史
ATOSAtossa Therapeutics, Inc.COM28,442$9.20 萬<0.1%−4,941−14.8%減碼歷史
QTTBQ32 Bio Inc.COM11,762$9.20 萬<0.1%+11,762新進歷史
KMFKayne Anderson NextGen Energy & Infrastructure, Inc.COM12,735$9.20 萬<0.1%−852−6.3%減碼歷史
BlackRock Cap Invt Corp092533AC2NOTE 5.000% 6/193,000$9.30 萬<0.1%00.0%不變–
Goldman Sachs BDC, Inc.38147UAB3NOTE 4.500% 4/092,000$9.30 萬<0.1%00.0%不變–
HGLBHighland Global Allocation FundCOM10,237$9.30 萬<0.1%+10,237新進歷史
MILEMetromile, LLCCOM26,530$9.40 萬<0.1%+5,370+25.4%加碼歷史
SNDLSNDL Inc.COM140,465$9.50 萬<0.1%+9,926+7.6%加碼歷史
SOLOElectrameccanica Vehicles Corp.COM NEW27,242$9.60 萬<0.1%+7,713+39.5%加碼歷史
VLTAVolta Inc.COM CL A11,183$9.60 萬<0.1%+11,183新進歷史
Ares Capital Corp04010LAW3NOTE 4.625% 3/088,000$9.70 萬<0.1%00.0%不變–
EGOEldorado Gold CorpCOM12,751$9.80 萬<0.1%−600−4.5%減碼歷史
DRDDrdgold LtdSPON ADR REPSTG12,185$9.80 萬<0.1%+12,185新進歷史
PRPHProPhase Labs, Inc.COM18,866$9.80 萬<0.1%00.0%不變歷史
Enerplus Corp292766102COM12,458$9.90 萬<0.1%−293−2.3%減碼–
Beachbody Company, Inc.073463101COM CL A17,892$9.90 萬<0.1%+3,917+28.0%加碼–
ATHXAthersys, IncCOM76,284$10.1 萬<0.1%00.0%不變歷史
Custom Truck One23204X111COM46,500$10.1 萬<0.1%00.0%不變–
Thayer Ventures Acqu Corp88332T100COM CL A10,000$10.1 萬<0.1%00.0%不變–
UPWheels Up Experience Inc.COMMON STOCK15,455$10.1 萬<0.1%+2,405+18.4%加碼歷史
ACHRArcher Aviation Inc.Stock11,560$10.2 萬<0.1%−4,280−27.0%減碼歷史
Cyxtera Technolo23284C110EQUITY WRT49,966$10.2 萬<0.1%+49,966新進–
ALTOAlto Ingredients, Inc.COM20,979$10.3 萬<0.1%−1,000−4.5%減碼歷史
EDUNew Oriental Education & Technology Group Inc.SPON ADR50,590$10.3 萬<0.1%+38,200+308.3%加碼歷史
ProShares Tr74347G861ULTRAPRO SHT QQQ12,020$10.3 萬<0.1%+2,020+20.2%加碼–
SVMSilvercorp Metals IncCOM27,522$10.4 萬<0.1%−2,000−6.8%減碼歷史
TDAYUSA TODAY Co., Inc.COM15,737$10.5 萬<0.1%−1,275−7.5%減碼歷史
Jack Creek Investment Corp.G4989X107UNIT 10/01/202310,490$10.5 萬<0.1%00.0%不變–
CXEMFS High Income Municipal TrustSH BEN INT20,293$10.6 萬<0.1%+50.0%加碼歷史
Sandstorm Gold Ltd Com New80013R206Stock18,741$10.7 萬<0.1%+5,189+38.3%加碼–
CBHVirtus Convertible & Income 2024 Target Term FundCOM10,400$10.7 萬<0.1%−1,500−12.6%減碼歷史
CVVCVD Equipment CorpCOM23,765$10.8 萬<0.1%00.0%不變歷史
Invesco High Income 2023 Tar46135X108COM11,152$10.8 萬<0.1%+50+0.5%加碼–
LCTXLineage Cell Therapeutics, Inc.COM43,939$11.0 萬<0.1%−10,400−19.1%減碼歷史
LITSLite Strategy, Inc.COM NEW40,000$11.0 萬<0.1%00.0%不變歷史
IGAVoya Global Advantage & Premium Opportunity FundCOM11,165$11.0 萬<0.1%+750+7.2%加碼歷史
IQiQIYI, Inc.SPONSORED ADS13,883$11.1 萬<0.1%−10,426−42.9%減碼歷史
AUMNGolden Minerals CoCOM258,389$11.1 萬<0.1%−3,000−1.1%減碼歷史
PRETQPennsylvania Real Estate Investment TrustSH BEN INT57,416$11.1 萬<0.1%+515+0.9%加碼歷史
Theratechnologies Inc88338H100COM29,700$11.1 萬<0.1%00.0%不變–
ELMDElectromed, Inc.Stock10,417$11.2 萬<0.1%00.0%不變歷史
EODAllspring Global Dividend Opportunity FundCOM20,387$11.2 萬<0.1%+950+4.9%加碼歷史
First Tr MLP & Energy Incom33739B104COM15,628$11.2 萬<0.1%−1,737−10.0%減碼–
XFLTXAI Floating Rate & Alternative Income TrustCOM13,163$11.2 萬<0.1%+356+2.8%加碼歷史
AVTXAvalo Therapeutics, Inc.COM52,000$11.3 萬<0.1%+38,467+284.2%加碼歷史
IVRInvesco Mortgage Capital Inc.COM36,816$11.5 萬<0.1%−70−0.2%減碼歷史
AGENAgenus IncCOM NEW22,622$11.8 萬<0.1%+2,501+12.4%加碼歷史
BACKIMAC Holdings, Inc.COM80,000$11.8 萬<0.1%+80,000新進歷史
SIENProject Sage Oldco, Inc.COM20,732$11.8 萬<0.1%+3,562+20.7%加碼歷史
OSUROrasure Technologies IncCOM10,607$11.9 萬<0.1%+86+0.8%加碼歷史
FROFrontline plcSHS NEW12,752$11.9 萬<0.1%+291+2.3%加碼歷史
PRVBProvention Bio, Inc.COM18,785$12.0 萬<0.1%+189+1.0%加碼歷史
RESNResonant IncCOM49,769$12.0 萬<0.1%+435+0.9%加碼歷史
FTITechnipFMC plcCOM16,350$12.3 萬<0.1%−69,131−80.9%減碼歷史
VGIVirtus Global Multi-Sector Income FundCOM10,464$12.3 萬<0.1%+22+0.2%加碼歷史
FPIFarmland Partners Inc.COM10,528$12.6 萬<0.1%+10,528新進歷史
BRWSaba Capital Income & Opportunities FundSHARES27,713$12.6 萬<0.1%−4,022−12.7%減碼歷史
GEOGeo Group IncCOM17,132$12.7 萬<0.1%+17,132新進歷史
NRONeuberger Real Estate Securities Income Fund IncCOM26,639$12.7 萬<0.1%+60+0.2%加碼歷史
Guggenheim Enhanced Equity I40167B100COM13,689$12.7 萬<0.1%−1,438−9.5%減碼–
ASGLiberty All Star Growth Fund Inc.COM14,777$12.7 萬<0.1%−2,362−13.8%減碼歷史
First Tr Sr Floating Rate 2033740K101COM SHS13,362$12.8 萬<0.1%+13,362新進–
CULLCullman Bancorp, Inc.COM10,000$12.8 萬<0.1%+10,000新進歷史
Silvercrest Metals Inc828363101COM18,517$12.9 萬<0.1%−6,641−26.4%減碼–
CVGICommercial Vehicle Group, Inc.COM13,750$13.0 萬<0.1%+13,750新進歷史

2021 年第 2 季之後清倉（163 檔）

2021 年第 2 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔，共 163 檔。

Commonwealth Equity Services, LLC 在 2021 年第 2 季之後清倉的部位
證券類別2021 年第 2 季股數2021 年第 2 季市值2021 年第 2 季佔組合 %紀錄
MXIMMaxim Integrated Products IncCOM48,818$514.3 萬<0.1%歷史
HAEHaemonetics CorpCOM55,782$371.7 萬<0.1%歷史
EWBCEast West Bancorp IncCOM49,618$355.7 萬<0.1%歷史
ETF Ser Solutions26922A388APTUS DEFINED103,557$306.6 萬<0.1%–
Churchill Capital Corp IV171439102CL A94,543$272.4 萬<0.1%–
WORKSlack Technologies, Inc.COM CL A44,019$195.0 萬<0.1%歷史
ALXNAlexion Pharmaceuticals, Inc.COM10,019$184.0 萬<0.1%歷史
CPRICapri Holdings LtdSHS30,905$176.7 萬<0.1%歷史
AHTAshford Hospitality Trust IncCOM SHS380,991$173.7 萬<0.1%歷史
ProShares Tr74347G804K1 FRE CRD OIL21,845$134.9 萬<0.1%–
Pacer FDS Tr69374H691CFRA STVAL EQL34,320$130.4 萬<0.1%–
BWBabcock & Wilcox Enterprises, Inc.COM152,235$119.9 萬<0.1%歷史
CTRNCiti Trends IncCOM12,713$110.6 萬<0.1%歷史
Starboard Value Acquisitn Co85521J208UNIT 09/10/202593,460$96.5 萬<0.1%–
SBHSally Beauty Holdings, Inc.COM39,398$86.9 萬<0.1%歷史
EPIXESSA Pharma Inc.COM NEW29,195$83.4 萬<0.1%歷史
CALCaleres IncCOM29,983$81.8 萬<0.1%歷史
AZEKAZEK Co Inc.CL A17,830$75.7 萬<0.1%歷史
TLSTelos CorpCOM22,093$75.1 萬<0.1%歷史
First Tr Exch TRD Alphdx FD33737J141CHINA ALPHADEX23,105$72.6 萬<0.1%–
COWNCowen Inc.CL A NEW16,037$65.8 萬<0.1%歷史
FUTUFutu Holdings LtdSPON ADS CL A3,551$63.5 萬<0.1%歷史
EVRIEveri Holdings Inc.COM25,491$63.5 萬<0.1%歷史
SYNHSyneos Health, Inc.CL A7,029$62.9 萬<0.1%歷史
VATEINNOVATE Corp.COM140,583$55.9 萬<0.1%歷史
LOOPLoop Industries, Inc.COM45,142$55.6 萬<0.1%歷史
Trillium Therapeutics Inc.89620X506COM NEW55,508$53.8 萬<0.1%–
Innovator ETFs Tr45782C243INVTOR 2 PLS 522,295$52.1 萬<0.1%–
IMAXImax CorpCOM23,731$51.0 萬<0.1%歷史
Barclays Bank PLC06739H313ETN DJUBSCOCO 3817,215$49.5 萬<0.1%–
CBAYCymaBay Therapeutics, Inc.COM113,394$49.4 萬<0.1%歷史
Vedanta Limited92242Y100SPONSORED ADR31,816$45.1 萬<0.1%–
Renaissance Cap Greenwich FD759937303INTNTL IPO ETF12,318$44.4 萬<0.1%–
VVNTVivint Smart Home, Inc.COM CL A33,332$43.9 萬<0.1%歷史
GMSGMS Inc.COM8,882$42.7 萬<0.1%歷史
GIIIG III Apparel Group LtdCOM12,493$41.0 萬<0.1%歷史
TRUPTrupanion, Inc.COM3,482$40.0 萬<0.1%歷史
ANGIAngi Inc.COM CL A NEW29,071$39.3 萬<0.1%歷史
CYRXCryoport, Inc.COM PAR $0.0016,140$38.7 萬<0.1%歷史
Innovator U.S. Equity Ultra Buffer ETF - October45782C821ETF13,927$38.6 萬<0.1%–
First Tr Exchange Traded FD33733A102CHINDIA ETF6,103$38.1 萬<0.1%–
Dominion Energy, Inc25746U133UNIT 99/99/99993,737$36.2 萬<0.1%–
IMOImperial Oil LtdCOM NEW11,700$35.5 萬<0.1%歷史
TCSContainer Store Group, Inc.COM27,299$35.5 萬<0.1%歷史
EGLEEagle Bulk Shipping Inc.COM7,379$34.9 萬<0.1%歷史
SPDR Series Trust78464A789ST STR SP INS8,902$34.3 萬<0.1%–
ANVSAnnovis Bio, Inc.COM3,964$33.9 萬<0.1%歷史
EVYEaton Vance New York Municipal Income TrustSH BEN INT22,320$33.4 萬<0.1%歷史
AVIDAvid Technology, Inc.COM8,495$33.2 萬<0.1%歷史
Invesco Exchange Traded FD T46137V860DWA FINL MUMT6,398$32.4 萬<0.1%–
PSFCohen & Steers Select Preferred & Income Fund, Inc.COM10,563$32.3 萬<0.1%歷史
Rodgers Silicon Valley Aq Co774873202UNIT 11/30/202511,543$32.0 萬<0.1%–
PQ Group Hldgs Inc73943T103COM20,500$31.4 萬<0.1%–
CEVACeva IncCOM6,596$31.1 萬<0.1%歷史
RLAYRelay Therapeutics, Inc.COM8,448$30.9 萬<0.1%歷史
Soaring Eagle Acquisition CoG8354H126CL A SHS31,105$30.9 萬<0.1%–
ONTOnterris, Inc.COM5,737$30.7 萬<0.1%歷史
J P Morgan Exchange Traded F46641Q241BETABUILDERS US5,635$30.6 萬<0.1%–
WWWW International, Inc.COM8,423$30.4 萬<0.1%歷史
LPLLG Display Co., Ltd.SPONS ADR REP28,357$30.3 萬<0.1%歷史
FROGJFrog LtdStock6,532$29.7 萬<0.1%歷史
ATKRAtkore Inc.COM4,168$29.5 萬<0.1%歷史
Just Eat Takeaway Com N V48214T305SPONSORED ADS15,657$28.5 萬<0.1%–
1895 Bancorp of Wis Inc28252W105COM18,954$28.4 萬<0.1%–
Lightspeed Pos Inc53227R106SUB VTG SHS3,398$28.4 萬<0.1%–
BILIBilibili Inc.SPONS ADS REP Z2,300$28.0 萬<0.1%歷史
POSTPost Holdings, Inc.COM2,531$27.4 萬<0.1%歷史
TALTAL Education GroupSPONSORED ADS10,896$27.4 萬<0.1%歷史
COURCoursera, Inc.COM6,880$27.2 萬<0.1%歷史
CM Life Sciences II Inc125842203UNIT 02/25/202820,000$26.9 萬<0.1%–
TMETencent Music Entertainment GroupSPON ADS16,973$26.2 萬<0.1%歷史
DGIIDigi International IncCOM12,700$25.5 萬<0.1%歷史
GRAW R Grace & CoCOM3,678$25.4 萬<0.1%歷史
Portman Ridge Fin Corp73688F102COM106,348$25.3 萬<0.1%–
NBRNabors Industries LtdSHS2,202$25.1 萬<0.1%歷史
CITCit Group IncCOM NEW4,822$24.8 萬<0.1%歷史
USCRU.S. Concrete, Inc.COM3,348$24.7 萬<0.1%歷史
CMPRCIMPRESS plcSHS EURO2,273$24.6 萬<0.1%歷史
EOSEEos Energy Enterprises, Inc.COM CL A13,717$24.6 萬<0.1%歷史
VLDRVelodyne Lidar, Inc.COM23,168$24.6 萬<0.1%歷史
CSIQCanadian Solar Inc.COM5,463$24.4 萬<0.1%歷史
BCOBrinks CoCOM3,164$24.3 萬<0.1%歷史
SAGESage Therapeutics, Inc.COM4,239$24.0 萬<0.1%歷史
Vanguard World FD921910691ESG US CORP BD3,206$23.8 萬<0.1%–
GHCGraham Holdings CoCOM CL B375$23.7 萬<0.1%歷史
ACMRACM Research, Inc.Stock2,314$23.6 萬<0.1%歷史
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD5,290$23.5 萬<0.1%–
SPDR Index Shs FDS78463X756ST MARKE CAP ETF3,770$23.1 萬<0.1%–
OSSOne Stop Systems, Inc.COM40,000$23.1 萬<0.1%歷史
iShares Inc46434G830MSCI ITALY ETF7,104$23.0 萬<0.1%–
CHEChemed CorpCOM482$22.8 萬<0.1%歷史
UCOProShares Trust IIULTA BLMBG 20172,904$22.7 萬<0.1%歷史
ZUOZuora IncCOM CL A13,125$22.6 萬<0.1%歷史
State Street SPDR S&P Emerging Asia Pacific ETF78463X301ETF1,661$22.3 萬<0.1%–
SPDR Index Shs FDS78463X855S&P GBLINF ETF4,272$22.3 萬<0.1%–
Franklin Templeton ETF Tr35473P207LIBERTYQ EMERG7,133$22.3 萬<0.1%–
SUNWSunworks, Inc.COM NEW21,280$22.3 萬<0.1%歷史
GKOSGLAUKOS CorpCOM2,618$22.2 萬<0.1%歷史
GNKGenco Shipping & Trading LtdSHS11,795$22.2 萬<0.1%歷史
LHCGLHC Group, IncCOM1,109$22.2 萬<0.1%歷史