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Livermore
Livermore
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Commonwealth Equity Services, LLC

SEC CIK
0000312272
最新申報
2026/7/29

2021 年第 3 季持倉

持倉截至 2021/9/30，2021/10/29 申報。只含多頭部位，變化是跟 2021 年第 2 季比股數。

機構總覽
持股檔數
3,573
較 2021 年第 2 季 +53
總值
$398.4 億
較 2021 年第 2 季 +$4.49 億 (+1.1%)
申報日
2021/10/29
SEC
Commonwealth Equity Services, LLC 在 2021 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
Rivernorth Doubleline Strate76882G156RIGHT 10/01/202152,140$00.0%+52,140新進–
Diffusion Pharmaceuticals IN253748305COM PAR10,143$5,000<0.1%00.0%不變–
Color Star Technology Co LtdG2287A100SHS NEW10,000$5,000<0.1%00.0%不變–
SDEVStablecoin Development CorpCOM NEW10,030$6,000<0.1%00.0%不變歷史
AAUAFAlmaden Minerals LtdCOM CL B23,345$9,000<0.1%00.0%不變歷史
RMTIRockwell Medical, Inc.COM15,960$9,000<0.1%−5,000−23.9%減碼歷史
TRXTRX GOLD CorpCOM19,166$9,000<0.1%+666+3.6%加碼歷史
LGMKLogicMark, Inc.COM NEW24,353$1.00 萬<0.1%00.0%不變歷史
Redwood Tr Inc758075AC9NOTE 4.750% 8/110,000$1.00 萬<0.1%00.0%不變–
Teva Pharmaceutical Fin LLC88163VAE9DBCV 0.250% 2/011,000$1.00 萬<0.1%00.0%不變–
RNTXRein Therapeutics, Inc.COM11,000$1.10 萬<0.1%00.0%不變歷史
BXRXBaudax Bio, Inc.COM20,525$1.10 萬<0.1%−2,500−10.9%減碼歷史
Naked Brand Group LimitedQ6519T117SHS NEW16,294$1.10 萬<0.1%+16,294新進–
CRBPCorbus Pharmaceuticals Holdings, Inc.COM11,978$1.20 萬<0.1%−625−5.0%減碼歷史
GTEGran Tierra Energy Inc.COM17,488$1.20 萬<0.1%−1,000−5.4%減碼歷史
ITRMIterum Therapeutics plcSHS22,000$1.20 萬<0.1%+10,300+88.0%加碼歷史
New Gold Inc Cda644535106COM12,850$1.30 萬<0.1%+12,850新進–
Fireeye Inc31816QAD3NOTE 1.625% 6/015,000$1.40 萬<0.1%+15,000新進–
Southwest Airls Co844741BG2NOTE 1.250% 5/010,000$1.40 萬<0.1%00.0%不變–
NAKNorthern Dynasty Minerals LtdCOM NEW38,050$1.70 萬<0.1%+10,000+35.7%加碼歷史
UAMYUnited States Antimony CorpCOM18,790$1.70 萬<0.1%+290+1.6%加碼歷史
COCPCocrystal Pharma, Inc.COM16,549$1.70 萬<0.1%+49+0.3%加碼歷史
TRVNTrevena IncCOM14,121$1.70 萬<0.1%−400−2.8%減碼歷史
AIFAAll In FutureTech Alliance, Inc.COM10,425$1.80 萬<0.1%+10,425新進歷史
Sierra Metals Inc82639W106COM11,396$2.00 萬<0.1%−3,250−22.2%減碼–
Ares Capital Corp04010LAT0NOTE 3.750% 2/020,000$2.10 萬<0.1%00.0%不變–
CBIOCrescent Biopharma, Inc.COM10,000$2.10 萬<0.1%00.0%不變歷史
IDEXIdeanomics, Inc.COM10,948$2.10 萬<0.1%+10,948新進歷史
Liberty Media Corp530715AL5DEB 3.750% 2/128,238$2.10 萬<0.1%+28,238新進–
XWELXWELL, Inc.COM15,236$2.20 萬<0.1%+536+3.6%加碼歷史
AQMSAqua Metals, Inc.COM11,197$2.30 萬<0.1%−6,200−35.6%減碼歷史
SPPISpectrum Pharmaceuticals IncCOM10,850$2.30 萬<0.1%+10,850新進歷史
GLDGGoldMining Inc.COM21,932$2.50 萬<0.1%00.0%不變歷史
CATXPerspective Therapeutics, Inc.COM39,784$2.50 萬<0.1%00.0%不變歷史
PTNPalatin Technologies IncCOM PAR $ .0158,665$2.50 萬<0.1%00.0%不變歷史
YTRAYatra Online, Inc.ORD SHS12,525$2.50 萬<0.1%00.0%不變歷史
Cybin Ord23256X100COM12,200$2.60 萬<0.1%+12,200新進–
PLGPlatinum Group Metals LtdCOM13,000$2.60 萬<0.1%+750+6.1%加碼歷史
YARWYarrow Bioscience, Inc.COM19,908$2.70 萬<0.1%+1,230+6.6%加碼歷史
ADMAAdma Biologics, Inc.COM25,010$2.80 萬<0.1%−5,000−16.7%減碼歷史
DRRXDurect CorpCOM21,955$2.80 萬<0.1%00.0%不變歷史
MBIOMustang Bio, Inc.COM10,525$2.80 萬<0.1%00.0%不變歷史
CNSPCNS Pharmaceuticals, Inc.COM20,000$2.90 萬<0.1%00.0%不變歷史
BIOLBiolase, IncCOM NEW49,396$3.10 萬<0.1%+49,396新進歷史
CLRBCellectar Biosciences, Inc.COM PAR34,474$3.10 萬<0.1%+7,482+27.7%加碼歷史
PHUNPhunware, Inc.COM33,731$3.10 萬<0.1%+33,731新進歷史
OBSVObsEva SACOM10,284$3.10 萬<0.1%−285−2.7%減碼歷史
CCOClear Channel Outdoor Holdings, Inc.COM12,041$3.20 萬<0.1%00.0%不變歷史
MRKRMarker Therapeutics, Inc.COM19,029$3.20 萬<0.1%+1,200+6.7%加碼歷史
UBXUnity Biotechnology, Inc.COM10,697$3.20 萬<0.1%−1,500−12.3%減碼歷史
DNNDenison Mines Corp.COM22,939$3.30 萬<0.1%+22,939新進歷史
Western Digital Corp958102AP0NOTE 1.500% 2/033,000$3.30 萬<0.1%00.0%不變–
KALAKALA BIO, Inc.COM12,980$3.40 萬<0.1%−1,341−9.4%減碼歷史
FRBKRepublic First Bancorp IncCOM11,311$3.40 萬<0.1%+11,311新進歷史
Atlas Air Worldwide Hldgs IN049164BH8NOTE 2.250% 6/030,000$3.50 萬<0.1%00.0%不變–
CARMCarisma Therapeutics Inc.COM44,923$3.50 萬<0.1%+34,250+320.9%加碼歷史
CFMSConformis IncCOM27,901$3.70 萬<0.1%+15,000+116.3%加碼歷史
HIVEHIVE Digital Technologies Ltd.COM14,220$3.70 萬<0.1%+14,220新進歷史
TGBTrekor Metals LtdCOM19,595$3.70 萬<0.1%00.0%不變歷史
EVGNEvogene Ltd.SHS14,098$3.70 萬<0.1%−625−4.2%減碼歷史
TOONKartoon Studios, Inc.COM28,086$3.80 萬<0.1%−1,050−3.6%減碼歷史
CRNTCeragon Networks LtdStock11,360$3.90 萬<0.1%+185+1.7%加碼歷史
Hexo Corp428304307COM NEW22,128$4.00 萬<0.1%−399−1.8%減碼–
GYREGyre Therapeutics, Inc.COM NEW10,000$4.10 萬<0.1%+10,000新進歷史
Emx Rty Corp26873J107COM16,019$4.10 萬<0.1%00.0%不變–
GNCAGenocea Biosciences, Inc.COM NEW21,405$4.10 萬<0.1%+700+3.4%加碼歷史
DAREDare Bioscience, Inc.COM25,875$4.30 萬<0.1%00.0%不變歷史
HOSHornbeck Offshore Services, Inc.Stock11,454$4.40 萬<0.1%+11,454新進歷史
New York Mtg Tr Inc649604AD7NOTE 6.250% 1/145,000$4.50 萬<0.1%00.0%不變–
UPHLUpHealth, Inc.COM14,525$4.50 萬<0.1%00.0%不變歷史
GALTGalectin Therapeutics IncCOM NEW11,902$4.60 萬<0.1%+11,902新進歷史
REIRing Energy, Inc.COM15,900$4.60 萬<0.1%00.0%不變歷史
OTLKOutlook Therapeutics, Inc.COM NEW21,522$4.60 萬<0.1%+21,522新進歷史
SQFTPresidio Property Trust, Inc.COM CL A12,407$4.60 萬<0.1%+1,329+12.0%加碼歷史
BCDABioCardia, Inc.COM16,492$5.10 萬<0.1%+16,492新進歷史
NXENexGen Energy Ltd.COM10,999$5.20 萬<0.1%+10,999新進歷史
EVFMEvofem Biosciences, Inc.COM70,540$5.20 萬<0.1%−20,727−22.7%減碼歷史
ASXCAsensus Surgical, Inc.COM29,020$5.30 萬<0.1%+2,716+10.3%加碼歷史
RDHLRedHill Biopharma Ltd.SPONSORED ADS11,687$5.30 萬<0.1%+11,687新進歷史
ZYNEZynerba Pharmaceuticals, Inc.COM12,955$5.40 萬<0.1%+75+0.6%加碼歷史
SCORComscore, Inc.COM14,150$5.50 萬<0.1%+14,150新進歷史
CMUMFS High Yield Municipal TrustSH BEN INT12,402$5.60 萬<0.1%−5,284−29.9%減碼歷史
TTOOT2 Biosystems, Inc.COM61,510$5.60 萬<0.1%00.0%不變歷史
OPTTOcean Power Technologies, Inc.COM NEW24,614$5.70 萬<0.1%−386−1.5%減碼歷史
GSATGlobalstar, Inc.COM34,714$5.70 萬<0.1%+3,069+9.7%加碼歷史
TXMDTherapeuticsMD, Inc.COM78,200$5.70 萬<0.1%−27,500−26.0%減碼歷史
LogicBio Therapeutics, Inc.54142F102COM12,836$5.80 萬<0.1%+12,836新進–
SEELSeelos Therapeutics, Inc.COM24,361$5.80 萬<0.1%+4,681+23.8%加碼歷史
MAMAMama's Creations, Inc.COM24,500$5.90 萬<0.1%+24,500新進歷史
NNBRNN IncCOM11,265$5.90 萬<0.1%00.0%不變歷史
AMPEAmpio Pharmaceuticals, Inc.COM35,626$5.90 萬<0.1%00.0%不變歷史
NBEVNewAge, Inc.COM43,313$6.00 萬<0.1%+795+1.9%加碼歷史
HOFVHall of Fame Resort & Entertainment CoCOM23,330$6.10 萬<0.1%−1,084−4.4%減碼歷史
IAGIamgold CorpCOM28,263$6.30 萬<0.1%00.0%不變歷史
PXLWPixelworks, IncCOM NEW13,273$6.30 萬<0.1%−250−1.8%減碼歷史
HMYHarmony Gold Mining Co LtdADR20,434$6.40 萬<0.1%00.0%不變歷史
CPRXCatalyst Pharmaceuticals, Inc.COM12,214$6.40 萬<0.1%+1,158+10.5%加碼歷史
AVGRAvinger IncCOM87,272$6.40 萬<0.1%+15,000+20.8%加碼歷史
VTGNVistagen Therapeutics, Inc.COM NEW23,535$6.40 萬<0.1%00.0%不變歷史
DAKTDaktronics IncCOM12,308$6.60 萬<0.1%00.0%不變歷史

2021 年第 2 季之後清倉（163 檔）

2021 年第 2 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔，共 163 檔。

Commonwealth Equity Services, LLC 在 2021 年第 2 季之後清倉的部位
證券類別2021 年第 2 季股數2021 年第 2 季市值2021 年第 2 季佔組合 %紀錄
MXIMMaxim Integrated Products IncCOM48,818$514.3 萬<0.1%歷史
HAEHaemonetics CorpCOM55,782$371.7 萬<0.1%歷史
EWBCEast West Bancorp IncCOM49,618$355.7 萬<0.1%歷史
ETF Ser Solutions26922A388APTUS DEFINED103,557$306.6 萬<0.1%–
Churchill Capital Corp IV171439102CL A94,543$272.4 萬<0.1%–
WORKSlack Technologies, Inc.COM CL A44,019$195.0 萬<0.1%歷史
ALXNAlexion Pharmaceuticals, Inc.COM10,019$184.0 萬<0.1%歷史
CPRICapri Holdings LtdSHS30,905$176.7 萬<0.1%歷史
AHTAshford Hospitality Trust IncCOM SHS380,991$173.7 萬<0.1%歷史
ProShares Tr74347G804K1 FRE CRD OIL21,845$134.9 萬<0.1%–
Pacer FDS Tr69374H691CFRA STVAL EQL34,320$130.4 萬<0.1%–
BWBabcock & Wilcox Enterprises, Inc.COM152,235$119.9 萬<0.1%歷史
CTRNCiti Trends IncCOM12,713$110.6 萬<0.1%歷史
Starboard Value Acquisitn Co85521J208UNIT 09/10/202593,460$96.5 萬<0.1%–
SBHSally Beauty Holdings, Inc.COM39,398$86.9 萬<0.1%歷史
EPIXESSA Pharma Inc.COM NEW29,195$83.4 萬<0.1%歷史
CALCaleres IncCOM29,983$81.8 萬<0.1%歷史
AZEKAZEK Co Inc.CL A17,830$75.7 萬<0.1%歷史
TLSTelos CorpCOM22,093$75.1 萬<0.1%歷史
First Tr Exch TRD Alphdx FD33737J141CHINA ALPHADEX23,105$72.6 萬<0.1%–
COWNCowen Inc.CL A NEW16,037$65.8 萬<0.1%歷史
FUTUFutu Holdings LtdSPON ADS CL A3,551$63.5 萬<0.1%歷史
EVRIEveri Holdings Inc.COM25,491$63.5 萬<0.1%歷史
SYNHSyneos Health, Inc.CL A7,029$62.9 萬<0.1%歷史
VATEINNOVATE Corp.COM140,583$55.9 萬<0.1%歷史
LOOPLoop Industries, Inc.COM45,142$55.6 萬<0.1%歷史
Trillium Therapeutics Inc.89620X506COM NEW55,508$53.8 萬<0.1%–
Innovator ETFs Tr45782C243INVTOR 2 PLS 522,295$52.1 萬<0.1%–
IMAXImax CorpCOM23,731$51.0 萬<0.1%歷史
Barclays Bank PLC06739H313ETN DJUBSCOCO 3817,215$49.5 萬<0.1%–
CBAYCymaBay Therapeutics, Inc.COM113,394$49.4 萬<0.1%歷史
Vedanta Limited92242Y100SPONSORED ADR31,816$45.1 萬<0.1%–
Renaissance Cap Greenwich FD759937303INTNTL IPO ETF12,318$44.4 萬<0.1%–
VVNTVivint Smart Home, Inc.COM CL A33,332$43.9 萬<0.1%歷史
GMSGMS Inc.COM8,882$42.7 萬<0.1%歷史
GIIIG III Apparel Group LtdCOM12,493$41.0 萬<0.1%歷史
TRUPTrupanion, Inc.COM3,482$40.0 萬<0.1%歷史
ANGIAngi Inc.COM CL A NEW29,071$39.3 萬<0.1%歷史
CYRXCryoport, Inc.COM PAR $0.0016,140$38.7 萬<0.1%歷史
Innovator U.S. Equity Ultra Buffer ETF - October45782C821ETF13,927$38.6 萬<0.1%–
First Tr Exchange Traded FD33733A102CHINDIA ETF6,103$38.1 萬<0.1%–
Dominion Energy, Inc25746U133UNIT 99/99/99993,737$36.2 萬<0.1%–
IMOImperial Oil LtdCOM NEW11,700$35.5 萬<0.1%歷史
TCSContainer Store Group, Inc.COM27,299$35.5 萬<0.1%歷史
EGLEEagle Bulk Shipping Inc.COM7,379$34.9 萬<0.1%歷史
SPDR Series Trust78464A789ST STR SP INS8,902$34.3 萬<0.1%–
ANVSAnnovis Bio, Inc.COM3,964$33.9 萬<0.1%歷史
EVYEaton Vance New York Municipal Income TrustSH BEN INT22,320$33.4 萬<0.1%歷史
AVIDAvid Technology, Inc.COM8,495$33.2 萬<0.1%歷史
Invesco Exchange Traded FD T46137V860DWA FINL MUMT6,398$32.4 萬<0.1%–
PSFCohen & Steers Select Preferred & Income Fund, Inc.COM10,563$32.3 萬<0.1%歷史
Rodgers Silicon Valley Aq Co774873202UNIT 11/30/202511,543$32.0 萬<0.1%–
PQ Group Hldgs Inc73943T103COM20,500$31.4 萬<0.1%–
CEVACeva IncCOM6,596$31.1 萬<0.1%歷史
RLAYRelay Therapeutics, Inc.COM8,448$30.9 萬<0.1%歷史
Soaring Eagle Acquisition CoG8354H126CL A SHS31,105$30.9 萬<0.1%–
ONTOnterris, Inc.COM5,737$30.7 萬<0.1%歷史
J P Morgan Exchange Traded F46641Q241BETABUILDERS US5,635$30.6 萬<0.1%–
WWWW International, Inc.COM8,423$30.4 萬<0.1%歷史
LPLLG Display Co., Ltd.SPONS ADR REP28,357$30.3 萬<0.1%歷史
FROGJFrog LtdStock6,532$29.7 萬<0.1%歷史
ATKRAtkore Inc.COM4,168$29.5 萬<0.1%歷史
Just Eat Takeaway Com N V48214T305SPONSORED ADS15,657$28.5 萬<0.1%–
1895 Bancorp of Wis Inc28252W105COM18,954$28.4 萬<0.1%–
Lightspeed Pos Inc53227R106SUB VTG SHS3,398$28.4 萬<0.1%–
BILIBilibili Inc.SPONS ADS REP Z2,300$28.0 萬<0.1%歷史
POSTPost Holdings, Inc.COM2,531$27.4 萬<0.1%歷史
TALTAL Education GroupSPONSORED ADS10,896$27.4 萬<0.1%歷史
COURCoursera, Inc.COM6,880$27.2 萬<0.1%歷史
CM Life Sciences II Inc125842203UNIT 02/25/202820,000$26.9 萬<0.1%–
TMETencent Music Entertainment GroupSPON ADS16,973$26.2 萬<0.1%歷史
DGIIDigi International IncCOM12,700$25.5 萬<0.1%歷史
GRAW R Grace & CoCOM3,678$25.4 萬<0.1%歷史
Portman Ridge Fin Corp73688F102COM106,348$25.3 萬<0.1%–
NBRNabors Industries LtdSHS2,202$25.1 萬<0.1%歷史
CITCit Group IncCOM NEW4,822$24.8 萬<0.1%歷史
USCRU.S. Concrete, Inc.COM3,348$24.7 萬<0.1%歷史
CMPRCIMPRESS plcSHS EURO2,273$24.6 萬<0.1%歷史
EOSEEos Energy Enterprises, Inc.COM CL A13,717$24.6 萬<0.1%歷史
VLDRVelodyne Lidar, Inc.COM23,168$24.6 萬<0.1%歷史
CSIQCanadian Solar Inc.COM5,463$24.4 萬<0.1%歷史
BCOBrinks CoCOM3,164$24.3 萬<0.1%歷史
SAGESage Therapeutics, Inc.COM4,239$24.0 萬<0.1%歷史
Vanguard World FD921910691ESG US CORP BD3,206$23.8 萬<0.1%–
GHCGraham Holdings CoCOM CL B375$23.7 萬<0.1%歷史
ACMRACM Research, Inc.Stock2,314$23.6 萬<0.1%歷史
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD5,290$23.5 萬<0.1%–
SPDR Index Shs FDS78463X756ST MARKE CAP ETF3,770$23.1 萬<0.1%–
OSSOne Stop Systems, Inc.COM40,000$23.1 萬<0.1%歷史
iShares Inc46434G830MSCI ITALY ETF7,104$23.0 萬<0.1%–
CHEChemed CorpCOM482$22.8 萬<0.1%歷史
UCOProShares Trust IIULTA BLMBG 20172,904$22.7 萬<0.1%歷史
ZUOZuora IncCOM CL A13,125$22.6 萬<0.1%歷史
State Street SPDR S&P Emerging Asia Pacific ETF78463X301ETF1,661$22.3 萬<0.1%–
SPDR Index Shs FDS78463X855S&P GBLINF ETF4,272$22.3 萬<0.1%–
Franklin Templeton ETF Tr35473P207LIBERTYQ EMERG7,133$22.3 萬<0.1%–
SUNWSunworks, Inc.COM NEW21,280$22.3 萬<0.1%歷史
GKOSGLAUKOS CorpCOM2,618$22.2 萬<0.1%歷史
GNKGenco Shipping & Trading LtdSHS11,795$22.2 萬<0.1%歷史
LHCGLHC Group, IncCOM1,109$22.2 萬<0.1%歷史