Mackay Shields LLC
- SEC CIK
- 0000061227
- 最新申報
- 2026/7/28
2021 年第 3 季持倉
持倉截至 2021/9/30，2022/1/18 申報。只含多頭部位，變化是跟 2021 年第 2 季比股數。
- 持股檔數
- 711
- 較 2021 年第 2 季 +3
- 總值
- $106.1 億
- 較 2021 年第 2 季 −$2,897 萬 (−0.3%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| VSTVistra Corp. | Stock | 319,975 | $1.40 萬 | <0.1% | +306,057+2,199.0% | 加碼 | 歷史 |
| Lexicon Pharmaceuticals, Inc.528872AB0 | NOTE 5.250%12/0 | – | $2.90 萬 | <0.1% | – | – | – |
| Flexion Therapeutics Inc33938JAB2 | NOTE 3.375% 5/0 | – | $4.00 萬 | <0.1% | – | – | – |
| Isis Pharmaceuticals Inc Del464337AJ3 | NOTE 1.000%11/1 | – | $4.20 萬 | <0.1% | – | – | – |
| Vocera Communications, Inc.92857FAB3 | BOND | – | $4.50 萬 | <0.1% | – | – | – |
| Liberty Media Corp Del531229AE2 | DEB 2.250% 9/3 | – | $5.20 萬 | <0.1% | – | – | – |
| 8X8 Inc282914AB6 | NOTE 0.500% 2/0 | – | $5.60 萬 | <0.1% | – | – | – |
| Dexcom Inc252131AH0 | NOTE 0.750%12/0 | – | $6.00 萬 | <0.1% | – | – | – |
| Tabula Rasa HealthCare, Inc.873379AA9 | NOTE 1.750% 2/1 | – | $6.30 萬 | <0.1% | – | – | – |
| Aerie Pharmaceuticals Inc00771VAB4 | NOTE 1.500%10/0 | – | $6.90 萬 | <0.1% | – | – | – |
| Air Transport Services Grp I00922RAB1 | NOTE 1.125%10/1 | – | $7.00 萬 | <0.1% | – | – | – |
| Karyopharm Therapeutics Inc.48576UAA4 | NOTE 3.000%10/1 | – | $7.00 萬 | <0.1% | – | – | – |
| Redwood Tr Inc758075AC9 | NOTE 4.750% 8/1 | – | $8.20 萬 | <0.1% | – | – | – |
| Avaya Hldgs Corp05351XAB7 | NOTE 2.250% 6/1 | – | $8.90 萬 | <0.1% | – | – | – |
| Osi Systems Inc671044AD7 | NOTE 1.250% 9/0 | – | $9.00 萬 | <0.1% | – | – | – |
| Allegheny Technologies Inc01741RAG7 | NOTE 4.750% 7/0 | – | $9.40 萬 | <0.1% | – | – | – |
| Veeco Instrs Inc Del922417AD2 | CONVERTIBLE BOND | – | $9.40 萬 | <0.1% | – | – | – |
| INSMED Inc457669AA7 | NOTE 1.750% 1/1 | – | $9.90 萬 | <0.1% | – | – | – |
| Winnebago Inds Inc974637AB6 | NOTE 1.500% 4/0 | – | $10.0 萬 | <0.1% | – | – | – |
| Clovis Oncology, Inc.189464AC4 | CONVERTIBLE BOND | – | $10.2 萬 | <0.1% | – | – | – |
| United States STL Corp New912909AT5 | NOTE 5.000%11/0 | – | $10.2 萬 | <0.1% | – | – | – |
| Pennymac Corp70932AAD5 | NOTE 5.500%11/0 | – | $10.3 萬 | <0.1% | – | – | – |
| Q2 Hldgs Inc74736LAB5 | NOTE 0.750% 2/1 | – | $10.4 萬 | <0.1% | – | – | – |
| Bloomin' Brands, Inc.094235AB4 | NOTE 5.000% 5/0 | – | $11.5 萬 | <0.1% | – | – | – |
| Transocean Ltd.893830BJ7 | DEB 0.500% 1/3 | – | $11.7 萬 | <0.1% | – | – | – |
| Fti Consulting, Inc302941AP4 | NOTE 2.000% 8/1 | – | $11.9 萬 | <0.1% | – | – | – |
| Insight Enterprises Inc45765UAB9 | NOTE 0.750% 2/1 | – | $11.9 萬 | <0.1% | – | – | – |
| Ironwood Pharmaceuticals Inc46333XAD0 | DBCV 2.250% 6/1 | – | $12.0 萬 | <0.1% | – | – | – |
| New Relic, Inc.64829BAB6 | NOTE 0.500% 5/0 | – | $12.2 萬 | <0.1% | – | – | – |
| Nanostring Technologies Inc63009RAD1 | NOTE 2.625% 5/0 | – | $12.8 萬 | <0.1% | – | – | – |
| BRWSaba Capital Income & Opportunities Fund | SHARES | 28,978 | $13.2 萬 | <0.1% | −27,216−48.4% | 減碼 | 歷史 |
| Alteryx, Inc.02156BAD5 | NOTE 0.500% 8/0 | – | $13.8 萬 | <0.1% | – | – | – |
| Vishay Intertechnology Inc928298AP3 | NOTE 2.250% 6/1 | – | $13.9 萬 | <0.1% | – | – | – |
| II-VI Inc902104AB4 | NOTE 0.250% 9/0 | – | $14.0 萬 | <0.1% | – | – | – |
| NTRANatera, Inc. | CONV BD US | – | $14.1 萬 | <0.1% | – | – | 歷史 |
| Ironwood Pharmaceuticals Inc46333XAF5 | NOTE 0.750% 6/1 | – | $14.2 萬 | <0.1% | – | – | – |
| Infinera Corp45667GAC7 | NOTE 2.125% 9/0 | – | $14.4 萬 | <0.1% | – | – | – |
| Guidewire Software, Inc.40171VAA8 | NOTE 1.250% 3/1 | – | $14.5 萬 | <0.1% | – | – | – |
| Cree Inc225447AB7 | NOTE 0.875% 9/0 | – | $14.8 萬 | <0.1% | – | – | – |
| Invitae Corp46185LAB9 | NOTE 2.000% 9/0 | – | $14.8 萬 | <0.1% | – | – | – |
| Workiva Inc98139AAB1 | NOTE 1.125% 8/1 | – | $14.9 萬 | <0.1% | – | – | – |
| Rapid7, Inc.753422AB0 | NOTE 1.250% 8/0 | – | $15.0 萬 | <0.1% | – | – | – |
| Blackline, Inc.09239BAB5 | NOTE 0.125% 8/0 | – | $15.1 萬 | <0.1% | – | – | – |
| Colony Starwood Homes19625XAB8 | NOTE 3.500% 1/1 | – | $17.0 萬 | <0.1% | – | – | – |
| Evolent Health, Inc.30050BAD3 | NOTE 1.500%10/1 | – | $17.4 萬 | <0.1% | – | – | – |
| Ionis Pharmaceuticals Inc462222AB6 | NOTE 0.125%12/1 | – | $18.2 萬 | <0.1% | – | – | – |
| Repligen Corp759916AB5 | NOTE 0.375% 7/1 | – | $18.5 萬 | <0.1% | – | 新進 | – |
| Cyberark Software Ltd23248VAB1 | NOTE 11/1 | – | $19.0 萬 | <0.1% | – | – | – |
| Cleveland-Cliffs Inc.185899AA9 | DBCV 1.500% 1/1 | – | $19.5 萬 | <0.1% | – | – | – |
| Sarepta Therapeutics, Inc.803607AB6 | DBCV 1.500%11/1 | – | $20.0 萬 | <0.1% | – | – | – |
| ELSEquity Lifestyle Properties Inc | COM | 2,606 | $20.4 萬 | <0.1% | +2,606 | 新進 | 歷史 |
| Lyft, Inc.55087PAB0 | NOTE 1.500% 5/1 | – | $20.4 萬 | <0.1% | – | – | – |
| Fireeye Inc31816QAF8 | NOTE 0.875% 6/0 | – | $21.4 萬 | <0.1% | – | – | – |
| DocuSign, Inc.256163AB2 | NOTE 0.500% 9/1 | – | $21.5 萬 | <0.1% | – | – | – |
| JILLJ.Jill, Inc. | COM | 12,465 | $21.7 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| BXBlackstone Inc. | COM | 1,900 | $22.1 萬 | <0.1% | +1,900 | 新進 | 歷史 |
| BIDUBaidu, Inc. | ADR | 1,447 | $22.2 萬 | <0.1% | +347+31.5% | 加碼 | 歷史 |
| Cheniere Energy, Inc.16411RAG4 | NOTE 4.250% 3/1 | – | $22.6 萬 | <0.1% | – | – | – |
| XYZBlock, Inc. | CL A | 1,000 | $24.0 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| MongoDB, Inc.60937PAB2 | NOTE 0.750% 6/1 | – | $24.2 萬 | <0.1% | – | – | – |
| Penn Natl Gaming Inc707569AU3 | NOTE 2.750% 5/1 | – | $25.3 萬 | <0.1% | – | – | – |
| JDJD.com, Inc. | SPON ADS CL A | 3,699 | $26.7 萬 | <0.1% | +499+15.6% | 加碼 | 歷史 |
| MELIMercadolibre Inc | COM | 163 | $27.4 萬 | <0.1% | −37−18.5% | 減碼 | 歷史 |
| Envista Holdings Corp29415FAB0 | NOTE 2.375% 6/0 | – | $27.5 萬 | <0.1% | – | 新進 | – |
| Wayfair Inc.94419LAM3 | NOTE 0.625%10/0 | – | $28.1 萬 | <0.1% | – | 新進 | – |
| Sailpoint Technologies Hldgs78781PAB1 | NOTE 0.125% 9/1 | – | $28.2 萬 | <0.1% | – | – | – |
| iShares Tr464288588 | MBS ETF | 2,737 | $29.6 萬 | <0.1% | +2,737 | 新進 | – |
| iShares Tr464288257 | MSCI ACWI ETF | 3,154 | $31.5 萬 | <0.1% | −11,846−79.0% | 減碼 | – |
| TPBTurning Point Brands, Inc. | COM | 6,802 | $32.5 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| BYMBlackRock Municipal Income Quality Trust | COM | 21,958 | $33.5 萬 | <0.1% | −1,347−5.8% | 減碼 | 歷史 |
| NBONeuberger Berman New York Municipal Fund Inc. | COM | 25,745 | $33.8 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| CNX Res Corp12653CAG3 | NOTE 2.250% 5/0 | – | $34.1 萬 | <0.1% | – | – | – |
| Twitter, Inc.90184LAF9 | NOTE 0.250% 6/1 | – | $34.7 萬 | <0.1% | – | – | – |
| RH74967XAD5 | NOTE 9/1 | – | $37.8 萬 | <0.1% | – | – | – |
| Dick's Sporting Goods, Inc.253393AD4 | NOTE 3.250% 4/1 | – | $39.3 萬 | <0.1% | – | 新進 | – |
| NWSNews Corp | CL B | 18,258 | $42.5 萬 | <0.1% | −538−2.9% | 減碼 | 歷史 |
| ARDCAres Dynamic Credit Allocation Fund, Inc. | COM | 27,018 | $43.7 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 3,300 | $43.9 萬 | <0.1% | −682−17.1% | 減碼 | – |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 20,422 | $45.1 萬 | <0.1% | 00.0% | 不變 | – |
| Wayfair Inc.94419LAF8 | NOTE 1.000% 8/1 | – | $47.4 萬 | <0.1% | – | – | – |
| HubSpot Inc443573AD2 | NOTE 0.375% 6/0 | – | $48.5 萬 | <0.1% | – | – | – |
| Golar LNG Ltd38046YAB7 | NOTE 2.750% 2/1 | – | $49.7 萬 | <0.1% | – | – | – |
| Teradyne, Inc880770AG7 | NOTE 1.250%12/1 | – | $50.1 萬 | <0.1% | – | – | – |
| UAUnder Armour, Inc. | CL C | 29,219 | $51.1 萬 | <0.1% | −861−2.9% | 減碼 | 歷史 |
| Insulet Corp45784PAK7 | NOTE 0.375% 9/0 | – | $52.9 萬 | <0.1% | – | – | – |
| UAAUnder Armour, Inc. | Stock | 28,281 | $57.1 萬 | <0.1% | −834−2.9% | 減碼 | 歷史 |
| Fortive Corp34959JAK4 | NOTE 0.875% 2/1 | – | $57.4 萬 | <0.1% | – | – | – |
| Tesla, Inc.88160RAG6 | NOTE 2.000% 5/1 | – | $57.4 萬 | <0.1% | – | – | – |
| Newpark Res Inc651718AE8 | CONVERTIBLE BOND | – | $59.7 萬 | <0.1% | – | – | – |
| Zillow Group, Inc.98954MAH4 | NOTE 2.750% 5/1 | – | $60.9 萬 | <0.1% | – | 新進 | – |
| WBDWarner Bros. Discovery, Inc. | COM SER A | 25,328 | $64.3 萬 | <0.1% | −747−2.9% | 減碼 | 歷史 |
| Granite PT Mtg Tr Inc38741LAC1 | NOTE 6.375%10/0 | – | $69.7 萬 | <0.1% | – | – | – |
| GAPGap Inc | COM | 31,192 | $70.8 萬 | <0.1% | −919−2.9% | 減碼 | 歷史 |
| HYTBlackRock Corporate High Yield Fund, Inc. | COM | 63,317 | $77.2 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| RLRalph Lauren Corp | CL A | 7,234 | $80.3 萬 | <0.1% | −212−2.8% | 減碼 | 歷史 |
| EIMEaton Vance Municipal Bond Fund | COM | 60,261 | $80.6 萬 | <0.1% | −192,440−76.2% | 減碼 | 歷史 |
| AWFAlliancebernstein Global High Income Fund Inc | COM | 67,463 | $82.8 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| IPGPIpg Photonics Corp | COM | 5,377 | $85.2 萬 | <0.1% | −159−2.9% | 減碼 | 歷史 |
| LEGLeggett & Platt Inc | Stock | 19,940 | $89.4 萬 | <0.1% | −587−2.9% | 減碼 | 歷史 |
| BFZBlackRock California Municipal Income Trust | SH BEN INT | 60,663 | $89.5 萬 | <0.1% | +60,663 | 新進 | 歷史 |
2021 年第 2 季之後清倉（24 檔）
2021 年第 2 季季末還持有、這份申報已經沒有的部位。
| 證券 | 類別 | 2021 年第 2 季股數 | 2021 年第 2 季市值 | 2021 年第 2 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| Microchip Technology Inc595017AD6 | NOTE 1.625% 2/1 | – | $7,228 萬 | 0.7% | – |
| Microchip Technology Inc595017AF1 | NOTE 1.625% 2/1 | – | $4,005 萬 | 0.4% | – |
| Priceline Grp Inc741503AX4 | NOTE 0.900% 9/1 | – | $3,856 萬 | 0.4% | – |
| Slack Technologies, Inc.83088VAB8 | NOTE 0.500% 4/1 | – | $2,760 萬 | 0.3% | – |
| Cantel Med Corp138098AB4 | NOTE 3.250% 5/1 | – | $1,636 萬 | 0.2% | – |
| Nice Sys Inc65366HAB9 | NOTE 1.250% 1/1 | – | $1,551 萬 | 0.1% | – |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 34,871 | $640.6 萬 | 0.1% | 歷史 |
| MXIMMaxim Integrated Products Inc | COM | 42,291 | $445.6 萬 | <0.1% | 歷史 |
| PMOFranklin Municipal Opportunities Trust | SH BEN INT | 134,024 | $189.5 萬 | <0.1% | 歷史 |
| VKIInvesco Advantage Municipal Income Trust II | SH BEN INT | 112,398 | $137.2 萬 | <0.1% | 歷史 |
| VGMInvesco Trust for Investment Grade Municipals | COM | 77,998 | $109.4 萬 | <0.1% | 歷史 |
| NOVNOV Inc. | COM | 60,397 | $92.5 萬 | <0.1% | 歷史 |
| UNMUnum Group | Stock | 31,447 | $89.3 萬 | <0.1% | 歷史 |
| Zillow Group, Inc.98954MAC5 | NOTE 1.500% 7/0 | – | $80.9 萬 | <0.1% | – |
| DMBBNY Mellon Municipal Bond Infrastructure Fund, Inc. | COM SHS | 50,575 | $74.3 萬 | <0.1% | 歷史 |
| VKQInvesco Municipal Trust | COM | 38,647 | $53.0 萬 | <0.1% | 歷史 |
| Twitter, Inc.90184LAD4 | NOTE 1.000% 9/1 | – | $26.0 萬 | <0.1% | – |
| SYNAPTICS Inc87157DAD1 | NOTE 0.500% 6/1 | – | $24.2 萬 | <0.1% | – |
| Proofpoint Inc743424AF0 | NOTE 0.250% 8/1 | – | $22.0 萬 | <0.1% | – |
| Jazz Investments I Ltd472145AB7 | NOTE 1.875% 8/1 | – | $21.6 萬 | <0.1% | – |
| J2 Global Inc48123VAC6 | NOTE 3.250% 6/1 | – | $21.3 萬 | <0.1% | – |
| WIWWestern Asset Inflation-Linked Opportunities & Income Fund | CEF | 14,400 | $18.9 萬 | <0.1% | 歷史 |
| EMDWestern Asset Emerging Markets Debt Fund Inc. | COM | 13,258 | $18.6 萬 | <0.1% | 歷史 |
| Clovis Oncology, Inc.189464AB6 | NOTE 2.500% 9/1 | – | $11.0 萬 | <0.1% | – |