Sousa Mauad Bruno 的 Form 4 申報

Aura Minerals Inc.（AUGO），2026/9/2 申報

申報編號: 0002117905-26-000027
申報時間: 2026/9/2 20:01 ET
交易日: 2026/8/18-8/31
申報延遲: 15 天遲報
10b5-1 計畫: 沒有勾選

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 5 筆非衍生性交易、13 筆衍生性交易。公開市場買進合計 $798.9。公開市場賣出合計 $1,035 萬。交易後 15 天才申報，超過 2 個營業日的期限。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
Sousa Mauad BrunoCIK 0002117905	董事

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式
2026/8/31	Common Shares	P買進取得	+10	$79.89	+$798.9	290,866	間接
2026/8/31	Common Shares	S賣出處分	−127,500	$81.20	−$10,353,000	163,366	間接
2026/8/31	Common Shares	C轉換取得	+3,225	$80.42^F6	+$259,364.82	166,591	間接
2026/8/31	Common Shares	C轉換取得	+3,900	$81.55^F7	+$318,059.82	170,491	間接
2026/8/31	Common Shares	C轉換取得	+100	$82.05^F8	+$8,205	170,591	間接

衍生性證券（表 II）

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日	證券	交易	標的股數	單價	金額	交易後持有	持有方式
2026/8/31	Common shares, no par value	S賣出處分	−0.33	$26.74	−$26.74	13,619,368	間接
2026/8/18	Common shares, no par value	S賣出處分	−41.67	–^F2	–	70,153	間接
2026/8/18	Common shares, no par value	S賣出處分	−21.67	–^F2	–	405,273	間接
2026/8/31	Common shares, no par value	S賣出處分	−23,384.33	–^F3	–	0	間接
2026/8/31	Common shares, no par value	P買進取得	+23,384.33	–^F4	–	70,153	間接
2026/8/31	Common shares, no par value	S賣出處分	−125,995.67	–^F3	–	27,286	間接
2026/8/31	Common shares, no par value	S賣出處分	−9,095.33	–^F3	–	0	間接
2026/8/31	Common shares, no par value	P買進取得	+135,091	–^F5	–	405,273	間接
2026/8/31	Common shares, no par value	C轉換處分	−7,225	$26.74^F9	−$579,559.16	13,597,693	間接
2026/8/28	Common shares, no par value	S賣出處分	−150,000	$7.65	−$11,475	1,500	間接
2026/8/28	Common shares, no par value	P買進取得	+150,000	$7.55	+$11,325	1,500	間接
2026/8/31	Common shares, no par value	P買進取得	+150,000	$4.53^F11	+$6,795	0	間接
2026/8/31	Common shares, no par value	S賣出處分	−150,000	$10.33^F10	−$15,495	0	間接

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

Kapitalo settled their position in a certain cash-settled total return swap agreement pursuant to its terms at a settlement price of $17.74 using the Banco Central do Brasil's conversion rate as of August 18, 2026.

表 II 有 2 筆交易的價格引用這則附註。

Kapitalo settled their position in a certain cash-settled total return swap agreement pursuant to its terms at a settlement price of $17.82 using the Banco Central do Brasil's conversion rate as of August 31, 2026.

表 II 有 3 筆交易的價格引用這則附註。

Kapitalo Investimentos entered into a cash-settled total return swap pursuant to which it will pay any increase in, and receive any decrease in, the price of 70,153 Brazilian Depository Receipts, from an initial price per Brazilian Depository Receipt of BRL142.60. The final valuation date (subject to early termination by the parties) is September 30, 2026.

表 II 有 1 筆交易的價格引用這則附註。

Kapitalo Investimentos entered into a cash-settled total return swap pursuant to which it will pay any increase in, and receive any decrease in, the price of 405,273 Brazilian Depository Receipts, from an initial price per Brazilian Depository Receipt of BRL142.60. The final valuation date (subject to early termination by the parties) is September 30, 2026.

表 II 有 1 筆交易的價格引用這則附註。

The price reported is a weighted average price. These shares were bought in multiple transactions at prices ranging from $79.89 to $80.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (6) to this Form 4. The source of funds for the purchase was the sale of an equivalent number of BDRs, therefore effectively converting the interest in BDRs to an equivalent interest in common shares. See corresponding transaction in table II below.

表 I 有 1 筆交易的價格引用這則附註。

The price reported is a weighted average price. These shares were bought in multiple transactions at prices ranging from $81.10 to $82.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (7) to this Form 4. The source of funds for the purchase was the sale of an equivalent number of BDRs, therefore effectively converting the interest in BDRs to an equivalent interest in common shares. See corresponding transaction in table II below.

表 I 有 1 筆交易的價格引用這則附註。

The source of funds for the purchase was the sale of an equivalent number of BDRs, therefore effectively converting the interest in BDRs to an equivalent interest in common shares. See corresponding transaction in table II below.

表 I 有 1 筆交易的價格引用這則附註。

The price reported is a weighted average price. These BDRs were sold in multiple transactions at prices ranging from $26.50 to $27.16, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of BDRs sold at each separate price within the ranges set forth in footnote (9) to this Form 4. The weighted average price, R$138.55 Brazilian reais ("BRL") per BDR, has been converted to U.S. dollars ("USD") using the Banco Central do Brasil's conversion rate as of August 31, 2026. The proceeds of the sale were used to purchase an equivalent number of common shares, therefore effectively converting the interest in BDRs to an equivalent interest in common shares. See corresponding transaction in table I above.

表 II 有 1 筆交易的價格引用這則附註。

F10

The put option was voluntarily terminated unexercised on August 31, 2026.

表 II 有 1 筆交易的價格引用這則附註。

F11

The call option was voluntarily terminated unexercised on August 31, 2026.

表 II 有 1 筆交易的價格引用這則附註。

備註

Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

看 SEC EDGAR 上的完整原文（在新分頁開啟）