Gupta Priya 的 Form 4/A 修正申報
修正Archer Aviation Inc.(ACHR),2025/11/18 申報
- 申報編號
- 0002036956-25-000003
- 申報時間
- 2025/11/18
- 交易日
- 2025/3/1
- 申報延遲
- 262 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2025/3/4
這份申報列了 1 筆非衍生性交易、1 筆衍生性交易。沿用原件裡沒有重述的 5 筆交易。公開市場賣出合計 $12.5 萬。交易後 262 天申報。
這份修正申報重述了 0001415889-25-006803(2025/3/4 申報)的一部分,沒有重述的交易仍然有效,列在下面。
申報人
一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Gupta PriyaCIK 0002036956 | 高階主管(代理財務長) |
非衍生性證券(表 I)
普通股等股票的取得與處分,每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/3/1 | Class A Common Stock | M行使選擇權取得 | +19,484 | $0.00 | $0 | 133,547 | 直接 |
衍生性證券(表 II)
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/3/1 | Class A Common Stock | M行使選擇權處分 | −19,484 | $0.00 | $0 | 29,228 | 直接 |
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效,網站的交易表把它們算在這份修正申報底下。
來自 0001415889-25-006803(2025/3/4 申報)。
非衍生性證券(表 I)
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/3/1 | Class A Common Stock | M行使選擇權取得 | +3,583 | $0.00 | $0 | 127,388 | 直接 | |
| 2025/3/1 | Class A Common Stock | M行使選擇權取得 | +6,525 | $0.00 | $0 | 133,913 | 直接 | |
| 2025/3/4 | Class A Common Stock | S賣出處分 | −16,192 | $7.70F3 | −$124,678.4 | 117,721 | 直接 |
衍生性證券(表 II)
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/3/1 | Class A Common Stock | M行使選擇權處分 | −3,583 | $0.00 | $0 | 28,664 | 直接 | |
| 2025/3/1 | Class A Common Stock | M行使選擇權處分 | −6,525 | $0.00 | $0 | 71,764 | 直接 |
原件的附註
這幾筆交易的價格在原件上引用的附註。
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.41 to $8.12, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
附註與備註
本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。
- F1
Includes 2,073 shares of Class A Common Stock acquired by the reporting person in one or more transactions with Issuer pursuant to its Employee Stock Purchase Plan, which transactions are exempt pursuant to Rules 16a3(f)(1)(i)(B) and 16b3(c).
- F2
Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the reporting person's continued status as a service provider to the Issuer.
- F3
The award vested as to 1/4 of the total award on August 15, 2023. The award was originally scheduled to vest in ratable increments of 1/16 of the total award quarterly thereafter on each November 15th, March 1st, May 15th, and August 15th. The original vesting schedule was modified pursuant to approval of the Issuer's Compensation Committee, resulting in vesting of 1/8 of the total award on certain scheduled vesting dates, including on the transaction date. Pursuant to the modified vesting schedule, the award vested in full on August 15, 2025.
- F4
These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.
備註
The Form 4 filed on March 4, 2025 is being amended hereby to correct, as set forth in Tables I and II above, the number of restricted stock units that vested on March 1, 2025 with respect to the single award reflected above. The number of restricted stock units that vested on such award was misstated in the original report due administrative error. For avoidance of doubt, after giving effect to all transactions originally reported on such Form 4, the reporting person directly held 127,463 shares of the Issuer's Class A Common Stock. Any subsequent Forms 4 filed by the reporting person through the date of this amendment should be read to incorporate this correction in the context of any transactions reported therein.