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Phillips Geoffrey 的 Form 4 申報

Gatx Corp(GATX),2026/9/11 申報

申報編號
0001989421-26-000012
申報時間
2026/9/11 17:38 ET
交易日
2026/9/11
申報延遲
當天
10b5-1 計畫
沒有勾選

這份申報列了 4 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $44.4 萬。交易當天就申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Phillips GeoffreyCIK 0001989421高階主管(Sr. VP, Operations)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2026/9/11Common StockM行使選擇權取得+2,500$77.07+$192,6752,501直接
2026/9/11Common StockS賣出處分−1,700$177.12F1−$301,107.23801直接
2026/9/11Common StockS賣出處分−500$178.07−$89,032.5301直接
2026/9/11Common StockS賣出處分−300$179.51F2−$53,852.011直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2026/9/11Common StockM行使選擇權處分−2,500$0.00$00直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

Represents the weighted average sale price. The highest price at which shares were sold was $177.1900 and the lowest price at which shares were sold was $176.9450. Information regarding the number of shares sold at each separate price will be made available from the reporting person upon request by the SEC, the issuer or its shareholders.

表 I 有 1 筆交易的價格引用這則附註。

F2

Represents the weighted average sale price. The highest price at which shares were sold was $179.5400 and the lowest price at which shares were sold was $179.4900. Information regarding the number of shares sold at each separate price will be made available from the reporting person upon request by the SEC, the issuer or its shareholders.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)