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Schwab-Pomerantz Carolyn 的 Form 4 申報

Schwab Charles Corp(SCHW),2024/3/25 申報

申報編號
0001950787-24-000006
申報時間
2024/3/25
交易日
2024/3/21
申報延遲
4 天
10b5-1 計畫
有勾選

這份申報列了 4 筆非衍生性交易。公開市場賣出合計 $63.8 萬。交易後 4 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Schwab-Pomerantz CarolynCIK 0001950787董事

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2024/3/21Common StockS賣出處分−3,256$70.66F2−$230,068.961,721,542.66間接
2024/3/21Common StockS賣出處分−2,144$71.21F3−$152,674.241,719,398.66間接
2024/3/21Common StockS賣出處分−2,534$70.68F4−$179,103.12582,523間接
2024/3/21Common StockS賣出處分−1,066$71.28F5−$75,984.48581,457間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F2

The transaction was executed in multiple trades at prices ranging from $69.97 to $70.97. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F3

The transaction was executed in multiple trades at prices ranging from $70.98 to $71.58. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F4

The transaction was executed in multiple trades at prices ranging from $69.99 to $70.99. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F5

The transaction was executed in multiple trades at prices ranging from $71.01 to $71.58. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)